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[2005] HCA 30
High Court of Australia
2005-06-15
Sully J, Dunford J, Gleeson CJ, Heydon JJ
Original judgment source is linked above.
On appeal from the Supreme Court of New South Wales
B W Walker SC with G A Bashir for the appellant (instructed by Legal Aid Commission of New South Wales)
G E Smith SC with D M L Woodburne for the respondent (instructed by Solicitor for Public Prosecutions (NSW))
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Criminal law - Sentencing - Habitual criminal - Re-determination of sentence - Appellant sentenced for primary offences of stalking and intimidation - Appellant pronounced habitual criminal and sentenced to further concurrent term of imprisonment under the Habitual Criminals Act 1957 (NSW) ("the Act") - Sentences overturned by Court of Criminal Appeal (NSW) - Appellant re‑sentenced for primary offences and as an habitual criminal - Whether whole sentence must be re-determined where one component of that sentence has miscarried - Whether appellate court required to determine for itself whether to pronounce appellant habitual criminal - Whether in doing so appellate court is exercising its own jurisdiction and powers - Whether appellate court made such determination - Whether appellate court correctly upheld sentencing judge's pronouncement of the appellant as habitual criminal - Whether appellate court's approach conformed to scrupulously thorough procedures for additional orders of preventative detention under the Act.
"8. The sentence passed under [the Act] was excessive in all the circumstances.
"The effect of what I would favour by way of re-sentencing on the substantive matters means that the [appellant] will serve 5 years in custody; and, if not granted parole, 7 years in custody. He cannot be released, therefore, before October 2005; and possibly October 2007. A concurrent sentence, passed pursuant to the Habitual Criminals Act, of 8 years, would extend until October 2008, the period of the appellant's detention. A sentence of that order, with such consequences, is in my opinion justly proportioned to the circumstances of the [appellant's] case. The [appellant's] condition is, by any reasonable reckoning, a difficult and troubling one. It requires careful and sensitive on-going monitoring and treatment. The [appellant], however he might be released back into the general community, will need some very careful ongoing supervision. The effect of the sentence passed pursuant to the Habitual Criminals Act will give the relevant authorities some added flexibility in assessing whether, and when, and upon what basis, the [appellant] is to be returned into the general community. It might very well be that, in due course, it will be obvious that the only fair way of dealing with the [appellant] is by taking steps, if it is possible to do so, to have him dealt with as some kind of forensic patient pursuant to the relevant mental health legislation. No doubt matters of that character cannot be rushed; but, if there is to be purely preventive detention at all of the [appellant], then it must be a matter of course that the period of such purely preventive detention is to be the minimum which the evidence suggests will be sufficient to enable the Corrective Services authorities, and the Prison Medical authorities to deal in a properly humane fashion with this [appellant]."
"The majority of the Court of Criminal Appeal (the Court) erred in approaching the appeal against the pronouncement and sentence under the Habitual Criminals Act 1957 (the Act), upon the basis that the Court, applying the principles identified in House v The King (1936) 55 CLR 499, was constrained by the decision of the primary judge, whereas the Court, having upheld the appeal against sentence, was obliged to address itself, afresh, to the questions arising for determination under s 4 of the Act."
The Court of Criminal Appeal erred by failing to determine for itself whether the appellant should be pronounced an habitual criminal
"As to those grounds, the correct starting point is the proposition that his Honour, in pronouncing and sentencing pursuant to the Habitual Criminals Act, was exercising discretionary powers. The contrary was not contended at the hearing before this Court.
That being so, it is trite that this Court will not interfere with the primary Judge's exercise of those discretions unless it is plain that they have miscarried; the relevant guiding principles being set out by the High Court of Australia in House v The King[5].
