Synthetic Turf Development Pty Limited v Sports Technology International Pty Limited
[2005] FCA 69
At a glance
Source factsCourt
Federal Court of Australia
Decision date
2005-02-11
Before
Jacobson J
Source
Original judgment source is linked above.
Judgment (13 paragraphs)
REASONS FOR JUDGMENT INTRODUCTION: 1 The applicant, Synthetic Turf Development Pty Limited ("the applicant") is the patentee of Australian Standard Patent No 664427 ("the Patent") which was originally granted to Kingsford Ross Heylen ("Mr Heylen"). The title of the invention which is the subject of the Patent is described in the specification as "synthetic bowling green". It is a patent for a synthetic playing surface and for the preparation of the surface, for use in playing fields of the kind used in lawn bowls, croquet, tennis and like applications. 2 The Patent has a priority date of 10 May 1989, which was the date on which a provisional specification was filed. 3 Mr Heylen assigned the Patent to the applicant by a Deed of Assignment dated 13 January 2003 ("the Deed of Assignment"). 4 The Patent contains product claims and method claims. The applicant sues the respondent, Sports Technology International Pty Limited ("STI"), for infringement of seven of the product claims. STI denies infringement, and cross claims for a declaration of invalidity of nine of the product claims. The method claims are not in issue but it is relevant to refer to them because they bear upon questions of construction, novelty and obviousness. 5 There are ten product claims in the patent. Claim 1 is for a playing surface comprised of artificial turf with a plurality of fibres which are sand filled so that each fibre has a buried stem and a free end protruding from the particulate and in which at least 10% of the free ends are "crimped at an angle to the stem so that they lie in different compass directions such that noticeable bias in any one direction is avoided". 6 The object of the Patent is to overcome leading bias resistance in synthetic surfaces used for lawn bowls. Leading bias resistance caused uneven draw in the bowls and was due, in part, to the directional pile of fibres used in the turf. The problem was known at the priority date. The invention that was claimed in the patent was the solution to this problem, consisting of non-directional fibres produced by "crimping" the free ends at an angle to the stem. 7 STI produces a synthetic playing surface known as Promaster TM ("Promaster"), which the applicant says infringes several of the product claims in the patent. STI has produced Promaster using the same manufacturing technique since at least the early 1990's. Promaster is crimped but, unlike the applicant's product which is crimped when it is laid on the surface, STI induces a crimp in the manufacturing process through heat in an autoclave. Promaster is therefore described as pre-crimped turf. 8 STI contends that the expression "crimped at an angle to the stem" in Claim 1 of the Patent means pressed into folds. STI says that, when the specification is read as a whole, "crimped" means pressed by the application of a rolling device when the turf is laid. This, it is said, does not import any gloss on that term drawn from other parts of the specification; see Décor Corp Pty Limited v Dart Industries Inc (1989) 13 IPR 385 ("Décor") at 400 (Sheppard J); see also Flexible Steel Lacing Co v Beltreco Limited (2000) 49 IPR 331 ("Flexible v Beltreco")at [70] - [81] (Hely J). 9 Thus, STI contends that the pre-crimped Promaster turf does not infringe Claim 1 in the Patent. Moreover, STI submits that Promaster does not infringe any of the other product claims relied upon by the applicant because each of the other claims builds upon and incorporates Claim 1. 10 That is to say, although the remaining product claims add various integers which have the effect of narrowing the claim, each requires that the fibres be crimped at an angle to the stem. On the construction proposed by STI, the Promaster turf does not infringe the product claims in the Patent, for it is pre-crimped. 11 The applicant contends that it is sufficient that the Promaster turf is crimped. Indeed, the applicant points to an admission on the pleadings made by STI that Promaster is crimped. 12 However, STI submits that the applicant's approach to the construction of the Patent raises a conundrum. If the words "crimped at an angle to the stem" are to be construed narrowly, as contended by STI, then there is no infringement. But if the words are to be construed broadly, as submitted by the applicant, the claim is not fairly based on the matter described in the specification. 13 Lack of fair basis is therefore the first ground on which STI seeks revocation of the product claims. STI submitted that its approach to this issue would not be affected by the outcome of an appeal which was pending at the time of the hearing from the decision of a Full Court of the Federal Court in Doric Products Pty Limited v Lockwood Security Products Pty Limited (2003) 56 IPR 479. After I reserved my judgment, the decision of the High Court was handed down; see Lockwood Security Products Pty Limited v Doric Products Pty Limited [2004] HCA 58 ("Doric"). The issue of fair basing must therefore be considered in accordance with the principles stated by the High Court. 14 STI's second ground of attack on the validity of the claims is obviousness. STI contends that the invention would have been obvious to a person skilled in the art of installing synthetic turf surfaces in the light of common general knowledge at the priority date. 15 The common general knowledge is said to be evidenced by, inter alia, the installation of two synthetic surfaces before the priority date. The first of those surfaces was the Sydney City Bowling Club ("City Bowling") which was installed in late 1986 and completed in February 1987. 