1 SPIGELMAN CJ: I have read the judgment of Mason P in draft. The facts and issues are set out in his Honour's judgment. The central issue is the proper construction of cl 5(a) of Schedule 1 of the Victims Support and Rehabilitation Act 1996 ("the Act"): whether the word "and" in the formulation "symptoms and disability" should be read as "or".
2 The primary decision-maker found that there was evidence of "symptoms" but no evidence of "disability". Phelan DCJ allowed the appeal on the basis that a finding of symptoms alone was enough to establish an entitlement to compensation. His Honour held that "and" in cl 5(a) was not conjunctive but disjunctive.
3 It is necessary to set out a number of sections of the Act in full.
"10(1) The schedule of compensable injuries is set out in Schedule 1.
(2) The schedule specifies those injuries that are compensable injuries for the purposes of this Act.
(3) The schedule specifies, as the standard amount of compensation for a compensable injury, a specified amount or an amount within a range of specified amounts."
"13(1) If more than one compensable injury is received by an eligible victim, the schedule of compensable injuries may exclude the payment of compensation, or discount the rates of compensation payable, for some of those injuries.
(2) The schedule of compensable injuries may make provision for compensable injuries of a kind not specifically described in the schedule and for the standard amount of compensation payable for such an injury.
(3) The schedule may contain provisions relating to the application of the schedule (including provisions relating to the interpretation of the schedule, provisions relating to establishing whether an injury is a compensable injury and provisions of a transitional nature consequent on the amendment of Schedule 1)."
"17(1) Compensation for compensable injuries is payable in accordance with the schedule of compensable injuries.
(2) Unless the amount of compensation is required or authorised to be reduced by this Act, the amount of compensation payable is the standard amount calculated in accordance with the schedule."
4 The relevant clauses of Schedule 1 are as follows:
"1 The injuries specified in column 1 of the table to this Schedule are compensable injuries for the purposes of this Act."
"5 The following applies to the compensable injury of shock:
(a) Compensation is payable only if the symptoms and disability persist for more than 6 weeks.
(b) The injury comprises conditions attributed to post traumatic stress disorder, depression and similar conditions.
(c) The psychological symptoms include anxiety, tension, insomnia, irritability, loss of confidence, agoraphobia and pre-occupation with thoughts of self-harm or guilt.
(d) The physical symptoms include alopecia, asthma, eczema, enuresis and psoriasis.
(e) Relevant disabilities include impaired work or school or other educational performance, significant adverse effects on social relationships and sexual dysfunction."
"6 The following applies to the compensable injury of sexual assault:
(a) Category 1 sexual assault consists of:
· indecent assault, or
· an assault with violence in the course of attempted unlawful sexual intercourse.
(b) Category 2 sexual assault consists of:
· unlawful sexual intercourse, or
· the infliction of serious bodily injury in the course of attempted unlawful sexual intercourse.
(c) Category 3 sexual assault consists of:
· a pattern of abuse involving category 1 or category 2 sexual assault, or
· unlawful sexual intercourse in which serious bodily injury is inflicted, or
· unlawful sexual intercourse in which 2 or more offenders are involved, or
· unlawful sexual intercourse in which the offender uses an offensive weapon."
"7 The following applies to the compensable injuries of burns and scarring:
(a) Compensation is not payable for scarring unless it is permanent.
(b) Compensation is not payable for both burns to any part of the body and scarring of that part of the body caused by burns.
(c) Payment for burns or scarring is subject to such reasonable inspection of the injury as the Tribunal or compensation assessor may require."
"8 An injury not specifically mentioned in Column 1 of the table to this Schedule is a compensable injury if, in the opinion of the Tribunal or compensation assessor dealing with the application for statutory compensation:
(a) the injury is similar to an injury specifically mentioned in the table, and
(b) the injury has caused symptoms or disability lasting for at least 6 weeks.
The standard amount of compensation for the injury is the standard amount for that similar injury."
5 As s13 expressly states, the schedule may make provision for a number of different matters. By s13(1) the schedule may provide for multiple injuries, a power exercised in cl 3 of the schedule. By s13(2), the schedule may make provision for additional matters not listed, a power exercised in cl 8 of the schedule. Finally, and relevantly for present purposes, specific provision in accordance with the terms of s13(3) - generally described as "related to the application of the schedule" - is made in clauses 5, 6 and 7 of the schedule.
6 The elliptical introductory words to cl 5 i.e. "The following applies to the compensable injury of …" are, as noted above, repeated as the introductory words to cl 6 and cl 7 relating, respectively, to "Sexual assault" and to "Burns and scarring". In each case the clause constitutes an exercise of the power for which s13(3) expressly provides, namely to make provisions "relating to the application of the schedule", which, relevantly, includes provisions that may relate "to the interpretation of the schedule" or "to establishing whether an injury is a compensable injury".
7 I can see no basis on which it could be suggested that either cl 6 or cl 7 have any effect other than to exhaustively state the circumstances in which recovery is permissible for the matters respectively referred to therein. In my opinion, cl 5 is to the same effect. The introductory words in such case - "the following applies" - are words of limitation.
