The PTSD claim
95 As noted above, whether a claimant under the Act has a particular condition is to be determined on the balance of probabilities. The AAT sought submissions from the parties as to whether the time of clinical onset of a condition was part of its decision-making about the existence and nature of a condition. Both the Repatriation Commission and Mr Hill submitted that it was. It proceeded accordingly. Not surprisingly, no ground of cross-appeal challenged that approach.
96 Mr Hill's outline of submissions identified grounds 3.9 and 3.12 (and in his reply also ground 3.10 and possibly ground 3.11) of the amended notice of cross-appeal as attacking the AAT's conclusion that he did not suffer from PTSD. That is the only condition mentioned in that part of the outline of contentions.
97 I understand the contention to be that the AAT, when addressing s 120 of the Act in relation to the claimed condition of PTSD, erred by applying a civil standard of proof - the balance of probabilities - instead of the reverse criminal standard of proof specified in s 120(1).
98 Before addressing the contention, it is helpful to see how the AAT approached the issue. To determine if Mr Hill suffered from PTSD it used the definition taken from the Diagnostic and Statistical Manual of Mental Disorders (4ed) (DSM-IV) para 309.81. It requires that:
The person has been exposed to a traumatic event in which both of the following were present:
(i) the person experienced, witnessed, or was confronted with an event or events that involved actual or threatened death or serious injury, or threat to the physical integrity of self or others
(ii) the person's response involved intense fear, helplessness, or horror …
As the AAT said, that requires both a traumatic event of the nature referred to, and a response of the required intensity. So much is not the subject of challenge.
99 Because determining the existence of those two things is part of the "diagnostic process" by the AAT, and they were in issue, the AAT had to decide how it was to be satisfied of their existence.
100 Mr Hill ultimately claimed to have suffered one traumatic event which met that definition. It was identified as when he was challenged on guard duty. The Repatriation Commission did not accept that that event had occurred, although the AAT records that it accepted that it "possibly may have happened", and it disputed (according to the AAT) that it was an event of a "sufficient calibre to satisfy the definition of a 'severe' stressor" as that term is used in the relevant SOP. It is unclear whether the AAT has chosen to refer to the SOP, or whether it is paraphrasing the submission of the Repatriation Commission.
101 If the former, therein lies the possible seed of legal error by the AAT. Clause 5C of the PTSD SOP identifies as one of the factors which must as a minimum exist before it can be said that a reasonable hypothesis has been raised connecting PTSD with operational service that:
The factors that must as a minimum exist before it can be said that a reasonable hypothesis has been raised connecting post traumatic stress disorder or death from post traumatic stress disorder with the circumstances of a person's relevant service are:
(a) experiencing a severe stressor prior to the clinical onset of post traumatic stress disorder;
…
The term "experiencing a severe stressor" is defined in cl 8 in the following way:
"experiencing a severe stressor" means the person experienced, witnessed, or was confronted with an event or events that involved actual or threat of death or serious injury, or a threat to the person's, or another person's, physical integrity.
In the setting of service in the Defence Forces, or other service where the Veterans' Entitlement Act applies, events that qualify as stressors include:
(i) threat of serious injury or death; or
(ii) engagement with the enemy; or
(iii) witnessing casualties or participation in or observance of casualty clearance, atrocities or abuse violence.
However, at this stage of its decision-making process, it is at a point logically prior to the consideration of the Deledio principles. The PTSD SOP is no guide to the AAT deciding whether Mr Hill suffered from PTSD.
102 However, the AAT's reasons then indicate that it did not make the error of applying the PTSD SOP to the question of whether Mr Hill suffers from that condition.
103 It referred at some length to the medical history, and to the way in which Mr Hill from time to time described the traumatic events to which he claimed to have been exposed, relevantly the incident of being challenged on guard duty (in the AAT's reasons also sometimes called the picket duty incident). It described them as "the claimed stressful events" or "the claimed stressors" or "traumatic events". Ultimately, it placed no weight upon Mr Hill's evidence in respect of those claimed events. It also preferred on this topic the evidence of Professor Goldney to other medical evidence that Mr Hill did not suffer from PTSD. It further said that the guard duty/picket duty incident, even if it occurred as Mr Hill claimed, did not have the "requisite level of severity". In referring to that alternative basis for its conclusion, the AAT specifically referred to the diagnostic criteria for the condition of PTSD. There is, in my view, no scope to conclude that the AAT in deciding if Mr Hill suffers from PTSD, misused the PTSD SOP.
104 In Mines v Repatriation Commission (2004) 86 ALD 62, Gray J after referring to the Full Court decisions I mentioned in [44] above said at 74, [48]:
It is therefore clear that the question whether a veteran is suffering, or has suffered, a claimed injury or disease must be determined to the reasonable satisfaction of the decision-maker, that is, on the balance of probabilities. That question is not to be determined by asking whether there is a reasonable hypothesis that the veteran is suffering, or has suffered, the injury or disease and asking whether the material establishes that the facts supporting that hypothesis do not exist beyond reasonable doubt. If the question is posed as whether a veteran has suffered PTSD as a result of a traumatic event said to have occurred during the veteran's operational service, it must be answered by saying that the decision-maker must be reasonably satisfied that the traumatic event occurred before reaching the conclusion that the veteran suffered PTSD. Only if such a conclusion is reached does the reasonable hypothesis process of reasoning, outlined in the four steps referred to in Deledio, come into operation.
105 Counsel for Mr Hill did not directly attack the correctness of that decision. It being a long standing decision of a judge of the Court, unless I am persuaded that it is clearly wrong, I should follow it. I propose to do so. Indeed, I respectfully agree with Gray J, and that his Honour's conclusion flowed from the Full Court decisions referred to.
106 It is perhaps curious that, once a disease is found to exist so that the decision-making process explained in the Deledio steps commences, a question may arise which asks firstly in a hypothetical way and then by the application of the reverse criminal onus of proof, the same question (or almost the same question) as is required to be answered as a fact to the decision-maker's satisfaction in the process of finding if a claimant suffers a particular disease. But that is the case where the existence of a disease such as PTSD requires as a fact the experiencing of a stressor (by its nature and definition).
107 I do not think that the decisions referred to by counsel for Mr Hill in this context dictate a contrary conclusion. Bushell v Repatriation Commission 175 CLR 408 concerned the process by which a diagnosed disease might be connected to service. It proceeded on the basis of the claimant having suffered essential hypertension. So the question of "diagnosis" (to use the AAT's word) was not in issue. So too in Byrnes v Repatriation Commission (1993) 177 CLR 465. The claimant's condition of cervical and thoracic spondylosis was not in issue. What was in issue was its relationship to his service, in that case in the Royal Australian Navy between 1942 and 1945.
108 Similarly, in Repatriation Commission v Constable (2006) 151 FCR 391, the fact that the claimant suffered from alcohol abuse or dependence was not in issue, and in Repatriation Commission v Hill (2002) 69 ALD 581, the claimant (not the same person as the present cross-appellant) was acknowledged by the Repatriation Commission to suffer from PTSD, so the question now under consideration did not arise.
109 For those reasons, I reject the contention that the AAT erred in the way it went about deciding whether Mr Hill suffered from PTSD.