THE PRIMARY JUDGE'S REASONS
8 The primary judge's reasons for decision include various appendices some of which are referred to in these reasons and reproduced at the end of our judgment.
9 The primary judge found that Mr Factor was engaged by the first respondent to design a house for construction on a vacant block of land at Bundoora. He commenced work in February 2000 and by mid 2001 the house was fully constructed.
10 The primary judge noted that the copyright work alleged to have been infringed by the appellant was that reproduced in Appendix A and Appendix B to his Honour's reasons. However, his Honour observed that, ultimately, it was the appellant's case that the respondents had infringed its copyright in the work reproduced in Appendix B and that they did so by making a reproduction of the whole of the work.
11 The primary judge reproduced the finished architectural drawing of the Sterling house in Appendix C to his reasons.
12 His Honour observed that for liability for copyright infringement to arise, there must have been copying, directly or indirectly, of the copyright work alleged to have been infringed, but that such copying need not be consciously engaged in. It was not suggested that his Honour's statement of the relevant principles contained any error.
13 His Honour also observed that the appellant did not suggest that Mr Factor engaged in any conscious copying of the appellant's copyright work but that, on the appellant's case, he was influenced by Mr Dervish, a person who, according to the appellant, obtained access to the appellant's copyright work.
14 The appellant's case before the primary judge was that Mr Dervish knowingly and intentionally sought to lead Mr Factor to create a drawing for the first respondent which reproduced the whole or a substantial part of the Monomeeth 101 or, alternatively, that Mr Dervish was so familiar with the Monomeeth or the Monomeeth 101 that he subconsciously communicated information to Mr Factor concerning those designs so as to cause him to create such a drawing.
15 His Honour rejected the latter approach as inconsistent with the evidence in that if, contrary to his denials, Mr Dervish was aware of the appellant's designs, that awareness could not have been sufficient to enable him to convey the relevant design details to Mr Factor without being conscious of what he was doing. His Honour said that in his view the appellant's case must stand or fall on the strength of the allegation that Mr Dervish consciously instructed Mr Factor by reference to the Monomeeth plans or the Monomeeth display home.
16 The evidence at trial included a number of reproductions of the appellant's copyright work which it was suggested Mr Dervish had access to and which might have enabled him to provide the necessary guidance and instruction to Mr Factor.
17 The first was a plan for the Monomeeth that appeared in the Autumn/Winter 2000 edition of the Herald Sun Magazine entitled "Display Homes". A picture of the Monomeeth display home constructed by the appellant at Doncaster East appeared at page 64 of that publication together with an outline of its floor plan. The floor plan was reproduced as Appendix D to his Honour's reasons.
18 The second was a promotional brochure for the Monomeeth range of houses. It too incorporated an outline of the floor plan of the Doncaster East display home and another partial floor plan which included the following notation:
Monomeeth 101: Garage repositioned to side of study. Repositioned master bedroom, ensuite and powder room. Depending on setback requirements, suits blocks of 18 x 31.9 metres.
19 The floor plan outline and the partial floor plan were reproduced by his Honour as Appendix E and Appendix F respectively. It is the combination of the floor plan outline and the variation to it depicted in the partial floor plan that provides the floor plan of the Monomeeth 101. This was the particular variant of the appellant's Monomeeth range of homes that the respondents were alleged to have reproduced.
20 The appellant relied upon expert evidence from Dr Cooke who compared the Monomeeth 101 plan and the Sterling plan. In evidence that was also quoted by the primary judge, Dr Cooke expressed his conclusions in these terms:
The significant features of both plans are the closely similar disposition of the major rooms and spaces within the rectangular plan shape, planned around a central circulation access commencing at the front door and leading into an open planned formal living dining area and then into an informal kitchen/family/meals area and connected rumpus room, the use of a bay window in the living room and in the meals area (wider in the Monomeeth 101 plan than in the Sterling plan), the recessed external wall and "fernery" of the dining area in the Sterling, the partial bay window to bed 1 in the Monomeeth 101 and, in both plans, the use of wide doorways, ceiling coffers (Monomeeth 101)/bulkheads (Sterling) to strengthen the visual definition of spaces and pilasters/attached columns to frame doorways. Both plans have a classical style front porch and portico and the garage projecting from the side of the study.
The Monomeeth 101 and Sterling plans are strikingly similar: in the overall plan shape, in the disposition of rooms, circulation spaces and passages within the plan (including a formal front portico with classical antecedents in each case), in the flow of space within the plan, and in the use of a bay window in the meals area to connect internal and external spaces. The differences in details of cupboards, windows, doors, bathroom and kitchen fit-out and laundry position are trivial in the total design.
21 It was on the basis of striking similarities observed by Dr Cooke that the appellant invited the primary judge to infer that the respondents had copied the appellant's copyright work. His Honour accepted that there was a close similarity. He observed that "the strong impression which one gets from the overlays prepared by Dr Cooke is of marked similarity in the overall and relative dimensions, and in the arrangement of the various rooms".