8 With respect to a clause intended to be limiting, it is not appropriate to apply the principle of statutory construction that beneficial legislation should be construed liberally. The issue is, after all, identifying what the intended benefit is. Clause 5 is an operational provision, not a mere definition section.
9 In a passage that has been frequently cited with approval (see Applicant A v Minister for Immigration and Ethnic Affairs (1997) 190 CLR 225 at 248; Brennan v Comcare (1994) 50 FCR 555 at 574; Morrison v Peacock (2000) 50 NSWLR 178 at [33]), the Supreme Court of the United States said in Rodriguez v United States 480 US 522 (1987) at 525-526:
"… No legislation pursues its purposes at all costs. Deciding what competing values will or will not be sacrificed to the achievement of a particular objective is the very essence of legislative choice - and it frustrates rather than effectuates legislative intent simplistically to assume that whatever furthers the statute's primary objective must be the law."
10 In the present proceedings, the Respondent submitted that the purpose was to compensate victims. Even if I were to accept a legislative purpose stated at that level of generality, that would not entail that any ambiguity must be construed in such a way as to maximise compensation (cf. Favelle Mort Ltd v Murray (1976) 133 CLR 580). In any event, the very specificity of the provisions of the legislation indicate that the legislative purpose is to provide compensation in accordance with the Act and not otherwise.
11 The issue before the Court is the determination of the circumstances in which compensation is payable. The Court is not required to give the most expansive possible interpretation of such circumstances.
12 Specifically, the Court is not required to give words a meaning other than their primary meaning, unless the context indicates that that should be done. The primary meaning of the word "and" is conjunctive.
13 The requirement of disability is, in my opinion, intended to limit compensable shock to that which is serious enough to impact on a person's lifestyle, work or study. This is not a narrow range of disabilities. The beneficial purpose of the Act is still well served if symptoms alone, without disability, are not compensable. I see no incongruity in a legislative requirement in the case of shock, as in the case of many other injuries, that symptoms alone are not enough to attract compensation.
14 The entry in the Table for the relevant injury is as follows:
"Shock
Lasting 6 to 13 weeks … 2,400
Lasting 14 to 28 weeks … 9,600
Lasting over 28 weeks (but not permanent) … 18,000
Permanent symptoms and disability … 48,000"
15 It should be noted that at the highest level of permissible recovery, in the phrase "permanent symptoms and disability", the entry repeats the word "and" rather than "or". A disjunctive reading is required twice.
16 The Table makes express provision only for shock lasting six weeks or more. There is no necessity, in the exercise of the power in cl 13(3) to either "interpret" this part of the schedule or to establish whether "the injury is a compensable injury" or, so far as I can see, for any purpose "relating to the application of the schedule", to reiterate in cl 5(a) the minimum period of six weeks. In this respect 5(a) is entirely redundant. The only purpose of cl 5(a) is to introduce the formulation "symptoms and disability" into this particular part of the statutory scheme. If the word "and" in this formulation is read as "or" then cl 5(a) has no work to do. The only work that I can see for cl 5(a) is to establish that both the symptoms and the disabilities, as thereafter specified, must continue for more than six weeks.
17 Neither the word "symptom" nor the word "disability" is defined in the Act. Nor is there any reason to do so. The Table contains reference to injuries classified in terms which can be described as a "physical symptom". The Table also includes numerous express references to the word "disability".
18 Many of the physical symptoms identified as injuries in the Table may well be disabling, but others are not. For example, in the case of "epilepsy" three levels of compensation are provided for at three levels of increasing seriousness: "fully controlled"; "partially controlled"; and "uncontrolled". Although the last category would involve some level of disability, that is not the case with the first. The category of "epilepsy" is defined in terms of a symptom, without reference to disability.
19 Numerous other injuries as listed in the Table, such as burns, injuries to various parts of the head - including various categories of injury to the ear, the eye, the nose - to scarring, etc. and various other parts of the body, are references of a character where the categorisation is by means of a physical symptom alone, without any requirement of disability.
20 There are, however, a number of matters where a physical symptom is required to be accompanied by disability. For example, under the category of "Lower limbs", the following appears:
"ankle: fracture of one ankle (full recovery) … 7,200
ankle: fracture of one ankle (with continuing disability) … 12,000"
21 A similar distinction is made with respect to fracture of both ankles, sprain of one ankle, sprain of both ankles, fracture of both legs, fracture of thigh bone, fracture of one leg and, similarly, for numerous other body parts. In all these cases there must be both a physical symptom and a disability in some respect.
22 To similar effect is the following kind of distinction under the heading "Neck":
"neck: strained (disabling for 6 to 13 weeks) … 2,400
neck: strained (disabling for more than 13 weeks) … 4,200
neck: strained - seriously disabling (not permanent) … 12,000
neck: strained - seriously disabling (permanent) … 24,000"