I do not believe that there is any ambiguity in the learned primary Judge's reasoning. His Honour was convinced, plainly, that the applicant presented as a very dangerous man, whose antecedents suggested that he was a recidivist with, at best, very slender prospects of future rehabilitation; and, as such, a present and likely future threat to women. His Honour deduced, correctly as I respectfully think, that the Act having been invoked, the statutory pre-conditions had been established; and there was, thereupon, every good reason from the viewpoint of the protection of the public, to pronounce and sentence accordingly.
I am wholly unpersuaded that his Honour's discretion to pronounce, miscarried. The more difficult question is whether the sentence which his Honour thereupon imposed was, to borrow from House '... upon the facts ... unreasonable or plainly unjust' so as to justify appellate intervention '... on the ground that a substantial wrong has in fact occurred'." (emphasis added)
"When any person ... is convicted on indictment and has on at least two occasions previously served separate terms of imprisonment as a consequence of convictions of indictable offences ... then if the judge before whom such person is so convicted is satisfied that it is expedient with a view to such person's reformation or the prevention of crime that such person should be detained in prison for a substantial time, the judge may, in addition to passing sentence upon such person for the offence of which the person is so convicted, pronounce the person to be an habitual criminal and shall thereupon pass a further sentence upon the person in accordance with the provisions of section 6."
"(1) The judge who, pursuant to the provisions of section 4, has pronounced a person to be an habitual criminal, shall pass a sentence of imprisonment upon such person for a term of not less than five years nor more than fourteen years.
(2) Any sentence of imprisonment being served by any such person at the time the person is pronounced to be an habitual criminal shall be served concurrently with the sentence imposed pursuant to the provisions of subsection (1)."
"The Criminal Code (WA) makes separate provision for appeals to the Court of Criminal Appeal against an order for indefinite imprisonment (s 688(1a)(a)) and against any other sentence (s 688(1a)(b)). The former lies as of right; the latter lies only with the leave of the Court of Criminal Appeal. That might be thought to suggest that two appellate processes had been engaged in the present case - one concerning the order for indefinite imprisonment and the other concerning the nominal sentence. Even if that were so, it should not obscure the fact that the decision to make an order for indefinite imprisonment, and the decision fixing the nominal sentence, form part of a single sentencing decision.
It follows that if an appellate court concludes that the sentencing judge's discretion miscarried in fixing the nominal term of imprisonment, the whole of the sentence imposed by the sentencing judge, including the order for indefinite imprisonment, should be set aside and the appellate court would then be obliged itself to re‑sentence the offender."
"The question would not be, as the Court of Criminal Appeal appears in this case to have thought it to be, whether it had been open to the sentencing judge to make the order for indefinite imprisonment which had been made. The sentencing discretion being shown to have miscarried, there was no occasion or need to consider whether it could be separately demonstrated that the sentencing judge's discretion to make an order for indefinite imprisonment had miscarried. It was for the Court of Criminal Appeal to pass such other sentence as ought to have been passed."
"I do not believe that there is any ambiguity in the learned primary Judge's reasoning. His Honour was convinced, plainly, that the applicant presented as a very dangerous man, whose antecedents suggested that he was a recidivist with, at best, very slender prospects of future rehabilitation; and, as such, a present and likely future threat to women. His Honour deduced, correctly as I respectfully think, that the Act having been invoked, the statutory pre-conditions had been established; and there was, thereupon, every good reason from the viewpoint of the protection of the public, to pronounce and sentence accordingly.
I am wholly unpersuaded that his Honour's discretion to pronounce, miscarried."
The inter-connectedness of the pronouncement and sentences
"[I]f an appellate court concludes that the sentencing judge's discretion miscarried in fixing the nominal term of imprisonment, the whole of the sentence imposed by the sentencing judge, including the order for indefinite imprisonment, should be set aside".
The legislation in that case is, it is true, different in some respects from the Habitual Criminals Act. However, the fundamental principle is the same.
"Where there was any possibility that an order of indefinite imprisonment might be made, it was essential that the procedures observed should be regular and scrupulously thorough and that the materials, including the pre-sentence reports, should be as adequate and complete as fairness to the prisoner required."
