THE PRESENT APPEAL
22 The unamended notice of appeal raised three grounds. The first two grounds challenged his Honour's findings that the Tribunal did take account of the claims made in the visa application statement. The third ground asserted that "his Honour erred in not finding that the Refugee Review Tribunal failed to comply with s 425A [sic] of the Migration Act 1958 in failing to inform the appellant that there were inconsistencies between his written claims and his oral evidence." As I have indicated, the first two grounds have been abandoned but leave is being sought to modify the third ground. Before dealing with that matter I should comment briefly on why in any event I consider that the Tribunal's alleged failure to take account of the claims in the visa application statement was unarguable. This provides some background to my view of the prospects of the proposed amendment.
23 The first substantive issue the Tribunal addressed in making its findings was the appellant's credibility. This it decided adversely to the appellant on the basis of the evidence given at the hearing. The Tribunal's questioning of the appellant at that time obviously was informed, inter alia, by the statement accompanying the original visa application, as his Honour observed. However, the credibility finding made was not, on its face, based at all on inconsistencies between the oral evidence and the statement. What the appellant said on the day sufficed for that purpose. When regard was had to what the appellant had said then and to the reasons given for rejecting his oral evidence, the bases of his claims to refugee status, whether made in the statement or at the hearing, fell away. This was not because of any inconsistencies between the two. It was because, at the hearing, he authored his own failure. The Tribunal clearly was aware of, and considered, the claims in the statement. There is no reason to doubt its truthfulness in this regard. Having heard the appellant giving evidence and having discussed his claims with him, it was quite proper for the Tribunal to observe that the claims made at hearing represented the appellant's claims for refugee status. These, at the close of the hearing, were the claims being prosecuted by the appellant. The Tribunal could disregard earlier inconsistent claims. And, as it indicated, it needed to have no regard to the inconsistencies themselves as part of its reason for affirming the delegate's decision.
24 Moreover, I should add that the Tribunal in any event had no need to make any specific reference to, or findings on the earlier claims. Its rejection of the claims put at the hearing was so comprehensive - so all encompassing - as to obviate any need for such particular reference or findings. They fell necessarily with the findings made, even if they were inconsistent with, or different from, the claims made at the hearing. I am satisfied the Tribunal was aware of this: cf Applicant WAEE v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 75 ALD 630 at [47].
25 I refer to these matters by way of background to what is now sought to be raised in the proposed amended notice of appeal. It is to be alleged that the Tribunal not only took into account the claims that were made in the visa application statement, it also took into account the inconsistencies between that statement and the oral evidence without drawing these to the attention of the appellant and giving him the opportunity to consider and comment upon them. This failure is said to constitute a failure to accord procedural fairness and/or a failure to comply with s 425 of the Migration Act.
26 The first and most obvious point to make about the proposed new ground of appeal is that this matter was not raised in the court below. As was said by his Honour in his reasons "no issue is taken in the grounds of review in this Court to the fairness of the Tribunal's proceedings. It is not contended the applicant was denied the opportunity required by s 425 of the Migration Act, nor that he was not alerted to the issues that arose in the review before the Tribunal."
27 As is well understood, even though this proposed new ground was not raised before the Federal Magistrate, the Court may allow such a ground to be agitated on an appeal if satisfied that it is expedient in the interests of justice to allow that course to be taken: see VAAC v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 129 FCR 168. Whether or not leave should be granted in this case will turn largely on the prospects of success of the proposed amended ground. For this reason, as I indicated at the hearing, I have heard argument both on the substantive ground and on the application to amend.
28 The manner in which the appellant's counsel has argued the matter has been somewhat unusual. He has conceded that in confirming the details of his protection visa application at the Tribunal hearing, the appellant thereby gave the information in the visa application statement "for the purpose of the application" to the Tribunal: cf s 424A(3)(b). It is not for me to consider whether this concession needed to be, or was properly, made: see SZDPY v Minister for Immigration and Multicultural Affairs [2006] FCA 627 at [29] ff. It was then said that the inconsistencies between the statement and the oral evidence were not required to be notified under s 424A of the Migration Act either because of s 424A(3)(b) or, in my view, more properly because inconsistencies in evidence given by an applicant are not "information" for the purposes of s 424A: see SZBYR v Minister for Immigration and Citizenship [2007] HCA 26 at [18].
29 The next step in the appellant's proposed challenge was premised upon what are said to be findings made by his Honour that the Tribunal did take account of inconsistencies between his visa application statement and his oral evidence, notwithstanding it disclaimed so doing. I will return to these findings below. What is contended is that because the Tribunal relied upon those inconsistencies in reaching its decision it was, as I noted above, obliged to put the inconsistencies to the appellant either as a matter of procedural fairness or because, in the circumstances it was required to do so by s 425 of the Act as explained in SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 231 ALR 592 at [33]-[36].
