BARKER J:
9 For the reasons given by Buchanan and Robertson JJ in their reasons for judgment, with which I agree, this appeal must be dismissed with costs. I would however like to add a few observations of my own.
10 As delightfully explained by Professor Karl N Llewellyn in his article "Remarks on the theory of appellate decision and the rules or canons about how statutes are to be construed" (1950) 3 Vand L Rev 395 at 401-406, statutory interpretation speaks a "diplomatic tongue" and there is a technical framework for manoeuvre that permits one party to "thrust" for one interpretation and another party to "parry" for another. As Professor Llewellyn suggested, there are two opposing canons on almost every point. Thus one party might contend that a statute cannot go beyond its text, to which the other might reply that, to effect its purpose, the statute may be implemented beyond its text. And so the debate goes on.
11 In Australia more recently the plurality of McHugh, Gummow, Kirby and Hayne JJ in Project Blue Sky Inc v Australian Broadcasting Authority (1998) 194 CLR 355 at 384 stated:
… the duty of a court is to give the words of a statutory provision the meaning that the legislature is taken to have intended them to have. Ordinarily, that meaning (the legal meaning) will correspond with the grammatical meaning of the provision. But not always. The context of the words, the consequences of a literal or grammatical construction, the purpose of the statute or the canons of construction [footnote omitted] may require the words of a legislative provision to be read in a way that does not correspond with the literal or grammatical meaning.
12 In this case, in effect, the respondent Minister contends that when the text of the Migration Act 1958 (Cth) (Migration Act), particularly s 36, s 46, s 47 and the provisions of subdivision AK Div 3 of Part 2 are taken into account, the legal meaning of the word "national" in s 91N(1) is its literal meaning and there is no room for it to be construed as meaning "effective national".
13 On the other hand, the appellant contends that when one has regard to the purpose that subdivision AK is intended to have, as expressed in s 91M, "national" should be construed to mean "effective national", not merely a person who is a "formal national" according to the law of a third country.
14 The appellant also contends that the literal meaning of the word "national" contended for by the Minister produces a harsh or unsatisfactory outcome, in that, if correct, a dual national, like the appellant, has no way of seeking a ruling of a tribunal or Court concerning his or her claim that the third country will not effectively recognise them as a national. In putting that contention, the appellant recognises that under s 91Q the Minister may exercise a power in effect to allow an applicant to make a valid application for a protection visa, but says that this is an inadequate protection for persons in the appellant's circumstances.
15 This is a case in which it seems to me that the proper construction or meaning to be given to the word "national" in s 91N(1) cannot be resolved sensibly without regard to the legislative history of subdivision AK. Subdivision AK was introduced with a raft of amendments to the Migration Act in 1999 (see Border Protection Legislation Amendment Act 1999 (Cth)) (1999 amendments). The amendments then introduced also included amendments to s 36, which added the current subsections (3) to (7).
16 It is well understood that the Migration Act has been amended from time to time to deal with the question of non-citizen entries into Australia. The decision of the High Court of Australia in NAGV and NAGW of 2002 v Minister for Immigration and Multicultural and Indigenous Affairs (2005) 222 CLR 161; [2005] HCA 6 (NAGV and NAGW) provides a little of the history of current Australian refugee law in this regard. I will return to that decision shortly.
17 Some of the legislative history and the apparent reasons for the introduction of 1999 amendments, including subdivision AK, have also been addressed in the reasons for judgment of Robertson J.
18 It is also pertinent to an understanding of the present legal meaning of the word "national" in s 91N(1), in my view, to note the development of a doctrine of "effective nationality" in the Federal Court of Australia prior to the 1999 amendments and prior to the decision of the High Court in NAGV and NAGW.
19 Prior to the 1999 amendments, at material times, s 36 of the Migration Act did not include subsections (3) to (7). At that time, a person in the position of the current appellant was able to validly apply to the Minister for a protection visa. Under s 36(2) at that time:
A criterion for a protection visa is that the applicant for the visa is a non-citizen in Australia to whom Australia has protection obligations under [the Convention].
20 In Koe v Minister for Immigration and Multicultural Affairs (1997) 74 FCR 508 (Koe), the Full Court of this Court held, in relation to the legislation as it then stood, that the failure of the Refugee Review Tribunal to consider whether the applicant, who was born in East Timor and had both Indonesian and Portuguese nationality, was an effective national of Portugal, constituted an error of law. The Tribunal had decided that the applicant would face a real chance of persecution on a Convention ground if returned to Indonesia, but decided that he would be safe in Portugal.
21 The Full Court, in applying the criterion then stated in s 36(2), had regard to Art 1A(2) of the Convention and said that the reference in it to nationality was a reference to effective, not merely formal, nationality.
22 Then, in Minister for Immigration and Multicultural Affairs v Thiyagarajah (1997) 80 FCR 543 (Thiyagarajah) the Full Court of this Court, again in relation to the legislation as it then stood, held that, as a matter of domestic and international law, Australia did not owe protection obligations to a respondent who had effective protection in a third country.
23 Justice von Doussa (and with whom Moore and Sackville JJ agreed) said, at 562, that it was not necessary for the purposes of disposing of the appeal to seek to chart the outer boundaries of the principles of international law which permit a contracting state to return an asylum seeker to a third country without undertaking an assessment of the substantive merits of the claim for refugee status. His Honour considered it was sufficient to conclude that international law did not preclude a contracting state from taking this course where it is proposed to return the asylum seeker to a third country which has already recognised that person's status as a refugee, and has accorded that person effective protection, including a right to reside, enter and re-enter that country. His Honour noted that the expression "effective protection" was used in the submissions of the Minister in the appeal and, in the context of the obligations arising under the Refugees Convention, the expression meant protection which would effectively ensure that there is not a breach of Art 33 if the person happens to be a refugee.
24 One might reasonably comment that, from the Minister's point of view, the decision in Koe may have been considered to add an unnecessary layer of decision-making, whereas the decision in Thiyagarajah did not suffer from any such inconvenience.
25 Following Thiyagarajah, a number of decisions of the Federal Court applied that decision, although others questioned the foundations of a "doctrine" of effective nationality or effective protection.
26 Leaving the reception of such a doctrine to one side for the moment, it is pertinent to note that it was in the course of this historical sequence that the 1999 amendments to the Migration Act were introduced and passed into law. As noted above, they introduced amendments to s 36 by adding subsections (3) to (7), as well as subdivision AK.
27 Subsections (3) to (7) of s 36 provide as follows:
(3) Australia is taken not to have protection obligations to a non-citizen who has not taken all possible steps to avail himself or herself of a right to enter and reside in, whether temporarily or permanently and however that right arose or is expressed, any country apart from Australia, including countries of which the non-citizen is a national.
(4) However, if the non-citizen has a well-founded fear of being persecuted in a country for reasons of race, religion, nationality, membership of a particular social group or political opinion, subsection (3) does not apply in relation to that country.
(5) Also, if the non-citizen has a well-founded fear that:
(a) a country will return the non-citizen to another country; and
(b) the non-citizen will be persecuted in that other country for reasons of race, religion, nationality, membership of a particular social group or political opinion;
subsection (3) does not apply in relation to the first-mentioned country.