39 I am not satisfied that there is a right of appeal under s 127 from a decision of the District Court exercising appellate jurisdiction under s 67 of the CTTT Act. Such appellate proceedings are not proceedings "in an action" for the purposes of s 127 of the District Court Act.
40 There being no legal basis for asserting a right of appeal, it is inappropriate to grant an extension of time within which to seek leave to appeal. On that basis the summons should properly be dismissed.
Supervisory jurisdiction
41 There remains the question as to whether the summons may otherwise stand, so as to allow the applicant to invoke the jurisdiction of this Court under s 69 of the Supreme Court Act. In its terms, the amended summons seeks no more than leave to appeal from the decision in the District Court. That order is not available. However, the grounds set out in a draft "notice of appeal" were expressed in the following terms:
"The judge asked me to make up my mind whether I should:
1. give verbally some outline of the matter to the Court or:
2. should give evidence along with annexures at the same time I presented my case.
I said that I would choose the first option because at the time I thought that my time at Court was being limited for a hearing.
I had 25 annexures to be submitted along with photographs and the subject was the matter of overflowing of human effluent 37 times from my unit block at Carlton between 1996 and 2009.
I was denied a right to present my evidence which I considered an unfair denial of natural justice."
42 The exercise of this Court's supervisory jurisdiction in relation to the District Court must be considered by reference to the terms of the appeal to the District Court and the summary relief sought by the respondent. As noted above, the CTTT Act provides for an appeal to the District Court where "the Tribunal decides a question with respect to a matter of law": s 67(1). That may include a matter relating to the jurisdiction of the Tribunal: sub-s (8). A ground asserting that the applicant was denied procedural fairness in the Tribunal would invite consideration of the nature of the proceedings in the Tribunal,
43 In respect of a similar statutory appeal, Gleeson CJ stated in Clutha, after referring to a passage in the judgment of Gordon J in Samuel v Blackwood (1920) 20 SR(NSW) 317, at 92 in Clutha:
"His Honour went on to refer to the position which similarly obtained in England, where the scheme of the legislation was that there should be no appeal from a County Court except upon questions of law, and only on those questions of law which had been brought to the attention of the judge, and on which he had been asked to decide. Considerable importance used to attach to the obligation of counsel to request the District Court judge to make a note of questions of law raised at the hearing, and of the decision in relation to such questions."
44 It was the apparent failure of the applicant, in his summons in the District Court, to provide any guidance in relation to the grounds of appeal, which gave rise to the application for summary dismissal of the summons.
45 In this case, Elkaim DCJ stated in his judgment (p 1):
"The defendant says that the summons commencing the appeal does not raise any matter of law which would permit the appeal to proceed pursuant to s 67. The defendant in fact goes somewhat further and says that the summons, like other aspects of the proceedings which have been pursued by Mr Sullivan, simply do[es] not make sense and is unintelligible."
46 His Honour then set out the claims which the applicant had made in his application to the CTTT and his understanding of the way in which the Tribunal had dealt with the claims. He continued:
"A reading of the Summons to Appeal does not identify any question of law decided by the Member which would trigger the right to appeal. Mr Sullivan appeared for himself both before me and before the Tribunal. For this reason I went out of my way to give Mr Sullivan the opportunity to identify his concerns, both in a practical sense, and in a manner which might identify an area of validity in his appeal. I was mindful throughout the hearing that if he had at least some arguable point of law, even if only identified by me in examining his submissions, then I should not take the effectively draconian step requested by the defendant."
47 The applicant, despite providing to this Court a volume of material in the white folder, did not provide the summons to appeal filed in the District Court, the respondent's notice of motion to strike out the summons, or the annexures which he claimed he had not had the opportunity to tender in the District Court. He did, however, include a set of photographs of the premises which were said to demonstrate drainage problems at the premises. Those were marked as Exhibit B in the proceedings in this Court. Although the primary judge clearly had a copy of the reasons for determination in the Tribunal, that document was not before this Court either.
48 In the course of submissions in this Court, counsel for the respondent sought to identify the issues which had been raised in the appeal in the District Court and noted that there was an affidavit which appeared to raise a factual issue not addressed in the grounds: Tcpt, 29/01/10, p 9(30). There was then a discussion in that Court as to whether the applicant sought to rely upon the affidavit. There may have been some early confusion as to the purpose of the proceedings because the applicant noted that he thought the case was set down for 15 February: p 10(15). His Honour then sought to explain that the respondent was saying that he "shouldn't be allowed to have" his case: p 10(26). The applicant said in response, "That's right, yes, I realise that, yes." He was then invited to give the Court the affidavit without the annexures "for the moment": p 10(30)-(40).
49 At this point, counsel for the respondent was addressing the District Court and his Honour was seeking to clarify as to whether there was evidence which might be of assistance in identifying the issues which the applicant sought to raise. The applicant was neither invited to give his evidence, nor was he denied that opportunity. On the following page, after further explanation from counsel for the respondent, his Honour stated (pp 11-12):
"Now, the problem [Mr Sullivan's] got is how to turn what the member did, his complaint with what the member did into an error of law. So should I just ask Mr Sullivan to tell me what the error of law is and if he can, he can; if he can't he can't. But I'm just a bit concerned with attaching too much significance to words and documents where his intent is clear."
50 Mr Sullivan said he understood what had just been explained (p 12(6)-(15)), but his Honour continued to explain the issue and seek to extract an answer from the applicant. With what would appear to be a high level of patience his Honour proceeded, between pp 11-26 of the transcript, to seek to identify the substance of the applicant's complaint. Having identified a number of errors, he then said, at p 26(31):
"Are there any other errors of law that the member made?"
