Dr Dalton examined Mr Bell on 4 April 2008 and, in a report dated 18 April 2008, he recommended that a "a lifting restriction of 20-25kg would be reasonable" in Mr Bell's case, subject to applying correct lifting and bending techniques at home and at work - and that Mr Bell can safely perform his previous duties with the exception of lifting the six-inch hose. He disagreed with "the suggestion that a permanent restriction of 15kg is applicable", given Mr Bell's circumstances.
20 The Commissioner gave the following reasons for preferring Dr Dalton's opinion:-
24 I consider the most recent medical assessment given by Dr Dalton formed the best basis for a contemporary snapshot of Mr Bell's capacities at the time of these proceedings, notwithstanding the earlier assessments by Drs Lose, Loefler and Yung - which were, by the time the hearing proceeded, about a year old. Dr Dalton is an obviously well-qualified, specialist physician and he had the benefit of most recently examining Mr Bell. If a specialist such as Dr Dalton had, for instance, formed the view that Mr Bell could not safely manage weights above 5kg, that evidence could not be disregarded so far as these proceedings are concerned. Medical conditions typically involve dynamic, not static, considerations - even where there is something in the nature of an underlying permanent condition. The letter dated 4 October 2007 seeking Mr Bell's reinstatement referred to 15kg weights. The initiating process filed on 19 November 2007 noted, in more general terms, at "B" that the application was for "a reinstatement order under s242 of the Workers' Compensation Act 1987" - albeit, in support of that application, the applicant outlined supporting information, including the assessments of Mr Bell's fitness that accorded with those in the WorkCover certificate signed by Dr Yung approximately six weeks before the application was filed.
21 Further, and in dealing with the employer's objection to the admission of Dr Dalton's evidence in the worker's case, the Commissioner said this:-
...However, I could not reasonably proceed on the basis that the Commission was somehow relevantly bound in its consideration of the reinstatement application only to a 15kg specification, if the most contemporary medical evidence suggested a much lesser standard of, say, 5kg - any more than I could disregard the fact the evidence persuasively indicated a standard of up to 25kg.
22 The appellant employer here renewed its objection to the receipt of Dr Dalton's evidence and argued that in receiving the evidence, the Commissioner fell into error by failing to properly apply the relevant provisions of the Workers Compensation Act. Because an issue has been raised as to the proper construction of those statutory provisions and in turn as to the Commission's jurisdiction, we propose to grant leave to appeal in order that we may deal with that issue on its merits.
23 The employer argued that absent amendment to the application filed on Todd Bell's behalf on 19 November 2007 (and there was none) the Commission could not receive medical material in evidence in proceedings brought pursuant to s 242 which was not part of medical material in support of the application as made. Dr Dalton's report came into existence on 18 April 2008 some five months after the application was made pursuant to s 242.
24 The employer contended that the jurisdiction of the Commission to hear and determine an application for reinstatement of an injured worker is limited by the provisions of s 241 - 243 of the Workers Compensation Act and that the initiating process conferring jurisdiction is an application made by a worker "for reinstatement to employment of a kind specified by the application" (s 241 (1) of the Workers Compensation Act). Without that initial application being made and supported by medical certification (s 241 (3) of the Workers Compensation Act) the Commission has no jurisdiction to consider any application subsequently made under s 242 of the Workers Compensation Act. Only if the worker's initial application is refused by the employer can application then be made to the Commission and the application to the Commission is, by statutory construction, the same application as was made to the employer.
25 This "gateway" to the Commission's jurisdiction is so, the employer submitted, even though the Commission may reinstate a worker to employment of a kind that the Commission considers the employer can reasonably make available for the worker (s 243 (3) (b) of the Workers Compensation Act) and if McKenna C had been disposed to entertain medical material additional to that contained within the initiating process then she had discretionary recourse to an approved medical specialist pursuant to s 245 of the Workers Compensation Act. Hence, it was submitted, the Commissioner fell into error by receiving into evidence medical opinion which was not proffered to the employer in terms of the application made by Todd Bell under s 241 of the Workers Compensation Act.
