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[1998] HCA 5
High Court of Australia
1998-02-02
Brennan CJ, Hayne JJ, Angel J, Mildren J
Original judgment source is linked above.
Is a duty of care established? (The duty of care issue.)
If so, what is the measure or scope of that duty in the circumstances? (The scope of duty issue.)
Has it been proved that the defendant is in breach of the duty so defined? (The breach issue.)
If so, was the breach the cause of the plaintiff's damage? (The causation issue.)
(Where relevant.) Were the defaults alleged on the part of the public authority within the area of the authority's legitimate discretion on questions of policy and allocation of resources so that there was no duty of care owed to the plaintiff? Or was any suggested breach a matter left by law to the authority whose decision the courts would respect and uphold against the plaintiff's complaints? (The policy/operations issue.)
(Where relevant.) Has contributory negligence on the part of the plaintiff been proved and, if so, with what consequence? (The contributory negligence issue.)
It must never be forgotten that, in defining the measure of the duty of care, a court is not only determining an element essential to the ascertainment of the rights of the particular parties. It is also giving expression to the standards which occupiers of land or premises generally must reach, and possibly insure against, in case similar mishaps befall them [10] .
The conclusion that a duty of care is owed to a class of persons including the plaintiff, is not, of itself, determinative of the negligence of the defendant. The critical question in many cases is whether the plaintiff has proved that the duty has been breached in the circumstances of the case.
In Wyong Shire Council v Shirt [11] , Mason J expressed the test which is accepted in Australia for ascertaining whether a breach of a duty of care of the defined scope has occurred. He said that the tribunal of fact must ask whether a reasonable person in the defendant's position would have foreseen that the conduct complained of involved a risk of injury to the plaintiff or to a person in a similar position [12] :
If the answer be in the affirmative, it is then for the tribunal of fact to determine what a reasonable man would do by way of response to the risk. The perception of the reasonable man's response calls for a consideration of the magnitude of the risk and the degree of the probability of its occurrence, along with the expense, difficulty and inconvenience of taking alleviating action and any other conflicting responsibilities which the defendant may have. It is only when these matters are balanced out that the tribunal of fact can confidently assert what is the standard of response to be ascribed to the reasonable man placed in the defendant's position. 1. (1980) 146 CLR 40. 2. Shirt (1980) 146 CLR 40 at 47-48
It was not contested that this was the test to be applied in the present case. Thus, it is the reasonableness of a defendant's actions or inactions, when faced with the relevant risk, which is critical in determining whether a duty of care has been breached. The question whether the defendant has met the requisite standard of the reasonable person must be assessed on the facts of each case with reference to considerations such as those collected by Mason J in Shirt . These considerations provide a framework for determining which risks the defendant should guard against and which it can safely ignore.
Insufficient attention has been paid in some of the cases, and by some of the critics, to the practical considerations which must be "balanced out" before a breach of the duty of care may be found. It is here, in my view, that courts have both the authority and responsibility to introduce practical and sensible notions of reasonableness that will put a brake on the more extreme and unrealistic claims sometimes referred to by judicial and academic critics of this area of the law. Thus, under the consideration of the magnitude of the risk, an occupier would be entitled, in a proper case, to accept that the risk of a mishap such as occurred was so remote that "a reasonable man, careful of the safety of his neighbour, would think it right to neglect it" [13] . It is quite wrong to read past authority as requiring that any reasonably foreseeable risk, however remote, must in every case be guarded against. Such an approach may result from the erroneous conflation of the three separate inquiries: duty, scope of duty and breach of duty. Although a reasonably foreseeable risk may indeed give rise to a duty, it is the inquiry as to the scope of that duty in the circumstances and the response to the relevant risk by a reasonable person which dictates whether the risk must be guarded against to conform to legal obligations. Precautions need only be taken when that course is required by the standard of reasonableness [14] . Although it is true, as the appellant argued, that an occupier is not entitled to ignore safeguards against dangers because of the absence of past mishaps, it is equally true that years of experience without accidents may tend to confirm an occupier's assessment that the risks of harm were negligible.
