(c) Failure to address the issue of the sufficiency of protection available from the Indian authorities
46 The RRT found
· that "the Indian authorities in all the States where Naxalites are active are committed to providing their citizens with effective protection",
· that the Indian "Central and State governments have taken appropriate action against [the] perpetrators" of anti-Christian violence, and
· that if Mr Sowrimuthu feared persecution for reason of his Christian religion, "he would have recourse to the protection of the State".
Counsel for Mr Sowrimuthu submits that an essential finding is missing. This is that the protection available would be adequate to prevent Mr Sowrimuthu's subjective fear of persecution from being objectively well-founded. Counsel submitted that the issue is whether such protection as the Indian authorities do provide is "effective", that is, that the test is not simply whether they provide a 'system' of protection, but whether that system is adequate. Counsel referred to what I said (in which Burchett J and Whitlam J agreed) in Minister for Immigration & Multicultural Affairs v Prathapan (1998) 86 FCR 95 (FC) ("Prathapan") at 102, 104-105, and to the Full Court's reasons in A v Minister for Immigration & Multicultural Affairs (1999) 53 ALD 545 ("A") at [38]-[54].
47 In Prathapan, I expressly reserved (at 105-106) the question whether there is a "presumption" in the absence of evidence of a breakdown in state protection, that a country of nationality can provide to its nationals effective protection against persecution. A presumption of that kind had been approved by the Supreme Court of Canada in Re Attorney-General (Canada) & Ward (1993) 103 DLR (4th) 1 ("Ward") at 23. In Prathapan, I said that the Full Court's apparent approval of the relevant passage from Ward in Minister for Immigration & Multicultural Affairs v Thiyagarajah (1997) 80 FCR 543 was persuasive as to the general approach the Court should take.
48 Ultimately, however, Prathapan was decided on the basis that there was evidence establishing the existence of effective law enforcement and judicial systems in France and of the respect of the French government for human rights, and that the respondent had failed to prove he would not be given adequate protection. I stated (at 106):
"It is not countervailing evidence to show that the authorities cannot guarantee immunity from persecution and reprisals. The material on which Mr Prathapan relied did not even begin to suggest that level of ineffectuality of state protection that would allow or give rise to a real chance that he would be persecuted by the LTTE regardless of his resorting to the French authorities."
49 In A, the Full Court stated that the obligations imposed on states by the Convention is "conditioned upon the need for protection" (at [36]) and that a person "cannot be said to be at risk of persecution if she can access effective protection in some part of her state of origin" (also at [36], quoting from Hathaway, The Law of Refugee Status, Butterworths, Toronto, 1991 at 135 - my emphasis). The Full Court stated (at [38]):
"Ľthe language of Art 1A [of the Convention] focuses upon the well-founded fear of persons claiming Convention protection and their inability or unwillingness, owing to such fear, to avail themselves of the protection of the country of nationality. In that sense the willingness or ability of the country of nationality to provide protection is not the ultimate question. But it is a question which must be considered in the assessment of refugee status. The availability of protection in the country of origin or nationality is relevant to the existence of an objective basis upon which the well-founded fear of persecution that is necessary for Convention protection rests." (my emphasis)
50 Their Honours made the following observations concerning the approach to be taken in relation to the question whether effective protection is available:
· Firstly, there is no "golden rule" that a person may never be given refugee protection if the person comes from "a democratic country governed by the rule of law and with generally effective judicial and law enforcement institutions" (at [39]).
· Secondly, the proposition that "a person claiming refugee status is not ordinarily entitled to rely upon the supposed inadequacy of reasonable state protection available to him or her if it is not inferior to that available to a fellow citizen at risk of serious criminal harm for non-convention reasons" may need to be treated with caution (at [40]).
· Thirdly, the Court rejected the presumption which had been recognised in Ward that nations are capable of protecting their own citizens, and stated that the conclusion of the primary Judge, Nicholson J, in A, "that 'there is no foundation in authority or principle which should lead this court to accept the [Minister's] submission for the existence of a presumption in terms of Ward' is plainly correct" (at [41]). Their Honours characterised the rejected presumption as one "without a basic fact" and therefore as "a rule of law relating to the existence of a burden of proof [which] has no part to play in administrative proceedings which are inquisitorial in their nature" (also at [41]).
