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[2001] FCA 890
Federal Court of Australia
2001-07-11
French J
Original judgment source is linked above.
Introduction 1 The applicant was born in Tehran in Iran on 5 May 1951. He was married on 20 January 1982 and has two children. He is a truck driver by occupation. His children, a son and daughter, are 16 and 12 years old respectively. He and his family entered Australia as unauthorised boat arrivals from Iran though Indonesia in November 1999. On 11 May 2000 they applied for Protection (Class XA) Visas which were refused. They sought review of the decision by the Refugee Review Tribunal ("the Tribunal") which, on 26 February 2001, affirmed the decision not to grant protection visas. The applicant has now applied for an order of review of the decision of the Tribunal.
Overview of the Applicant's Contentions 2 The applicant's claims in support of his application emerged from a series of statements made at various times in the process from first arrival in Australia to the hearing before the Tribunal. His case at its highest appears from a submission on his behalf lodged with the Tribunal on 4 February 2001 by Dr Al Jabiri & Associates, evidently a migration agent providing what are described on the letterhead as "Human Rights Support and Migration Services". This must be read, however, together with an earlier statutory declaration which goes into more detail on some points. There was an interview recorded on tape by the departmental delegate who made the primary decision refusing a protection visa. That interview was not transcribed nor was the tape provided at the hearing of this application. 3 The applicant was described in the written submission to the Tribunal as "a self-employed transport owner-operator for the past twenty years". He was also described as speaking "reasonable English" although an interpreter was used both in the Tribunal and at the hearing of the application before this Court. After completing secondary schooling the applicant was sent by the government of the then Shah of Iran to Britain for training as an engineer and lived in Stoke-on-Trent for some three years. However the Islamic revolution and the Iran-Iraq war put an end to his training and he returned to Iran where he acquired a truck and went into the transport business on his own account. The service he provided, according to the submission, mainly involved taking imported goods from Iranian customs centres to their consignees in various cities around Iran and sometimes moving goods for those clients to other destinations in Iran. By 1998 this work was being done with a heavy duty Volvo F12 semi-trailer unit. 4 In October 1998, the Iranian regime was at odds with the Taliban regime in neighbouring Afghanistan over the murder of six Iranian diplomats said to have been perpetrated by the Taliban in August 1998. According to the submission, transport was needed to take arms and troops to the border areas for a military build up and to supply the Iranian backed enemies of the Taliban. United Nations country reports were annexed to the submission, in particular extracts from the Guardian Newspaper of 16 September 1998 and the Economist of 12 September 1998. The report in the Economist of 12 September 1998 stated, inter alia: "In addition to the situation with its diplomats…dozens of Iranians - mostly lorry drivers - were also being held by the Taliban accused of transporting weapons to Afghan government forces." 5 According to the applicant's submission he was stopped in his truck while returning from Mashhad to Tehran by a Pasdaran security unit and ordered to drive to a nearby military base of the Khorosan 77th regiment. There he was offered money to take a load of arms and ammunition to Afghanistan. He was aware of reports circulating in the trucking community that the Taliban had raided some Iranian delivery trucks and killed the drivers before seizing the trucks and their cargo. He did not want to be involved in anything that would lead to the killing of people. He therefore declined. As a result, it was claimed, he found himself peremptorily held in detention for a day then released to find his truck no longer there. It was said to be one of 150 trucks commandeered by Iranian authorities that day for an arms delivery with or without the approval of the owners or drivers. He said that he was told the truck would be returned to him. He went to his industry association when it wasn't returned. However he was fobbed off both by them and by the military authorities at the base. He was told the seizure of the lorries had been made by order of the Supreme Leader. He lodged a complaint with the courts and was told to wait. In the statutory declaration which he made on 12 June 2000, the applicant said he had lodged his complaint with the court in Mashhad and was told to wait three months and that they would find his truck. He