Is a SEPP 1 objection necessary?
21The parties disagree on whether the proposed development satisfies the development standards in cl 25I(7) and cl 25K although I did not understand there to be any dispute that the proposed development was entitled to the concessions in cl 25K. Put simply, the council's position that satisfaction is not achieved is triggered by cl 25I(9) where the calculation of the number of storeys is bases on the use of basement car park level. The council maintains basement car parking level is deemed to be a storey as it is attached to a residential component of the development and has an area of the ceiling more than 1.2 m above the ground level. For the meaning of "ground level", the council maintains that the level is the ground prior to the proposed development being carried out. This level is determined by a survey of the existing level of the ground.
22The applicant's position is that the basement car park, storage and service component is located predominantly below the natural ground level with only a small area exceeding the 1.2 m ceiling height. Further, the basement car park level is not on the same level as the residential component. In the applicant's opinion, "ground level" means the level of the ground in its natural state undisturbed by the erection of any building or carrying out of any work. The applicant argues that where the ground level has been disturbed by the erection of a building or carrying out of a work, then it is necessary to interpolate natural ground level by finding those parts of the site which remain in their natural state, determining the levels of those parts by survey, and then interpolating the natural ground level of those parts of the site that had been artificially modified through excavation or filling.
23Mr Gregor Zylber, the applicants town planner, and Mr Harvey Sanders, the councils town planner, and after the provision of additional information, agree that Building 1 and Building 2 on Lot A satisfy the requirements in cl 25I, irrespective of which interpretation is used. The only dispute is in relation to the building on Lot B but Mr Zylber and Mr Sanders agree that if the Court adopts the approach suggested by the applicant then the requirements in cl 25I are satisfied. However, if the council's approach is adopted then there is a small part of the basement area which is used for car parking, storage or plant and is up to 960 mm above the 1.2 m limit imposed by cl 25I(9) and there is a breach of the storey development standard. If council's submissions are adopted, and for the development to proceed and the merits of the proposed development considered, the Court will need to find that the SEPP 1 objection is well founded.
24Mr Zylber provides a SEPP 1 objection to the development standards in cll 25I(7) and 25K that relate to the limit of floor area on the top storey and concessions for steep sites, respectively. Mr Zylber states that the SEPP 1 objection is not needed but only submitted because of the assertion by the council that there is a breach of the development standard in cl 25I(7), including the benefits gained by the provisions in cl 25K.
25Clause 25K states:
25K Steep slope sites
Consent may be granted to a building on a site with a site slope greater than 15% that would:
(a) exceed the number of storeys controls in clause 25I (8) by only one storey for up to 25% of the building footprint, or
(b) exceed the height controls in clause 25I (8), but only by up to 3 metres for up to 25% of the building footprint, or
(c) take advantage of the concessions conferred by both paragraphs (a) and (b), but only for up to the same 25% of the building footprint.
26In considering the SEPP 1 objection, cl 25I(5) provides that the buildings on the site are not to have more than that the number of storeys provided in the Table to the subclause. For a site area greater than 2400 sq m, the Table indicates a maximum of 5 storeys. Clauses 25I(7), (8) and (9) relevantly state:
25I Site requirements and development standards for multi-unit housing
(1)
.
.
.
(7) Limit on floor area of top storey
In Zone No 2 (d3), where the maximum number of storeys permitted is attained, then the floor area of the top storey of a residential flat building of 3 storeys or more is not to exceed 60% of the total floor area of the storey immediately below it.
(8). Maximum number of storeys and ceiling height
Subject to sub clause (5) and clause 25K, buildings on land to which this Part applies are not to have:
(a) more storeys than the maximum number of storeys specified in Column 2 of the Table to this sub clause, or
(b) given the number of storeys in the building, a perimeter ceiling height greater than that specified in Column 3 of that Table.
27For the purposes of cl 25I(8) and for the Residential 2(d3) zone, the number of storeys in Column 2 of the Table is 4 (but not including top storey area reduced by sub clause 7). The perimeter ceiling height in Column 3 of the Table is 7.2 m, 10.3 m and 13.4 m for 2, 3 and 4 storeys, respectively.
(9) Any storey which is used exclusively for car parking, storage or plant, or a combination of them, in accordance with the requirements of this Ordinance and no part of which (including any wall or ceiling which encloses or defines the storey) is more than 1.2 metres above ground level, is not to be counted as a storey for the purposes of the Table to sub clause (8).
28The relevant definitions from cl 25B are:
ground level means the natural level of the ground before the erection of any building or carrying out of any work.
perimeter ceiling height means the vertical distance measured between ground level at any point and the topmost point of any ceiling where it meets, or where a horizontal projection of the ceiling would meet, any external or enclosing wall of the building
site slope means the proportion, expressed as a percentage, of the vertical difference in levels between the highest and lowest points of the ground level at the outer edge of the building footprint of proposed development to the horizontal distance between those same two points.
The applicant's submissions
29Mr Staunton submits that the interpretation of ground level is best addressed in Mark Markhoul v Parramatta City Council (2006) 148 LGERA 398 where Jagot J summarised other similar cases and considered the rules of interpretation. Mr Staunton places some emphasis on the Court of Appeal decision in Rizzi and Another v Rockdale Municipal Council (1994) 85 LGERA 113 (and referred to in Mark Makhoul ). In this case, the phrase "natural ground level" was qualified by the use of the word "existing". The Court held that the use of the word "existing" imposed a temporal requirement, which meant that natural ground level had to be determined at the time of the grant of consent. In this case, there is no temporal qualification. The qualification in this case is that the level must be the natural level of the ground prior to the erection of any building with a carrying out the work. That requires that a point be found where the level of the ground was at its natural level undisturbed by the erection of any building for the carrying out of work. A literal reading of the definition, giving "natural" its ordinary meaning as adopted in Rizzi and Mark Makhoul together with the use of the words "before the erection of any building" supports the applicant's interpretation.
