Ground 2: The directions on the Alibi Notice.
86 The Crown made the following submission upon the Alibi Notice in his final address: (T313)
"I'd suggest to you, members of the jury, that the alibi notice is a pathetic attempt by them to put themselves away from the scene of the crime. They've later realised it wasn't going to work. Mr Stephens had identified them. They had to come up with plan B, and that's what Solomon Siulai has said in this Court."
87 Her Honour dealt with Solomon Siulai's credibility in her summing up, he having given evidence. She drew the jury's attention to the issue of whether the statement in the Alibi Notice, qualified as it was, could be regarded as a lie. She said this: (S/U 11-12)
"Can I just say something further whilst I am on the subject of Mr Solomon Siulai's credibility. You will recall, as I said, that the Crown Prosecutor cross examined Mr Siulai and in effect suggested that he was telling a pack of lies in his evidence. In particular, the Crown Prosecutor suggested that Mr Solomon Siulai's instructions to his then counsel in October of 2001, that he was at home with his defacto spouse on the evening of 4 August, was obviously a lie because it is clear that he is now admitting that he was at the premises on that night. Can I just say this. You will make up your own mind about whether he was telling lies, either then when he said that he was at home, or now when he acknowledges that he was there, albeit that something entirely different from Mr Stephen's account occurred. So you make up your own mind about whether he was telling lies, and if he was, whether he was doing so deliberately. It is important that you take into account that it may not have been in Mr Solomon Siulai's mind to deliberately lie in establishing through the alibi notice, that he was with his defacto spouse. You will recall that there was some submissions made about the fact that he never asserted with absolute certainty that he was at home with his defacto spouse, but that it was expressed in terms of, 'I'm fairly sure'."
88 Her Honour then gave directions as to the significance of the lie, if the jury were to so find: (S/U 12)
"But in any event, you will determine whether or not you think that that was a lie and whether it was deliberately told. It is for you to decide what significance those suggested lies might have in relation to the issues in the case. But the point I am making about all of this is that it is very important that you do not follow a process of reasoning to the effect that just because a person is shown to have told a lie about something that that is evidence of guilt. It does not automatically follow that just because a person lies, therefore he is guilty of the offence with which he has been charged."
89 Immediately thereafter her Honour dealt with the Alibi Notice. Her directions substantially mirrored the directions already given in respect of the credibility of Solomon Siulai, as set out above. She said this: (S/U 12-13)
"The same caution should be used when you consider the significance of the alibi notice, which is an exhibit in the trial, and it is evidence against both of the accused. So both of the accused in that sense gave instructions to their legal representative that resulted in that alibi notice being sent to the Crown in mid-December 2001. Can I just, at the risk of repetition, indicate that the Crown relies on the alibi notice in order to suggest that if each of the accused were prepared to offer the alibi in December, it demonstrates a preparedness on their part to give a deliberately false account. The Crown says that you now know it was a false account because they have made a formal admission, which again is an exhibit in this trial, that they were both at the premises that night, albeit for a different purpose than had been alleged by the Crown."
90 Her Honour then dealt with the significance of a lie, if that is what the jury found, in respect of a particular accused. She said this: (S/U 13)
"If you were to conclude that the alibi notice was, in effect, a deliberately false account, and that is a matter for you, then you may think it has some significance. But again, I warn you, do not automatically conclude that either or both of the accused are guilty of one or both of these charges just because they may have told an untruth on some prior occasion."
91 The only other direction given by her Honour, which was directly relevant to the Alibi Notice, was the following: (S/U 17)
"Could I just indicate, and I have said this already, that the alibi notice which is an exhibit in the trial, that is evidence against both of the accused. It is available to you in the way that the Crown has suggested, namely, the Crown says that the alibi notice is evidence of the accused, both of the accused, being prepared to give an account which is subsequently proved to be false, and proved to be false by the admissions that they made where with respect to their presence at Mr Stephens' house on 4 August 2001."
92 In dealing with the arguments of counsel, her Honour again referred to the Crown position in these terms: (S/U 40)
"Of course the Crown says that you will take into account the fact that these accused, in terms of the alibi notice, have given a false account of their movements on some prior occasion."
93 At the end of the summing up, her Honour invited submissions from counsel on any redirections sought. The following exchange took place with counsel for the appellant: (S/U 43)
"STEWART: Nothing in law. ... Your Honour, one matter which arose in cross examination when my learned friend was questioning Mr Solomon Siulai in regard to the alibi notice, one important matter which I'd submit arose which was bearing on his mind when he was considering this during the conference, that he was thinking that he wasn't involved in a home invasion.
HER HONOUR: Well you have heard that, ladies and gentlemen, so that may be an explanation that you wish to take into account."
