State of New South Wales v Doherty
[2011] NSWCA 225
At a glance
Source factsCourt
Court of Appeal (NSW)
Decision date
2011-04-12
Before
Hodgson JA, Whealy JA, Ms J, Price J
Source
Original judgment source is linked above.
Judgment (11 paragraphs)
Judgment 1HODGSON JA: By proceedings brought in the Supreme Court, the respondent (Mr Doherty) sued the appellant State of New South Wales (SNSW) for damages for post-traumatic stress disorder (PTSD) alleged to have been caused by negligence and/or breach of statutory duty by SNSW, which had employed him as a police officer. 2On 20 May 2010, Price J gave a verdict and judgment for Mr Doherty in the sum of $753,676.85, arrived at after he had reduced the damages by 35 per cent by reason of Mr Doherty's contributory negligence: Doherty v State of New South Wales [2010] NSWSC 450. 3SNSW appeals from that decision. Mr Doherty has put on a cross-appeal, challenging the primary judge's decision as to contributory negligence.
Outline of facts 4I will commence with an outline of the facts not in dispute or clearly proved. 5Mr Doherty was born in 1963, and was sworn in as a police officer in 1985. 6During 1987, having been involved in a motor car incident for which he was accused of culpable driving, he received counselling from the Police Psychology Unit. 7In January 1988, he commenced full-time duties with the Forensic Services Group (FSG), in the course of which he was required to attend numerous crime scenes involving death and/or serious injury. 8One such occasion was in 1994, where he attended a crime scene where a woman and her three children had had their throats cut. 9Around that time he was promoted to senior constable. In February 1996 he completed a peer support course, and was appointed a Peer Support Officer. The course dealt with PTSD in some detail. 10Further horrific crime scenes attended included the scene of the De Gruchy murder (March 1996), a plane crash in Kosciusko National Park in which six people were killed (April 1998), the O'Hearne murder (June 1998), and the Arkell murder (June 1998). 11There were group debriefings after some of these occasions. Mr Doherty's evidence, accepted by the primary judge, was that he experienced feelings of extreme fear, helplessness and horror from these incidents, and had flash-backs following these incidents. By 1998 to 1999 he was abusing alcohol fairly regularly as a coping mechanism. These matters were not reported by him to the police service. 12In 2000, an FSG Welfare Committee was created, to better organise the welfare of FSG staff. Mr Doherty was part of that group. In that year also, Mr Doherty was promoted to detective sergeant. 13On 9 April 2001, Mr Doherty completed psychometric testing organised by the Police Service. It was noted that he was "likely to be under-reporting psychopathology" (1 Blue 162). It appears that this note was not followed up. 14On 10 December 2001, Jennifer Lette, a psychologist employed by SNSW, visited Wollongong FSG and spoke to Mr Doherty among others, reminding them of the services available via the Psychology Section. This happened again on 5 February 2003. 15On 25 February 2002, Mr Doherty consulted with his GP Dr Harvey, reporting that he had not been feeling himself and was getting headaches (1 Blue 210-211). Although at the time he was "having like nightmares and stuff", he did not report this to Dr Harvey (1 Black 124). 16On 25 June 2002, Mr Doherty completed further psychometric testing. On this occasion, there was no reference to under-reporting and no other particular problem noted. 17On 29 April 2003, Mr Doherty separated from his first wife. Shortly afterwards, he commenced seeing Leisa Etherton, who later became his second wife. There were around this time acrimonious dealings with his first wife. Mr Doherty informed his supervisor Detective Sergeant Hodder about threats from his first wife; and Detective Sergeant Hodder arranged for Mr Doherty to see a psychologist Marion Bloom (who was not an employee of SNSW). 18Mr Doherty saw Ms Bloom on 19 May 2003. Her assessment of his problems recorded a score of 4 (extreme) for work stress and for marital/ relationship problems (breakdown/ separation/ divorce). Her notes do not suggest that anything was said about flashbacks, nightmares or the like (1 Blue 237-239). 