· Fourthly, the Court stated "the broad proposition that there must be information or material available to the decision-maker from some source or sources on the issue of effective protection", and added "[i]n some cases the claimant may have to do little more than to show that [he or she] falls within a particular class of person or possesses particular attributes to make out want of effective protection as a basis for a well-founded fear of persecution and inability or unwillingness to avail [himself or herself] of the relavant protection [while] [i]n other cases the claimant may face a very difficult task indeed" (at [43]).
Their Honours stated (at [42]):
"Thus the delegate may well have the view that a particular country is one which has effective judicial and law enforcement agencies, is governed by the rule of law and has an infrastructure of laws designed to protect its nationals against harm of the sort said to be feared by the claimants. In such a case and in the absence of evidence advanced by the claimant, the delegate will be entitled to reject the contention that the claimant is unable or unwilling because of a well-founded fear of persecution for a convention reason, to avail him or herself of the protection of that country…In other cases a delegate or the [RRT] might be apprised of information indicating that for persons of particular classes or circumstances the relevant protection was ordinarily not forthcoming from their state of nationality."
51 Counsel for the Minister relied on the decision of Beaumont J on 23 November 2000 in Minister for Immigration & Multicultural Affairs v Tas [2000] FCA 1657. In that case, his Honour thought that the RRT had addressed the wrong question, namely, whether the German authorities could "guarantee an adequate level of protection", rather than, as they should, according to his Honour, have done, "whether there [was] a reasonable willingness on the part of the law enforcement agencies and the courts to detect, prosecute and punish offenders" (at [55]). In this respect, his Honour followed the House of Lords in Horvath v Secretary of State for the Home Department [2000] 3 WLR 379, where their Lordships held, according to his Honour's summary, that "when determining whether there is sufficient protection against persecution in the person's country of origin, it is sufficient that there is in that country a system of criminal law which makes violent attacks by the persecutors punishable and a reasonable willingness to enforce that law on the part of the law enforcement agencies" (at [37]).
52 It may be that his Honour intended by his reference to "reasonable willingness" to incorporate a reference to the notion of effectiveness of enforcement. If not, what his Honour said would not be consistent with what the Full Court said in A, to which his Honour does not seem to have been referred. As Merkel J said, in summarising the effect of A in Paramanayagam v Minister for Immigration & Multicultural Affairs [2000] FCA 1744, "it [is] necessary that the decision maker form a conclusion about the effectiveness of the relevant State protection and do so on material presented by the claimant or on material otherwise available to the decision maker" (at [8]).
53 There was material before the RRT both ways as to the effectiveness of the Indian authorities' protection of the Christian minority against Hindu zealots. The RRT referred in its Reasons for Decision to the 2000 "Annual Report on International Religious Freedom: India" which dealt with the subject at length. That Report refers to many instances of violence done to Christians in India and of destruction of places of Christian worship and of the homes of Christians in that country. It also refers to some prosecutions and to other forms of action taken by the authorities designed to reduce the religious tensions. Ultimately, the treatment of this material was a matter for the RRT, not for this Court.
54 It is a sufficient answer to Mr Sowrimuthu's submission to say that in my opinion, when the RRT said that the Indian authorities in the states where Naxalites were active were "committed" to providing the citizens with effective protection, and described the action taken by governments against the perpetrators of religious persecution as "appropriate", and said that Mr Sowrimuthu "would have recourse to the protection of the state", it was deciding as a matter of fact, based on the country information before it, that Mr Sowrimuthu would have recourse to protection which would be effective to safeguard him. Whether I would have reached that conclusion on the material which was before the RRT is beside the point. Of course, there can be no guarantee, no matter how effective State protection is, that an instance of ineffectiveness will not occur. But that possibility does not signify that a person is "unable" to avail himself or herself of state protection or that his or her fear of persecution is well-founded, for the purposes of the Convention definition of "refugee"; cf Minister for Immigration & Multicultural Affairs v Kandasamy [2000] FCA 67 at [51] per Whitlam and Carr JJ.