Ground 7: The judge erred in ruling that he would not permit evidence of alibi to be called
29 It is convenient to deal with these two grounds together. Each of these two grounds involves the person Monique Woolbank.
30 Monique Woolbank is the cousin of the appellant, and a statement was taken from her by the police on 29 October 2002. According to her, the appellant was known to her as "Skondo" and the statement recorded in a police notebook contained these paragraphs:
"On 27th September 2002 my cousin, Shane Skondin, whose date of birth is 10/5/1972 got out of gaol. He came and saw me and I said he could come and stay with me. He came back that night with his gaol stuff. The next day he picked up some bags from his grandmother's place with his clothes. He put those in the spare room at my place. Up until Shane got locked up at Sutherland on 14 October '02, he was staying with me.
He used to go and visit Natasha Maher from Coogee and also Rebecca Grey at Redfern. When Shane got arrested by police at Sutherland he had stayed at my house almost every night for the previous week."
31 A copy of that statement was served with the Crown brief and it did not express an alibi, although it certainly invited inquiry of Ms Woolbank on behalf of the appellant as to whether she was in a position to afford the appellant an alibi. However, nothing was done to address this issue before the appellant's trial began. No notice of alibi was given prior to the trial, and although Ms Woolbank was present at court during the trial, she was not called to give evidence. For the purposes of these two grounds it is necessary to understand why she did not enter the witness box.
32 Affidavit evidence was introduced on the hearing of this appeal from the Crown Prosecutor and from trial counsel for the appellant. There is some conflict in the evidence from these sources as to what happened concerning this witness after the trial began. Prior to the commencement of the evidence, the jury had been alerted concerning the possibility that that witness would be called or, at least, to the possibility that her name might be mentioned in the course of the evidence. However, according to the prosecutor, once it became apparent at the commencement of the trial that the appellant did not dispute his prior association with the victim, a decision was made by the prosecutor that Ms Woolbank's evidence was not required. The Crown had apparently earlier perceived that it would have been desirable to have her evidence that the appellant was called "Skondo", affording some support for the victim's assertion that he had known "Skondo" since 1999.
33 This trial began on Wednesday 15 October 2003. The summing up began on Thursday 23 October, and the jury returned with its verdict on Friday 24 October 2003. Prior to the close of the case for the prosecution, the prosecutor informed trial counsel for the appellant that it was not proposed to call Ms Woolbank. It appears that that advice was given on the morning of Wednesday 22 October. On the previous Friday trial counsel for the appellant had interviewed Ms Woolbank and in the course of that interview Ms Woolbank stated that the appellant had stayed at her home from 27 September 2002 to 14 October 2002.
34 Summarising what Ms Woolbank told counsel on 17 October 2002, the appellant lost his key to her flat early in his stay and Ms Woolbank declined to give him a replacement key. Instead, she required him to be home by 8.00 pm to 9.00 pm at night. Ms Woolbank had recently had a baby, and she did not wish him disturbing her after 9.00 pm by ringing the buzzer to gain entry to the flat.
35 Ms Woolbank did not then directly assert that the appellant was at home with her on the night of the stabbing but when the Crown Prosecutor approached the witness at court on the morning of 22 October 2003 and advised her that she was not required as a witness, Ms Woolbank told the prosecutor that she had informed trial counsel for the appellant that the appellant was at home with her on the night of the stabbing. The prosecutor then repeated this to the appellant's counsel.
36 At this stage in the proceedings, no notice of alibi had been given.
37 I have set out this history of events in some detail because it affords the background to what led up to the rulings giving rise to these two grounds of appeal.
38 On 22 October 2003, trial counsel for the appellant, proceeded to assert in front of the jury: "The Crown's aware of an alibi that this witness has and the Crown has chosen not to call her [Ms Woolbank]" (T 241). This was an inappropriate comment.
39 The following exchange then occurred (T 243):
"HIS HONOUR: Has notice been given of an alibi?
[TRIAL COUNSEL]: No your Honour, I didn't know anything about it.
HIS HONOUR: How can you have the effrontery to say that in front of the jury that the Crown is aware of an alibi.
[TRIAL COUNSEL]: Because the Crown informed me this morning that they would not be calling Ms Woolbank. She was a witness that was proposed to be called by the Crown and attended here pursuant to a request of the Crown to give evidence. The Crown informed me--
HIS HONOUR: [Counsel] you know the rules about alibi.