22 Because the drawing in the Herald Sun publication did not contain the detail that would have enabled Mr Dervish to lead Mr Factor to reproduce the appellant's drawing of the copyright work, the case against the respondents turned on whether Mr Dervish had visited the appellant's display home at Doncaster East, which on the evidence was the only place where he could have obtained the promotional brochure which contained a sufficiently detailed reproduction of the floor plan for the Monomeeth 101.
23 Mr Dervish denied that he knew of any of the Monomeeth range of homes or that he had sought to have Mr Factor reproduce the design of any such home. In particular, he denied that he had ever visited the appellant's display home at Doncaster East.
24 The primary judge did not consider that Mr Dervish was a reliable witness and his Honour gave little weight to his denials or his other evidence. This was largely because Mr Dervish was shown to have reconstructed some of his evidence including, in particular, evidence concerning the documents which he claimed to have sent to Mr Factor for the purpose of providing information and ideas in relation to the proposed design. But even though his Honour was minded to discount Mr Dervish's evidence heavily on the basis that he was not a reliable witness, he still needed to consider whether or not the appellant's case had been made out on the evidence as a whole.
25 Evidence from Mr Factor, accepted by the primary judge, established that Mr Dervish had sent Mr Factor a number of documents soon after he was engaged. These documents included a photocopy of the front cover of a magazine published by Dulux which showed the façade of a particular house and a floor plan of a house design in May 1999 by Mr David Calleja.
26 His Honour considered that the presence of such documents on Mr Factor's file demonstrated that Mr Dervish was quite prepared to give Mr Factor illustrations of what he wanted Mr Factor to produce, both as to the appearance of the proposed design from street level and as to its floor plan. His Honour considered it highly improbable that, if Mr Dervish had been of a mind to reproduce the Monomeeth plan, he would not have sent Mr Factor a copy of the promotional brochure or the relevant page from the Herald Sun magazine if he was in possession of either document.
27 The primary judge examined the records of Mr Factor's and Mr Dervish's oral communications that were in evidence. These consisted of notes prepared by Mr Factor dated 28 January 2000 and 7 February 2000. His Honour found that there was nothing in them that suggested there were communications between Mr Factor and Mr Dervish at anything like the level of detail required to make out the appellant's case.
28 The primary judge also studied the evolution of Mr Factor's design. His Honour found that although Mr Factor never visited the Bundoora site, it was clear that he was asked to design a house that would fit its unusual configuration. The site was neither square nor rectangular. The northern boundary at the front of the block was longer than the rear boundary to its south and one of its two side boundaries, the western boundary, was shorter than the other. Vehicular access was to be by way of a cross-over situated at the north-western corner of the site where the front boundary met the shorter of the two side boundaries.
29 Mr Factor first prepared a basic outline of his proposed design on "butter paper". He then prepared a more detailed sketch plan in accordance with his basic outline. The sketch was dimensioned and the rooms designated. His Honour reproduced that sketch in Appendix H to his reasons. On 14 February 2000 Mr Factor sent a copy of his sketch to Mr Dervish by facsimile.
30 The primary judge found that Mr Factor was not happy with his initial design because he had been unable to make the rear section of the house (bedrooms two and three, the kitchen, meals area, and the family and rumpus rooms) as wide as he would have liked. In this, Mr Factor had been constrained by the asymmetrical shape of the site and the location of the cross-over. He recognised that if he reversed or "flipped" the design along its vertical axis, moving the cross-over and the garage to the opposite side of the north-eastern corner of the block, he would have more space to open up the rear section of the house.
31 The conversation which took place between Mr Factor and Mr Dervish in relation to these changes on 14 or 15 February 2000 - we shall refer to it as the 15 February 2000 conversation although there may have been more than one - is of particular importance to the issues that arise in the appeal. His Honour observed that there were no notes of the 15 February 2000 conversation but that Mr Factor's evidence of what he recalled was said at that time was not challenged by the appellant in cross-examination.
32 The primary judge found that Mr Factor told Mr Dervish in the 15 February 2000 conversation that the design embodied in his sketch of 14 February 2000 would not work on the Bundoora site and that Mr Factor then discussed with Mr Dervish the possibility of relocating the cross-over to the other side of the site which would enable Mr Factor to "flip" the plan. Mr Factor made these changes and sent Mr Dervish a copy of his revised sketch plan on 15 February 2000. His Honour observed that with this new configuration, the house was a much better fit for the site. A copy of the drawing sent by Mr Factor to Mr Dervish on 15 February 2000 is reproduced as Appendix I to his Honour's reasons.
33 The primary judge found that the drawing Mr Factor sent to Mr Dervish on 14 February 2000 did not "betray an unconscious attempt to reproduce the Monomeeth." We take this to be a finding that the drawing of 14 February 2000 did not show any signs of having been copied from the Monomeeth 101 as alleged by the appellant.
34 His Honour also found that it was not until the drawing of 14 February 2000 was flipped by Mr Factor - resulting in the plan he sent to Mr Dervish on 15 February 2000 - that the striking similarity observed by Dr Cooke between Mr Factor's sketch of 15 February 2000 and the Monomeeth 101 first emerged. Even then, however, his Honour said that "there were no tell-tale indications of copying" and he found that the striking similarity between the design embodied in Mr Factor's sketch and the Monomeeth 101 "was explained by the entirely benign circumstance that the plan was 'flipped' in order the better to fit the shape of the site."
35 On 16 February 2000, the day after he received Mr Factor's revised plan, Mr Dervish sent him at least three further versions of it incorporating suggested amendments. Mr Dervish's suggestions were referred to in detail by the primary judge and are shown in a sketch plan apparently produced by Mr Dervish which is reproduced as Appendix J to his Honour's reasons. All of Mr Dervish's suggestions were accepted by Mr Factor. A revised sketch prepared by Mr Factor and incorporating Mr Dervish's suggestions is reproduced as Appendix K to his Honour's reasons.
36 The primary judge found that by this stage the design of the house was architecturally complete. A technical drawing of the house, prepared by Mr Factor's wife in March 2000, is reproduced as Appendix L to his Honour's reasons. One slight modification was later made to the width of the family room.
37 The appellant argued before the primary judge that it should be inferred, contrary to Mr Dervish's denials, that he visited the appellant's display home at Doncaster East and there obtained a copy of the promotional brochure which he used for the purpose of providing instructions to Mr Factor. His Honour rejected this argument for a variety of reasons.
38 First, his Honour observed that he was not willing to give Mr Dervish's denials much weight but that there was no direct evidence that justified the drawing of such an inference and no other evidence from which it might be inferred that Mr Dervish probably made such a visit.
39 Secondly, as we have mentioned, his Honour was satisfied that the similarity between the design of the Sterling and the Monomeeth 101 first emerged on 15 February 2000 when Mr Factor "flipped" his earlier design. His Honour was satisfied that this similarity was not attributable to copying.
40 Thirdly, the changes suggested by Mr Dervish on 16 February 2000, while assisting the appellant's case, were not sufficient to establish that there had been any copying from the appellant's copyright work. His Honour explained why at para [71] of his reasons:
… it is odd that, if Mr Dervish was here relying on the applicant's brochure, he did not always do so either faithfully or completely. The changes which he made were not so distinctive or unusual that I should regard it as unlikely that he made those changes independently of the applicant's plan. Perhaps the areas in which his changes most closely corresponded with design elements of the Monomeeth 101 were those of the bay window to the living area and the orientation and shape of the island bench in the kitchen. I could not, however, find that these were other than standard features, the appearance of which in a project house design, or even in any two project house designs independently created, would not be at all remarkable.
41 Fourthly, his Honour observed that since Mr Dervish had not been unwilling to provide particular drawings to Mr Factor - in this connection his Honour referred to the floor plan drawn by Mr Calleja - there was no reason why, if he was in possession of the appellant's brochure, Mr Dervish would not have sent it to Mr Factor. His Honour said at para [69] of his reasons:
Only by attributing to Mr Dervish a conspicuously Machiavellian disposition could I conclude that, having the applicant's brochure in his possession and wanting to achieve a reproduction of it, he nonetheless gave Mr Factor a quite different plan - that drawn by Mr Calleja - and sought to achieve his objective by oral instructions of sufficient subtlety for Mr Factor himself to have made no clear reference to them in his notes of 28 January or 7 February 2000.
42 Fifthly, his Honour found that there was no connection between Mr Dervish and the appellant in early 2000 and that Mr Dervish "had no more reason to turn to the applicant's plan than those of any other builder."
43 Sixthly, his Honour observed that there was no evidence that Mr Dervish ever visited the appellant's display home at East Doncaster. His Honour said that given the geographical separation involved, there was "no reason to regard Mr Dervish's denials as remarkable".
44 Seventhly, his Honour made the following observations concerning the expert evidence at para [70] of his reasons:
It seemed to be common ground as between the experts that the Sterling plan might have been designed independently of any of the Monomeeth plans. There was nothing in the former that need have been derived from the latter. All these plans consisted of layouts, elements and features that one might encounter in any house, particularly (because of cost restraints) in any project house. For the most part, the points of similarity that struck Dr Cooke - the overall plan shape, the disposition of rooms, the circulation spaces and passages and the "flow of space" - all represent elements that existed in Mr Factor's plan on 15 February 2000, before Mr Dervish's alterations.
His Honour then went on to find that it was improbable that Mr Factor reached the point he did on 15 February 2000 as a result of any prompting by Mr Dervish. His Honour said also at para [70]:
Albeit that it amounts in effect to a finding of coincidence, I consider more likely that things were as they appeared to be, namely, that Mr Factor was asked to design a house for a certain site, and he did so independently, subject only to the overall parameters that he was given by Mr Dervish.