The Cross-Claim
67 Mrs Ibbett asserts that his Honour's awards of damages were inadequate under each head. She also challenges his failure to award aggravated damages in respect of the assault claim.
68 The Cross-Appellant submitted that the damages were manifestly inadequate. Reference was made to the award of higher exemplary damages in other cases particularly XL Petroleum v Caltex Oil supra; Adams v Kennedy (2000) 49 NSWLR 78 and Lee v Kennedy [2000] NSWCA 153. Reference was also made to the judgment of Heydon JA in Harris v Digital Pulse Pty Ltd (2003) 56 NSWLR 298 at [256] adopting the principle that exemplary damages "must not merely irritate, they must sting". No cases were referred to by the Cross-Appellant which indicated an appropriate level of general damages or aggravated damages with respect to either the assault or the trespass to the land.
69 His Honour awarded $15,000 general damages for the assault. He accepted Mrs Ibbett's evidence that she was "petrified". There is no doubt in my mind that this intentionally caused harm, accompanied by loud shouting and a demand for immediate action, justified a significant award of damages.
70 The Appellant relied on the short period of time that Constable Pickavance actually pointed the gun at Mrs Ibbett. However, as Gibbs CJ said in XL Petroleum v Caltex Oil supra when considering exemplary damages, at 461:
"It was said that the infamous conduct was of short duration. I would not attach much significance to that fact in itself; much evil can be done in a moment."
71 So it was here. Given the degree of personal violence about which an apprehension was intentionally inflicted the amount of $15,000 is low. However, I am not prepared to conclude that it was so low as to indicate an error in the exercise of a broad discretion by the trial judge. I would not allow the cross-appeal in this respect.
72 With respect to the award for trespass to land, his Honour rejected the Cross-Appellant's case of any property damage or substantial consequential loss. There is no cross-appeal in that regard. He awarded the amount of $10,000 by way of recognition of the fact of the offence and the indignity caused to the plaintiff by the unlawful entry. In my opinion, this was not below the permissible range for an award of damages in the circumstances.
73 As noted above, the Cross-Appellant seeks an award of aggravated damages with respect to the assault. It is clear that his Honour regarded the matters relevant to this claim as also relevant to the award of aggravated damages with respect to the trespass to land and, accordingly, sought to avoid double counting. His Honour said:
"The assault was an isolated and discrete act of Pickavance alone. No other police officer was involved and the subsequent conduct of the police while on the premises and the prosecution's subsequent withdrawal of charges against Warren Ibbett as well as the defence in these proceedings are more appropriately connected with the unlawful entry than with assault. I therefore make no award for aggravated damages with respect to the assault."
74 There was one significant element to which his Honour referred in the context of aggravated damages for the trespass to land which was pertinent to the assault by Constable Pickavance. I refer to the so-called "re-education programme" which Mrs Ibbett was told both of the officers would undergo as a result of their conduct on this evening. I set aside entirely as not relevant to this issue, the evidence with respect to Constable Harman and his participation in the re-education programme.
75 Constable Pickavance's response was particularly offensive when he said that the so-called "re-education" was a five minute discussion with a sergeant who said "Oh boys you'd better do better next time". The Appellant called no evidence to suggest that anything more occurred. Ipp JA refers to the re-education programme as "praiseworthy" and a "bona fide attempt" by the State to prevent misconduct recurring. I do not agree, with respect, that the State's conduct can be described in that way. On the evidence the "programme" was perfunctory in the extreme.
76 Mrs Ibbett gave evidence in reply that, with respect to Constable Pickavance's evidence, she was "shocked, amazed and felt deceived". His Honour found, in the context of aggravated damages for the trespass to land that:
"The dismissive attitude displayed by … Pickavance in particular, largely diffused what would otherwise had been a significant mitigation of the adverse consequences of the unlawful entry. In such circumstances the attitude expressed by both police officers further aggravated the consequences of the trespass to land."
77 This reasoning is equally appropriate to an award of "aggravated" damages for the assault.
78 For somewhat different reasons Basten JA would vary the award of damages by awarding an amount of $10,000 on account of aggravated damages. This is an appropriate amount in all the circumstances.