[TRIAL COUNSEL]: Yes, this is a very different situation.
HIS HONOUR: Why did you raise the question of alibi in front of the jury when you have not given notice of alibi
[TRIAL COUNSEL]: I was not going to take the witness to that material. I was trying to indicate the relevance of it.
HIS HONOUR: [Counsel]--
[TRIAL COUNSEL]: The material as to the investigation--
HIS HONOUR: [Counsel]--
[TRIAL COUNSEL]: -- and the whole way in which the police have approached this matter has been something that has not been a situation that has been fair and appropriate to the accused. The Crown were aware of this witness and have chosen not to call her.
It is material that was anticipated in the Crown case. It's the Crown's evidence that the Crown has decided not to call. It's not the accused's evidence.
HIS HONOUR: [Counsel], if you want to abide by the rules you have got to give notice. You haven't given notice. The Crown is not therefore on notice of any alibi. The Crown is not obliged to call witnesses it doesn't wish to call. You know that.
[TRIAL COUNSEL]: This is an Apostolidis situation.
HIS HONOUR: You haven't raised an Apostolidis situation…"
40 Then (at T 245-247):
"HIS HONOUR: [Counsel] tell me what your application is?
[TRIAL COUNSEL]: That the evidence of Ms Woolbank will be admitted.
HIS HONOUR: You can call her if you want to.
[TRIAL COUNSEL]: She is relevant and appropriate and gives evidence pertinent to the allegations in the Crown case
HIS HONOUR: That doesn't--
[TRIAL COUNSEL]: The Crown case opened that they would call her.
HIS HONOUR: That does not prevent you from calling her.
[TRIAL COUNSEL]: It doesn't prevent me, but it is appropriate that the Crown calls the appropriate witness.
HIS HONOUR: You know that I can't ask the Crown to call her, if that's what you're asking me to do.
[TRIAL COUNSEL]: I am not asking your Honour to force the Crown to, but I am indicating to your Honour that pursuant to Apostolidis that this evidence is within the parameters of the Crown--
HIS HONOUR: It's no good. If you make the application to tell the Crown to call her you know that I can't do that.
[TRIAL COUNSEL]: I think your Honour can tell the Crown.
HIS HONOUR: Is that what you're asking me to do? You are asking me to order the Crown to call Ms Woolbank.
[TRIAL COUNSEL]: Yes, your Honour.
HIS HONOUR: Let me read this very carefully.
[TRIAL COUNSEL]: Your Honour needs me to --
HIS HONOUR: -- Just let me read it very carefully first of all. I have read that; [counsel] there is absolutely no basis in that statement upon which I could possibly take the drastic step of ordering the Crown to call that witness. If in fact I had any such power and it certainly not a situation where I would cause the calling of Ms Woolbank myself, so your application is refused.
[TRIAL COUNSEL]: Further, I don't wish to cavil with your Honour's ruling, but--
HIS HONOUR: Good.
[TRIAL COUNSEL]: -- But I will indicate to your Honour that the statement, there is additional material to the statement, that being that Ms Woolbank would say, as I understand it, that on 12 October that she was at home with her child and that the accused was at home with her. And I perused the material, in the expectation as I have been informed by the Crown, that that would be the evidence that she would give.
CROWN PROSECUTOR: Let's be clear. Apparently this is what Ms Woolbank told [counsel] last week and that I was informed of this morning. If the basis of the application is to in fact call the alibi evidence, which appears to be the first application that should be made, if your Honour which the Crown would oppose because it doesn't accord with the legislation, if your Honour did allow the adducing of alibi evidence then the Crown would call her, but based on the evidence given in the statement by Ms Woolbank last year there is nothing material in that statement to this case."
41 The judge correctly informed counsel that he was not prepared to allow cross examination of Constable Morrison as to evidence that Ms Woolbank might be able to give. Thereafter counsel for the appellant sought a ruling on the admissibility of alibi evidence and the Crown indicated its opposition (at T 248):
"[TRIAL COUNSEL]: Your Honour should rule about on the question of the admissibility of the alibi.
HIS HONOUR: We haven't got to your case yet.
[TRIAL COUNSEL]: Your Honour it is appropriate and I appreciate that notice has not been given until now at this point in time. But it is still within the Crown case and, as I understand it, any material to be led by the Crown contradicting any alibi needs to be done during the Crown case. And if I am to be permitted to lead evidence about it, then the fact is that your Honour has to provide leave in these circumstances for the evidence to be called. And being still in the Crown case it would be appropriate for any case in reply so far as the material concerned to be led in the Crown case. So in my respectful submission it is appropriate for your Honour to deal with the admissibility of any alibi question now.
HIS HONOUR: What do you say Madam Crown?
CROWN PROSECUTOR: Well, your Honour, the Crown having not been provided with the notice of the alibi in accordance with the Criminal Procedures Act that being 21 days before the date when the trial date was set, the Crown would oppose the leading of the alibi evidence. And it is not as though it is something that would not have come to the attention of the accused certainly back when notice was required to be served.
[TRIAL COUNSEL]: That is because it was indicated to be a Crown witness…"
42 His Honour treated what had occurred as being an application by counsel for leave to adduce evidence in support of an alibi. His Honour refused leave for the proposed alibi evidence to be given, and in the course of his reasons identified the grounds of his refusal:
"It is common ground that notice of the alibi in accordance with the statutory requirements was not given. The reasons given for the defence not giving that notice are: firstly that the accused himself has no idea where he was on that night; and secondly that the precise evidence of Ms Woolbank as to the alibi did not become available until during the course of this trial. It is also put that there is no prejudice to the Crown in the evidence now being called because no further investigation by the police could, or would have been possible.
As to the latter I am entirely unconvinced. It may be in certain cases that further investigation by the police will not reveal any further material. But I am of the view that in this case further investigations may have been possible by the police both in the form of further questioning of Ms Woolbank and in the form of questioning of others, and in particular, neighbours of Ms Woolbank, and in fact other people as well, depending upon answers received to further questioning of those people.
However, the telling aspect, in my view, in respect of this application is that nothing was done in response to the serving of the statement of Ms Woolbank. The defence was on notice from an early stage that Ms Woolbank would say that the accused had stayed at her house almost every night for the week previous to 14th of October 2002. It was a simple step from there to ask her whether she had any recollection as to the night of the 12th of October 2002.
That should have been done if there was any intention to rely upon an alibi of the nature that is now proposed. And the fact that it was not done, and that the proposed evidentiary material emerges only now during the course of the case, combined with the possible prejudice to the Crown, is in my view fatal to the application. Accordingly I refuse leave for the proposed alibi evidence now to be called."
43 In short, his Honour took the view that since the appellant was aware from 2002 that Ms Woolbank would say he was staying with her at the relevant time, there was ample opportunity well before the trial for the appellant to have ascertained from Ms Woolbank that she could afford evidence of an alibi. In my opinion, the judge was correct to so conclude.
44 It is the second reason given by the judge which leads me to conclude that the exercise of judicial discretion miscarried. The Crown did not advance any specific evidence of prejudice. It did not refer to opportunities for investigation that had been lost.
45 In order to introduce the evidence in support of an alibi, the appellant was required by s 150 of the Criminal Procedure Act to give notice "before the end of the prescribed period": s 150(2). The "prescribed period" was defined in s 150 as meaning "the period commencing at the time of the accused person's committal for trial and ending twenty-one days before the trial is listed for hearing": s 150(8).
46 Had the appellant given the prescribed notice twenty-one days before the trial was listed for hearing, leave to introduce evidence of the alibi would not have been required. Whatever investigations that could have been taken by the Crown twenty-one days before the trial could presumably have been taken during the trial, had leave been granted, without significant disruption of the trial. Ms Woolbank was certainly available for questioning, and the Crown did not assert there was any particular avenue of inquiry that had been lost to it.
47 A court should be slow to refuse a leave application under s 150(2) unless prejudice arises such as is incapable of being addressed without significant disruption of the trial. In my opinion, in the circumstances of this case the judge erred in the exercise of his discretion in refusing leave to introduce evidence of alibi.
48 Ground 7 has been established.
49 Ground 6, however, has not been established. The application made to the judge, as the extract of the transcript set out above discloses, was an application that the judge direct the Crown to call the witness, Ms Woolbank. It was not for the judge to direct the Crown to call Ms Woolbank, and his Honour made no error in declining the application to do so: see The Queen v Apostilides (1984) 154 CLR 563.
50 The significance of the ruling concerning alibi evidence is to be assessed by reference to what has been referred to in the amended grounds of appeal as