30This is further supported by context and a purposive interpretation. The clear purpose of the provision in which the phrase "ground level" is found, is to limit the visual bulk of a proposed development by reference to ground levels. It follows that the obvious intended datum point would be the natural ground level, not an artificially modified level as being the relative level from where heights and storeys would be measured. In terms of context, it is relevant to note the different definition of ground level in cl 27 of the Ordinance (and which existed at the time cl 25B was included in the Ordinance). When the definition in cl 25B is read in the context of cl 27, it is apparent that the draftsperson intended that there would be a difference between the natural ground level and ground level existing at the time of lodgement of the development application.
31In relation to cl 25I(8), Mr Staunton submits that this provision needs to be understood so that a proper understanding of the operation of cl 25K can be made. Clause 25K allows for an additional storey or 25% of the building footprint for sites with a steep slope. The clear intention is to allow the building footprint to be levelled out without the need to step the building down the site. This allows a six-storey building element from that point up to the top of the building. Clause 25K allows 25% of the ground floor to be used as a residence which can be out of the ground by up to1.2 m. However, if the basement car park is also included at the same level and is used only for car parking, plant and storage and is less than 1.2 m out of the ground, it becomes a storey because of cl 25I(9). Even accepting that the council has upheld objections under SEPP 1 for similar configurations, Mr Staunton submits that, in this case, the car park and the residential component are not on the same storey as there is a minimum 1.3 m height difference between the two uses. On this basis, the car park does not constitute a storey because it is not less than 1.2 m out of the ground and the residential floor is a separate floor permitted under s 25K. Mr Staunton further submits that the floor area proposed under s 25K occupies only 15% of the building footprint and not the available 25%.
The council's submissions
32Mr Robson SC submits that in characterisation, it is necessary to have regard to the context in which the expression is used, and its purpose and policy ( Cranbrook School v Woollahra Municipal Council (2006) 66 NSWLR 379, Deputy Commissioner of Taxation v Mutton (1988) 12 NSWLR 104 and Commissioner for Railways v Agalianos (1995) 92 CLR 390). Accepting that it has been previously recognised that planning instruments infrequently exhibit internal inconsistency and apparent lack of logic ( Mark Makhoul [at 26]) Mr Robson submits that there are at least two other definitions of "ground level" within the Ordinance, neither of which are exactly the same as the definition in cl 25B. The definition dealing with "Business Centre Provisions" clearly identifies ground level is taken to be immediately prior to the lodgement of the development application. Similarly, the definition in cl 46, that regulates the height of buildings within the Ordinance area, has a similar approach.
33Mr Robson submits that "ground level", when used in cl 25 means the existing ground level prior to the carrying out of the works for the proposed development for the following reasons:
- the purpose of cll 25I(9) and 25K is to ensure that new multi-unit housing is of a suitable design and height and has an acceptable number of storeys for a particular site,
- the purpose of the definition is to establish the relevant datum to regulate the maximum number of storeys permissible on the site,
- the reliance on the meaning adopted by the council is consistent with the underlying planning purpose of the Ordinance relating to height and design, and
- the reliance on the meaning adopted by the council is consistent with the other definitions found within the Ordinance.
Findings
34The relevant definition from cl 25B is:
ground level means the natural level of the ground before the erection of any building or carrying out of any work.
35In considering the competing submissions, I agree with the conclusions of Mr Staunton for a number of reasons. First, the definition should be given its ordinary meaning. The fact that there are other different definitions of "ground level" in the Ordinance, in my view, supports the submissions of Mr Staunton. The definition in cl 25B post-dates the other definitions so it is clearly open for the Court to conclude that the draftsperson, for whatever reason, sought to distinguish the definition in cl 25B from the other definitions. Clearly, the draftsperson could have adopted either of the two existing definitions. I do not accept the submissions of Mr Robson that for the sake of consistency, the definition in cl 25B should be given a similar meaning to the other definitions when the terms of the definition in cl 25B suggest the opposite.
36Second, the terms of the definition support Mr Staunton's submissions. The definition contains no reference to a specific period of time or temporal requirement such as the time "immediately prior to the lodgement of the development application" in Part IV of the Ordinance. The relevant references, in terms of interpretation, are to the "natural level of the ground" and "before with the erection of any (my emphasis) buildings or carrying out of any work ". Without any temporal requirement, it is clearly open for the Court to conclude that a reference to the natural level of land is a reference to the state of the land in its natural state and prior to any man-made activities.
37Third, I do not accept the submission of Mr Robson that even adopting a purposive approach, the approach of the council to the definition would not necessarily establish a relevant datum to regulate the maximum number of storeys permissible on the site or provide a consistent approach for the height and design of any new buildings. In this case, the extent of cut on the site has influenced the assessment of the number of storeys and created a situation where there is an alleged breach of the storey requirement. If council's approach was extended to include land with fill, then the potential would exist for buildings to satisfy the storey requirement but have an increased height, form and design inconsistent with other sites that do not have the same level of fill.
38On the question of whether a SEPP 1 objection necessary I am satisfied that the question must be answered in the negative.
39If I am incorrect, I proposed to deal briefly with the SEPP 1 objection.