First, the need for stability and predictability in this area of the law is no less than it is in others. Persons have ordered their affairs on the basis that the principles applied in Nagle will be applied to their circumstances. Thus, persons have started or not started litigation, have settled or not settled litigation, have entered insurance and other commercial arrangements on that basis. Very powerful reasons would need to be shown to warrant the Court changing the basis on which those persons have acted or chosen not to act.
Secondly, the suggestion that the liability of public authorities has been taken too far is a suggestion that, in my view, does not withstand close analysis.
It was not (and could not be) seriously suggested that the respondent in this case owed no duty of care to members of the public that might go to areas which it manages. The real subject for debate was what that duty required of it, for it is only when the content or scope of the duty is identified that questions of breach and causation of damage can be considered. So, too, in Nagle the central question was not whether the Board owed any duty of care to those visitors lawfully visiting the island, it was what that duty of care required it to do. No question arose in Nagle (and no question arises here) whether the presence of the injured person in the area managed by the Board (or in this case the Conservation Commission of the Northern Territory) was reasonably foreseeable. No question arose in Nagle (or arises here) whether there was the necessary degree of proximity of relationship between the parties.
It is as well, however, to say why the question of the existence of a duty of care, as opposed to its scope, is not an issue in this case.
The Commission is given power by the legislation that creates it to "occupy, use, manage and control" any land owned or leased by the Territory [39] . The Casuarina Coastal Reserve, of which the Dripstone Cliffs is a part, is an area of land (and sea) managed by the Commission pursuant to those statutory powers.
What then is the reasonable measure of precaution for the safety of the users of premises, such as a wharf, who come there as of common right? I think the public authority in control of such premises is under an obligation to take reasonable care to prevent injury to such a person through dangers arising from the state or condition of the premises which are not apparent and are not to be avoided by the exercise of ordinary care. If Dixon J was intending to state the scope of the duty of care of a public authority exhaustively, I do not consider that such a statement of the scope of that duty can stand with later decisions of the Court - particularly Nagle . It would be a statement of the scope of the duty which is unduly restricted and it would proceed from an unstated premise that public authorities which manage land owe a different and more limited duty of care from the duty which others managing land owe. This premise can no longer be accepted. If it is a statement of the scope of duty, it is a statement which may be seen to have been much influenced by the then current distinctions between the duties of care owed by an occupier to particular classes of entrant as well, perhaps, as by what Dixon J described as the then "present chaos" which had overtaken "the law of torts" [48] . But in any event what is the "reasonable measure of precaution for the safety of users of premises, such as a wharf, who come there as of common right" is not frozen for all time. The reasonableness of measures of protection must be judged according to the prevailing standards of the day. Moreover, for my part, I doubt very much that Dixon J was intending to give a comprehensive or exhaustive statement of the scope of the duty owed by a public authority such as Kingborough Corporation. The respondent corporation in that case was found not to have taken reasonable care to prevent injury to the public through dangers arising from the state or condition of the premises which were not apparent and were not to be avoided by the exercise of reasonable care. It was not necessary to consider whether it would have been liable in other, different, circumstances. 1. (1939) 62 CLR 179 at 210. 2. Aiken (1939) 62 CLR 179 at 208What Dixon J (at 206) called "the already well-known statement of Lord Atkin in Donoghue v Stevenson " [1932] AC 562 was then but seven years old.
It is because the duty is a duty to take reasonable care that the suggestion that the liability of public authorities has been taken too far is a suggestion that should be rejected. As I have pointed out, it may be relatively easy to show that the risk of occurrence of an injury which a person has suffered in fact was a reasonably foreseeable risk, but if it was reasonable for the defendant authority to take steps to avoid such a risk there is no reason why it should not be held liable for its failure. And if it was not reasonable to take steps to avoid the risk the authority will not be liable.
