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[2024] FCA 675
Federal Court of Australia
2024-06-21
Burley J
Original judgment source is linked above.
Counsel for the Applicants in NSD 589 of 2022: The Applicants appeared in person with the assistance of a translator
Counsel for the Applicant in NSD 903 of 2022: The Applicants appeared in person with the assistance of a translator
Counsel for the First Respondent: Mr B Kaplan
Solicitor for the First Respondent: HWL Ebsworth Lawyers
Counsel for the Second Respondent: The Second Respondent filed submitting notices in each matter save as to costs.
BETWEEN: JEAN-PIERRE TUKALA TUKALA First Applicant
AND: MINISTER FOR IMMIGRATION, CITIZENSHIP AND MULTICULTURAL AFFAIRS First Respondent
ADMINISTRATIVE APPEALS TRIBUNAL Second Respondent
order made by: BURLEY J DATE OF ORDER: 21 June 2024
BETWEEN: JEAN-PIERRE TUKALA TUKALA First Applicant
AND: MINISTER FOR IMMIGRATION, CITIZENSHIP AND MULTICULTURAL AFFAIRS First Respondent
ADMINISTRATIVE APPEALS TRIBUNAL Second Respondent
order made by: BURLEY J DATE OF ORDER: 21 June 2024
2.1 Introduction 12 The applicants' first contention is that the decisions in Tukala 1 and 3 should be set aside because there is a reasonable apprehension of bias arising from the conduct of the judge at the hearing on 24 November 2022. The central allegation is that the judge conducted a secret conference with counsel for the Minister after the conclusion of the hearing.
2.2 The relevant facts 13 The hearing on 24 November 2022 concerned the following applications made to this Court in its appellate jurisdiction: (1) By Mr Tukala and Ms Vela for an extension of time within which to appeal from the whole of the reasons for judgment and orders in Tukala FCFCOA; and (2) By Mr Kitoko for an extension of time within which to seek leave to appeal from an order made in Tukala FCFCOA that he pay the Minister's costs of the proceeding before the FCFCOA pursuant to s 486F of the Migration Act. 14 The relevant events took place at the conclusion of the hearing on 24 November 2022, which was conducted by the judge in a physical courtroom with the parties attending by video link. 15 In his affidavit, Mr Kitoko gives evidence that after the hearing was concluded, the judge announced to both parties the conclusion of the hearing and that judgment was reserved. She then left the court room. He contends that after the adjournment the applicants as well as counsel for the Minister, Greg Johnson, remained online in the court together with the judge's associate. His evidence is that after about 15 seconds the judge "quietly or secretly" returned to the court and sat down to start a meeting with Mr Johnson. He says that the judge looked at the court's television screen, realised that the applicants were still present online and said: "Mr Kitoko you should leave the court now the court has been adjourned, please click the red button located in right corner of your computer". His evidence is that the applicants then left the (virtual) court room but that the judge remained in it with Mr Johnson to continue their meeting. The judge delivered reasons on 9 February 2023 but "did not disclose the purposes or substances [sic] of her secret meeting with the respondents' barrister". 16 The Court provided the parties with an audio recording of the hearing conducted on 24 November 2022. Ms Giannopoulos annexes to her affidavit affirmed on 19 April 2024 the formal transcript of the hearing prepared by Auscript and gives evidence that she listened to the audio recording of the hearing and transcribed those parts of the recording relating to the periods prior to the commencement and after the conclusion of the hearing once it had been adjourned. Ms Giannopoulos was not cross- examined. I have listened to the relevant parts of the audio recording which took place after the hearing was adjourned. It appears to me that the transcription prepared by Ms Giannopoulos is accurate. 