4.2.1 Leave to appeal
38 Normally a party is bound by the way in which a case is conducted at first instance. In University of Wollongong v Metwally (No 2) [1985] HCA 28; (1985) 59 ALJR 481 at [7], Gibbs CJ, Mason, Wilson, Brennan, Deane and Dawson JJ observed:
It is elementary that a party is bound by the conduct of his case. Except in the most exceptional circumstances, it would be contrary to all principle to allow a party, after a case had been decided against him, to raise a new argument which, whether deliberately or by inadvertence, he failed to put during the hearing when he had an opportunity to do so.
39 Similarly, in Coulton v Holcombe (1986) 162 CLR 1 at 7, Gibbs CJ, Wilson, Brennan and Dawson JJ observed:
… It is fundamental to the due administration of justice that the substantial issues between the parties are ordinarily settled at the trial. If it were not so the main arena for the settlement of disputes would move from the court of first instance to the appellate court, tending to reduce the proceedings in the former court to little more than a preliminary skirmish. …
40 Section 476 of the Act confers upon the FCCA the same original jurisdiction in migration decisions as is conferred on the High Court by paragraph 75(v) of the Constitution. By s 476A, the original jurisdiction of this Court is expressly limited, and can be exercised "if and only if" certain statutory criteria are met. This Court's appellate jurisdiction is conferred by subs 24(1) of the Federal Court of Australia Act 1976 (Cth).
41 In this context, Buchanan J in SZUGL said (at [18]):
… it must also be borne in mind that the proceeding in this Court is an appeal from the judgment of the FCCA. This Court does not sit at first instance to review decisions of the RRT; Parliament has directed that it may not do so (s 476A of the Migration Act 1958 (Cth)). The primary role of this Court, therefore, is to examine whether appealable error was made by the FCCA, rather than to perform "the trial court's entire function" (see AAM15 v Minister for Immigration and Border Protection [2015] FCA 804 at [14]).
42 Notwithstanding this general proposition, the Court is given a discretion to permit a new argument on appeal; Iyer v Minister for Immigration and Multicultural Affairs (2001) 192 ALR 71 at [25].
43 One factor to be taken into account, when exercising that discretion, and a factor which will normally preclude a new argument being raised for the first time on appeal, is the prospect that the new argument would have been met by evidence if raised earlier: see, for example, Water Board v Moustakas (1988) 180 CLR 491 at 496-497 per Mason CJ, Wilson, Brennan and Dawson JJ.
44 In Branir Pty Ltd v Owston Nominees (No 2) Pty Ltd (2001) 117 FCR 424, Allsop J (as his Honour was then), set forth further consideration as follows (emphasis in original):
37. It is beyond question that if a new matter is raised and evidence could have been given which by any possibility could have prevented the point from succeeding, the point cannot be taken…
38. However, to say as much does not exhaust the description of the considerations for an appellate court when faced with a party raising a fresh point. First, the finality of litigation and the importance of parties being bound to the cases they make at trial should never be overlooked… Secondly, the difficulty of the party against whom the new point is raised reaching back in time to assess, necessarily hypothetically, how the conduct of the trial would, or may, have been different should not be underestimated. Such judgments or assessments can require re-agitation or reconsideration of decisions taken before and at trial (which may be privileged) and which can be very difficult to assess and articulate after the event. The entitlement of a party to the benefit of the opportunity of informed and reasonably contemporaneous assessment of relevant evidence, or inquiry, should be respected. Thirdly, the potential unfairness on counsel conducting an appeal who will be expected to assist the court in respect of the prejudice, or lack of it, to his or her client in the face of such matters being raised should not lightly be brushed aside. Even when counsel cannot positively say that something in particular would have been done differently, that does not mean that the court will be satisfied of a lack of prejudice. The possibility of evidence or the possibility that the hearing would have taken a different course, if not fanciful, may well suffice to deny raising of the new point. These considerations should not be seen as not requiring counsel frankly and candidly to say that the trial would not have been conducted differently if he or she is of that view. Fourthly, and in conclusion, before any new point be allowed, the court should be able to be satisfied that the raising of it could work no injustice on the other party and is otherwise in the interests of justice. The extent of the consideration of "the interests of justice" was discussed by Branson J and Katz J in H v Minister for Immigration and Multicultural Affairs, supra, at [8].
45 In VUAX v Minister for Immigration & Multicultural & Indigenous Affairs (2004) 238 FCR 588, Kiefel, Weinberg and Stone JJ said:
46. … Leave to argue a ground of appeal not raised before the primary judge should only be granted if it is expedient in the interests of justice to do so: O'Brien v Komesaroff (1982) 150 CLR 310; H v Minister for Immigration & Multicultural Affairs; and Branir Pty Ltd v Owston Nominees (No 2) Pty Ltd (2001) (2001) 117 FCR 424 at [22]-[24] and [38].
…
48. The practice of raising arguments for the first time before the Full Court has been particularly prevalent in appeals relating to migration matters. The Court may grant leave if some point that was not taken below, but which clearly has merit, is advanced, and there is no real prejudice to the respondent in permitting it to be agitated. Where, however, there is no adequate explanation for the failure to take the point, and it seems to be of doubtful merit, leave should generally be refused. ...
46 In SZQBN v Minister for Immigration and Border Protection (2014) 226 FCR 68 (SZQBN), Flick J referred to a number of the decisions mentioned above and added as follows:
55. The expression "the interests of justice" is undoubtedly a useful touchstone; but its recitation is sometimes more the expression of a conclusion than a reason. It is necessarily an expression which must remain flexible in content to accommodate the infinite variety of cases and circumstances in which appeals are conducted. There may well be different considerations as to what may be relevant to an assessment as to "the interests of justice" in private litigation as opposed to public law matters. Thus, for instance, it has long been recognised that there is a legitimate interest in public law matters being resolved in a timely and efficient manner: Iyer v Minister for Immigration and Multicultural Affairs [2001] FCA 929 at [62], (2001) 192 ALR 71 at 86 per Gyles J. There is thus a legitimate public interest in the timely disposal of applications for protection visas: cf. SZKMS v Minister for Immigration and Citizenship [2008] FCA 499 at [30] per Lander J. There may also be a legitimate public interest and, accordingly in "the interests of justice", to permit new arguments to be raised on appeal which expose excesses of statutory power by public officials. The "serious consequences that may attend a wrongful refusal of a protection visa" is also relevant to an assessment as to "the interests of justice": cf. SZEPN v Minister for Immigration and Multicultural Affairs [2006] FCA 886 at [16] per Branson J. Regrettably it is seldom the case that all of the relevant considerations point in one direction or the other as to the manner in which the discretion is to be exercised.
56. One factor which remains constant, however, in the exercise of the discretion is an assessment as to whether the new argument has any merit.