19Mr Doherty was then off work from 20 May 2003 to 4 June 2003. On 20 May 2003 Detective Sergeant Hodder emailed Ms Lette that Mr Doherty was having worrying problems on the domestic front (3 Blue 1057). 20On 27 May 2003, Mr Doherty again consulted his GP Dr Harvey. Dr Harvey's notes indicate that he diagnosed depression related to marital difficulties, but the notes also record "anxious at work" (1 Blue 211). When Mr Doherty saw Dr Harvey on 3 June 2003, Dr Harvey's diagnosis was "depression getting better". Similar notations were made from visits on 17 June 2003 and 29 October 2003. 21Following his return to work on 4 June 2003, Mr Doherty attended further distressing crime scenes in 2003, and this continued until May 2004. During this time, according to Mr Doherty's evidence, he was suffering nightmares and unable to return to sleep after waking, was taking shortcuts at crime scenes, and had become very anxious (1 Black 35). 22On 27 May 2004, Mr Doherty was diagnosed by Dr Harvey as having PTSD. He was then off work as per Dr Harvey's medical certificates until 13 September 2004 (1 Blue 213, 265). 23On 27 May 2004, Mr Doherty gave an Accident/ Injury Notification to SNSW, attaching Dr Harvey's certificate diagnosing PTSD, and describing "the incident" as "Multiple Traumatic Incidents Experienced as a Crime Scene Investigator attached to Forensic Services" (1 Blue 263-264). Mr Doherty subsequently submitted a Claim for Hurt on Duty Benefits form on 4 June 2004 (1 Blue 266-269). 24On 28 May 2004, Mr Doherty had a further consultation with Ms Bloom. Her notes record "not travelling well w/work" and "feeling lousy since 12 months - been trying to make it look like he's alright" (1 Blue 240-241). When cross-examined about this note, Mr Doherty accepted that he had known there was something wrong with him, and that he knew that if his boss knew this he would be unable to continue doing his work (1 Black 192-193). 25On 1 June 2004, Mr Doherty again consulted Dr Harvey. Dr Harvey's notes record that Mr Doherty was relieved now he was doing something about PTSD (1 Blue 213). There were further consultations on 11 June 2004, 24 June 2004, 16 July 2004, 30 July 2004 and 30 August 2004. 26Sometime before 24 June 2004, Mr Doherty had another consultation with Ms Bloom. Her notes record "dream/ nightmares - a few but much better", "edgy" and "flashbacks about jobs - most at night - don't last long" (1 Blue 242-243). 27Around this time, Mr Doherty commenced living with Leisa Etherton; and on 7 July 2004, both Mr Doherty and Ms Etherton saw Ms Bloom. Her notes record that he was "feeling better" (1 Blue 244). 28On 8 September 2004, Mr Doherty had a further consultation with Dr Harvey. His notes record: "Feels the best he has for the last 18 months. Wants to go back to work. Had been getting dizzy spells so went back to 2 Cipramils a day. Has not had any dizy (sic) spells on the 2 Cipramil. Sleeping well. Feeling ing (sic) happy. Has not had any flash backs since 30 th /7 th 2004. Has not seen the psychologist for 3 weeks. Has discussed going back to work with boss and he can go back on reduced duties, with no on call work. However, according to evidence given by Leisa Doherty, this was entirely contrary to her observations of Mr Doherty (1 Black 234). 29On the same day, Dr Smith (a colleague of Dr Harvey) certified Mr Doherty as fit for suitable duties from 13 September 2004 to 14 October 2004, seven and a half hours per day and two days per week (1 Blue 277). 30Mr Doherty then returned to work on reduced hours; but after a short time he was working normal hours. According to evidence given by Leisa Doherty, he was vomiting before he went to work, and she begged him not to go to work (1 Black 228). 31Mr Doherty took two hours sick report on 13 September 2004 and again on 14 September 2004; was on sick report from 22 September to 26 September 2004; was on annual leave from 27 September 2004 to 5 October 2004, and he took nine and half hours leave on 14 October 2004, after which he had four consecutive rest days. He attended a fatal industrial accident on 20 October 2004, and was off work for three rest days following it (1 Blue 98). 32On 26 October 2004 his Commander Mark Sweeney referred Mr Doherty to the New South Wales Police Medical Officer (PMO), seeking advice in relation to Mr Doherty remaining in his area of the FSG (1 Blue 279). 