79 The award of exemplary damages is to be assessed in the light of the awards of compensatory and aggravated damages. It is necessary for the Court to conclude that the amount of $25,000 to be awarded with respect to the assault was not sufficient to serve the objectives of punishment and deterrence to manifest the Court's disapproval of the conduct. In this regard the matter to which I have referred with respect to aggravated damages, i.e. the contemptuous attitude to the so-called "re-education programme" does indicate a need to take further steps to deter conduct where steps such as the re-education programme were clearly inadequate. Furthermore, the intentional act by Constable Pickavance of causing Mrs Ibbett in all of the circumstances at the time, to fear an immediate act of violence unless she acted in accordance with his demands, warranted a high degree of moral obloquy. There were no circumstances of any character which could conceivably have justified the Constable turning his gun on Mrs Ibbett and demanding that she act in a particular manner. Such conduct deserves condemnation by the Court.
80 His Honour awarded an amount of $10,000 by way of exemplary damages for the assault claim. In my opinion, this is manifestly inadequate.
81 The conduct in Adams v Kennedy and Lee v Kennedy supra, where amounts of $100,000 and $120,000 respectively were awarded, did involve a longer period of conduct and greater intensity of misconduct. Nevertheless, the amount is totally out of proportion to what was awarded here. Similarly, the amount of $35,000 awarded in Vignoli v Sydney Harbour Casino (2000) Aust Torts Reps 81-541 involved a false imprisonment for a period of time, but did not involve the intense fear occasioned, albeit for a short period, in Mrs Ibbett. In my opinion, the amount of the award for exemplary damages in this case should be increased to $25,000.
82 I have indicated above my reasons for dismissing the Appellant's appeal insofar as it submitted that there was no basis for an award of exemplary damages for trespass to land. This does not, however, dispose of the Appellant's appeal on quantum with respect to the award of exemplary damages. That can only be determined after the Court determines the appropriate award by way of compensatory damages, whether as general damages or as aggravated damages. See my analysis of the need to separate the heads of damage in TCN Channel Nine Pty Ltd v Anning (2002) 54 NSWLR 333 at [155]-[166].
83 In this regard it is relevant to note that the matters to which I have referred as justifying an award of exemplary damages are also pertinent, as is often the case, to an award of aggravated damages. The difference is that in the case of aggravated damages the assessment is made from the point of view of the Plaintiff and in the case of exemplary damages the focus is on the conduct of the Defendant. Nevertheless, it is necessary, as I have noted above, to determine both heads of compensatory damages before deciding whether or not the quantum is such that a further award is necessary to serve the objectives of punishment or deterrence or, if it be a separate purpose, condemnation.
84 The relevant test is that set out in Lamb v Cotogno supra at 8:
"Aggravated damages, in contrast to exemplary damages, are compensatory in nature, being awarded for injury to the plaintiff's feelings caused by insult, humiliation and the like."
85 In Appleton v Garrett [1996] P.I.Q.R 1 at 4 Dyson J said that aggravated awards were appropriate:
"… where the manner in which the wrong was committed was such as to injure the plaintiff's proper feelings of pride and dignity or gave rise to humiliation, distress, insult or pain. Examples of the sort of conduct which would lead to these forms of intangible loss were conduct which was offensive or which was accompanied by malevolence, spite, malice, insolence or arrogance."
86 In Shattock v Devlin [1990] 2 NZLR 88 the court referred to compensating the plaintiff for "his sense of outrage and emotional reaction".
87 In Thompson v Commission of Police [1998] QB 498 the Court of Appeal stated at 516:
"Aggravating features can include humiliating circumstances at the time of arrest or any conduct of those responsible for the arrest or the prosecution which shows that they had behaved in a high handed, insulting, malicious, or oppressive manner either in relation to the arrest or imprisonment or in conducting the prosecution. Aggravating features can also include the way the litigation and trial are conducted."
