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[2022] FCA 1272
Federal Court of Australia
2022-10-28
Burley J
Original judgment source is linked above.
REASONS FOR JUDGMENT 1 INTRODUCTION [1] 2 BACKGROUND [6] 3 THE APPEAL [11] 3.1 Ground (1) - failure to follow guidelines [11] 3.2 Ground (2) - invalid certificate [15] 3.3 Ground (3) - failure to disclose certificate [22] 3.4 Ground (4) - unreasonable fact finding [24] 3.5 Ground (5) - apprehension of bias [31] 4 DISPOSITION [34]
3.1 Ground (1) - failure to follow guidelines 11 In ground (1) the appellant contends that the primary judge failed to hold that the Tribunal made a jurisdictional error by failing to comply with ss 424A or 499 of the Act. In the seven particulars appended to the ground, the appellant contends, in effect, that the primary judge failed to hold that the Tribunal fell into jurisdictional error in failing to comply with a Ministerial Direction or "guidelines", which are said to be a mandatory consideration. No particular guidelines are identified in the pleading. The substance of the ground appears to be that the Tribunal ought to have, but did not, consider whether certain Departmental policy guidelines were relevant to the exercise of its statutory task. 12 The written submissions provided by the appellant reproduce the particulars to the pleaded ground, with no further elucidation. 13 It may be noted that the Tribunal in its reasons identifies at [4] that it has "taken the policy guidelines prepared by the Department of Immigration and the country information assessments prepared by the Department of Foreign Affairs and Trade into account to the extent that they are relevant", footnoting the latest DFAT country information report for Bangladesh. The appellant identifies no error that is said to have arisen from the Tribunal's decision, the guidelines said not to have been properly followed, or any other factual basis upon which this ground may be assessed. 14 Given that the ground was not raised before the primary judge and its inchoate nature, I am not satisfied that it is appropriate to grant the appellant leave to rely on it in support of his appeal. The ground is not properly identified either in the pleading or submissions and, as advanced, cannot be considered to have any prospect of success. Accordingly leave is refused: see VUAX v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 158; 238 FCR 588 at [46] and [48] (Keifel, Weinberg and Stone JJ).
3.2 Ground (2) - invalid certificate 15 In ground (2) the appellant contends that the primary judge erred in failing to find the Tribunal's decision to be vitiated because the Tribunal proceeded on an invalid certificate issued under s 438 of the Act. 16 The primary judge addressed this ground in J[91]-[102] of his reasons. He noted that on 2 December 2014 an officer in the Minister's department issued the certificate, seeking to restrict disclosure of certain folios in the Minister's departmental file relating to the appellant. He then considered whether there was any reference to the folios the subject of the certificate in the Tribunal's decision, or any other evidence to indicate that the Tribunal had any regard to those folios in the conduct of its review. 17 In this regard the primary judge made the following relevant observations: (a) The redacted folios were in evidence before the FCCA; (b) They concern assessments conducted by the Minister's department in response to the appellant's request for Ministerial intervention under s 417 of the Act; (c) The documents contain references to, and assessments of, the appellant's claims to protection; (d) The Tribunal had a statutory obligation to review the delegate's decision and consider all claims advanced by the appellant and assess those claims and that obligation was separate to any assessment conducted by the Minister's department; (e) The Tribunal discharged its obligations by making findings of fact arising from what had been put before it, which did not include the redacted folios from the Departmental file. It gave reasons probative of the material before it. There was nothing to indicate that the Tribunal's decision could realistically have been different if the contents of the folios the subject of the certificate had been disclosed to the appellant; (f) Accordingly, no jurisdictional error had been established. 18 The Minister correctly accepts in the present appeal that the certificate was invalid because it simply noted that the folios related to an internal working document and business affairs. He also accepted that the Tribunal did not refer to the certificate during the hearing. He submits that the real question is whether the non-disclosure by the Tribunal gave rise to practical injustice, citing Minister for Immigration and Border Protection v SZMTA [2019] HCA 3; 264 CLR 421 at [38]. 19 I agree. 20 In SZMTA, Bell, Gageler and Keane JJ relevantly said at [38] (citations omitted): Because procedural fairness requires disclosure of the fact of notification, non-disclosure of the fact of notification constitutes, without more, a breach of the Tribunal's implied obligation of procedural fairness. For such a breach to constitute jurisdictional error on the part of the Tribunal, however, the breach must give rise to a "practical injustice": the breach must result in a denial of an opportunity to make submissions and that denial must be material to the Tribunal's decision. 21 The appellant does not challenge the summary of the facts provided by the primary judge, or the conclusion that the Tribunal gave reasons probative of the material before it, without having regard to the folios. Nor, having regard to the materials, can it be said that there would be justification for such a challenge. Accordingly, in my view there is no legitimate basis upon which the conclusion reached by the primary judge can be impugned. This ground of appeal is not made out.