complained to the President's Office and was told again to wait for the decision of the court. According to his earlier statutory declaration, after three months he went back to Mashhad and approached the court but was told that his truck could not be located and that this was by order of the Leader and that in effect his truck had been confiscated. According to his statutory declaration, he went back to Tehran where he complained to the High Court. He was told that he would have to wait a couple of months. He returned in a couple of months and was told the same thing as in Mashhad. The seizure of the truck had been ordered by the Islamic Leader and there was nothing they could do about it. 6 In the written submission it was said that he then went to the Supreme Court in Tehran but was treated badly by court security personnel. In his statutory declaration he said he told the court that the truck was his only means of living and that he had to feed his children. A security agent slapped him in the face and took away all the documents relating to his case, including registration papers. Security agents dragged him from the courtroom. The judge, who was a Mullah, said nothing. After he was thrown out of the court he returned to the office of the President and, according to the submission, spoke strongly to a presidential office manager. In his statutory declaration he said that he had become upset at the President's Office and shouted that he had to make a living, that his truck was his only means of living and that nobody was giving him an explanation. He had yelled - "what is the law in this country? Someone should answer to me". This time security officers took him into detention. According to his statutory declaration, he was blindfolded and taken to a station. He was held there for four days. The submission went on to say that he was then taken before a Mullah in the judge's seat and given a suspended sentence of eighty lashes and warned to behave. He was released about ten days later, according to his statutory declaration. He then staged what was described in the submission as a "one-man demonstration in central Tehran complete with a placard which implied criticism of the regime". The placard was described in his statutory declaration as "a large sign" that said "the Government has taken my truck and does not return it to me. I don't have any means of living so please give me some money". He said in his statutory declaration that he went to the Iman Khomeini Square and held up the sign and begged for money. From his appearance he was not a vagrant so no one actually gave him money. He said he was demonstrating for about thirty minutes before a car arrived with security agents. They started beating him in front of other people. They dragged him into the car and forced him to kneel head down while still receiving punches and kicks. He said he was then taken to Evin Prison where he was held for ten days. During this time, according to his statutory declaration, he was kept in a single cell. Nobody spoke to him for five days. After five days he was taken to another room for interrogation and was tortured for the next five days. He said he was blindfolded throughout. There was a bar on the ceiling. He was hung by his wrists from the bar so that only his toes were barely touching the floor. The second torture involved the use of rings on the floor to fix his feet to it. His hands were tied behind his back and he was pushed forward until his head rested against the wall. He was held in these positions for two or three hours. During this time, he said, he was abused and humiliated. At other times he was kicked and punched. This was described in the written submission to the Tribunal as "persecutory treatment with various types of torture". 7 According to his submission and his declaration, the applicant was then taken to a Revolutionary Court. He was told that he had insulted the Leader and Islam and that he would be tried in one month. His family had engaged a senior lawyer to represent him at the court but he could do little. He was remanded for a month for sentencing and the Presiding Mullah indicated that he could expect to receive the eighty lashes imposed by the suspended sentence and a minimum of ten years imprisonment. 