It may be said that this analysis does not recognise, or even may be said to obscure, the forensic disadvantage which a defendant suffers once a court concludes that a risk of injury was reasonably foreseeable. Counsel for the Commission suggested, in effect, that some cheap solution can always be put forward after the event and that a finding of liability is then inevitable once foreseeability of the risk is accepted. This case is a good illustration of why that argument is flawed.
It was suggested in this Court, and below, that all that would have been necessary to stop the plaintiff walking off the edge of the cliff was two star pickets and one or two strands of wire across the part of the cliff which the trial judge inferred that she and her companion had mistaken for a path. Thus, so the argument ran, a cheap and obvious means of avoiding catastrophic injury was readily available. That attributes a false degree of precision to identification of the foreseeable risk; it attributes too high a probability to the occurrence of that risk and it fails to identify properly the response that would have had to be made to that risk to avoid it.
First, it is as well to recall that the trial judge, who had the benefit of hearing the witnesses and seeing the place of the accident, said of the area of the cliff concerned that:
In the gloom it had the deceptive appearance to the girls of a footpath leading to the gap in the vegetation. It did not have that appearance in daylight. Nor would it have so appeared to a sober alert person on the night in question. [49] 1. Romeo v Conservation Commission (1994) 123 FLR 71 at 78104 NTR 1 at 7 (emphasis added).
The plaintiff was not sober and alert that night. In the view of the trial judge, she was "adversely affected" by alcohol [50] having consumed about 150 mls of rum on that evening [51] between about 10.15 pm and the happening of the accident somewhere between 11.30 pm and 1 am [52] . Thus the risk which was to be foreseen by the Commission was that a person (or perhaps a young person) adversely affected by alcohol would mistake the appearance of an area on the cliffs at night (in a way which a sober and alert person would not) and walk off the edge of the cliff. It will be noted that I refer to "the cliffs" generally rather than a particular part of the cliffs for it is apparent from the photographs of the area included in the appeal book that the point on the cliffs from which the plaintiff fell is not unique (and indeed the contrary was not contended). Thus it is to attribute a false degree of precision to the identification of the foreseeable risk to say that it was this area (and only this area) which needed fencing against the possibility that a person affected by alcohol would be deceived in a way that a sober and alert person would not. To say that only this area needed fencing assumes (wrongly) that it is only at this point on the cliffs that a mistake of the tragic kind made by the plaintiff on this night might be made.
it is possible that a duty of care may exist in relation to discretionary considerations which stand outside the policy category in the division between policy factors on the one hand and operational factors on the other. He went on to say that [56] : The distinction between policy and operational factors is not easy to formulate, but the dividing line between them will be observed if we recognise that a public authority is under no duty of care in relation to decisions which involve or are dictated by financial, economic, social or political factors or constraints. Thus budgetary allocations and the constraints which they entail in terms of allocation of resources cannot be made the subject of a duty of care. But it may be otherwise when the courts are called upon to apply a standard of care to action or inaction that is merely the product of administrative direction, expert or professional opinion, technical standards or general standards of reasonableness. The difficulties of drawing such a distinction are emphasised by Lord Hoffmann in Stovin v Wise [57] and there seems to be much force in what is said there but, as I say, it is not necessary to decide now whether the distinction can be drawn or, if it can, whether it does offer "a touchstone of liability" [58] . In this case the plaintiff failed to demonstrate that the Commission, in the exercise of reasonable care, should have fenced the area in some way that would have prevented her falling and suffering the horrific injuries which she has. Her claim against the Commission must therefore fail and her appeal be dismissed. 1. (1985) 157 CLR 424 at 469. 2. Heyman (1985) 157 CLR 424 at 469 3. [1996] AC 923 at 951. See also Rowling v Takaro Properties Ltd [1988] AC 473 at 500-501 4. Rowling [1988] AC 473 at 501