88 As the Court of Appeal stated in Thompson, aggravated damages can be awarded where (at 516):
"… there are aggravating features about the case which would result in the plaintiff not receiving sufficient compensation for the injury suffered if the award was restricted to a basic award…the total figures for basic and aggravated damages should not exceed what [the jury] consider fair compensation for the injury which the plaintiff has suffered."
89 In State of NSW v Riley supra, Hodgson JA said at 528:
"If, in addition to ordinary compensatory damages for injury to feelings, aggravated damages are to be awarded, then plainly it is important to avoid double counting; and the question arises, what can the additional aggravated damages be compensation for when injury to feelings have already been included in ordinary compensatory damages?
…if a court has awarded damages for hurt feelings as part of ordinary compensatory damages, the award of aggravated damages must only be the difference justified by this approach, that is, an award of so much as is necessary to bring the damages up to the upper end of the available range"
90 In Plenty v Dillon (1991) 171 CLR 635 police officers trespassed upon the plaintiff's land purporting to serve process. Gaudron and McHugh JJ said at 654-5:
"In his judgment, the learned trial judge said that, even if a trespass had occurred, it was "of such a trifling nature as not to found [sic] in damages". However, once a plaintiff obtains a verdict in an action of trespass, he or she is entitled to an award of damages. In addition, we would unhesitatingly reject the suggestion that this trespass was of a trifling nature. The first and second respondents deliberately entered the appellant's land against his express wish. True it is that the entry itself caused no damage to the appellant's land. But the purpose of an action for trespass to land is not merely to compensate the plaintiff for damage to the land. That action also serves the purpose of vindicating the plaintiff's right to the exclusive use and occupation of his or her land. Although the first and second respondents were acting honestly in the supposed execution of their duty, their entry was attended by circumstances of aggravation. They entered as police officers with all the power of the State behind them, knowing that their entry was against the wish of the appellant and in circumstances likely to cause him distress. It is not to the point that the appellant was uncooperative or even unreasonable. The first and second respondents had no right to enter his land. The appellant was entitled to resist their entry. If the occupier of property has a right not to be unlawfully invaded, then, as Mr Geoffrey Samuel has pointed out in another context, the "right must be supported by an effective sanction otherwise the term will be just meaningless rhetoric": 'The Right Approach?' (1980) 96 Law Quarterly Review 12 at 14, cited by Lord Edmund-Davies in Morris v Beardmore, at 461. If the courts of common law do not uphold the rights of individuals by granting effective remedies, they invite anarchy, for nothing breeds social disorder as quickly as the sense of injustice which is apt to be generated by the unlawful invasion of a person's rights, particularly when the invader is a government official. The appellant is entitled to have his right of property vindicated by a substantial award of damages."
91 In the present case, Phegan DCJ awarded damages for trespass to land on the basis of recognising "the offence and indignity to the plaintiff's rights". It is important, however, to recognise the restrictive basis on which his Honour made this award. His Honour's consideration of the liability for trespass to land consisted of several pages of reasoning including reference to authority. However, throughout his Honour referred and referred only to "wrongful entry". His Honour concluded this analysis with the following passage:
"In this case Pickavance's dramatic entry into the plaintiff's garage in pursuit of Ibbett and the presence of both police officers on the premises was not preceded by any request to the plaintiff containing a proper announcement of their reason for entry. Unlike the police officers in Nassif they were not in uniform and at least until well after entry did nothing to identify themselves to either the plaintiff or her son, I do not accept the evidence of the police officers that words such as 'stop police' were shouted by Pickavance before he dived under the garage door. Even if such words were used at that point, I fail to see how they could have constituted a proper announcement in the accepted sense. In those circumstances their conduct fell well outside the protection offered by the principles applied in that case and enunciated in earlier decisions applying the provisions of s 352 of the Crimes Act. I therefore find that the entry onto the plaintiff's premises by both police officers was without lawful justification and amounted to a trespass to land for which the plaintiff is entitled to an appropriate remedy by way of damages."
92 The focus on entry in this way does not encompass other aspects of the conduct of Constable Pickavance which enhanced the extent to which Mrs Ibbett suffered insult or indignity or outrage. (As to such elements see H Luntz Assessment of Damages for Personal Injury and Death, 4th ed, Butterworths, Australia, 2002 at pars 1.7.10-1.7.11; David K Allen Damages in Tort, supra at 5-014; Richard Clayton and Hugh Tomlinson Civil Actions Against the Police, 3rd ed, supra at 14022-14029 and 14078-14080.)