17 It is material to set out the evidence of Ms Giannopoulos as to what is to be found on the audio recording following the adjournment of the hearing. In her affidavit, Mr Giannopoulos deposes that she heard the following words and sounds. I understand that the individual identified by Ms Giannopoulos as "woman 2" to be the judge's associate. After the conclusion of the hearing 9. At 6 hours, 47 minutes and 54 second of the recording, Justice Katzmann announced, "Well, we're now adjourned." 10. Between 6 hours, 47 minutes and 55 seconds and 6 hours, 48 minutes and 24 seconds of the recording I heard: (a) the person referred to above as 'woman 2' state, "All stand. This Court is now adjourned"; (b) shuffling noises; (c) what I perceived to be sounds made by typing on a computer keyboard and clicking a computer mouse; and (d) the sound of a door opening and closing. 11. At 6 hours 48 minutes 25 seconds of the recording, I heard a female voice, which was barely audible, say, "I can't, I can't because I am on the computer". I then heard further speech which I could not make out, although the words uttered sounded like, "are the orders up". 12. At 6 hours 48 minutes 36 seconds of the recording, Justice Katzmann said, "Mr Kitoko, you should leave the meeting now. Court's adjourned. Just press the red button at the top right hand of your computer that says leave". I did not hear any response. 13. At 6 hours and 49 minutes, I heard a female voice, again barely audible, say, "okay". This was followed by the sound of a door opening and closing between 6 hours, 49 minutes and 5 seconds and 6 hours, 49 minutes and 9 seconds. 14. From 6 hours, 49 minutes and 12 seconds to 6 hours, 59 minutes and 30 seconds, I heard what I perceived to be sounds made by typing on a computer keyboard and clicking a computer mouse, shuffling and footsteps. I also heard the sound of a door opening and closing. 15. At about 6 hours, 59 minutes and 30 seconds, I again heard the sound of a door opening and closing. 16. From 6 hours, 59 minutes and 31 seconds to 11 hours 57 minutes and 20 seconds, I did not hear any words uttered. At 11 hours 57 minutes and 21 seconds, I heard a male voice say "This is an automated announcement. All Auscript recordings will now be ceased. Please contact 1800 133 578 if you wish recordings to continue. That number, 1800 133 578 if you wish recordings to". No words are uttered after this until the end of the recording. 18 At the hearing before me on 12 June 2024, at the request of the applicants the audio recording of the hearing was played in Court from 6 hours 43 minutes until 6 hours 49 minutes. The applicants rely on this passage. 19 The Minister also relies on the affidavit of Mr Gao, who gives evidence that he instructed Mr Johnson on 24 November 2022 and was with him in his chambers during the (online) hearing. He gives evidence that he arrived at Mr Johnson's chambers before the hearing commenced and remained for its entire duration (save for the lunch adjournment) and conferred with Mr Johnson after the hearing was concluded and was subsequently walked by Mr Johnson to the elevator. He gives evidence that he did not observe Mr Johnson to have any conversation with the judge following the conclusion of the hearing. 20 In cross examination, Mr Gao elaborated that after the video hearing was adjourned, Mr Johnson turned to face him, and they conversed for less than 10 minutes before they walked together out of chambers. He did not hear the judge return to the court room nor does he recall the judge instructing Mr Kitoko to leave the court room following the adjournment of the hearing.