16 City Bowling was installed by Supergrasse Pty Limited ("Supergrasse"). Mr Rooks was the General Manager of Supergrasse and he was responsible for the installation. Mr Rooks gave evidence of the installation of the synthetic turf at City Bowling. His evidence was that the free ends of the turf protruded between 3 and 5mm above the sand fill and that the free ends were rolled with a conventional, unheated, roller in multiple directions. He said that this had the effect of crimping or pressing the pile so that the free ends lay multi-directionally to produce non-directional pile. 17 The second installation which STI relied upon on the ground of obviousness was a bowling green at Port Germein in South Australia ("Port Germein"). Port Germein was installed in November 1988 by AE Williams Pty Limited ("AE Williams") using a surface known as an Evergreen-Williams system. 18 Mr Brian Williams, who was a principal of AE Williams, gave evidence of the installation at Port Germein. His evidence was similar in effect to that of Mr Rooks. 19 Accordingly, the thrust of the evidence of Mr Rooks and Mr Williams was that the solution of multi-directional crimping to produce non-directional pile was known and applied several years before the priority date. 20 STI also called evidence of an expert, Mr Rossi, that multi-directional crimping could be achieved by the application of a conventional unheated roller to the synthetic turf. 21 The applicant made a substantial attack on the credit of Mr Rooks and Mr Williams. The effect of the applicant's evidence was that crimping could not be achieved by cold rolling of the surface and that crimping could only be achieved by the application of a heated roller. 22 It is a preferred embodiment of the applicant's invention that the turf be pressed by rolling at elevated temperatures. However, heated rolling does not form part of the product claims. It is stated as one of the method claims. 23 This led to another apparent conundrum in the applicant's case. STI contended that if, as was alleged by the applicant in its evidence, multi-directional crimping could not be achieved by cold rolling, the Patent was procured by false suggestion. 24 Accordingly, whilst STI's primary contention was that the cold rolling method could, and did, produce a playing surface within the relevant product claims, if this is not correct the claims should be revoked pursuant to s 138(3)(d) of the Patents Act 1990 (Cth) ("the Act"). 25 The claim of false suggestion in the present proceedings is unusual but it is put by STI as an alternative to the other grounds of invalidity. 26 The evidence which the applicant relied upon to meet the evidence of Mr Rooks was, primarily, that of Mr Heylen and Mr TAV West ("Mr West"). 27 Mr West was the Honorary Secretary of City Bowling at the time of the installation of the green. His evidence was that the free ends of the turf protruded by only 1mm above the sand fill and the free ends were vertical rather than crimped. The effect of this was, on Mr West's evidence, that the bowls ran over the upright tips of the turf which were non-directional. 28 The gravamen of the applicant's case on this issue was that the solution adopted by Supergrasse (and also by AE Williams) to the problem of non-directionality was to fill and straighten the pile with sand. The surface was then brushed to achieve the result that the 1mm exposed ends were vertical. 29 It was common ground that if the free ends were only 1mm long, it would be difficult to crimp them. 30 The applicant relied on the evidence of Mr Heylen and of Mr Norman Ellice ("Mr Ellice"), Mr Arthur Lehmann ("Mr Lehmann") and Mr Alan John Hannaford ("Mr Hannaford") to support the contention that Mr Williams' greens were not crimped. 31 Mr Ellice was a member of the Broken Hill Bowls Club ("Broken Hill"). Mr Lehmann was a member of the Roxby Downs Bowling Club ("Roxby Downs"). Mr Hannaford was a member of the Parkdale Bowling Club ("Parkdale"). Each of those bowling clubs had synthetic turf greens which were installed by AE Williams. Broken Hill and Roxby Downs were installed before the priority date but Parkdale was installed shortly after that date, in early 1990. 32 The playing surfaces installed by AE Williams at Broken Hill, Roxby Downs and Parkdale were the same as that which was installed at Port Germein. 33 The applicant also relied on the evidence of an expert, Mr Kosior, who said that crimping could not be achieved by cold rolling of synthetic turf surfaces. 34 STI has raised a further ground of defence, namely the absence of Mr Heylen as a party to the proceedings. This issue arises because STI contends that the Deed of Assignment, which was entered into about five months before the commencement of these proceedings, did not take effect as a legal assignment under s 12 of the Conveyancing Act 1919 (NSW). This is because it is said that "express notice in writing" was not given as required by s 12. 35 It would follow, in STI's submission, that the applicant was a mere equitable assignee when it commenced the proceedings and that it did not have the necessary title to do so without joining Mr Heylen. 36 Before the commencement of the hearing I made an order under O 29 r 2 of the Federal Court Rules that the question of liability be heard separately from, and prior to, the determination of any issue of pecuniary relief. 37 The question of the validity of the Patent is to be determined by the provisions of the Act. This is because the Patent was granted pursuant to an application filed after the commencement of the Act, on 29 July 1993, notwithstanding that the priority date is 10 May 1989. Accordingly, the transitional provisions contained in s 234 of the Act in respect of applications filed under the Patents Act 1952 (Cth) do not apply. The Patent 38 The specification begins by describing the background to the invention and the prior art. It states that the invention relates to a synthetic playing surface for use in playing fields of the kind used for lawn bowls, croquet and the like, and the preparation of those surfaces. 39 It then states that the invention is described with particular reference to a synthetic playing surface for lawn bowls but that it is to be understood that the invention is applicable to surfaces on which other sports may be played. 