Romeo
Conservation Commission
High Court of Australia Brennan CJ Toohey, Gaudron, McHugh, Gummow, Kirby and Hayne JJ Romeo v Conservation Commission (NT) (D584/1996) [1998] HCA 5
If in any statute any intention can be discovered that the council's control or occupation of the jetty shall or shall not carry with it a duty towards persons lawfully using it to take reasonable care by guarding, lighting or warning for their protection from such a danger as befell the plaintiff, that intention is of course decisive. But, though it is often said that the liability of a public authority in such a matter depends upon the intention of the statute, the truth is that in most cases the statute stops short after establishing the relation of the public authority to the structure or work with which it is concerned and goes no further than defining or describing the nature and degree of its control, authority or occupation, the function it is to perform and the powers it may exercise. It leaves to the general law the definition of the duty of care for the safety of the individual which flows from the position in relation to the structure or work in which it has placed the public authority. The conclusion that such a duty does or does not result and the measurement of the duty thus become matters of principle; and, however much reliance may be placed upon processes of interpretation, except in the rare case of an actual intention appearing on the face of the statute, to give any answer to the problem necessarily means that some general principle of liability is applied, or, what amounts to the same thing, that some presumption has been invoked in favour of a recognised head of liability. Although his Honour said that "control and management spells occupation" [27] , he was unable to assimilate the duty of a statutory authority having control and management of premises to the duty owed by an occupier to any of the three distinct categories in which entrants were then placed - invitees, licensees and trespassers [28] . The power of management and control authorises a public authority to safeguard an entrant against dangers on the premises but it does not, or does not necessarily, empower the public authority to regulate entry by the public on to the premises. The public may be entitled to enter as of right. The power of management and control is thus to be distinguished from occupation as a source of liability. However, by treating the statutory powers of control and management as, or as the equivalent of, de facto occupation, Dixon J [29] was able to treat the duty of the public authority to an entrant as a duty arising under the general principle of Donoghue v Stevenson [30] . 1. Aiken (1939) 62 CLR 179 at 204 2. Aiken (1939) 62 CLR 179 at 203 3. Aiken (1939) 62 CLR 179 at 207 4. See Aiken (1939) 62 CLR 179 at 206 5. [1932] AC 562.
a reasonable man, taking account of the chances against an accident happening, would not have felt himself called upon either to abandon the use of the ground for cricket or to increase the height of his surrounding fences. 1. [1951] AC 850. 2. Bolton v Stone [1951] AC 850 at 869
(1994) 123 FLR 71
(1994) 123 FLR 84
(1939) 62 CLR 179
(1993) 177 CLR 423
(1985) 157 CLR 424
(1980) 146 CLR 40
(1972) 129 CLR 116
(1939) 62 CLR 214
(1932) 46 CLR 550
(1997) 188 CLR 313
(1998) 192 CLR 330
(1984) 155 CLR 306
(1991) 171 CLR 506
(1987) 162 CLR 479
(1984) 155 CLR 614
(1982) 56 ALJR 87242
(1993) 82 LGERA 268
(1995) 123 FLR 84
(1957) 97 CLR 202
(1975) 132 CLR 201
(1984) 154 CLR 311
(1997) 189 CLR 520
(1984) 155 CLR 549
(1986) 160 CLR 16
(1986) 162 CLR 340
(1986) 162 CLR 376
(1988) 164 CLR 539
(1991) 172 CLR 243
(1994) 179 CLR 520
(1995) 182 CLR 609
(1997) 188 CLR 159
(1957) 97 CLR 337
(1989) 167 CLR 78
(1996) 5 NTLR 155
(1994) 123 FLR 71104
(1990) 21 NSWLR 296
(1988) 15 NSWLR 65
(1988) 12 NSWLR 293
(1985) 156 CLR 7
(1993) 62 SASR 562
(1989) 17 NSWLR 553
(1964) 38 ALJR 309
(1963) 110 CLR 40
(1966) 115 CLR 458