2.3 Consideration 21 The applicants base their application on principles of apprehended bias as set out in Ebner v Official Trustee in Bankruptcy [2000] HCA 63; (2000) 205 CLR 337 and Charisteas v Charisteas [2021] HCA 29; (2021) 273 CLR 289 and which may be summarised by reference to the decision in Charisteas at [11]: …The apprehension of bias principle is that "a judge is disqualified if a fair-minded lay observer might reasonably apprehend that the judge might not bring an impartial mind to the resolution of the question the judge is required to decide". The principle gives effect to the requirement that justice should both be done and be seen to be done, reflecting a requirement fundamental to the common law system of adversarial trial - that it is conducted by an independent and impartial tribunal. Its application requires two steps: first, "it requires the identification of what it is said might lead a judge ... to decide a case other than on its legal and factual merits"; and, second, there must be articulated a "logical connection" between that matter and the feared departure from the judge deciding the case on its merits. Once those two steps are taken, the reasonableness of the asserted apprehension of bias can then ultimately be assessed. (Footnotes omitted) 22 The applicants contend that a fair-minded lay observer would reasonably apprehend that the judge in the present case might not bring an impartial mind to the resolution of the questions that her Honour was required to decide because they perceived that there was a secret meeting between the judge and counsel for the Minister, emphasising Charisteas at [13] - [14]. 23 The interlocutory application was filed after judgment had been delivered in Tukala 1 and Tukala 3. For the reasons explained in Kitoko FFC that course was not considered to be an abuse of process by reason of the operation of FCR r 39.04, which provides: 39.04 Varying or setting aside a judgment or order before it has been entered The Court may vary or set aside a judgment or order before it has been entered. 24 As the Full Court noted at [27], the FCR r 39.04 provides a general power to vary or set aside orders before they have been "entered", 'entry' being part of a process of finalising orders made that involves settling, authentication and then entry as set out in FCR rr 39.33, 39.35 and 39.32 respectively. 25 FCR r 39.32(3) was, by amendment to the FCR commencing on 13 January 2023, introduced to provide the parties a short time (14 days) to consider the orders made, and any reasons given, before orders are entered in order to facilitate drawing matters to the Court's attention if necessary or the making of a considered and appropriate application. The effect of providing the parties with a short time is that there is a narrow window of time before entry of the orders during which the court's jurisdiction can be invoked, to put to put right a plain mistake on the part of the Court; to draw the Court's attention to a fact or point of law that was plainly relevant but was omitted or overlooked; where new facts were discovered after judgment which could not have been uncovered before; or where a party did not have a fair opportunity to consider a matter when it was raised for the first time during proceedings or in the reasons for judgment; Kitoko FFC at [36]. 26 The Full Court concluded that Mr Kitoko sought to re-open the matter to raise an allegation of apprehended bias and breach of procedural fairness based on what he perceived to have occurred after the hearing and after the judge had reserved judgment. This not being a matter that he could have addressed in the hearing itself, and making allowances for the fact that Mr Kitoko was self-represented, if he had been permitted to come before the judge, it would have been an available exercise of power to permit Mr Kitoko to re-open the matter and it would have been possible to vary or set aside the orders made on 9 February under r 39.04 if some appropriate basis for relief had been established; Kitoko FFC at [47]. 27 In the present case there is no dispute that such a power can be exercised where a judgment is attended by an apprehension of bias or a denial of procedural fairness. 28 It has been noted that the power conferred by FCR 39.04 should be exercised sparingly. As the Full Court noted in Grimaldi v Chameleon Mining NL (No 2) [2012] FCAFC 6; (2012) 200 FCR 296 (Finn, Stone, Perram JJ) at [772], the procedure contemplated by that provision must not be permitted to become an avenue whereby disappointed litigants or their advisors are permitted, in effect, a second chance before the Court. This is soundly based on principles of finality of litigation, efficient use of resources and also the recognition that any second chance must, in the case of a litigant, come in the form of an appeal. 