30 By way of background to my consideration of that contention, I should refer to aspects of the provisions of s 422B, s 424A and s 425. Section 422B(1) of the Act provided at the relevant time:
"Exhaustive statement of natural justice hearing rule
(1) This Division is taken to be an exhaustive statement of the requirements of the natural justice hearing rule in relation to the matter it deals with."
31 Section 424A provided, insofar as presently relevant:
"Applicant must be given certain information
(1) Subject to subsection (3), the Tribunal must:
(a) give to the applicant, in the way that the Tribunal considers appropriate in the circumstances, particulars of any information that the Tribunal considers would be the reason, or a part of the reason, for affirming the decision that is under review;
…
(3) This section does not apply to information:
…
(b) that the applicant gave for the purpose of the application."
32 Section 425(1) in turn provided:
"Tribunal must invite applicant to appear
(1) The Tribunal must invite the applicant to appear before the Tribunal to give evidence and present arguments relating to the issues arising in relation to the decision under review."
33 I have already indicated that the appellant has conceded that he was not entitled to be informed of the "inconsistencies" via the notification requirement of s 424A because the information in question was expressly excluded from that requirement by s 424A(3)(b). In consequence, it is said that provision did not relevantly deal with the requirement of the natural justice hearing rule in relation to putting the appellant's own inconsistent statements at the Tribunal to him.
34 It is difficult to see how s 424A has any significance in the resolution of the issue - save perhaps as manifesting a legislative intent that the natural justice hearing rule will not apply to information provided by an applicant for the purposes of an application to the Tribunal. Given that the section imposes, and then delimits, the scope of a statutory obligation to provide information having prospectively a particular character (i.e. "would be the reason" etc), the fact of there being inconsistencies is not "information" for the purposes of the provision. As was indicated by the joint judgment of five members of the High Court in SZBYR at [18]:
"… if the reason why the Tribunal affirmed the decision under review was the Tribunal's disbelief of the appellants' evidence arising from inconsistencies therein, it is difficult to see how such disbelief could be characterised as constituting 'information' within the meaning of par (a) of s 424A(1). Again, if the Tribunal affirmed the decision because even the best view of the appellants' evidence failed to disclose a Convention nexus, it is hard to see how such a failure can constitute 'information'. Finn and Stone JJ correctly observed in VAF v Minister for Immigration and Multicultural and Indigenous Affairs that the word 'information' [(2004) 206 ALR 471 at 476-477]:
'does not encompass the tribunal's subjective appraisals, thought processes or determinations … nor does it extend to identified gaps, defects or lack of detail or specificity in evidence or to conclusions arrived at by the tribunal in weighing up the evidence by reference to those gaps, etc'.
If the contrary were true, s 424A would in effect oblige the Tribunal to give advance written notice not merely of its reasons but of each step in its prospective reasoning process. However broadly 'information' be defined, its meaning in this context is related to the existence of evidentiary material or documentation, not the existence of doubts, inconsistencies or the absence of evidence. The appellants were thus correct to concede that the relevant 'information' was not to be found in inconsistencies or disbelief, as opposed to the text of the statutory declaration itself."
35 If, in the circumstances, the Tribunal was under an obligation to put the inconsistent statements to the appellant for comment, that obligation could only have arisen if, and to the extent that, s 425 of the Act so dictated in the circumstances. It prescribed the opportunity that was to be given in circumstances such as the present to an applicant at a Tribunal hearing by way of "the natural justice hearing rule" beyond what was required by s 424A: cf SZILQ v Minister for Immigration and Citizenship [2007] FCA 942.
36 In SZBEL, the High Court commented of s 425 (at [33]-[36]) that:
"[33] The Act defines the nature of the opportunity to be heard that is to be given to an applicant for review by the tribunal. The applicant is to be invited 'to give evidence and present arguments relating to the issues arising in relation to the decision under review'. The reference to 'the issues arising in relation to the decision under review' is important.
[34] Those issues will not be sufficiently identified in every case by describing them simply as whether the applicant is entitled to a protection visa. The statutory language 'arising in relation to the decision under review' is more particular. The issues arising in relation to a decision under review are to be identified having regard not only to the fact that the tribunal may exercise all the powers and discretions conferred by the Act on the original decision-maker (here, the minister's delegate), but also to the fact that the tribunal is to review that particular decision, for which the decision-maker will have given reasons.
[35] The tribunal is not confined to whatever may have been the issues that the delegate considered. The issues that arise in relation to the decision are to be identified by the tribunal. But if the tribunal takes no steps to identify some issue other than those that the delegate considered dispositive, and does not tell the applicant what that other issue is, the applicant is entitled to assume that the issues the delegate considered dispositive are 'the issues arising in relation to the decision under review'. That is why the point at which to begin the identification of issues arising in relation to the decision under review will usually be the reasons given for that decision. And unless some other additional issues are identified by the tribunal (as they may be), it would ordinarily follow that, on review by the tribunal, the issues arising in relation to the decision under review would be those which the original decision-maker identified as determinative against the applicant.