26 We do not agree, for reasons which we will now set out, that the statute properly construed limits or restricts the Commission in its access to medical evidence beyond that which is proffered in terms of a s 241 application or beyond that which is available under s 245 of the Workers Compensation Act and we do not consider that the Commissioner erred in receiving such additional medical evidence.
27 As the respondent argued on appeal, there is nothing in the statutory provisions set out above which requires that applications made under ss 241 and 242 be one and the same and, although it may be readily acknowledged that the Commission would lack jurisdiction to entertain an application under s 242 unless an application under s 241 had first been made, it does not follow that additional material may not be produced and relied upon in the interests of informing the Commission in the course of proceedings brought under s 242.
28 Furthermore, and as the respondent on appeal submitted, the Commission's power to order reinstatement to employment "of a kind for which the employee has so applied (s 243 (2) of the Workers Compensation Act) is by reference to an application made under s 242 and not s 241 of the Workers Compensation Act. That important distinction sits comfortably with the language used in the statute which permits an order for reinstatement only if, in the present tense or in other words at the time of the application is being heard, "the Commission is satisfied that the worker is fit for that kind of employment" (s 243 (2) of the Workers Compensation Act).
29 The discretion reposed in the Commission to make orders under s 243 is to be exercised in the light of medical evidence (Cansino supra) and that medical evidence must be that which is before the Commission at the time the application for orders is being heard and determined. It would make no sense for the Commission to be constrained from hearing and considering such evidence merely because it was not the same medical evidence (in this case a simple medical certificate from Dr Yung) forwarded to the employer in accordance with s 241 of the Workers Compensation Act (although clearly the report will be relevant to the determination of the application).
30 We consider McKenna C was correct in receiving Dr Dalton's report over the appellant employer's objection and, further, that, to the extent it expressed opinions different to other medical experts, she was entitled to prefer it noting as she did that it:-
[24] ... formed the best basis for a contemporary snapshot of Mr Bell's capacities at the time of these proceedings notwithstanding the earlier assessments of Drs Los, Loefler and Yung which were by the time the hearing proceeded, about a year old.
31 Similarly it was open to the Commissioner to prefer and reach conclusions based on the evidence of Todd Bell and Kyle O'Brien as to their day to day direct experience of the work of a terminal operator and to the extent that it was preferred to the exclusion of operations manager Brad Crockett's evidence, we do not consider that conclusions thereby reached demonstrate appellable error, having regard to the principles set out in Aboud v NSW Department of Education (1999) 92 IR 32 and more recently in Humphries v Cootamundra Ex-Services and Citizens Memorial Club Limited (2002) 128 IR 37.
32 In Aboud's case, Wright P and Walton VP said this a pp 42-43:-
The principles to be applied by the Full Bench reviewing findings of fact made by a trial judge below are clear. An appeal brought under Pt 7 of Ch 4 of the Act will generally attract the normal principles which apply to appeals stricto sensu on questions of facts and/or law: see Re: Solicitors (State) Award (No 3) (1996) 72 IR 225 at 234 and Stone Microsystems (Aust) Pty Ltd v Kwong & Datamax Pty Ltd (1997) 42 NSWLR 160 163; 85 IR 238. In the case of an appeal from a judge in the strict sense, the appellate court will substitute its own judgements only if the trial judge has fallen into error of law or has made a finding of fact which is clearly wrong or not reasonably open on the evidence: Camilleri's Stock Feeds Pty Ltd v Environment Protection Authority (1993) 32 NSWLR 683 at 688. Otherwise the appellate court should not intervene.
33 In Humphries at [83] and [84] the Full Bench summarised the relevant principles this way:-
83 The relevant principles to be applied on appeal in such circumstances may conveniently be adopted from the decision of the Full Bench in Burge v NSW BHP Steel (at [7]):
The general principle is that an appellate court is in as good a position as the trial judge to decide on the proper inference to be drawn from facts which are undisputed or which, having been disputed, are established by the findings of the trial judge; in deciding what is the proper inference to be drawn, the appellate court will give respect and weight to the conclusions of the trial judge, but, once having reached its own conclusion, will not shrink from giving effect to it: Warren v Coombes (1978) 142 CLR 531 at p 551. And, in addressing error, an appellate court should not interfere with the trial judge's conclusions on facts unless it is of the opinion that they were not reasonably open (or were clearly wrong) on the evidence: Victorian Stevedoring and General Contracting Co Pty Ltd v Dignan (1931) 46 CLR 73 at p 107; Autobake Pty Ltd v Budd [1986] 19 IR 18 at p 25; Abalos v Australian Postal Commission (1990) 171 CLR 167 at pp 178 ff; Haynes v C I & D Manufacturing Pty Ltd (1994) 60 IR 149 at pp 153-155; and Port Macquarie Golf Club v Stead (64 IR at p 59). [Emphasis added].
84 These principles were also articulated in Wilson v Department of Education and Training [2000] NSWIRComm 120 (at [61]-[62]):
The appellate court substitutes its own judgments only if the trial judge makes a finding of fact which is wrong or not reasonably available on the evidence: ( Camilleri's Stock Feeds Pty Ltd v Environmental Protection Authority (1993) 32 NSWLR 683 at 688). The appellate court should otherwise not intervene. As Priestley JA recently observed in Martin v Byrnes (unreported, Court of Appeal, Priestley , Stein JJA and Sheppard AJA, 25 May 1999):
The cases running through the hundred years from Coghlan v Cumberland [1898] 1 Ch 704 to Earthline Constructions [(1998) 160 ALR 588] all show that courts such as this court are duty bound to reverse conclusions based on trial judges' views of fact when those views of fact are plainly wrong but are equally duty bound not to reverse such decisions of a trial judge merely because the intermediate appellate court itself takes a view different from that of the trial judge of the factual findings that should have been made.
This Commission and its predecessors have adopted the above view: ( Hussmann Australia Pty Ltd v Walker (1993) 48 IR 396 at 406; Haynes v CI&D Manufacturing Pty Limited (1995) 60 IR 149 at 154).
34 The appellant employer also submitted that, in framing her reasons for decision and orders for reinstatement in the context of lifting and other restrictions, McKenna C effectively gave Todd Bell rights of self - management in the performance of his work as a terminal operator and, in so doing, fell into appellable error by depriving the employer of its right to direct Mr Bell and other members of his team in that regard.
35 We do not consider there is substance in this submission when viewed in the light of the preferred evidence of Todd Bell and Kyle O'Brien to the effect, firstly, and as we have earlier observed, that the manner in which and by whom given tasks are carried out within a particular team (or the division of responsibilities as the Commissioner described it) is a matter left to the team indicating a high degree of self-management among respective members of the team and, secondly, there are a variety of techniques employed by terminal operators in the performance of individual tasks, depending on human variables such as physical stature, general levels of fitness, observance of safe work practices and so on. The Commissioner did not consider, and nor do we on the material before us, that there was any impediment to Mr Bell performing the functions of terminal operator, grade 4 within the subject employment context, notwithstanding Mr Bell's medical restrictions. In this sense, it was open to McKenna C to make an order under s 243 (2) of the Workers Compensation Act which we consider was an order ultimately made by the Commissioner, notwithstanding the vagaries of her decisions in this respect.
36 We would, however, repeat and adopt the advice proffered by the medical experts, that Mr Bell should give careful and measured attention to properly bracing and positioning himself for the safe performance of tasks as well as continuing back strengthening/core stability exercises as may be medically advised from time to time.
Orders
37 The orders we make are as follows:
- Leave to appeal is granted.
- The appeal is dismissed.
- The stay ordered by Boland J, President, on 24 September 2008 is lifted.