Error of Law - Article 1D of the Refugee Convention - The 'Ipso Facto' Clause
28 This leaves the final ground upon which error of law is asserted. That is the Tribunal's failure to hold that, notwithstanding he was entitled to UNRWA protection and assistance and had removed himself from that protection and assistance, he was automatically entitled to Convention protection as a refugee under Article 1A.
29 In its reasons the Tribunal said:
"The Tribunal notes that the applicant has claimed that his return will mean that his file will be opened and this will lead to problems. Firstly the country information above indicates that Syria will accept the return of Syrian Palestinians. In this regard the Tribunal notes that the applicant is covered by UNRWA even though he does not live in a refugee camp and does not receive any services."
30 Counsel for the applicant argued that, on the proper construction of the second paragraph of Article 1D of the Convention, any entitlement the applicant might have had to protection or assistance from UNRWA ceased on his departure from its area of operation. The effect is, therefore, that he is not receiving and is not entitled to receive the protection or assistance of the agency. On that basis it is said he is not excluded from the protection of the Convention and falls automatically for Convention protection without screening under Article 1A(2). This construction of paragraph 2 of Article 1D is said to be supported by academic commentators - Grahl-Madsen, The Status of Refugees in International Law, 1966 Vol 1 at 141-142 and 264-265; Goodwin-Gill, The Refugee in International Law, 1996 Vol 1 at 1592.
31 It was submitted that it was the intention of those who drafted the Convention that Palestinians entitled to UN protection or assistance and individual Palestinians who might find themselves beyond the area of the UN agency's jurisdiction were to have the heightened protection of automatic refugee status under the Convention. This did not mean that benefits would go to those who did not need them. The argument, which was based on travaux preparatoires, is that Palestinians who have no state and are without repatriation and compensation for the loss of homelands were considered a special case for heightened protection at the time that the Convention was drafted. In the Australian context, s 36 of the Migration Act and the requirement that a person be without effective protection elsewhere before the Article 33 non-refoulement obligation is engaged, prevent individual Palestinians from gaining an unwarranted protection obligation from Australia. It was put that the decision to the contrary of Carr J in Al-Khateeb v Minister for Immigration & Multicultural Affairs (2002) 67 ALD 46 should not be followed. No judgments have adopted the propounded construction of paragraph 2.
32 It is useful in this context to review the relevant terms of the Refugee Convention. Article 1A of the Convention provides:
"1A. For the purposes of the present Convention, the term "refugee" shall apply to any person who:
(1) Has been considered a refugee under the Arrangements of 12 May 1926 and 30 June 1928 or under the Conventions of 28 October 1933 and 10 February 1938, the Protocol of 14 September 1939 or the Constitution of the International Refugee Organization.
Decisions of non-eligibility taken by the International Refugee Organization during the period of its activities shall not prevent the status of refugee being accorded to persons who fulfil the conditions of paragraph 2 of this section;
(2) As a result of events occurring before 1 January 1951 and owing to a well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country; or who, not having a nationality and being outside the country of his former habitual residence as a result of such events, is unable or, owing to such fear, is unwilling to return to it.
In the case of a person who has more than one nationality, the term "the country of his nationality" shall mean each of the countries of which he is a national, and a person shall not be deemed to be lacking the protection of the country of his nationality if, without any valid reason based on well-founded fear, he has not availed himself of the protection of one of the countries of which he is a national."
33 Article 1D provides:
"This Convention shall not apply to persons who are at present receiving from organs or agencies of the United Nations other than the United Nations High Commissioner for Refugees protection or assistance.
When such protection or assistance has ceased for any reason, without the position of such persons being definitely settled in accordance with the relevant resolutions adopted by the General Assembly of the United Nations, these persons shall ipso facto be entitled to the benefits of this Convention."
34 The non-refoulement obligation is created by Article 33 which provides:
"1. No Contracting State shall expel or return ("refouler") a refugee in any manner whatsoever to the frontiers of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion.
2. The benefit of the present provision may not, however, be claimed by a refugee whom there are reasonable grounds for regarding as a danger to the security of the country in which he is, or who, having been convicted by a final judgment of a particularly serious crime, constitutes a danger to the community of that country."
35 In a previous decision unrelated to the present matter, I held that Article 1D does not exclude from the protection of the Convention a Palestinian entitled to protection and assistance from UNRWA who is nevertheless at risk of persecution if returned to his or her home region even if that region is within the territorial competence of UNRWA. That decision was appealed to the Full Court which, at the time of the hearing of this application, had reserved its decision. In this case, the arguments put for the applicant also assert that the applicant, no longer being under the protection of UNRWA, is automatically entitled to be treated as a refugee under the Convention. This contention is based upon the second paragraph of Article 1D. As will be seen below that matter was in fact dealt with by the Full Court on the appeal to which I have referred.
36 The Full Court delivered judgment in the matter to which I have referred on 8 November 2002 - Minister for Immigration & Multicultural Affairs v WABQ [2002] FCAFC 329. The principal question raised before the Full Court related to the construction of the first paragraph of Article 1D and its interaction with historical facts as to which certain findings had been made (erroneously, as the Full Court held) by the Tribunal.
37 The Court also addressed the operation of the second paragraph of Article 1D. As to that, Hill J said at [69 subpar 6.]:
"It can be accepted that the Latin 'ipso facto' conveys the meaning 'by the very fact'. That is the meaning attributed to it in the Shorter Oxford English Dictionary, 3rd edition. But the question is rather what, by the very fact of protection or assistance ceasing, is contemplated to happen. The answer which the second paragraph gives to the question is that the person becomes entitled to 'the benefits' of the Convention. It is not that the person is deemed to be a refugee. The benefits of the Convention are those benefits, such as the non-expulsion provisions of Article 32 and the non-refoulement provisions of Article 33. But those benefits are available only to those persons who are refugees. They are not available to anyone else."