40 Artificial turf is said to be, typically, a carpet-like construction in which fibres, for example of polypropylene, are tufted or woven to a backing coated with a rubber polymer latex. 41 Examples are given of two brand names under which artificial turf was sold in Australia. The named brands are "Superior Grass" and "Supergrasse". 42 Reference is made to the construction of the base on which the surface is laid, but this is only background information, and has nothing to do with the invention or the claims that are in issue in these proceedings. 43 Reference is also made to an earlier patent application No 24686/88 made by Mr Heylen. This relates to the base construction which, as I have said, has nothing to do with these proceedings. 44 The problems in the prior art are expressly disclosed. The essential problem was "leading bias resistance". This was described as follows:- "However, current synthetic artificial turf playing surfaces suffer from a number of inherent problems. In particular, they have been found to exhibit leading bias resistance due, in part, to the directional pile of the fibres comprising the turf and have therefore been found unsatisfactory for use as playing surfaces for lawn bowls." 45 The object of the invention, namely reduction of leading bias resistance is then stated as follows:- "It is an object of this invention to provide a playing surface comprising an artificial turf and a method of preparing the playing surface which ameliorates at least some of these deficiencies of the prior art." 46 There then follows a "consistory clause" which broadly states the claimed invention as follows:- "In one aspect, the invention consists in a playing surface comprising an artificial turf having a plurality of fibres extending generally upwardly from a backing material, said turf having particulate matter between the fibres such that each of the fibres has a buried stem and a free end protruding from the particulate matter and wherein 10% of the free ends are crimped at an angle to the stem so that they lie in different compass directions such that noticeable bias in any one direction is avoided." 47 A second aspect of the consistory clause is a description of the method of preparing a playing surface comprising the steps of:- "a) laying an artificial turf over a site, said turf comprising a plurality of fibres extending generally upwardly from a backing material; b) spreading particulate matter as a layer between the fibres such that each of the fibres has a buried stem and a free end protruding from the particulate layer; and c) pressing the turf until at least 10% of the protruding free ends are crimped at an angle to the stem so that they lie in different compass directions such that noticeable bias in any one direction is avoided." 48 The consistory clause is followed by references to various preferred embodiments of the invention. These include rolling the turf with a heated roller until the desired number of free ends have been crimped and brushing the turf prior to rolling so that the orientation of the protruding free ends is substantially vertical to the plane of the turf. 49 There then follows what appears to be a full description of the invention including the best method of performing it known to Mr Heylen as the inventor in accordance with s 40(2)(a) of the Act. 50 This is described, in part, by reference to schematic drawings which depict a playing surface and a hot roller. 51 The description commences with a statement of how to prepare the base or subsurface, although this has no relevance to the product claims. 52 It then describes what turf is suitable and how it is laid, but it does so in a way which makes it plain that there can be no secrets attached to these aspects. 53 The specification states that any "conventional" artificial turf having a plurality of fibres tufted or woven to a backing material, as depicted in Figure 1, is suitable. I reproduce Figure 1 as follows:- 54 Moreover, the selected turf is to be laid on the base according to "well known methods". Particulate matter, ie sand, is to be applied between the fibres "in the usual manner" so that the fibres have a buried stem and a free end protruding from the sand, as depicted in Figure 2. 55 A description of the particulate is given. It is preferred that the individual particles be "sub-round to sub-angular". It is highly preferred that the particles have a size distribution as stated. 56 The specification states that during application of the particulate matter it is preferable to ensure that each fibre remains substantially vertical by careful brooming or brushing. If non-vertical fibres are used, the turf is to be brushed during application of the sand. 57 Although this part of the description is not expressed as though it were common general knowledge, STI called evidence to show that it was standard practice to groom synthetic turf during and after application of sand to the playing surface. 58 There is then another step in the process of preparation of the surface, namely the distance between the level of the particulate matter and the protruding free ends as described in Figures 2 and 3. I will reproduce Figure 3 as follows:- 59 It is said to be highly preferred that the layer of particulate matter is applied so that the finished level of the sand is between about 2mm and 7mm below protruding free ends and more preferably between about 5mm and 7mm below the free ends. No explanation is given for why this is preferred. Nor is it included in the consistory clause. 60 The next step is that the particulate-filled turf is pressed until the protruding free ends are crimped at an angle to the stem "as illustrated" in the drawings. Although the description does not say which of the figures contains the illustration, it is clear enough that this is a reference to Figure 3. 61 Pressing or rolling of the turf is then described. The preferred method is said to be by way of a heated roller as illustrated in Figure 4. I will reproduce Figure 4 as follows:- Figure 4