94 Had the Alibi Notice been tendered as material from which the jury could infer a lie told with a consciousness of guilt, a direction in accordance with Edwards v The Queen (supra) would have been required. Such a direction requires that the jury are told that they must be satisfied that the accused told a deliberate lie. The lie must relate to a material issue (that is, it must be concerned with some circumstance or event connected with the offence), and must be a lie told in circumstances where the explanation for the lie was that the accused knew that the truth would implicate him in the offence (Edwards v The Queen (supra) at 210). Such a direction should be accompanied by an elaboration on the last of these requirements, along the following lines (Edwards v The Queen (supra)): ( at 211)
"Moreover, the jury should be instructed that there may be reasons for the telling of a lie apart from the realization of guilt (see eg Lonergan v The Queen [1963] Tas SR 158 at p 160; Broadhurst v The Queen [1964] A C at p 457). A lie may be told out of panic, to escape an unjust accusation, to protect some other person or to avoid a consequence extraneous to the offence. The jury should be told that, if they accept that a reason of that kind is the explanation for the lie, they cannot regard it as an admission."
95 The direction by her Honour plainly did not satisfy those requirements. It was not intended to do so. Her Honour had already ruled that the Alibi Notice should not be received as a matter from which the jury (if they found the lie) might use the lie as evidence from which guilt could be inferred.
96 It was common ground during the hearing of this appeal that, having finally limited the Alibi Notice to the issue of credibility, her Honour should have given the direction suggested by the High Court in Zoneff v The Queen (2000) 200 CLR 234 (the "Zoneff direction").
97 It was asserted by the Crown, and denied by the appellant, that the directions in fact given by her Honour reproduced the "Zoneff direction". Zoneff was, as the Court said, an unusual case. The accused represented himself. He was cross examined by the Crown. On various issues, the Crown suggested that he was lying. However, the cross examination neither expressly nor by implication suggested that the lies had been told through a consciousness of guilt. Gleeson CJ, Gaudron, Gummow and Callinan JJ said, in these circumstances, that it was unnecessary, and indeed undesirable, that a direction of the kind with which Edwards was concerned should be given (p245 para 20). In Zoneff, the trial Judge was, apparently, concerned that there may be a serious risk that the jury might engage in an impermissible process of reasoning were they to conclude that Mr Zoneff had lied (p245 para 22). To address that concern, their Honours suggested the following direction: (p245 para 23)
"You have heard a lot of questions, which attribute lies to the accused. You will make up your own mind about whether he was telling lies and if he was, whether he was doing so deliberately. It is for you to decide what significance those suggested lies have in relation to the issues in the case but I give you this warning: do not follow a process of reasoning to the effect that just because a person is shown to have told a lie about something, that is evidence of guilt."
98 Although her Honour plainly had that direction in mind, she departed from the formulation in a number of respects. When dealing with the evidence of Solomon Siulai (supra: para 87) her Honour accurately reproduced the "Zoneff direction", but then added these words: (S/U 12)
"It does not automatically follow that just because a person lies, therefore he is guilty of the offence with which he has been charged."
99 The additional words may suggest that in some circumstance (not defined), you may infer guilt from the lie. If that occurred, then such a direction would have been misleading because it did not conform with the limitations her Honour had imposed upon the relevance of the notice, namely, that it went only to the issue of credibility. An inference directly from the notice (assumed to be a lie) to the guilt of the accused would be appropriate only where the lie was capable of being regarded as one told through a consciousness of guilt (assuming there is other evidence to support such an inference). The additional words, however, on one view, are not very different from the formulation suggested by the majority in Zoneff ("that just because a person is shown to have told a lie about something that is evidence of guilt"). In respect of the directions given concerning the Alibi Notice, in the context of Solomon Siulai, I would not find error.
100 Moving to the directions given in respect of the Alibi Notice itself (Exhibit J), her Honour referred to the Crown's contention that the Alibi Notice demonstrated a preparedness by each accused to give a deliberately false account of his whereabouts. In Zoneff the High Court suggested the jury should be told that if they found the accused had lied, they should then decide the significance of such lies, having regard to the issues in the trial. Her Honour, on the other hand, said this: (S/U 13)
"If you were to conclude that the alibi notice was, in effect, a deliberately false account, and that is a matter for you, then you may think it has some significance. " (emphasis added)
101 The direction which followed did not include the words which had been given moments before (in the context of the credibility of Solomon Siulai) which were important, and which were taken directly from Zoneff, namely: (S/U 12)
"But the point I am making about all of this is that it is very important that you do not follow a process of reasoning to the effect that just because a person is shown to have told a lie about something that that is evidence of guilt."
102 Instead, her Honour made the following statement, again arguably leaving open the possibility of consciousness of guilt reasoning. She said: (S/U 13)
"But again, I warn you, do not automatically conclude that either or both of the accused are guilty of one or both of these charges just because they may have told an untruth on some prior occasion."
103 The issue of credibility was different in the case of each accused. The direction, with respect, did not identify the different ways in which the issue arose. Solomon Siulai had given evidence but had not provided an interview, whereas Toai Siulai had provided a brief interview but had not given evidence. If the lies were relevant simply to credibility, and the jury determined that a particular accused had lied, then the lie could only be used in determining whether the version of that accused was to be believed. If he were not believed, his evidence should be put to one side. The question would still remain: has the Crown proved its case beyond reasonable doubt? The jury could not, as a matter of reasoning, move directly from a determination that there was a lie to an inference of guilt.
104 The direction did not, to my mind, conform with these requirements. Error has been demonstrated.