Moore J found it unnecessary to decide the question given that the appeal turned on the first limb of Article 1D. Tamberlin J said at [172]:
"A further question in relation to the second paragraph is the meaning of the expression 'ipso facto' being entitled to the benefit of the Convention. I agree with the conclusion of Carr J in Jaber [Jaber v Minister for Immigration and Multicultural Affairs [2001] FCA 1878] that the better view is that the expression 'ipso facto' does not require a conclusion that upon cessation of protection or assistance, an applicant becomes automatically entitled to protection as a 'refugee' without satisfying the definition of 'refugee' under the Convention. Essentially, the protection of the Convention is provided in Article 33 which refers to a 'refugee'. The entitlement of a refugee is not to be sent to a country where he or she would be persecuted for a Convention reason. In this case because the respondent has established that he is a 'refugee' within the definition, it follows that if he comes within the second paragraph he is entitled to the protection of the Convention."
The views expressed by Hill and Tamberlin JJ on the second paragraph of Article 1D were applied by all of their Honours, sitting as the Full Court, in a number of other judgments handed down on 8 November 2002; WACG v Minister for Immigration & Multicultural Affairs (2002] FCAFC 332; WAED v Minister for Immigration & Multicultural Affairs [2002] FCAFC 333; WAEI v Minister for Immigration & Multicultural & Indigenous Affairs [2002] FCAFC 334 and WACH v Minister for Immigration & Multicultural Affairs [2002] FCAFC 338.
38 I am bound to apply the construction of the second paragraph of Article 1D enunciated in those recent decisions of the Full Court. In the result, the last particular of error of law relied upon, depending as it does upon the contrary construction of the second limb of Article 1D must fail.
The Applicant's Written Submission to the Tribunal
39 An affidavit filed by counsel for the applicant in these proceedings exhibited a transcript of portion of the proceedings before the Tribunal and a written submission which, the applicant told counsel he had prepared and addressed to the Tribunal. The applicant told counsel that he sent a copy of the submission to the Court because although he had forwarded the document to his migration agent about ten days before the Tribunal hearing it was evidently not sent to the Tribunal as it did not appear in the Court Book. Counsel said she had been unable to make contact with the migration agent who had acted for the applicant in the Tribunal proceedings. The question was whether the document was on the Tribunal's file and before the Tribunal.
40 At the end of the hearing I made a direction that:
"The Australian Migration Program and Investments do inform the Court on Affidavit on or before 1 July 2002 whether a copy of any submission prepared by the Applicant and sent to them prior to the Tribunal hearing of his application was provided to the Tribunal."
41 An affidavit was sent to the Court on 28 June 2002 sworn by Florin Burhala, the migration agent who had prepared a typed thirteen page submission to the Tribunal on 12 July 2001. The migration agent said:
"2. I cannot remember this file in particular given the time that has passed since handling this file. To the best of my knowledge, from reviewing the file, the applicant's hand written submission would have been attached to the typed submission and sent to the Tribunal and a copy to the client.
3. According to the mail book of AMPI Australian Migration Program and Investments this submission was sent to the Tribunal on the 17th July 2001. Annexed hereto and marked exhibit FB1 is a true copy of the AMPI mail book extract."
The agent could not however remember sending the submission of the particular client with the typed submission but said, "… given the procedures in place at that time, which were followed very strictly I can say that it is very likely that the applicant's submission was sent together with the one prepared by me".
42 A copy of this affidavit was not seen by the Australian Government Solicitor's office until 4 October 2002. An affidavit was then sworn by Ms Ling, a solicitor employed by the Australian Government Solicitor. She was informed by her instructor from the Department of Immigration, Multicultural and Indigenous Affairs and believed that a search of the Refugee Review Tribunal file had been conducted and that her instructor had not been able to locate the applicant's hand written submissions. Ms Ling said she had also conducted a similar search of the Tribunal file with the same result.
43 On 10 October 2002, she faxed a copy of the submissions to the Tribunal and requested that a search be undertaken to ascertain whether they had been received by the Tribunal and if they were, the date they were received and whether they were provided to the Tribunal member prior to the making of the decision. On 11 October she was informed by a legal and litigation officer from the Tribunal that a search of the Tribunal files had not yielded a copy of the submissions. Moreover there was no record in the Tribunal's inward mail register book of the submissions having been received by the Tribunal.
44 It was submitted on behalf of the Minister, by way of supplementary submission, that the Court should find that the handwritten submissions were not received by the Tribunal. Counsel for the applicant, Ms Price noted that the affidavit of Mr Burhala was inconclusive on whether the handwritten submission was received by the migration agent and forwarded to the Tribunal. The applicant said he had sent it from Curtin Detention Centre to the migration agent about ten days before the Tribunal hearing. The Tribunal hearing was on 17 August so this would have put the date of forwarding of the written submission at 7 August. The migration agent's typed submission was sent to the Tribunal on 17 July and received there on 19 July 2001. Counsel for the applicant accepted that evidently the applicant's handwritten submission despatched to the migration agent on or about 7 August 2001 had gone astray and did not find its way to the Tribunal either before or after the hearing and was not available for consideration by the Tribunal member at the time he made his decision. She accepted that as a result no question of reviewable error by the Tribunal would arise for determination by the Court in relation to the handwritten submission.
45 I agree that it appears that if the handwritten submission did not reach the Tribunal then it was the fault of either the applicant or the applicant's migration agent. In the event there is no reviewable error arising out of a failure to consider the handwritten submission.
Conclusion
46 For the preceding reasons, the application will be dismissed with costs.
I certify that the preceding forty-six (46) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice French .