Characterisation of s 91R(3) and sufficient connection with alternative heads of power
44 Section 91R(3) operates to limit the circumstances in which the respondent may be satisfied that an applicant satisfies the criteria for the grant of a visa where a sur place claim is made. It does so by excluding from the respondent's consideration of the criterion expressed in s 36(2) of the Act and cl 866.221 of Sch 2 of the Regulations any conduct engaged in by the applicant that is engaged in for the purpose of strengthening the applicant's claim to be a refugee, and by placing the onus on the applicant to satisfy the respondent that such conduct was not engaged in for that purpose. The provision therefore operates to define the circumstances under which certain non-citizens should be granted a protection visa so as to be entitled to remain in Australia upon the conditions of the visa. Such a provision, in my judgment, has a sufficient connection with both the subject matters of "aliens" and "immigration" such as to be supported by either s 51(xix) or s 51(xxvii) of the Constitution.
45 The scope of the Commonwealth Parliament's power to enact laws with respect to aliens under s 51(xix) of the Constitution was considered by the High Court in Lim v Minister for Immigration (1992) 176 CLR 1 at 25-26 per Brennan, Deane and Dawson JJ:
"The legislative power conferred by s 51(xix) with respect to 'aliens' is expressed in unqualified terms. It prima facie encompasses the enactment of law with respect to non-citizens generally. It also prima facie encompasses the enactment of a law with respect to a particular category or class of non-citizens, such as non-citizens who are illegal entrants or non-citizens who are in Australia with having presented a visa or obtained an entry permit. Such a law may, without trespassing beyond the reach of the legislative power conferred by s 51(xix), either exclude the entry of non-citizens or a particular class of non-citizens into Australia or prescribe conditions upon which they may be permitted to enter and remain; and it may also provide for their expulsion or deportation".
46 That passage should now be read in light of the recent decision of the High Court in R v Patterson; Ex parte Taylor (2001) 182 ALR 657 (Patterson) in which the majority Judges found that a non-citizen who had been absorbed into the Australian community (in that case a British subject resident in Australia for 25 years) was not an alien for the purposes of s 51(xix) of the Constitution: see per Gaudron J at 669-671, McHugh J at 683-690, Kirby J at 721-738 and Callinan J at 753-756. The effect of Patterson is that the status of "alien" in a person is to be determined by the extent to which that person has become integrated as a member of the Australian community, and not exclusively by his or her non-citizenship. As such, the aliens power may not, as stated in Lim, encompass the enactment of laws with respect to all non-citizens generally. That qualification is not relevant in the present case. Nothing in Patterson suggests that the aliens power does not support the enactment of legislation prescribing the conditions upon which a non-citizen, not yet a member of the Australian community, should be permitted to enter or stay in Australia. Section 91R(3) is such a provision.
47 It is not to the point that the head of power under s 51(xix) of the Constitution might not entitle the Commonwealth to enact legislation which in terms adopts the Convention. It is not necessary to decide that question. Section 51(xix) does entitle the Commonwealth to enact legislation which determines whether non-citizens without visas may arrive and remain in Australia. The legislative device used in s 36(2) of prescribing a criterion for the grant of a protection visa by reference to the Convention is no more than that. Senior counsel for the applicant acknowledged that s 36(2) of the Act would be within s 51(xix) of the Constitution if it set out precisely the words of Art 1A(2) of the Convention without expressly referring to the Convention. The means by which that criterion is expressed is a matter for the Legislature. The use of a "referential definition" (see Bennion, The Interpretation of Statutes, Sweet & Maxwell, 3ed, p 400-401) would, in my view, be equally within power. Indeed, if the Legislature chooses to specify a criterion for a grant of a visa by reference to some other instrument, that instrument need not be a convention ratified by the Executive.
48 The Legislature is also entitled to prescribe criteria for the grant of a visa of the class which it calls a protection visa: s 36(1) different from, or complementary to, the terms of the Convention. The ratification of the Convention by the Executive cannot circumscribe or limit the legislative power of the Commonwealth under s 51(xix) or generally under the Constitution. See e.g. per Latham CJ in Polites v Commonwealth (1945) 70 CLR 60 at 69; Horta v Commonwealth (1994) 181 CLR 183; and per Gummow J in Kartinyeri v Commonwealth (1998) 195 CLR 337 at 383-386. Section 36(2) should be, and has been, interpreted as far as its language permits consistently with the international obligations assumed by satisfaction of the Convention: Minister for Immigration & Ethnic Affairs v Teoh (1995) 183 CLR 273 at 287 per Mason CJ and Deane J. But that principle does not circumscribe the legislative powers in s 51 of the Constitution. The criteria for the grant of a protection visa in the Regulations are, in my view, within power notwithstanding that they do not find expression in the Convention. To the extent to which s 91R(3) qualifies or restricts the criterion for the grant of a protection visa as expressed in s 36(2), in my view, it operates as a matter of domestic law to that extent. It is a provision which applies to a particular class of non-citizens, namely those who are in Australia who claim to be entitled to a protection visa. It operates to prescribe, in part, the conditions upon which a decision is to be made on whether a particular person has satisfied the criteria for the grant of a protection visa. It therefore has a relevant and sufficient connection with the subject matter of "aliens" in s 51(xix) of the Constitution. Accordingly, in my judgment, to the extent that it applies to the applicant in the present case, the provision is supported by the aliens power enumerated in s 51(xix) of the Constitution and is therefore valid.
49 The scope of the power to enact laws with respect to immigration enumerated in s 51(xxvii) of the Constitution also supports the enactment of s 91R(3). The immigration power has been determined by the High Court to support legislation prescribing the conditions under which a person seeking to immigrate to Australia may be permitted (by the mechanism of a visa) to enter, temporarily reside, or permanently reside in the country. The scope of the immigration power was summarised by Dixon J in O'Keefe v Calwell (1949) 77 CLR 261 at 288:
"…it seems impossible to do other than treat the power over immigration as relating to all movement of strangers into the Commonwealth independently of the intention of the persons who enter. So long as the new arrival is a stranger and not one of the people of Australia the legislature may deal with the question whether he enters and on what terms he enters or remains."
See also Ex parte De Braic (1974) 124 CLR 162 at 164 per Barwick CJ and R v Macfarlane; Ex parte O'Flanagan (1923) 32 CLR 518.
50 Once it is recognised that s 91R(3) operates to affect the rights, duties and privileges of aliens seeking to enter and remain in Australia - as is the applicant in the present case - it is clear that the provision is supported by both the immigration head of power and the aliens head of power which is, in any event, more expansive: see Cunliffe v Commonwealth (1994) 124 ALR 120 at 130.
51 Having found s 91R(3) to be a valid exercise of legislative power under either the aliens or immigration powers, it is unnecessary to consider the question of whether ss 36(2) and 91R(3) would be sustained by the external affairs power in s 51(xxix) of the Constitution. Unlike the Tasmanian Dams case and Victoria v Commonwealth, where the contested legislation could not have been supported by any head of power other than the power to enact laws with respect to external affairs, so that it was therefore critical to establish that the legislation was appropriate and adapted to the treaties they purported to enact into Australian domestic law, there are separate heads of power which support s 91R(3).
B. The application of s 91R(3) to the applicant's claims
52 The applicant contended that the Tribunal's findings referred to in [20] above involved "fundamental error" on its part. That error was said to be demonstrated in the following passage:
"The Tribunal finds that the applicant has sought conversion in Australia for the sole purpose of creating a sur place refugee claim in Australia. Section 91R(3) of the Act deals with claims relating to conduct engaged in by an applicant in Australia. Section 91R(3) provides that in determining whether a person has a well-founded fear of being persecuted for one or more of the Convention reasons, any conduct engaged in by the person in Australia must be disregarded unless the person satisfies the Minister … that he or she engaged in the conduct otherwise than for the purpose of strengthening his or claim to be a refugee. The applicant has not satisfied the Tribunal that he engaged in the conduct of conversion otherwise than for the purpose of strengthening his claim to be a refugee within the meaning of the Refugees Convention. The Tribunal is satisfied that the applicant's sole motivation in seeking out Sister Higgins and Father Monaghan and studying Christianity with a view to converting was to create a sur place refugee claim. The Tribunal thus disregards all of the applicant's claims in relation to this matter in assessing the applicant's claims and thus disregards any genuine affinity which the applicant may have subsequently developed for the Catholic faith as a result of his continued study and contact with Sister Higgins and Father Monaghan."
As appears, the Tribunal found that the applicant sought out Sister Higgins and Father Monaghan and studied Christianity solely to create a sur place refugee claim. It used that finding as the reason to disregard any genuine Christian affinity which the applicant may subsequently have developed. The process of reason is evidenced by the conjunctive "thus". Section 91R(3) is said not to justify the Tribunal disregarding any genuine Christian affinity the applicant developed in deciding whether he was a refugee sur place.
53 Section 91R(3) directs the Tribunal to disregard any conduct engaged in by the applicant in Australia unless he comes within s 91R(3)(b). Consequently, unless the applicant came within that reservation, the Tribunal correctly did not have regard to any conversion to Christianity whilst in Australia, as well as not having regard to his conduct in seeking out Sister Higgins and Father Monaghan and in not having regard to him "studying Christianity with a view to converting".
54 The reservation in s 91R(3)(b) requires the applicant to have satisfied the Tribunal (on the review, standing in the place of the respondent) firstly that at some point he did develop a genuine affinity with Christianity as a result of his conduct in continuing to study it and in continuing his contact with Sister Higgins and Father Monaghan, and secondly that he engaged in that conduct otherwise than for the purpose of strengthening his claim to be a refugee.
55 In my judgment, the Tribunal's reasons show clearly enough that it was not satisfied that the applicant at any time studied Christianity or maintained contact with Sister Higgins and Father Monaghan for a purpose which was not, or did not include, the purpose of strengthening his claim to be a refugee sur place. The opening words of that paragraph quoted are quite explicit. Its reasons are not to be construed with an eye keenly attuned to the perception of error: Minister for Immigration & Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259. It would be to fall into that error to treat the Tribunal's finding as applying only to the applicant's early contact with Sister Higgins and Father Monaghan. Later in that passage, it referred to "the conduct of conversion". I do not think that reference is intended to be limited in time, such as to the initial processes of studying and contact. It is not so expressed. The reference to "continued study and contact" is not a recognition that, at some point, it was satisfied that the applicant's conduct was not for the purpose of strengthening his claim to be a refugee. It is to admit of the possibility that, notwithstanding the purpose of that conduct as found by the Tribunal, the applicant may nevertheless have developed genuine affinity with the Christian religion. It is not inconsistent with that occurring that the Tribunal should not be satisfied that the applicant engaged in that conduct otherwise than for the purpose of strengthening his claim to be a refugee.
56 My conclusion as to the nature of the Tribunal's finding is confirmed by the summary findings at the commencement of the "Findings and Reasons" section of its decision in the following terms:
"The applicant claims to be a Christian convert, having previously been a Moslem. He claims to have commenced his interest in Christianity in Iran and to have followed it up after arrival in Australia by seeking instruction in the faith which eventually led to his conversion in the Catholic church. The Tribunal does not accept that the applicant ever had any interest in Christianity, nor any contact with Christianity prior to his arrival in Australia. The Tribunal finds that the applicant had deliberately engaged in a course of conduct in Australia, the sole purpose of which was to create a claim which he hoped would lead to his being granted refugee status in Australia."
57 Consequently, I am not persuaded that the Tribunal misapplied s 91R(3) in this matter.
58 The applicant also contended that the Tribunal failed to put to the applicant for his response the issues of whether he would proselytise if he returned to Iran, whether he would maintain his Christian faith if he returned to Iran, and whether he held a fear of persecution if he returned to Iran. The Tribunal has recorded the information about those matters provided by the applicant. It is not necessary to repeat in detail his claims at his "arrival" interview on 12 January 2001, in his protection visa application, in documents subsequently supplied to the respondent some of which related to the claimed interest in Christianity, in written submissions to the Tribunal through his migration agent, in documents provided to the Tribunal in part also relating to his interest in Christianity, at the hearing on 5 October 2001, and in the subsequent submission from his migration agent accompanied by some documents again relating to his interest in Christianity. A review of that material, in my view, leaves no scope for concluding that the applicant was unaware that the three matters referred to in the submission were matters which would demand the attention of the Tribunal, or for concluding that he did not have the opportunity of presenting to the Tribunal such information as he wished on those matters.
59 Moreover, the Tribunal specifically addressed the question whether the applicant might proselytise if he returned to Iran. It was not satisfied that he would do so. In reaching that conclusion, it carefully considered in particular the evidence of Sister Higgins. It found that "at most", if the applicant did continue to pursue Christianity in Iran, he would merely attend services and participate in quiet worship. Such attention as that behaviour might attract from the authorities did not, it found, give rise to a well-founded fear of persecution for reasons of his religion. It also addressed whether he would practise Christianity in Iran if he returned there by assuming that issue in his favour for the purpose of considering how he would do so, and whether he might then be at risk of persecution. The three particular matters raised by the contention were the subject of its consideration in the light of all the evidence. It has not been shown to have been in error in its consideration of those matters.
60 I record that the applicant has also sent directly to the Court a series of facsimile communications on 8 and 14 March, 3, 9, 16 and 18 April and 16 May 2002. I have considered each of those communications. In part, they are copies of documents sent to others which do not relate to the application before the Court or indeed directly to the applicant's claims before the Tribunal. I note in particular the following possibly relevant materials:
- a letter from Father Monaghan to the Court dated 26 February 2002 speaking to the genuineness of the applicant's conversion to Christianity and the probability that he would proselytise if he returned to Iran;
- a copy of the applicant's baptism and confirmation certificates confirming his baptism and confirmation on 23 October 2001;
- letters from the applicant of 9 and 16 April 2002 complaining that the Tribunal rejected his claims, but did not seek further documentary confirmation of his claims to have had an active interest in Christianity whilst in Iran, and had ignored the evidence of Sister Higgins and Father Monaghan;
- a letter from the applicant of 18 April 2002 asserting that he has an "important document in my country" to which, he claims, reference was made to the Tribunal but that the Tribunal indicated that it did not need the document to be presented because "I accept the claim"; and
- an article apparently from "The Age" newspaper of 29 April 2002 concerning the treatment of two Iranian men refouled to Iran after unsuccessfully applying for protection visas, one of whom is a convert to Christianity.
61 I do not consider that those matters lead to any different result on this application. The issue of the applicant's purpose in apparently converting to Christianity, and the issue of whether he might proselytise if he returns to Iran, were each addressed by the Tribunal. It referred to the material before it on those issues, including a letter from Father Monaghan dated 26 September 2001 and oral evidence from Sister Higgins. It explained why it reached its views notwithstanding that material. The additional material is, in reality, in large measure an attempt to revisit the merits of the Tribunal's findings. That is not a course the Court is permitted to take.
62 Similarly, the information in the newspaper report is further information on a matter which the Tribunal addressed, and upon which it made findings based upon material to which it referred. To revisit the decision because that newspaper report is now available would be to embark upon a review of the merits of the Tribunal's decision.
63 I also reject the contentions that the Tribunal should itself have procured further documentary evidence from Iran concerning the applicant's interest in Christianity, or that it inhibited the applicant through his migration agent from doing so. The applicant was given the opportunity to present to the Tribunal such information as he considered might assist his claims. The suggestion that the Tribunal misled him about the need to do so is not one which, in the circumstances, I accept. That is for two reasons. The first is that the applicant was represented before the Court by senior and junior counsel. I understand their appearance for the applicant was pro bono publico. The solicitors on the record for the applicant, also acting pro bono publico, have appeared for many residents of the Woomera Immigration Reception and Processing Centre. I am confident that any such misleading statement by the Tribunal would have been the subject of instructions by the applicant and investigation by his legal representatives. They did not raise any such point on the hearing of the application. The second reason is that such an important document, if it existed and could have been procured, would have been identified by the applicant to his migration agent and presented to the Tribunal. The applicant was on notice, as a result of the decision of the delegate of the respondent, that the genuineness of his claimed conversion to Christianity was an issue for the Tribunal to address. The issue was fully ventilated before the Tribunal. Evidence in writing was procured, including from Father Monaghan and orally from Sister Higgins. The applicant should, at that time, have presented any evidence which he regarded as "important". There is no reason apparent why he did not do so, or more significantly to indicate that the Tribunal impeded his opportunity to do so by and at the hearing.