3.3 Ground (3) - failure to disclose certificate 22 The appellant contends in ground (3) that the primary judge failed to hold that the Tribunal committed a breach of procedure. The particulars appended to the ground make apparent that the basis for the alleged failure is the failure on the part of the Tribunal to disclose the existence of the certificate to the appellant. The appellant's written submissions repeat those particulars. 23 For the reasons given in relation to ground (2), in my view this ground must also fail.
3.4 Ground (4) - unreasonable fact finding 24 In ground (4) the appellant contends that the primary judge failed to hold that the Tribunal's decision is vitiated by unreasonable fact finding. The particulars appended to this ground refer to Minister for Immigration and Citizenship v Li [2013] HCA 18; 249 CLR 332, state that the Tribunal is required to consider all claims made expressly by an applicant, or clearly arising in the circumstances presented, and quotes a passage from BEG15 v Minister for Immigration and Border Protection (although with the incorrect citation) [2017] FCAFC 198 at [30] (Kenny, Tracey and Griffiths JJ): We accepted that documents covered by s 438 certificates might be relevant in determining whether or not an applicant had received procedural fairness before the Tribunal and as to the exercise of the Court's discretion to grant relief. This was so whether or not the certificate was invalid. 25 In the absence of any other indication as to the basis advanced for this ground, it would appear that it is directed, or primarily directed towards the non-disclosure of the certificate. To that extent, the ground must fail for the reasons identified above in addressing grounds (2) and (3). 26 To the extent that the appellant contends that the primary judge erred by failing to conclude that the Tribunal engaged in unreasonable fact finding, the contention must be rejected. The primary judge addressed that submission at [64]-[68] of his reasons. He noted that the evidence before the Tribunal primarily consisted of the appellant's own evidence and that the Tribunal's findings were based on inconsistencies in respect of key elements in the appellant's claims which arose from his own evidence, and his inability (in the view of the Tribunal) to provide a satisfactory response to the concerns about his claims and evidence as put to him by the Tribunal at the hearing (at J[66]). The primary judge considered that the Tribunal's impugned findings were made based on evidence and that it did have regard to the "relevant question" of whether the claims and evidence were credible such that the Tribunal could be satisfied that the appellant met the criteria for the grant of the protection visa (at J[67]). The primary judge concluded that the Tribunal's findings in this regard were reasonably open to it on what was before it, were rational, and were arrived at having regard to matters that were logically probative to the assessment of the appellant's credibility (at J[68]). 27 No error is apparent in the reasoning of the primary judge in this regard. 28 Finally, to the extent that the appellant contends that the primary judge erred in failing to take into account all of the claims that he had advanced, it is noteworthy that the appellant does not on appeal identify what claims are said to have been overlooked or ignored. Nevertheless, at J[69]-J[74] the primary judge considered a submission that the Tribunal did not pay specific regard to the appellant's mental state, and his claimed difficulty in remembering things from his past. He noted that the Tribunal had considered these claims in its reasons and made findings that despite asserting difficulties with his memory, the appellant was nevertheless able in his application for the protection visa in 2014 to refer to events said to have occurred 20 years earlier. The Tribunal also found that the appellant was able to engage meaningfully with its questions at the hearing and noted that, despite having the opportunity to do so, the appellant did not offer any medical evidence to support a contention of mental health problems (J[71]-[73]). The primary judge concluded that the Tribunal's findings were reasonably open to it. 29 No error is apparent from the reasoning of the primary judge. 30 This ground of appeal does not succeed.
3.5 Ground (5) - apprehension of bias 31 In this ground the appellant appears to contend that the primary judge erred in failing to find that the Tribunal was affected by apprehended bias. In the particulars appended to this ground the appellant contends that the apprehension of bias is evident from the Tribunal's findings, that bias could be actual or apprehended, that the primary judge failed to distinguish between the two, and that the Tribunal failed to focus on an allegation of apprehended bias. 32 This ground too must fail. The primary judge noted that the appellant appeared to contend before him that the Tribunal's conduct in its dealings with him gave rise to an apprehension of bias (J[29]). He then correctly referred to the test for apprehended bias, being whether a fair-minded lay observer might reasonably apprehend that the judge might not bring an impartial mind to the resolution of the question to be decided, citing, amongst others, Ebner v Official Trustee in Bankruptcy [2000] HCA 63; 205 CLR 337 at [6]-[8]. The primary judge noted at J[31] that (as here) the appellant provided no particulars as to how it may be submitted that the Tribunal acted in a way as to lead to a reasonable apprehension of bias, and concluded that on the evidence before the Court there was nothing to indicate that the Tribunal may not have brought an open mind to the conduct of the hearing. 33 No error is apparent from that reasoning.
SZJDS
Minister for Citizenship, Migrant Services and Multicultural Affairs