The progress of the review
8 The second respondent conducted an interview with the appellant on 21 September 2011. The appellant's migration agent was present. The interview was conducted through an interpreter. The second respondent gave a detailed account of this interview in his statement of reasons dated 28 February 2012. This interview was adjourned after the appellant (in the second respondent's words) "indicated that he felt flat and frustrated, and was unable to continue the discussion".
9 The second respondent recorded his observations of the appellant at this interview in [98] of his reasons, as follows:
In relation to my observations of [the appellant] at interview on 21 September 2011: -
• [The appellant] gave cogent, logical evidence during his discussion with me at the first interview. He responded lucidly and relevantly to many questions, although, in response to some more challenging questions, he gave vague answers and, particularly towards the latter part of the interview, voiced frustration.
• At the start of the interview, he reassured me that he was feeling okay, and was willing to proceed with the interview. I observed nothing to suggest that he lacked the mental capacity to participate in an interview, by understanding and responding to questions. I invited him and the agent to alert me to any concerns during the interview, including any emotional issues. Neither did so until late in the interview, when [the appellant] appeared to become agitated and upset, and signalled that he felt unable to continue, in part because he thought that his prospects were poor. I allowed for adjournments during the interview, and on learning that [the appellant] no longer wished to continue, I gave him and his agent ample opportunity to consult. I impressed on them the value in continuing the interview, as this gave him the best chance of presenting his claims, and invited them to propose how the review should proceed…
10 A resumed interview was scheduled and adjourned several times, to allow time for the appellant and his agent to make further submissions, particularly on medical matters. On 4 November 2011, the date for a resumed interview was set for 11 November 2011.
11 On 7 November 2011, the agent made a number of submissions. It is sufficient to record for present purposes that, amongst other things, the appellant's agent conveyed his instructions that, following the interview on 21 September 2011, the appellant's "state of mental health has further deteriorated to such an extent that he is unable to understand and respond rationally to questions being asked of him". The appellant's agent stated that, under the circumstances, the appellant would not be able to appear and present further evidence before the second respondent. The appellant's agent referred to a submission of 19 September 2011 and said:
Those submissions relevantly identify the determinative issue for this Review. We continue to rely on those submissions and respectfully submit that it would be open to a Reviewer to make a finding that:
• [The appellant] has a well-founded fear of persecution because of his 'nationality', 'race' and his 'membership of a particular social group' constituted by 'unregistered or undocumented people living in Iran'.
12 The agent's submission of 7 November 2011 included a report from the appellant's treating psychologist, Ms Jolan. The report - said to have been provided to the appellant's agent on 26 October 2011 - noted that Ms Jolan had had 12 consultations with the appellant in the period 25 March 2011 to 19 September 2011. The report contained the following assessment of the appellant's cognitive functioning:
Overall combination of assessment and clinical observation confirms that [the appellant's] mental processes are significantly impaired and distorted. He is suffering from paranoia thoughts and if placed under enormous amount of distress he can experience dissociation. There are many triggers that can negatively upset [the appellant's] cognitive functioning and decision making processes. For example exposure to cues that act as a reminder of the traumatic experience such as pressure to recall past events during interviews and court related matters can cause [the appellant] high levels of distress. In addition it is highly likely that [the appellant's] anger is activated if he is asked too many questions. This is often evident during the psychological sessions when [the appellant] walks away from counseling possibly either due to inability to understand and respond rationally to the questions asked from those he perceives as authority or it can be avoidance behaviour to prevent reactivation of past traumatic memories and the associated strong negative emotions. Therefore it is highly recommended that [the appellant] is not placed in situation such as interviews or court trial. Attendance of such can, possibly, not only have a detrimental effect on his mental health but it can also negatively influence his visa status. For instance [the appellant's] inability to exert control over his executive functioning can negatively influence the responses he provides during any interview and this can negatively impact the outcome and hence his eligibility to obtain a visa. Overall it is evident that [the appellant] is currently unfit to stand any types of trial.
[As in original]
13 This passage was quoted in the second respondent's reasons. The second respondent noted that Ms Jolan's report appeared to focus on two concerns: first, the appellant's mental capacity to understand questions and give evidence at an interview; secondly, the detrimental effect on the appellant of being asked to recall and speak about his experiences in Iran.
14 During the course of argument on this appeal, counsel for the appellant also directed attention to another report by Ms Jolan dated 15 September 2011. Amongst other things, that report said:
… Based on this information it is important to note that during the organised interview on the 21st of September 2011, it is highly likely that [the appellant] will not be able to understand and respond rationally to the questions asked. This can negatively influence outcome of the interview and his eligibility to obtain a visa.
15 It is plain from the statement of reasons that the second respondent considered that, based on his presentation on 21 September 2011, the appellant was able to understand and respond rationally to the questions he was asked. Indeed, the appellant's presentation was such that the second respondent urged on him the desirability of continuing the interview on that date. The second respondent only adjourned the interview because of the appellant's request that he do so. In this connection, I observe that the appellant's interview with the second respondent occurred two days after Ms Jolan's last consultation with the appellant on 19 September 2011.
16 In light of Ms Jolan's report provided on 26 October 2011, the second respondent sought an update from staff of International Health and Mental Services Pty Ltd (IHMS) present at Villawood IDC. On 10 November 2011, IHMS advised that they were not aware of any substantial mental or physical impediment that would prevent the appellant from attending an interview. The second respondent summarised the advice from IHMS as follows:
They considered that [the appellant] was capable of giving informed consent, had the required mental capacity to partake and had good insight into his immigration pathway. They were not aware of any significant medical impairment to [the appellant's] participation in an interview.