29 In my view the facts do not support the conclusion that the circumstances that arose at the conclusion of the hearing would give rise to a reasonable apprehension of bias. 30 The allegation is that the judge adjourned the Court, requested the applicants to leave the video conference and then conducted the "secret meeting". However, whilst it is apparent (from the audio recording) that the judge requested the applicants leave the video conference after the hearing was adjourned, no evidence supports the allegation of any "secret meeting". Rather, the audio recording in the court room ran continuously from before the hearing until many hours after it was adjourned. I find that the audio recording captured any conversation that was reasonably audible due to the sensitivity of the microphones used. During that time, there was no communication recorded between the judge and Mr Johnson. The mechanical evidence of the recording (which I have heard in part) is supported by the affidavit of Ms Giannopoulos affirmed 19 April 2024, whose transcript demonstrates the same. I infer, having regard to the evident sensitivity of the microphones and the fact that the microphones remained active for a number of hours before and after the adjournment of the hearing, that had there been any such conference, the microphone would have detected it. That conclusion is also independently supported by the affidavit of Mr Gao, who accompanied Mr Johnson at all material times and saw no such "secret meeting". Mr Gao did not give evidence as to when the video connection between the court room and Mr Johnson was disconnected. No doubt that is because Mr Johnson performed that task. However, I accept as truthful his evidence that he and Mr Johnson had a conversation after the conclusion of the hearing. The fact that it was not picked up on the microphone leads to the inference, which I make, that by the time of that conversation, the video connection had been severed. That may well explain why Mr Gao could not recall the judge asking the applicants to leave the video conference, although it is not necessary for me to decide this point. I accept the evidence of Mr Gao that no conference was conducted between Mr Johnson and the judge. 31 On the basis of these materials, I do not consider that the applicants have established that there was any meeting between the judge and Mr Johnson following the adjournment of the hearing on 24 November 2022. 32 Nor do I consider that a basis has been established for a fair-minded observer to reasonably apprehend that the judge might not have brought an impartial mind to the resolution of the proceeding on the basis of the events relied upon by the applicants. I accept that the transcript created by Ms Giannopoulos is an accurate account of what happened, and that the applicants were asked by the judge to sever their video connection with the court room. However, nowhere in Ms Giannopoulos' transcript is there evidence to support the inference that there was the appearance of a conference conducted between the judge and Mr Johnson. The hearing was adjourned, and the judge left the court room. Her Honour returned shortly after. Upon noticing that the applicants had not severed the video connection, she reminded them of the adjournment (which had occurred some 40 seconds earlier) and asked them to leave by pressing the red button on the top right-hand side of their screen. The applicants, seeing that Mr Johnson was still on the screen, assumed that a conference or "secret meeting" was to take place. However, that assumption was simply speculation. In my view a lay observer would likely conclude that the video connection was to be terminated with all parties. I note, from my review of the transcript of the hearing, that Mr Kitoko had had technical difficulties joining the video link at the commencement of the hearing. The judge, noticing that he had not left the meeting, provided assistance by reminding him how to do so. Mr Johnson, as counsel experienced in video hearings, was not likely to have needed such assistance. Nothing that was said or done prior to their departure from the meeting supports the view that the judge's return was for any purpose connected to the hearing. Indeed, no issue was raised by the applicants about these matters until after a decision was published that was adverse to their interests. In this regard, any allowance for the fact that the applicants are self-represented is balanced against their history of repeated applications to the Court and, to my observation, Mr Kitoko's obvious familiarity with and understanding of court processes. 33 Having regard to these matters, I do not consider that a fair-minded lay observer of these events might reasonably have apprehended that the judge might not bring an impartial mind to the resolution of the matters before the Court. 34 Finally, I note that Mr Kitoko submitted that an inference should be drawn on the basis of the principles in Jones v Dunkel [1959] HCA 8; (1959) 101 CLR 298 to the effect that in the absence of evidence from Mr Johnson, his evidence would not support the case advanced by the Minister. The rule in Jones v Dunkel provides that an unexplained failure by a party to, inter alia, call witnesses may in appropriate circumstances lead to an inference that the uncalled evidence or missing material would not have assisted that party's case; JD Heydon and R Cross, Cross on Evidence, 7 ed, LexisNexis Butterworths, NSW, 2004 at [1215]; Fabre v Arenales (1992) 27 NSWLR 437. The rule cannot be employed to fill gaps in the evidence or to convert conjecture and suspicion into inference; Cross on Evidence at [1215]; Aristocrat Technologies Australia Pty Ltd v Global Gaming Supplies Pty Ltd [2009] FCA 1495; (2009) 84 IPR 22 at [250]-[259]. In the present case, the evidence to which I have referred above positively persuades me that the alleged secret meeting did not take place. No inference under Jones v Dunkel can displace that finding. 35 Accordingly, I reject the argument advanced by the applicants on the basis of apprehended bias.
Tukala
Minister for Immigration, Citizenship and Multicultural Affairs
[2021] HCA 29
(2009) 84 IPR 22
(2021) 273 CLR 289
(2000) 205 CLR 337
(1992) 27 NSWLR 437
(2012) 200 FCR 296
(1959) 101 CLR 298
(2004) 221 CLR 1
[2000] HCA 63