The Tribunal's decision
11 The Tribunal noted that the applicant's parents and brother were included in the application for review, but they had not been included in the delegate's decision. The Tribunal concluded it only had jurisdiction in relation to the applicant.
12 The Tribunal member referred to independent evidence regarding the Nationality Law of the PRC and found that the applicant was a national of the PRC. The applicant's citizenship has not been put in issue.
13 The Tribunal accepted that the applicant was born in breach of the family planning regulations because he was the second child of the parent's relationship. However, it referred to country information from the Department of Foreign Affairs and Trade ("DFAT") which included a translation of a circular issued by the State Family Planning Commission and the State Education Commission ("the circular"). The circular was dated 18 November 1989 and stated that regulations had been approved by the State Council about the issue of births outside the plan for Chinese people studying abroad. It stated that after people who had given birth in excess of the plan returned to China, they should be allowed to obtain household registration for their children by presenting a certificate issued by the embassy (or consulate) and the birth certificate issued in the country of birth. People who had given birth in excess of the plan who returned to China were not to be punished or fined by their work units.
14 Before the Tribunal, the applicant's representatives submitted that the regulation referred to in the circular only applied to students sent abroad to study by government instrumentalities. The Tribunal rejected this argument on the basis that the circular did not indicate any such restriction, nor did the DFAT advice which accompanied the circular. The Tribunal noted further that the circular had referred specifically to the situation of people outside China applying for refugee status on the basis that they would be punished for having given birth in excess of the plan, and that the regulations had been introduced to resolve this issue. Although the circular did set out the advice to be given to students sent abroad to study by government instrumentalities, this had not meant that the regulations did not apply equally to other students, even if the applicant's parents were not told of the regulation.
15 The applicant's representatives also submitted that the regulations only applied to those who returned to the PRC as students and therefore was not applicable to the applicant's parents who no longer held students visas. The Tribunal member found that again no such restriction was indicated by the circular or the DFAT advice.
16 The applicant's representatives also relied on the evidence of the applicant's mother about having approached the consulate in Sydney and been denied her request to register the applicant, to demonstrate that the regulation was not applicable or would not be applied to the applicant's situation. The Tribunal did not accept the applicant's mother's evidence in this regard, based on its adverse view of her credibility. The Tribunal stated that there was no reason to believe that the regulations would not be applied to the applicant's case. It also rejected an argument that the regulations would not be applied by local offices in Shandong because they would instead adhere to local practices. It noted that the regulations were made by the State Family Planning Commission with approval of the State Council and there had been no suggestion in the circular or the DFAT advice of any local variation.
17 The Tribunal's adverse view of the applicant's mother's credibility was based on perceived inconsistencies in the accounts given about her experiences. In an undated statement she had made to the Tribunal, she had claimed that she had terminated two pregnancies in the PRC because she would have lost her job if her work unit had become aware she was pregnant. However, in later submissions to the Tribunal, the applicant's representatives said that after her second termination, she had been named and criticised at a family planning rally organised by her work unit. It appears that what the Tribunal took from the second account that her work unit knew she had been pregnant and yet she had not been fired, as she claimed to fear she would be. When questioned by the Tribunal, she explained that what she had initially meant was that she would have been dismissed from her employment if she had not had an abortion, rather than if they knew she was pregnant. The Tribunal concluded that the mother had changed her evidence in a way she believed would be to the applicant's advantage.
18 The other perceived inconsistency relied upon by the Tribunal was the explanation the applicant's mother had given about what she was told when she returned to the PRC to seek permission to have her first child. The applicant's mother had claimed that she had been refused permission because she had been under 30 and the applicant's father already had a child. The Tribunal member put to the applicant's parents that the regulation in force in Shandong at the time required that she be over 25 to obtain permission in such circumstances. The applicant's mother had then said that she had to be aged 25 or over but also had to apply for permission before becoming pregnant, which she had not done. The Tribunal concluded that the applicant's mother had again changed her evidence to benefit the applicant's case. The Tribunal did not accept that the applicant's mother would have been in breach of the family planning regulations in relation to the first child, as they permitted her to have a child once she had reached 25.
19 In the original application for a protection visa, the applicant's father claimed to have been involved in the pro-democracy demonstrations in the PRC in 1989 and to have been involved in Falun Gong whilst in Australia. The applicant's father explained at the hearing that he had been involved in Falun Gong in the past but was no longer involved. The Tribunal gave the applicant's father further time to obtain evidence of his involvement. No evidence was provided. The Tribunal that the applicant's father was currently involved in Falun Gong or that he would wish to be in the foreseeable future. There was nothing to suggest that the authorities in the PRC were aware of any past involvement in Falun Gong in Australia. Further, the Tribunal did not accept that his involvement in pro-democracy demonstrations would adversely affect him now if he was to return to the PRC.
20 The applicant's father had expressed concern at the hearing that their household registration might be rejected in the PRC if the Government knew they had applied for refugee status in Australia. The Tribunal referred to DFAT advice that it was not aware of any substantiated claims if mistreatment by failed refugee claimants who returned to the PRC, and that the Chinese authorities did not take much notice of such claims because it viewed the claimants as seeking to take advantage of the Western legal system. The Tribunal therefore did not accept that the parents would be denied household registration because of any imputed political opinion.
21 Based on the regulations referred to in the circular, the Tribunal did not accept that the applicant's parents would be punished or fined, nor that the application would be denied household registration. It therefore did not accept that there was a real chance that the applicant would suffer the social, legal and economic disadvantages said to attend children who were denied household registration.
22 The Tribunal went on to consider the meaning of the term "black child". On the basis of independent evidence, it found that a black child was an unregistered child whose birth might or might not violate family planning regulations. By contrast, the Federal Magistrate determining the application for review of the first Tribunal decision had suggested that a black child actually referred to a child born in breach of the one child policy and that absence of registration was merely a consequence of being a black child. The Tribunal concluded that the Federal Magistrate's view was contrary to the evidence. It found, based on the independent evidence, that some children born in breach of family planning regulations could still be registered and conversely, that some children who are unregistered are considered black children even though their lack of registration had nothing to do with any breach of the family planning regulations.
23 The Tribunal went on to accept that the applicant could face social ostracism, even though it did not accept that he would be denied household registration (and therefore would not be a "black child"). The Tribunal accepted that he might face some discrimination and prejudice from having been born in breach of the one child policy. However, it did not accept that any social ostracism he might face would amount to serious harm.
24 The Tribunal also accepted that the applicant would not get the benefits conferred by Government policy on only children. However, if found that it was possible for governments to have policies benefiting certain people, provided that they were of general application and appropriate and adapted to achieving legitimate national objectives. The Tribunal did not accept that the denial of certain benefits would amount to serious harm.
25 The Tribunal also accepted that there was a real chance the applicant would be denied government employment. However, it did not accept that he would be denied employment in the private sector or that he would suffer discrimination from private sector employers that was so serious as to amount to persecution involving serious harm. Although employers might know he was not the only child in the family, they would not be able to tell if he was born in breach of family planning policy, since not all second children were born in breach of the regulations.
26 The Tribunal went on to consider whether the cumulative effect of the problems it accepted, and was not satisfied that the applicant had a well founded fear of persecution for a Convention reason.