17 The second respondent advised the appellant and his agent accordingly, and said that he would be present at Villawood IDC to conduct the resumed interview on 11 November 2011, should the appellant wish to attend. However, on the morning of 11 November 2011, the second respondent received confirmation from the appellant and his agent that the appellant did not wish to attend the interview.
18 The second respondent then caused a communication to be sent to the appellant's agent on 24 November 2011, inviting further submissions to be made in light of the fact that the appellant had indicated that he would not attend the resumed interview:
You are invited to make any further written submissions. You may wish to address the following.
• [The appellant's] intended future activities if he were to return to Iran, including the place to which he would return - whether this is Ilam City (where he worked for 5 years, but no longer appears to have work or accommodation) or his home village of Milemaran, where his mother currently lives. You may consider specifying any claims specific to either place.
• Clarification of [the appellant's] distinction between 'Faili Kurds' and 'Iranian Kurds', given some country information indicating that most residents of Ilam City are Faili Kurds. (It may be that [the appellant] refers to Faili Kurds as those who are undocumented and stateless, whereas the other Faili Kurd[s] are Iranian nationals and hence called 'Iranian Kurds'.)
• What happened after the alleged serious beating, including the period of time from the beating until his departure from Iran ([the appellant] initially put this at 2 weeks, but later suggested that it was a longer period) and his movements or other activities
• The consequences of the alleged serious beating - including his medical condition, physical appearance (eg. the broken nose) and claimed lack of funds to pay for medical treatment
• The funding of his travel from Iran to Australia - including the source(s) of money, how he calculated the required sum, whether he calculated this correctly (or had remaining funds left over) and any ongoing debts
• [The appellant's] travel to Tehran, his orientation and activities there
• Any other claims or evidence relating to [the appellant's] return to Iran, for instance as a failed asylum seeker
• Any claims or evidence arising from [the appellant's] involvement in the Villawood April 2011 rooftop protests (including the effect of s.91R(3)), following on from the UNHCR correspondence that raises this issue
• Any other claims or evidence you wish the reviewer to consider
• Any further medical material that you wish the reviewer to consider when assessing this matter
19 The communication included an attachment in which additional material was drawn to the appellant's attention. In that attachment, the second respondent said that he would consider any further submissions that the appellant might wish to make in respect of those matters. The additional material included information about the Villawood IDC protest. In that connection, the second respondent said:
You have not raised any claims or evidence about your involvement in the Villawood rooftop protests so far. The reviewer has received a UNHCR submission to the Department that deals in part with your case, and shared these with you. Various internet reports indicate that:
• [The appellant's] image appears in press articles, generally from a distance and indistinct
• [The appellant] (and his friends) communicated the reasons for their protests
• [The appellant's] name (sometimes partial, and usually with the same spelling mistake repeated) and age appear in several reports
• The reports do not indicate the source of information about [the appellant's] name and age, though some state that he (and his friends) used mobile telephones while on the roof, with friends below in the building recharging the batteries for them.
This information is relevant because the reviewer may not be satisfied that [the appellant's] conduct in Australia falls outside the scope of s.91R(3), and he may therefore be required to disregard it when assessing whether [the appellant] has a well-founded fear of persecution. He may find, even if satisfied that some or all of the conduct does fall outside the scope of s.91R(3), that it does not give rise to a well-founded fear of Convention-related persecution (for instance, if he were to consider that the image is indistinct, and if he were to disregard the publication of his name pursuant to s.91R(3) of the Act).
The above information is relevant also because, depending on the reviewer's findings of fact, it may indicate that [the appellant] does not have a well-founded fear [of] persecution for a Convention reason, and that the reviewer should therefore make a negative recommendation to the Minister.
Please note: The reviewer will consider all the information previously submitted, as well as the above information and any further material you provide. The above is information that the reviewer considers credible, and potentially relevant and significant to [the appellant's] case, depending of course on his findings of facts.
20 In the attachment to his communication, the second respondent provided a number of links to the internet reports to which he had referred generally. As the passages quoted above make clear, in both the communication and the attachment, the second respondent drew attention to the possibility that the appellant's participation in the protest might be conduct falling within the scope of s 91R(3) of the Act. That subsection provides:
For the purposes of the application of this Act and the regulations to a particular person:
(a) in determining whether the person has a well-founded fear of being persecuted for one or more of the reasons mentioned in Article 1A(2) of the Refugees Convention as amended by the Refugees Protocol;
disregard any conduct engaged in by the person in Australia unless:
(b) the person satisfies the Minister that the person engaged in the conduct otherwise than for the purpose of strengthening the person's claim to be a refugee within the meaning of the Refugees Convention as amended by the Refugees Protocol.
21 In the attachment, the second respondent drew attention to reports that suggested that the protestors, including the appellant, had facilitated publicity about the protest by maintaining contact with supporters outside the centre using mobile telephones. As is apparent, he also drew attention in the attachment to the fact that the reports included the reasons given by the appellant and the other protesters for engaging in the protest. I will return to this last-mentioned matter when dealing with the appellant's first ground of appeal.
22 The appellant's agent responded to this communication by letter dated 6 December 2011. In his statement of reasons, the second respondent summarised this response in the following terms:
As I flagged in my letter of 24 November 2011, there are a number of matters on which I have insufficient information to be satisfied that [the appellant] is a stateless, undocumented Faili Kurd who has in the past experienced serious harm at the hands of the Basij, and is at risk of future harm. I had hoped to pursue these at a resumed interview. Although the letter of 6 December 2011 addresses each of these issues, for the main part it simply restates earlier positions and presents various legal and procedural arguments, rather than provide further information.