51 The applicant's response proceeded, without interruption, over almost two pages. His Honour then expressed some concern to counsel for the respondent as to the brevity of the reasons given by the Tribunal member, which may not have done justice to the issues identified by the applicant. He invited counsel for the respondent to consider his position over a short adjournment: Tcpt, p 30.
52 In the course of argument, his Honour was taken to the decision of this Court in Kalokerinos v HIA Insurance Services Pty Ltd [2004] NSWCA 312. He asked counsel for the respondent if that case provided a definition of "a question of law": Tcpt, p 32(40). His Honour continued:
"The reason I ask you is because I'd like to put to Mr Sullivan a definition and ask him to come within it."
53 After further submissions, his Honour stopped counsel for the respondent and said to the applicant, "Do you want to say anything else?": Tcpt, p 35(50). At several points, the applicant referred to documents and in each case the Court attempted to identify the specific document being addressed. The following discussion took place (Tcpt, p 40):
"HIS HONOUR: I don't know, if you want me to look at something tell me what it is.
PLAINTIFF: I've got it later on - what I'm trying to say-
HIS HONOUR: No, if there is a document -
PLAINTIFF: I didn't bring it with me.
HIS HONOUR: Did the CTTT Member have this document?
PLAINTIFF: I don't know. I don't know -
HIS HONOUR: It's important. Mr Sullivan, what Mr Fernon [counsel for the respondent] has told me, is that the material that was before the CTTT is the material in this folder, under the tabs A, B and C. And that's all. Is this document [your are] referring to in that section, or not? Because you can't complaint that the CTTT Member didn't take something into account if he didn't have it."
54 Shortly before the completion of the hearing, the following exchange occurred:
HIS HONOUR: Just finish off that sentence. 'All I'm asking for is' what, is that St George have this properly investigated. Is that completing that sentence fairly?
…
PLAINTIFF: I'm saying that St George approach the owners of the property to have it independently assessed by a professional person of that field, that's into the sewerage, and the ceiling as well, and report back to the Court. …
HIS HONOUR: Mr Fernon, how about getting someone to go and have a look?
FERNON: Are you talking about an order to that effect?
HIS HONOUR: No order.
…
HIS HONOUR: I can't make that order. I'm just trying to get a situation where you walk away without your having to face unnecessary expense and Mr Sullivan, who hopefully feels a little more at peace.
…
PLAINTIFF: May I address you sir?
HIS HONOUR: You want to say some more?
PLAINTIFF: I only want to say I appreciate what you've just said to - all I'm worried about is the other part, the garden(?), the kitchen and the moss and the pathway.
HIS HONOUR: Well - I will give my decision at 3.30. We will adjourn to 3.30, I will let you know what I decide at 3.30.
PLAINTIFF: On those other subjects?
HIS HONOUR: No, this is - Mr Sullivan, all I am deciding today - you've got to understand, what I am deciding today is the application by St George that you not be allowed to have your appeal because, in summary, it's hopeless. Okay, that's what I'm deciding. Do you understand that?
PLAINTIFF: Only to the point I don't know what the alternative is.
HIS HONOUR: I'm not deciding whether there is an alternative, I'm deciding whether, under the rules of the Court, whether you're allowed to have the appeal. It's not necessarily saying that you don't have a real complaint. It's just whether the rules, the laws, say you can have an appeal or not. It's not a finding about whether you're correct, or incorrect on the sewerage - are you with me?
PLAINTIFF: Yes I'm with you."
55 Once it is understood that the issue in the District Court, as clearly appreciated by Judge Elkaim, was whether the applicant had identified any decision on a question of law, made by the Tribunal, which was erroneously determined, questions of evidence became largely irrelevant. In particular, his Honour was anxious to distinguish, correctly, the material to which he was being taken which had been before the Tribunal, and that which had not.
56 In submitting that there had been no lack of opportunity to be heard in the District Court, counsel for the respondent drew the Court's attention to a passage in Allesch v Maunz [2000] HCA 40; 203 CLR 172 at [38] where Kirby J noted that the principle of procedural fairness "does not require that the decision-maker actually hear (or receive the submissions of) the party potentially liable to be adversely affected". His Honour continued:
"Sometimes, through stubbornness, confusion, misunderstanding, fear or other emotions, a party may not take advantage of the opportunity to be heard, although such opportunity is provided. Affording the opportunity is all that the law and principle require."
57 Whether a proper opportunity has in fact been accorded will often depend upon the circumstances of the case and the ability of a party, especially if unrepresented, to understand what is happening. In the present case, the putative problem lay not in failing to give the applicant an opportunity to respond to adverse material, but in the applicant's failure to identify errors of a kind which were relevant to the proceedings which he had commenced. In that context, the opportunity to call evidence was of limited, if any, relevance. In any event, the applicant was afforded (and indeed grasped) numerous opportunities to provide such material to the Court as he considered relevant. More importantly, he was told that what he needed to do was resist the summary dismissal application and he was led by the primary judge through the kind of exercise which would be necessary in order to fulfil that task. On the basis of the material before this Court, the opportunity, encouragement, explanations and assistance provided by the primary judge went far beyond the minimum requirements necessary to avoid procedural unfairness. The complaint which it is said might form the basis of proceedings for the exercise by this Court of its supervisory jurisdiction in relation to the District Court are, in my view, without substance.
58 It is not necessary for the applicant to obtain an extension of time in respect of proceedings under s 69 of the Supreme Court Act. Nevertheless, it is necessary for him to obtain leave to amend the summons so as to join the District Court and plead new grounds. Because I can see no merit in any such claims as have so far been proposed, the summons should be dismissed. The applicant must pay the respondent's costs in this Court.
Conclusions
59 The Court makes the following orders: