Nauru Declaration Challenge - Precluded?
189 Question 7 is in the following terms:
7. Is the Plaintiff precluded from challenging the validity of the Second Defendant's declaration of Nauru under s 198A(3) of the Migration Act by reason of his application pursuant to s 198C of that Act which led to him being granted a temporary protection visa on 25 February 2004?
190 It is common ground that on 2 October 2001 the second defendant made a declaration under s 198A(3) of the Migration Act in respect of the Republic of Nauru. The plaintiff has challenged the validity of that declaration. It is also accepted that the plaintiff applied for determination of his refugee status by the Tribunal on 29 September 2003. The Tribunal conducted a hearing presumably after notifying the Secretary of the second defendant's Department of the application in accordance with the provisions of s 418(1) of the Migration Act. On 18 December 2003 the Tribunal determined that the plaintiff was a refugee within the provisions of the Convention. The second defendant's successor as Minister granted him a protection visa on 25 February 2004.
191 The defendants have contended that the plaintiff is by reason of his application to the Tribunal which led to the grant to him of a protection visa, 'precluded' from attacking the validity of the second defendant's declaration in respect of the Republic of Nauru pursuant to s 198A(3) of the Migration Act and for making any claims which depend on the proposition that the declaration was invalid.
192 The plaintiff complains that no particulars of the basis of the preclusion have been provided and that the pleadings only assert that the plaintiff is precluded from attacking the validity of the declaration in respect of Nauru from advancing claims based on its invalidity. The plaintiff points out that the preclusion pleading does not prevent the plaintiff in any way from arguing, as he does now, that he was never an 'offshore entry person' and accordingly that the plaintiff was never subject to the provisions of s 198A(1) of the Migration Act.
193 The plaintiff contends therefore that if it be determined that he did not become an 'offshore entry person' on entry to Christmas Island or that he ceased to be an 'offshore entry person' on the circumstances of his entry to Perth, the question does not arise.
194 In any event the plaintiff argues that it was open to the second defendant's Department on receipt of notice of the plaintiff's application to the Tribunal to draw to the attention of the Tribunal the preclusion argument which is now advanced. Had that occurred, the Tribunal could have put the plaintiff to an election. The plaintiff contends that having failed to adopt that course the defendants cannot now be heard to complain and to argue that the plaintiff is precluded from challenging the validity of the second defendant's declaration (Ward v Western Australia (1995) 40 ALD 250).
195 The plaintiff points to the limited nature of the pleading advanced by the defendants which was to the effect that the plaintiff could only apply to the Tribunal 'if the plaintiff was in fact and in law a transitory person at all relevant times' and by reason of his application which led to the grant of a temporary protection visa 'by the second defendant's successor as Minister', the plaintiff is 'precluded' from attacking the validity of the declaration, and from 'making any claims which depend on the proposition that the declaration was invalid, with the result that he would not have been taken to another country under s 198A of the Migration Act'. In the absence of any particulars of the preclusion he says he is left to guess whether this is by reason of estoppel, waiver, election, waiver by election of some other combination of these notwithstanding the requirements of O 11 r 10 FCR which requires that an estoppel must specifically be pleaded setting out the facts relied upon: Laws Holdings Pty Ltd v Short (1972) 46 ALJR 563 at 571 per Gibbs J.
196 Nothing is pleaded as to the knowledge of the plaintiff actual or constructive at the time he applied to the Tribunal and there is no evidence or agreed facts in relation to that issue.
197 The defendants however contend that on the agreed facts the process that the plaintiff invoked under s 198C of the Migration Act was available to him only if a valid declaration had been made in relation to Nauru under s 198A(3). It is contended that by invoking s 198C, the plaintiff therefore accepted a benefit on the basis that the declaration had been made.
198 For this argument, the defendants point to the relevant provisions of s 198C of the Migration Act which provide:
198C Certain transitory persons entitled to assessment of refugee status
(1) If a transitory person is brought to Australia under section 198B and remains in Australia for a continuous period of 6 months, then the person is entitled to make a request under this section.
(2) The person may make a request to the Refugee Review Tribunal for an assessment of whether the person is covered by the definition of refugee in Article 1A of the Refugees Convention ...
(8) If the Tribunal decides that the person is covered by the definition of refugee in Article 1A of the Refugees Convention …:
(a) the Minister must determine a class of visa in relation to the person for the purposes of this subsection; and
(b) if the person later makes an application for a visa of that class, then section 46B does not apply to the application.
…
199 From these provisions the defendants argue that only a 'transitory person' may make a request to the Tribunal for an assessment of that person's refugee status. 'Transitory person' is an expression defined in s 5(1) of the Migration Act relevantly as being 'an offshore entry person who is taken to another country under s 198A'. Section 198A provides as follows:
198A Offshore entry person may be taken to a declared country
(1) An officer may take an offshore entry person from Australia to a country in respect of which a declaration is in force under subsection (3).
(2) The power under subsection (1) includes the power to do any of the following things within or outside Australia:
(a) place the person on a vehicle or vessel;
(b) restrain the person on a vehicle or vessel;
(c) remove the person from a vehicle or vessel;
(d) use such force as is necessary and reasonable.
(3) The Minister may:
(a) declare in writing that a specified country:
(i) provides access, for persons seeking asylum, to effective procedures for assessing their need for protection; and
(ii) provides protection for persons seeking asylum, pending determination of their refugee status; and
(iii) provides protection to persons who are given refugee status, pending their voluntary repatriation to their country of origin or resettlement in another country; and
(iv) meets relevant human rights standards in providing that protection; and
(b) in writing, revoke a declaration made under paragraph (a).
(4) An offshore entry person who is being dealt with under this section is taken not to be in immigration detention (as defined in subsection 5(1)).
(5) In this section, officer means an officer within the meaning of section 5, and includes a member of the Australian Defence Force.
200 The defendants' contention is that a person can be 'taken to another country under s 198A' only if a declaration is in force in respect to that country under s 198A(3).
201 By now seeking to impugn the validity of the declaration that Nauru met the criteria prescribed in s 198A(3), the plaintiff necessarily attacks the proposition that he was taken to 'another country under section 198A'. He therefore attacks the proposition that he was a 'transitory person'.
202 It will be recalled that the plaintiff submits that the problem is avoided by the plaintiff's argument that he was never an offshore entry person. However, that submission as with the direct attack on the declaration under s 198A(3) would have the additional consequence, were it correct, that the plaintiff was not a 'transitory person'.
203 The defendants rely on a number of legal principles to support their contention that the plaintiff is precluded from attacking the declaration. One of those principles is found in the doctrine of approbation and reprobation or inconsistency of conduct as described by Lord Russell in Evans v Bartlam [1937] AC 473 at 483 or in more modern terms as discussed by the High Court in Commonwealth v Verwayen (1991) 170 CLR 394. In the latter case the following passage appears (at 421) in the judgment of Brennan J observing that the doctrine of approbation and reprobation:
precludes a person who has exercised a right from exercising another right which is alternative to and inconsistent with the right he exercised as, e.g., where a person "having accepted a benefit given him by a judgment, cannot allege the invalidity of the judgment which conferred the benefit": Evans v. Bartlam [1937] 2 All E.R., at p. 652., per Lord Russell of Killowen.
(More recently again, the relationship between the doctrine of approbation and reprobation and the doctrine of election was considered in Agricultural and Rural Finance Pty Ltd v Gardiner (2008) 251 ALR 322 where Gummow, Hayne and Kiefel JJ (with whom Heydon J relevantly agreed) said (at [56]-[58]) (case citations omitted):
[56] In this court an intentional act, done with knowledge, whereby a person abandons a right by acting in a manner inconsistent with that right has been described as the "waiver" of that right. But as later demonstrated, many such cases are applications of the doctrine of election between inconsistent rights. The same may be said of election between inconsistent remedies such as damages and an account of profits.
[57] It should be noted that the equitable doctrine of election has a distinct character and application, and, as explained by Viscount Maugham in Lissenden v CAV Bosch Ltd has no connection with the common law principle putting a party to an election between alternative rights or remedies. Equity fastens upon the conscience of a party taking under a deed or will and requires the party to choose between taking the benefit and accepting the burden of any stipulated conditions or rejecting the benefit. Viscount Maugham explained in this connection that the phrase "you may not both approbate and reprobate", which as derived from the civil law and "from the northern side of the Tweed", when used in English law was but a synonym for the equitable doctrine of election.
[58] The doctrine of election is long established at common law. As Jordan CJ pointed out in O'Connor, "[s]ince the days of the Year Books it has been recognised that you cannot have the egg and the halfpenny too". If, then, something happens which gives rise to the existence of two alternative rights, and one of those rights is satisfied, the other is no longer available. … (emphasis added)
204 In this case, the defendants seize on the words 'If, then, something happens which gives rise to the existence of two alternative rights, and one of those rights is satisfied, the other is no longer available …'.
205 As a transitory person who had been in Australia for more than six months, the plaintiff was entitled to, and did, accept the benefit granted by s 198C of the Migration Act, namely, the right to make a request to the Tribunal for an assessment as to whether he was a refugee. Following notification of the Tribunal's decision, the second defendant's successor as Minister granted the plaintiff a temporary protection visa. That was the process by which the plaintiff was ultimately able to remain in Australia.
206 The distinction between the positions advanced by the parties appears to boil down to the plaintiff's submission that there is a requirement that the defendants 'put the plaintiff to an election'.
207 For present purposes, the question is whether, even if it be assumed that the plaintiff had no idea that his application to the Tribunal constituted an 'election' of any description, that he should still be bound by such an election. I accept for present purposes the plaintiff's submission that there is no evidence that the plaintiff was so aware.
208 It appears to me, however, that the doctrine of election absorbed the doctrine of approbation and reprobation. It is evident from the passage in Agricultural and Rural Finance 251 ALR 322 at [56] that (as explained by Viscount Maugham) the equitable doctrine of election has a distinct character and application and has no connection with the common law principle of putting a party to an election between alternative rights or remedies.
209 The plaintiff argues that the facts and circumstances in the cases relied on by the defendants bear no resemblance to the current circumstances. To the contrary, he argues that the closest parallel is Hollis v Vabu (2001) 207 CLR 21 where it was held (at [31]) that a concession in the Court of Appeal did not bind a party on appeal in the High Court. The plaintiff relies on a contract case of Peyman v Lanjani [1985] Ch 457 in which Slade LJ held that where a party to a contract was faced with a choice whether to affirm or rescind the contract, in order to render his election irrevocable he had to have knowledge not only of the facts which gave rise to the election but also of the right of election itself. A person could not be treated as having elected to affirm a contract unless he had unequivocally demonstrated to the other party that he intended to proceed with it. The issue of election was a question of fact to be decided on the evidence.
210 Although question 7 had been agreed between the parties to be an agreed preliminary question, the plaintiff now contends that the absence of evidence or agreed facts as to the plaintiff's knowledge either of the relevant facts including the pleadings in the present case or of his rights means that the defendants should not be permitted to circumvent the deficiencies of the pleading by way of a preliminary question.
211 In my view the doctrine of election as discussed in Agricultural and Rural Finance 251 ALR 322 does not require the putting of a party to an election and nor does it require that the intentional act be done with knowledge as to the legal consequences of proceeding with that intentional act.
212 The plaintiff originally agreed that this issue could be determined as a preliminary question and, in my view, was right to do so. Although the conclusion I have reached in the next question means that the plaintiff is not prejudiced by an answer in the affirmative to this question, I conclude that the question should be answered in the affirmative. The preliminary question should be answered 'yes'.
213 Question 8 is as follows:
8. If the answer to Question 7 is no, does any of the criteria in s 198A(3) of the Migration Act constitute a jurisdictional fact, the existence of which is relevant to the validity of the Second Defendant's declaration of Nauru under s 198A(3) of the Migration Act?
214 Question 8 in my view does not fall to be answered because the answer to question 7 is 'yes'. Nevertheless, I will go on to consider the argument.
215 It is contended for the plaintiff that the existence of each of the criteria set out in s 198A of the Migration Act is a 'jurisdictional fact', proof of the existence of which is essential to the valid exercise of the jurisdiction conferred by s 198A of the Migration Act upon the Minister. The defendants contend that it is not open to go behind the Minister's declaration or that the making of the declaration is not reviewable. The plaintiff contends that each of the criteria set out in the section is a 'jurisdictional fact', the existence of which is relevant to the validity of the second defendant's declaration.
216 Section 198A provides as follows:
198A Offshore entry person may be taken to a declared country
(1) An officer may take an offshore entry person from Australia to a country in respect of which a declaration is in force under subsection (3).
(2) The power under subsection (1) includes the power to do any of the following things within or outside Australia:
(a) place the person on a vehicle or vessel;
(b) restrain the person on a vehicle or vessel;
(c) remove the person from a vehicle or vessel;
(d) use such force as is necessary and reasonable.
(3) The Minister may:
(a) declare in writing that a specified country:
(i) provides access, for persons seeking asylum, to effective procedures for assessing their need for protection; and
(ii) provides protection for persons seeking asylum, pending determination of their refugee status; and
(iii) provides protection to persons who are given refugee status, pending their voluntary repatriation to their country of origin or resettlement in another country; and
(iv) meets relevant human rights standards in providing that protection; and
(b) in writing, revoke a declaration made under paragraph (a).
(4) An offshore entry person who is being dealt with under this section is taken not to be in immigration detention (as defined in subsection 5(1)).
(5) In this section, officer means an officer within the meaning of section 5, and includes a member of the Australian Defence Force.
217 From the foregoing it is clear that the existence of a country in respect of which a declaration is in force is essential to the operation of the section. The plaintiff's challenge to the validity of the declaration is that as a matter of objective fact, Nauru did not satisfy the criteria specified in the various sub-paragraphs of s 198A(3)(a).
218 For the defendants it is contended that all that is required for a valid exercise of the power under s 198A(3) is that the Minister 'declare in writing' that a specified country meets the four identified criteria. No preconditions on the exercise of the power are imposed. In particular, no objective existence of any of the criteria are set out as preconditions and on the face of the subsection the power is not even conditioned on the Minister being 'satisfied' that the criteria are met. The defendants' jurisdictional argument is that even if the plaintiff could make out his allegation that Nauru did not at relevant times objectively satisfy one or more of the four criteria, that would not lead to the invalidity of the declaration. That is so because in relation to Nauru it is accepted and there can be no doubt that the necessary declaration in writing was made and was in existence at the relevant time.
219 It is relevant to distinguish between a submission that ministerial decisions are not reviewable on the one hand (a submission not made for the defendants) and on the other hand, a submission that as a matter of construction there are no jurisdictional facts within in s 198A(3). Earlier in this proceeding (in P1/2003 [2003] FCA 1029 at [49]-[50]), French J (as his Honour then was) said:
49 So far as the ministerial declaration under s 198A(3) is concerned, the form of that subsection does not in terms condition the power to make a declaration upon satisfaction of the standards which are its subject matter. The form of the section suggests a legislative intention that the subject matter of the declaration is for ministerial judgment. It does not appear to provide a basis upon which a court could determine whether the standards to which it refers are met. Their very character is evaluative and polycentric and not readily amenable to judicial review. That is not to say that such a declaration might not be invalid if a case of bad faith or jurisdictional error could be made out. In my opinion, however, the argument against the validity of the declaration faces a significant threshold difficulty. It does not support the view that there is a seriously arguable case.
50 The balance of convenience in a practical sense may be said to favour the plaintiff, but the case against validity both as to the declaration and the legislation is, at this stage, so insubstantial that it would not justify making an order to restrain the removal of the plaintiff from Australia.
220 Further, in P1/2003 [2003] FCA 1370 at [14], Nicholson J refused to extend time to permit an appeal from the judgment of French J (as his Honour then was) after referring to the above reasoning with approval and observing that the appeal would have insufficient prospects of success.
221 There is precedent for the correct approach in relation to the plaintiff's contention. There is no bad faith or jurisdictional error challenge made in relation to the declaration. The Full Court in Eremin v Minister for Immigration, Local Government and Ethnic Affairs (1990) 21 ALD 69 considered a challenge to a decision to refuse to grant an extended eligibility entry permit. The circumstances in that case were that the regulations provided that the criteria for the entry permit were to operate by reference to the specification of various states of affairs identified by the Minister in a notice published in the Gazette. The criteria in turn were taken from the Migration Regulations. Amongst the arguments advanced in Eremin was the submission that the relevant regulation was beyond power because the question whether any of the events or circumstances stipulated had actually existed was one of fact. The Full Court constituted by Lockhart, Gummow and Foster JJ held that as the regulation used terms such as 'substantial', 'significant' and 'major', questions could arise as to the state of affairs in other countries which involved issues very much of degree rather than of 'indisputable fact'. The Court held the view that the resolution of such issues was conveniently reposed in the Minister.
222 Equally, as observed by Nicholson J in Plaintiff P1/2003 157 FCR 518 words in s 198A(3) such as 'protection', 'access', 'effective' and 'relevant standards' have a similar subjective content. However, his Honour went on to say that the issues could only be determined by proper argument and they were not rendered obviously futile by Eremin. However, in that particular decision of his Honour, what fell for consideration were the current arguments against a strike out standard. As Sackville J observed in Seven Network Ltd v News Ltd (No 4)(2005) 214 ALR 686, (at [14]):
It is only a very clear case indeed that will justify the summary intervention of the Court, since litigants are not to be deprived the right to submit genuine controversies for determination: Dey v Victorian Railways Commissioners (1949) 78 CLR 62 at 91‑2 per Dixon J. Accordingly, the power to order summary judgment should be exercised with great care and should never be exercised unless it is clear that there is no real question to be tried: General Steel Industries Inc v Cmr for Railways (NSW) (1964) 112 CLR 125 at 129-30 per Barwick CJ; Fancourt v Mercantile Credits Ltd (1983) 154 CLR 87 at 99; 48 ALR 1 at 10 per curiam. A Full Court of this Court in Australian Building Industries Pty Ltd v Stramit Corp Ltd [1997] FCA 1318, approved the formulation of Millett J in Lonrho Plc v Fayed (No 2) [1992] 1 WLR 1 (Ch D) at 5; [1991] 4 All ER 961 at 965 as follows:
A plaintiff is entitled to pursue a claim in these courts however implausible and however improbable his chances of success. Unless the defendant can demonstrate shortly and conclusively that the plaintiff's claim is bound to fail or is otherwise objectionable as an abuse of process of the court, it must be allowed to proceed to trial. [Emphasis added]
223 However, the appropriate standard in answering the present agreed preliminary questions is the conventional civil standard of balance of probabilities. As with Eremin, the criteria contained in s 198A(3) are not criteria which admit of answers by reference to indisputable fact. See also Timbarra Protection Coalition Inc v Ross Mining NL (1999) 46 NSWLR 55. Debates even about what evidence may be relevant in order to prove the existence or absence of such criteria would be substantial. It is improbable that Parliament would have intended that Australian courts should without clear legislative imprimatur make judgements with public effect about whether other countries meet relevant human rights standards. The criteria in s 198A(3)(a), in my view, are iconically the province of the Executive.
224 The broad ranging and subjective nature of the considerations involved in the criteria and the fact that opinions for and against could be so varied make it clear that the criteria do not set out straightforward objective standards.
225 It follows, in my view, that the criteria do not constitute jurisdictional facts. The answer to question 8 must be 'no'.
226 Question 9 is as follows:
9. If the answer to Question 7 is 'yes' or the answer to Question 8 is no, is the declaration made by the Second Defendant on 2 October 2001, that the Republic of Nauru is a declared country under s 198A(3) of the Migration Act, invalid?
227 Question 9 falls to be answered because the answer reached in relation to question 7 is 'yes' and the answer reached in relation to question 8 is 'no'. The question then is the validity of the declaration.
228 For the plaintiff it is now contended that it was inappropriate to answer this question. The plaintiff contends, although I have ruled to the contrary, that the answers to questions 7 and 8 should be 'no' and 'yes' respectively. The plaintiff contends (now) that question 9 should not be answered at this stage because additional evidence would be required in order to reach the answer.
229 Neither party advances extensive submissions in relation to question 9. Although the plaintiff contends that it is inappropriate to answer question 9, in my view, given that the answer to question 7 is 'yes' and the answer to question 8 is 'no', the answer to question 9 must also be 'no', that is to say, there is no basis upon which the validity is capable of challenge, no pleaded basis and no evidentiary basis on the agreed facts on which the declaration is open to challenge. Quite properly, of course, the plaintiff has not pleaded bad faith or Wednesbury unreasonableness (Associated Provincial Picture Houses Ltd v Wednesbury Corporation [1948] 1 KB 223) which if established may invite altogether different arguments.
230 The answer to question 9 is 'no'.
231 Question 10 is in the following terms:
10. If the answer to Question 7 is 'yes' or the answer to Question 9 is no, did s 198A of the Migration Act authorise officers or agents of the First Defendant to take the Plaintiff from Christmas Island to Nauru, via Perth, on 28 and 29 December 2001?
232 It is now contended for the plaintiff that question 10 is inappropriate to answer.
233 As the plaintiff observes it is common ground that officers of the first defendant caused the plaintiff to be flown without his consent to Nauru via Perth. The plaintiff accepts that if he fails in the previous questions 7, 8 and 9 that question 10 would have to be 'yes'. The defendants, of course, contend that the correct answer is 'yes'.
234 The basis for the defendants' contention is that s 198A(1) of the Migration Act empowered officers to take an offshore entry person from Australia to Nauru assuming that the Minister's declaration was valid. By reason of s 198A(2), that power also included the power, whether within or outside Australia, to 'place the person on a vehicle or vessel'. A vessel includes an aircraft pursuant to s 5(1) of the Migration Act. The fact that the aircraft was flown via a third point (Perth) does not provide a foundation for any conclusion that the plaintiff was not taken to a declared country within the meaning of s 198A(1).
235 It follows that question 10 should be answered 'yes'.