The maximum penalty was six penalty units or imprisonment for three months. Section 4 was repealed by the Summary Offences (Amendment) Act 1993 (NSW), with effect from 23 January 1994. Offensive conduct, the subject of the former s 4(1)(a), was dealt with in a new s 4, which relevantly provided:
"(1) A person must not conduct himself or herself in an offensive manner in or near, or within view or hearing from, a public place or a school.
Maximum penalty: 6 penalty units or imprisonment for 3 months.
(2) A person does not conduct himself or herself in an offensive manner as referred to in subsection (1) merely by using offensive language."
Offensive language, the subject of the former s 4(1)(b), was dealt with in a new s 4A. Section 4A(1) provided:
"A person must not use offensive language in or near, or within hearing from, a public place or a school.
"The majority of the Court of Criminal Appeal (the Court) erred in approaching the appeal against the pronouncement and sentence under [the Act], upon the basis that the Court, applying the principles identified in House v The King[139], was constrained by the decision of the primary judge, whereas the Court, having upheld the appeal against sentence [for the substantive offences], was obliged to address itself, afresh, to the questions arising for determination under s 4 of the Act."
The grounds of appeal in the Court of Criminal Appeal
"6. His Honour erred in the exercise of his discretion to make a pronouncement, and in passing sentence under [the Act], by failing to take into account the [appellant's] subjective circumstances.
"Grounds 8 and 9 are, in my opinion, the grounds upon which any appeal against [the Act] pronouncement and sentence either stands or falls.
As to those grounds, the correct starting point is the proposition that his Honour, in pronouncing and sentencing pursuant to [the Act], was exercising discretionary powers. The contrary was not contended at the hearing before this Court.
That being so, it is trite that this Court will not interfere with the primary Judge's exercise of those discretions unless it is plain that they have miscarried; the relevant guiding principles being set out … in House v The King …
I do not believe that there is any ambiguity in the learned primary Judge's reasoning. His Honour was convinced, plainly, that the [appellant] presented as a very dangerous man, whose antecedents suggested that he was a recidivist with, at best, very slender prospects of future rehabilitation; and, as such, a present and likely future threat to women. His Honour deduced, correctly as I respectfully think, that the Act having been invoked, the statutory pre-conditions had been established; and there was, thereupon, every good reason from the viewpoint of the protection of the public, to pronounce and sentence accordingly.
I am wholly unpersuaded that his Honour's discretion to pronounce, miscarried. The more difficult question is whether the sentence which his Honour thereupon imposed was, to borrow from House '… upon the facts … unreasonable or plainly unjust' so as to justify appellate intervention '… on the ground that a substantial wrong has in fact occurred'.
I am reluctant to differ from as experienced a trial Judge in criminal cases as his Honour. I have to say, however, that I cannot see how, allowing for every proper apprehension about this [appellant], it was a sound exercise of the relevant sentencing discretion to impose the statutory maximum penalty in a range as broad as that of 5 to 14 years. I think that there has been an ultimate miscarriage, and that this Court must do what it properly can do by way of correction."
Was the ground of appeal now relied on put to the Court of Criminal Appeal?