8 According to his declaration, the applicant's brother-in-law offered to pay any guarantee necessary to allow for his bail while he was waiting for his trial. He gave the court title deeds to his house as security for his release. He was released upon presentation of the title documents and after signing an undertaking to attend the final hearing. In the submission, it is said, that this is confirmed by the lawyer who represented him. The lawyer sent to the migration agent a fax through the applicant's brother-in-law and alluded to the risk that he faced by sending that letter. The Tribunal was asked not to publish the name of the lawyer in its record of decision and not to release the contents of the letter to any other persons without prior consent. A copy of the letter was attached. The letter from the lawyer was described as "unofficial translation of a fax from Iran received 2/2/2001". It then described it as being on the letterhead of a lawyer who was named and described as a "Senior Lawyer Registered with Ministry of Justice". The letter confirmed the description of the legal process to which the applicant had claimed to have been subjected in the Islamic Revolutionary Court and said that had he attended the court he would have been sentenced as an anti-revolution dissenter and would have received a harsh sentence which could have been imprisonment or execution. He therefore had no other option but to flee Iran and was advised to leave the country with his family by a forged passport and to seek asylum. The letter advised that if the applicant were sent back to Iran he would immediately be arrested and sent back to prison, then be taken before the court. He would most certainly be sentenced to a very long term of imprisonment even if he could get a lawyer to represent him. 9 The submission continued that, on his release on bail, the applicant was able to make contact with a smuggler and acquire false Iraqi passports said to be still readily available in cities like Tehran and Qom, inaccurate country information reports to the contrary notwithstanding. The smuggler, through bribery, would have obtained exit permits without undue trouble as Iran was keen to get rid of as many Iraqi refugees as it could. In addition, there would have been no problems with the applicant's name being on the Departures Black List as the names were falsified in the passports. Photocopies of the passports which the applicant's family were said to have used had been sent to the office of his migration agent by the applicant's brother-in-law and were attached. The family passed through departure procedures at Mehrabad Airport at Tehran on 1 November 1999. About twenty days later, according to the submission, a security contingent arrived at the family home while the applicant's brother-in-law was visiting. The house was raided and thoroughly searched. The visiting security officers demanded to know where the applicant was. This happened in front of neighbours, seven of whom had written a joint note about what they described as "an aggravating and harsh" incident. There was a document attached to the submission purportedly signed by seven persons and confirming this incident. A translation of this document together with a copy of the original were attached to the submission.
The Tribunal's Decision 10 The Tribunal rejected substantial elements of the applicant's evidence. In particular, it did not accept that his truck was commandeered to transport arms and ammunitions to forces opposed to the Taliban in Afghanistan and not returned. It did not accept that he pursued recovery of his truck through the courts as claimed, nor that he was assaulted by a security agent when he complained to the Supreme Court. It did not accept that after he went to the President's Office and protested he was arrested, detained and assaulted and given a suspended sentence of eighty strokes of the cane or lashes. It rejected his contentions that he unsuccessfully tried to enlist the assistance of the media, that he made a scene and that he shouted anti-government slogans. It did not accept that he took a placard to Imam Khomeini Square protesting about the taking and non return of his truck. It rejected his evidence that he was taken to Evin Prison or that he was detained there and tortured. It also rejected his contention that he was told by a judge of the Revolutionary Court or by a Mullah in the Prosecutor's Office at Evin Prison that he would be tried in a month and would receive eighty strokes of the cane or lashes and a minimum of ten years imprisonment. As a result it was not accepted that he was released on bail enabling him to leave the country with his wife and two children. 11 Flowing from the preceding findings, the Tribunal did not accept that the applicant and his family left Iran travelling on a false Iraqi passport. There was no reason, it concluded, why they could not have obtained legal and valid passports. 12 The Tribunal accepted that there was a real chance that Iranian authorities would conclude that the applicant had applied for asylum in Australia. But the act of applying for asylum abroad is not of itself an offence in Iran according to advice the Tribunal received from the Department of Foreign Affairs and Trade. The applicant was not a political person with a high profile. He was only a truck driver. The Tribunal did not accept that there was a real chance that if the applicant returned to Iran now or in the reasonably foreseeable future he would be persecuted by reason of having applied for asylum in Australia.