33An email dated 28 October 2010 sent to Ms Lette by Mr Sweeney records that Mr Sweeney had seen Mr Doherty who had PTSD; and that Mr Sweeney was "not sure how [he] is travelling"; and that he had declined any form of rehabilitation through "our" rehabilitation officer. 34On 28 October 2004, Mr Doherty had a further consultation with Dr Harvey, whose notes record (1 Blue 215): "Has been good at work ... yesterday morning told by commander that he and Stephen Hodder had to see the [PMO] to see if they are fit to continue in their jobs. Barry was shocked and distressed ..." 35On 1 November 2004, Ms Lette sent an email to one Tania Rogers, a psychologist attached to the same police medical office as the PMO Dr Li (1 Blue 285): I have read the referral for Barry Doherty. Barry is a member of the Forensic Services Group. He is clearly unwell and suffering from a PTSD. FSG has asked for an opinion about Barry's fitness for work within the FSG. Given the degree of Barry's illness and the type of work he performs, I think that a Psychiatric assessment is advisable. I also think that a report should be obtained from his treating doctor and if available, any independent reports obtained by the HOD Section should also be obtained. As assessment by a Police Psychologist is probably unnecessary if a psychiatric assessment is obtained. 36On 5 November 2004, Mr Doherty recommenced full duties. 37On 9 November 2004, Mr Doherty had another consultation with Ms Bloom. Her notes (1 Blue 246) record that he was "feeling good". 38On 23 November 2004, Mr Doherty was examined by the PMO Dr Li. Dr Li's report (1 Blue 283) included the following: Sergeant Doherty confirmed the information as above. He indicated that he currently did not suffer with any significant psychological symptoms. He believed he could remain onto his full operational duties at FSG. Despite there was risk of exposing to crime scenes' materials, Sergeant Doherty believed he could cope with them without any impact on his psychological condition. After he had returned to full operational duties in 10-2004, Sergeant Doherty did not have any problem with his duties or symptoms. There was no significant psychological finding during the assessment. The report asserted that Mr Doherty could remain on his current duties; that he needed to see his treating medical doctors regularly, say about once a month; and that if his psychological condition relapsed, he probably needed to have an opinion from a psychiatrist. 39In his evidence, Mr Doherty said that on that day he was extremely anxious because he didn't want to lose his job, but he was travelling quite well (1 Black 38). 40Mr Doherty took annual leave from 15 December 2004 to 9 January 2005, and was on sick report for the following three days. He was on leave again from 19 February 2005 to 20 March 2005: in evidence he said it became obvious he wasn't travelling the best again (1 Black 39). Between then and 17 May 2005, Mr Doherty attended a number of distressing scenes; and he finally ceased active duties on 17 May 2005 (1 Blue 102-103). 41On 28 June 2005 he was seen by Renata Cimino, a Police Psychologist. On 1 July 2005 Ms Cimino sent an email to Dr Li, expressing concerns about Mr Doherty's emotional well-being should he return to the same work, and recommending that he undergo a psychiatric assessment (1 Blue 313-314). 42On 5 July 2005, Dr Li reported to Mr Sweeney that Mr Doherty was suffering with psychological symptoms, that treatment was required, that prognosis was guarded, and that Mr Doherty was not fit for any duties which would expose him to crime-scene materials in the FSG (1 Blue 315-316). 43On 22 November 2005, Mr Doherty saw a psychiatrist Dr Michael Prior, who reported giving a diagnosis of chronic mild PTSD on a background of obsessive compulsive personality traits, with the PTSD being caused by multiple traumatic incidents experienced over the course of his career working in the forensic department of the Police Service. Mr Doherty was not fit to perform operational police duties, and although his symptoms had improved somewhat on psychological treatment, it was unlikely that they would remit fully in the future (1 Blue 326-238). 44Mr Doherty did not thereafter return to work, and is significantly disabled by PTSD. 45These proceedings were commenced in 2008, alleging negligence by SNSW and also breaches of statutory duty.