[36] It is also important to recognise that the invitation to an applicant to appear before the tribunal to give evidence and make submissions is an invitation that need not be extended if the tribunal considers that it should decide the review in the applicant's favour. Ordinarily then, as was the case here, the tribunal will begin its interview of an applicant who has accepted the tribunal's invitation to appear, knowing that it is not persuaded by the material already before it to decide the review in the applicant's favour. That lack of persuasion may be based on particular questions the tribunal has about specific aspects of the material already before it; it may be based on nothing more particular than a general unease about the veracity of what is revealed in that material. But unless the tribunal tells the applicant something different, the applicant would be entitled to assume that the reasons given by the delegate for refusing to grant the application will identify the issues that arise in relation to that decision."
37 It is, in my view, unsurprising that (i) no issue was raised before the Federal Magistrate as to the fairness of the Tribunal's proceedings, and (ii) it was not contended that the appellant was denied the opportunity required by s 425 or that he was not alerted to the issues that arose in the review. He was clearly put on notice that the Tribunal had difficulties "with his account of events" and the bases of those difficulties were revealed in his answers to the Tribunal's questions. He was given the opportunity to give further evidence "about claims you don't think we've covered". He was alerted to the possibility that he might be disbelieved. In consequence he suffered '[n]o practical injustice": Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte Lam (2003) 214 CLR 1 at [38]; from the manner in which the review hearing was conducted and his application determined. I do not consider that he can derive any comfort from s 425.
38 Counsel for the appellant stated in submissions that he only became aware of what he perceived to be the natural justice vice in the matter when the learned Federal Magistrate was giving his extempore judgment and was understood to be making references to the Tribunal's having had regard to inconsistent statements. There are two in particular I highlighted earlier in these reasons. It is necessary to refer again to them and to the contexts in which they were made. The first is at [26] of the reasons. Having indicated at [25] that the Tribunal's inconsistencies comment was made with s 424A in mind, his Honour considered that the purpose of the comment was to explain why the Tribunal had not felt it necessary to serve a s 424A notice. His Honour went on to say:
"I find confirmation of this understanding of the paragraph in the Tribunal's subsequent reasons, rather than the converse. The first reason given by the Tribunal for rejecting the applicant's credibility was that he was 'unprepared to be tested on the specific details of his claim and found it difficult to fabricate those details because he had no experience to draw upon to give that specific evidence'. This indicates that the Tribunal drew a general conclusion about the content and manner of the applicant's responses to its questioning upon the contents of his original visa statement. The Tribunal then explained specific elements in his responses to questions which it found detracted from his credibility."
(Emphasis added.)
39 The respondent Minister does not concede that this amounts to a finding that the Tribunal itself found inconsistency between the statement and the oral evidence. Rather, it says no more than that the statement provided the source, inspiration or prompt for the Tribunal's questioning, but that the general conclusion drawn was based on the content and manner of his responses to its questioning which the Tribunal then enlarged upon.
40 I can only say that I agree completely with the Minister's contention. As his Honour had earlier observed of the inconsistencies comment:
"I consider that the paragraph indicates no more than, as is apparent from the Tribunal's subsequent reasoning, that it was able to determine the lack of credibility of the applicant's claims by an assessment of the evidence he gave at the hearing, without a need to rely upon inconsistencies between that evidence and his original visa statement."
41 The second alleged finding of the Federal Magistrate to the effect that the Tribunal had regard to inconsistent statements was no more than a dictum and a speculative one at that. His Honour stated at [29]:
"I am inclined to read the Tribunal's reference to 'I do not accept that the applicant was a member, a supporter or even had a passing interest in any of the Marxist parties operating in Kerala at the time the applicant was at school', in combination with the Tribunal's reference to the applicant's lack of knowledge of the Marxist or Communist Party in Kerala, as an oblique rejection of the applicant's original suggestion that he had been attracted by Marxist ideology [which was made in his visa statement]."
(Emphasis added.)
42 Again the Minister denies this is a finding of reliance upon inconsistencies. Rather it is an observation to the effect that the lack of knowledge the appellant displayed at the hearing, belied any claim he may ever have made actually to have had an interest in Marxism. Again I agree with this contention.
43 For my own part I do not consider that the reasons of the Federal Magistrate betray in any event the vice alleged in the proposed ground of appeal. Ex tempore judgments have on occasion to be read with some generosity. They should not be read selectively and with a predisposition adverse to its correctness.
44 As I do not consider that the proposed amended ground of appeal has any reasonable prospect of success, I do not consider it to be in the interests of justice to grant leave to amend the notice of appeal. Accordingly, I will order that (i) leave to amend the notice of appeal be refused and (ii) the appeal be dismissed with costs.
I certify that the preceding forty-four (44) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Finn.