93 His Honour awarded the amount of $20,000 by way of aggravated damages in this regard. Basten JA accepts that the award of $20,000 aggravated damages was appropriate, despite having identified an error in his Honour's approach.
94 I agree that at least with respect to the factor of withdrawal of the charges, his Honour took into account a consideration irrelevant to the assessment of aggravated damages for the trespass to land. Accordingly, the exercise of the judgment as to what is an appropriate award for this purpose falls to be conducted again in this Court.
95 Bearing in mind that his Honour focused only on the actual act of entry it is understandable that he awarded an amount as low as $10,000 for the trespass to land. The other conduct which occurred after the act of entry in the continuation of the trespass was such as to substantially add to the sense of indignation, anger, outrage and insult suffered by Mrs Ibbett.
96 It is pertinent to note that there is no appeal from the finding against both Constable Pickavance and Constable Harman that they committed a trespass. It is nevertheless clear that Constable Harman's conduct was of a different order to that of Constable Pickavance. It is difficult to identify what it was that Constable Harman did that was wrong. Nevertheless, the failure to appeal from the finding that his Honour made and the award of the general damages he gave with respect to the trespass to land means that the case must be assessed on the basis that Constable Harman had done something wrong.
97 The indignity and insult suffered by Mrs Ibbett was significantly affected by the way her guest, indeed her own son resident on the premises, was treated. This is, as I have noted in my discussion of exemplary damages above, is a matter which adds to the damage suffered by way of insult and indignity to the property interest of the owner. This conduct included:
· Constable Pickavance pointing a gun at Warren Ibbett.
· Warren Ibbett's arrest and strip search, which was within either sight or eye shot of Mrs Ibbett.
· The continued shouting and screaming by Constable Pickavance, not at the moment at which he pointed the gun at Mrs Ibbett which has been taken into account on the assault charge.
98 In addition there was:
· What his Honour identified at Constable Pickavance's "intemperate and unprovoked outburst to the plaintiff about the fate facing her son as a consequence of his drug abuse".
· The reaction by Mrs Ibbett to the evidence of Constable Pickavance and Constable Harman about the irrelevance of the re-education programme about which promises had been made, relevantly with respect to the trespass not the assault.
99 These are factors which entitled his Honour to make an award of aggravated damages in this case.
100 The list of factors I have identified are not coincident with those to which his Honour referred. They do not include the question of the withdrawal of charges against her son, with which I agree with Basten JA.
101 In my opinion, the conduct of Constable Pickavance was considerably worse than the conduct of the television crew in TCN Channel Nine Pty Ltd v Anning supra where this Court refused to interfere with an award by way of aggravated damages of $25,000 (see at [179] and [194]). In my view his Honour's award of $20,000, even if in part based on irrelevant considerations, was an appropriate award.
102 The factors that I have identified above as supporting an award of aggravated damages include the matters which I have earlier referred to as possibly justifying an award of exemplary damages. The issue that arises is whether $30,000 by way of compensatory damages is sufficient in all of the circumstances, or whether a further amount by way of punishment and deterrence is appropriate. I would not have thought it was but for one factor. This is the factor that I have referred to already in the context of the assault referrable only to Constable Pickavance. Although in the case of Constable Harman the re-education programme took longer, on his evidence "about 30 minutes". In this regard, I separate such "re-education" as is pertinent to illegal entry on premises from "re-education" with respect to the deployment of the firearm as considered above with respect to exemplary damages for assault.
103 It does not appear that the alternative mechanism of ensuring that inappropriate conduct by police officers does not occur was treated with sufficient seriousness. For that reason alone it appears to me that an additional amount by way of deterrence is appropriate. In my opinion a small award of $20,000 as determined by his Honour is an appropriate amount to serve as a deterrent and to mark the disapproval of the Court in this respect. It is modest but I would not increase it in all the circumstances.