Section 424A - Particulars of Information
25 The third Ground of Appeal refers to a failure "to provide particulars of… information".
26 Although unstated, this Ground of Appeal repeats the language of s 424A and it is thus understood that the Appellant seeks to contend that there has been a breach of that provision.
27 Section 424A(1) provides as follows:
(1) Subject to subsections (2A) and (3), the Tribunal must:
(a) give to the applicant, in the way that the Tribunal considers appropriate in the circumstances, clear particulars of any information that the Tribunal considers would be the reason, or a part of the reason, for affirming the decision that is under review; and
(b) ensure, as far as is reasonably practicable, that the applicant understands why it is relevant to the review, and the consequences of it being relied on in affirming the decision that is under review; and
(c) invite the applicant to comment on or respond to it.
Section 424A(3) gives further content to the term "information" and provides as follows:
(3) This section does not apply to information:
(a) that is not specifically about the applicant or another person and is just about a class of persons of which the applicant or other person is a member; or
(b) that the applicant gave for the purpose of the application for review; or
(ba) that the applicant gave during the process that led to the decision that is under review, other than such information that was provided orally by the applicant to the Department; or
(c) that is non-disclosable information.
"Information" for the purposes of s 424A does not include the information provided by a claimant when making a claim for a protection visa and does not include "doubts" or the "absence of evidence": SZBYR v Minister for Immigration and Citizenship [2007] HCA 26 at [16] to [18], 235 ALR 609 at 615 to 616. Gleeson CJ, Gummow, Callinan, Heydon and Crennan JJ there observed in part as follows:
[16] Four points must be noted about this submission. First, while questions might remain about the scope of para (b) of s 424A(3), it was accepted by both sides that information "that the applicant gave for the purpose of the application" did not refer back to the application for the protection visa itself, and thus did not encompass the appellants' statutory declaration. …
…
[18] Third and conversely, if the reason why the Tribunal affirmed the decision under review was the Tribunal's disbelief of the appellants' evidence arising from inconsistencies therein, it is difficult to see how such disbelief could be characterised as constituting "information" within the meaning of para (a) of s 424A(1). Again, if the Tribunal affirmed the decision because even the best view of the appellants' evidence failed to disclose a Convention nexus, it is hard to see how such a failure can constitute "information". Finn and Stone JJ correctly observed in VAF v Minister for Immigration and Multicultural and Indigenous Affairs that the word "information":
does not encompass the tribunal's subjective appraisals, thought processes or determinations ... nor does it extend to identified gaps, defects or lack of detail or specificity in evidence or to conclusions arrived at by the tribunal in weighing up the evidence by reference to those gaps, etc.
If the contrary were true, s 424A would in effect oblige the Tribunal to give advance written notice not merely of its reasons but of each step in its prospective reasoning process. However broadly "information" be defined, its meaning in this context is related to the existence of evidentiary material or documentation, not the existence of doubts, inconsistencies or the absence of evidence. The appellants were thus correct to concede that the relevant "information" was not to be found in inconsistencies or disbelief, as opposed to the text of the statutory declaration itself.
See also: Minister for Immigration and Citizenship v SZLFX [2009] HCA 31 at [23], 238 CLR 507 at 513 to 514 per French CJ, Heydon, Crennan, Kiefel and Bell JJ.
28 The Appellant faces, however, two difficulties in respect to this final Ground of Appeal.
29 First, it is not an argument previously advanced before the Federal Magistrate. A general conclusion was expressed by the Federal Magistrate that the Tribunal had not failed to "comply with any of [the] obligations" set forth in Division 4 of Part 7 of the Migration Act: [2011] FMCA 458 at [15]. But such a general conclusion falls well short of resolving an argument of the kind now sought to be advanced in this final Ground of Appeal. Leave is necessary if it is to be an argument now relied upon.
30 Leave to raise an argument not raised at first instance may be granted where "it is expedient in the interests of justice to do so": VUAX v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 158. Kiefel, Weinberg and Stone JJ there concluded:
[46] In our view, the application for leave to rely upon the sole ground of appeal now raised should be refused. Leave to argue a ground of appeal not raised before the primary judge should only be granted if it is expedient in the interests of justice to do so …
[47] In Coulton v Holcombe (1986) 162 CLR 1, Gibbs CJ, Wilson, Brennan and Dawson JJ observed, in their joint judgment, at 7:
"It is fundamental to the due administration of justice that the substantial issues between the parties are ordinarily settled at the trial. If it were not so the main arena for the settlement of disputes would move from the court of first instance to the appellate court, tending to reduce the proceedings in the former court to little more than a preliminary skirmish."
[48] The practice of raising arguments for the first time before the Full Court has been particularly prevalent in appeals relating to migration matters. The Court may grant leave if some point that was not taken below, but which clearly has merit, is advanced, and there is no real prejudice to the respondent in permitting it to be agitated. Where, however, there is no adequate explanation for the failure to take the point, and it seems to be of doubtful merit, leave should generally be refused. In our view, the proposed ground of appeal has no merit. There is no justification, therefore, for permitting it to be raised for the first time before this Court.
It has also been pointed out that to allow too readily the running of new points, or indeed a whole new case, on appeal is to undermine the appellate process by rendering the trial process almost irrelevant: WAJR v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCA 106 at [19], 204 ALR 624 at 629 per French J (as his Honour then was). See also: SZIHX v Minister for Immigration and Citizenship [2007] FCA 1295 at [16] to [17]; SZKCQ v Minister for Immigration and Citizenship [2009] FCA 578 at [7] to [11].
31 The second difficulty confronting the Appellant in respect to this final Ground of Appeal is that it is - in any event - without merit. The Appellant did not identify and was unable at the hearing before this Court to identify the "information" to which the proposed Ground of Appeal was directed. Nor is it possible to discern from the reasons for decision of the Tribunal any "information" which could found any argument. Indeed, the reasons for decision record the Tribunal resolving the application for review simply upon the basis of not accepting the claims as made and - most relevantly - upon the basis of the "information" in fact supplied by the Appellant. Such "information" would fall within s 424A(3)(ba) and hence is "information" not within the reach of s 424A. The Tribunal correctly stated that it was not bound to accept claims uncritically and thereafter set forth the claims made by the now Appellant. It concluded that "[t]here is nothing to support these claims other than the applicant's unsubstantiated assertions" and that there were "insufficient particulars provided". There was no other "information" relied upon by the Tribunal. No "information" fell within the reach of s 424A which required notice to be given.
32 Leave to raise the final Ground of Appeal is refused.