The Application for Review 13 An application for review of the Tribunal decision was filed on 7 March 2001 by the applicant in person. The application set out three grounds which were not particularised. The first was that there was no evidence or other material to justify the making of the decision. The second was that the decision involved an error of law and the third was that the Tribunal's decision was induced or affected by actual bias. The applicant secured legal assistance and as a result a Minute of Proposed Substituted Application was prepared and substituted at the hearing for that which had been prepared by the applicant. The grounds of the substituted application are: "The Tribunal erred in law in that it applied the wrong test of proof to its satisfaction in determining whether the Applicant's claims of past persecution had in fact occurred and of its obligation to test and determine the Applicant's claims to have a well-founded fear of persecution if returned to Iran. Particulars (i) The Tribunal proceeded on the basis that the Applicant as an Iranian asylum seeker who had entered Australia illegally was unlikely to be worthy of belief and the Applicant's supporting material was also unlikely to be true if it considered there was any unlikelihood or inconsistency in the claims made by the applicant or between the applicant and the supporting material. (ii) The Tribunal failed to take into account the fact that it could be wrong in its conclusion and the risk to the Applicant if it were wrong. (iii) The Tribunal rejected material that included a letter from a person who purported to be a senior lawyer registered with the Ministry of Justice in Iran without making any further inquiries as to the truth of the material provided."
The Hearing 14 The hearing of this application was set down originally for 2 July 2001. On 30 June, Mr Christie, the practitioner representing the applicant, wrote to the Court to advise that the applicant had instructed him that he did not wish him to appear on his behalf at the hearing or to present submissions on his behalf. He had accordingly withdrawn his instructions to Mr Christie and wished to appear himself. In the circumstances no written submissions or list of authorities was lodged on behalf of the applicant. 15 As a matter of courtesy, Mr Christie attended at the hearing and withdrew by leave. The matter was then adjourned to 9 July to enable the applicant time to prepare a statement of his contentions which could be read to the Court in relation to his case. At the hearing the applicant made a statement but also relied upon the grounds set out in the Substituted Application which was substituted at that time. 16 The statement read to the Court by the applicant was largely concerned with the conduct of the Tribunal and complained of apparent disinterest on the part of the Tribunal member in what he had to say and interruptions by the Tribunal member who would hold his hand up and prevent him from speaking further on a particular matter. Broadly speaking, the applicant's complaints lay within the bounds of the first ground set out in the substituted application. 17 Evidence at the hearing comprised an affidavit exhibiting material before the Tribunal at its hearing but did not include tapes of the interview between the applicant and the primary decision-maker which were also before the Tribunal and considered by it. An affidavit providing a partial transcription of the Tribunal proceedings was also filed. After the completion of the hearing I requested and obtained from Mr Christie an affidavit exhibiting the tape of the Tribunal proceedings to which I have listened. Statutory Framework 18 The grant of protection visas falls within the general statutory framework for the grant of visas for non-citizens. These are dealt with in Division III of Part 2 of the Migration Act 1958 (Cth). The Minister has general power under the Act to grant a non-citizen permission, to be known as a visa, to travel to and enter Australia and/or to remain in Australia (s 29). There are prescribed classes of visas under the Regulations as well as classes provided for specifically in the Act (s 31). Criteria for visas of specified classes may be prescribed in the Regulations (s 31(3)). Where an application is made for a visa it is to be considered by the Minister (s 47) and if satisfied that the criteria for the grant of a visa prescribed by the Act or Regulations have been met and that other conditions, which are not relevant for present purposes have been met, the Minister is to grant the visa. If not so satisfied, the Minister is to refuse the grant (s 65). Section 36 of the Act provides for the grant of protection visas. It specifies as a criterion for a protection visa that the applicant be a non-citizen in Australia to whom Australia has protection obligations under the Refugees Convention as amended by the Refugees Protocol (s 36(2)). This criterion is replicated in Schedule 2 of the Migration Regulations which, pursuant to reg 2.03 sets out criteria for the grant of various classes of visa. Item 785 of Schedule 2 deals with temporary protection visas and Item 866 with protection visas. Both include as a criterion that: "…the Minister is satisfied that the applicant is a person to whom Australia has protection obligations under the Refugees Convention." The primary obligation which qualifies as a protection obligation arises out of Article 33 of the Refugees Convention. Under that Article the Contracting States undertake not to expel or return a refugee to the frontiers of territories in which his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion. The obligation which is otherwise known as the prohibition against refoulement has two important elements:
The Proceedings Before the Tribunal 22 The applicant's complaint about the conduct of proceedings by the Tribunal member was not formulated in terms of any ground of review falling within s 476. A transcript of the hearing before the Tribunal was in evidence. That transcript indicates that the Tribunal began with an explanation of its workings and of the Convention definition of refugee. The explanation was not transcribed. The applicant was asked if he had any questions for the Tribunal. He did not. Thereafter the hearing consisted largely of a series of questions put to the applicant by the Tribunal member. Initially the questions were put in a non-challenging way drawing out aspects of the applicant's claims. Later in the course of the hearing the exchanges became more difficult. The Tribunal member began putting propositions to the applicant, which were adverse to his case. That was done as a matter of procedural fairness to give the applicant an opportunity to respond to matters that, from the Tribunal's point of view, could have had an effect on his credibility. The exchanges did, however, at times read as a debate between the Tribunal member and the applicant and the applicant may have perceived the process as evidencing hostility to his cause on the part of the Tribunal. 23 The tapes of the Tribunal proceeding confirmed the impression conveyed by the transcript. In the opening explanation of the Tribunal's functions, which was not transcribed however, the member did say to the applicant that he would be putting certain matters to him. He explained that he would do that, not because he had made up his mind, but in order to give the applicant an opportunity to respond. He also told the applicant that he would have the opportunity of putting to the Tribunal anything which he had not already put to the Department of Immigration and Multicultural Affairs. At the end of the questioning session, and after his representative had addressed the Tribunal, the applicant was asked if there was anything further he wanted to say before the hearing was closed. He replied that he had put all the facts and that he was leaving it to the hands of God. 24 The representative's address was, in substantial parts, almost incomprehensible. It is questionable what, if any, benefit the applicant derived from the representative's participation in the proceedings. 25 There was no evidence from the transcript or from the tapes of the Tribunal preventing the applicant from giving the answers he wanted to or of any interruption of the applicant. Nothing in the way the proceeding was conducted could provide a basis for review of the Tribunal's decision under s 476.
Error of Law - Approach to Credibility 26 Absent counsel, there was no elaboration of the first particular of the legal error asserted in the ground of review. The particular asserts, in effect, that the Tribunal took as its point of departure the proposition that "the applicant as an Iranian asylum seeker who has entered Australia illegally was unlikely to be worthy of belief". If such a principle had underpinned the Tribunal approach to its decision-making then arguably there would have been an error of law. 27 The determination whether a person has a well-founded fear of persecution for a Convention reason as set out in Article 1A(2) is not to be informed by generalisations about categories of persons based on national, ethnic or racial origin or on whether their entry to Australia is unlawful. The Refugee Convention itself contemplates the possibility, which is the practical reality, that many of those seeking protection as refugees will have entered the country in which they seek such protection illegally. This appears from Article 31 of the Refugees Convention which provides: "Refugees unlawfully in the country of refuge
Error of Law - What if the Tribunal were Wrong? 38 The second particular in the substituted application asserts that the Tribunal failed to take into account that it could be wrong in its conclusion and the risks to the applicant if it were wrong. The necessity for such an approach in an appropriate case arises from the exposition of the term "well-founded fear of persecution" in Article 1A of the Convention. A fear is well-founded if there be a "real chance" of persecution for a Convention reason - Chan Yee Kin v Minister for Immigration and Ethnic Affairs (1989) 169 CLR 379 at 389 (Mason CJ), 398 (Dawson J), 407 (Toohey J), 429 (McHugh J). In exposition of that proposition the joint judgment in Minister for Immigration and Ethnic Affairs v Guo (1997) 191 CLR 559 at 572 stated: "A fear is "well-founded" when there is a real substantial basis for it. As Chan shows, a substantial basis for a fear may exist even though there is far less than a 50 per cent chance that the object of the fear will eventuate. But no fear can be well-founded for the purpose of the Convention unless the evidence indicates a real ground for believing that the applicant for refugee status is at risk for persecution. A fear of persecution is not well-founded if it is merely assumed or if it is merely speculation." 39 It follows from this that a Tribunal may determine that it does not believe, for example on the balance of probabilities, that persecution for a Convention reason will eventuate if the applicant is returned to the home country. Notwithstanding such a belief, it would be open to the Tribunal to conclude that there was a finite and non-trivial chance, albeit less than fifty per cent, of persecution upon return to the home country. A real chance of persecution is consistent with absence of belief that persecution will occur. So a Tribunal which believes that persecution will not occur if the applicant is returned may nevertheless be obliged to consider that there is a chance that it will occur. 40 The Tribunal in this case was alive to this principle and observed: "If, however, the Tribunal has 'no real doubt' that the claimed events did not occur, it will not be necessary for it to consider the possibility that its findings might be wrong." It cited Minister for Immigration and Multicultural Affairs v Rajalingam [1999] FCA 719 at par 67 (Sackville J, North J agreeing). The question in this case is whether or not the Tribunal reached that state of satisfaction about the facts which would preclude a conclusion that there was any real chance of persecution. Findings of implausibility by themselves do not indicate that that state has been reached. Nor do observations of inconsistency in testimony or evidentiary material. But these are steps along the way to the Tribunal's conclusions. Having regard to the inconsistencies in the applicant's evidence and the fact that it considered the applicant's account to be implausible, the Tribunal said: "…I do not consider that either the Applicant or his wife can be accepted as credible witnesses." On that basis the Tribunal went through each significant element of the applicant's account asserting that it did not accept it. Strictly speaking, the logic of this language does not constitute a positive finding of what occurred which would exclude the possibility that the applicant was telling the truth, even if not accepted as such by the Tribunal. And on that strict interpretation of the Tribunal's reasons it would be obliged to consider whether, notwithstanding its non-acceptance of his evidence, there were a real chance of persecution. 41 However, I am mindful of the stricture that the reasons of the Tribunal are not to be finely parsed with an eye keenly attuned to error. The substance of the findings, in my opinion, amounts to a wholesale rejection of the applicant's account reflecting a positive view that it was a concoction. It is evident that the Tribunal was in no real doubt about the falsity of the applicant's account of what occurred. Consistently with that view no alternative hypothesis was open. Moreover I do not consider that the position would have been changed by the elimination of what I regard as questionable judgments by the Tribunal on certain of the alleged inconsistencies in the applicant's evidence. On this basis, the second ground set out in the particulars is not made out.
Error of Law - Rejection of the Lawyer's Letter 42 The Tribunal is said to have wrongly rejected material from a person purporting to be a senior lawyer registered with the Ministry of Justice in Iran without making any further inquiries as to the truth of the material provided. The Tribunal considered the inconsistencies between the letter purporting to be from the lawyer and the applicant's own evidence on a matter of some fundamental importance. The lawyer's letter suggested that the applicant had been arrested and sent to prison because he refused to co-operate with the order to transport military equipment to the eastern borders of Iran. This was never the applicant's case. The other matter of whether the applicant appeared before a Revolutionary Court or a Prosecutor's Office may be of lesser significance but was nevertheless a detail of which the lawyer would be expected to have been aware. In the circumstances, the Tribunal was entitled to deal with the lawyer's letter on its merits and to make the judgment it did about it having regard to the other evidence. While the Tribunal does have an inquisitorial function and a discretion under s 424 to obtain additional information, there is nothing to suggest that it erred in law in the approach it took to that material.
Conclusion 43 For the preceding reasons, none of the grounds of review are made out and the application will be dismissed with costs. I certify that the preceding forty three (43) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice French.
Solicitor for the Respondent: Australian Government Solicitor
W63
Minister for Immigration & Multicultural Affairs
(1994) 52 FCR 437
(1990) 170 CLR 1
(1996) 185 CLR 259
(1989) 169 CLR 379
(1997) 191 CLR 559
(1990) 170 CLR 321