(1968) 122 CLR 467 at 472 per Barwick CJ, 478 per Menzies J (McTiernan, Kitto and Taylor JJ agreeing with Menzies J). ↑
(2003) 141 A Crim R 56 at 83 [108] citing New South Wales Law Reform Commission, Sentencing, Report No 79, (1996) at 233-234 [10.19]. ↑
New South Wales Law Reform Commission, Sentencing, Discussion Paper No 33, (1996) at 136-137 noted by Buddin J (2003) 141 A Crim R 56 at 84 [109]. ↑
(2003) 141 A Crim R 56 at 81 [98]. See also White (1968) 122 CLR 467 at 471. ↑
See eg Criminal Code Amendment Act (No 2) 1996 (WA), enacting a new s 401 of the Criminal Code (WA). Northern Territory laws to like effect were repealed in 2001 by the Sentencing Amendment Act (No 3) 2001 (NT), Juvenile Justice Amendment Act (No 2) 2001 (NT) and other cognate laws. See Neal and Bagaric, "After Three Strikes - The Continued Discriminatory Impact of the Sentencing System Against Indigenous Australians: Suggested Reform", (2002) 26 Criminal Law Journal 279 at 280. ↑
Under the Criminal Code (WA), s 662 later Sentencing Act 1995 (WA), s 98 considered in Chester (1988) 165 CLR 611. See also Lowndes (1999) 195 CLR 665; Thompson (1999) 73 ALJR 1319; 165 ALR 219; McGarry (2001) 207 CLR 121. ↑
Such legislation was considered in Baker v The Queen (2004) 78 ALJR 1483; 210 ALR 1 dealing with the Sentencing Act 1989 (NSW), s 13A; and in Fardon v Attorney-General (Q) (2004) 78 ALJR 1519; 210 ALR 50 considering the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q). ↑
Such as the Community Protection Act 1994 (NSW) considered in Kable v Director of Public Prosecutions (NSW) (1996) 189 CLR 51. ↑
R v Griffin (1969) 90 WN (Pt 1) (NSW) 548 at 550, 551. ↑
Neal and Bagaric, "After Three Strikes - The Continued Discriminatory Impact of the Sentencing System Against Indigenous Australians: Suggested Reform", (2002) 26 Criminal Law Journal 279 at 284-285; Stolzenberg and D'Alessio, "'Three Strikes and You're Out': The Impact of California's New Mandatory Sentencing Law on Serious Crime Rates", (1997) 43 Crime and Delinquency 457. ↑
United Nations Committee on the Elimination of Racial Discrimination, Concluding Observations by the Committee on the Elimination of Racial Discrimination: Australia, CERD/C/304/Add.101 (19 April 2000) at [16]. See Neal and Bagaric, "After Three Strikes - The Continued Discriminatory Impact of the Sentencing System Against Indigenous Australians: Suggested Reform", (2002) 26 Criminal Law Journal 279 at 283. ↑
International, regional and national principles of human rights law also impose restrictions on the imposition of additional sentences of preventive detention to ensure proportionality to the circumstances of the case: see Winterwerp v The Netherlands (1979) 2 EHRR 387; Johnson v United Kingdom (1997) 27 EHRR 296; R v Swain [1991] 1 SCR 933; R v Governor of Brockhill Prison; Ex parte Evans (No 2) [2001] 2 AC 19 at 38. ↑
(2003) 141 A Crim R 56 at 81 [97]-[99]; cf reasons of Gleeson CJ at [11]-[13]. ↑
(1998) 194 CLR 106 at 116 [23]-[24], 153-154 [134]-[136], 161 [164]-[165]. ↑
(2000) 206 CLR 161 at 171-172 [12]-[14], 184 [52], 185 [57], 206-207 [122], 216-217 [155]-[156]. ↑
Gipp (1998) 194 CLR 106 at 161 [165] per Callinan J. ↑
Reasons of Callinan and Heydon JJ at [129]; cf reasons of Gleeson CJ at [13]. ↑
R v Strong (2003) 141 A Crim R 56 at 63-64 [29]-[34]. ↑
The Justices Act was repealed by the Justices Legislation Repeal and Amendment Act 2001 (NSW), with effect from 7 July 2003. ↑
Strong
The Queen
(1936) 55 CLR 499
(2001) 207 CLR 121
(1999) 73 ALJR 1319
(1988) 165 CLR 611
(1999) 195 CLR 665
(1998) 45 NSWLR 661
(1993) 32 NSWLR 262
(1968) 122 CLR 467
(2004) 78 ALJR 1483
(2004) 78 ALJR 1519
(1996) 189 CLR 51
(1979) 143 CLR 458
(1987) 163 CLR 561
(1988) 164 CLR 465
(1998) 194 CLR 106
(2000) 206 CLR 161