1 SULLY J: This is a Crown appeal against a sentence passed on 9 July 1999 by Levine J upon Mr. Stephen Sherry, ["the respondent"].
2 On 29 June 1999 the respondent was presented for trial before Levine J at Grafton. He was so presented upon an indictment charging that he had murdered, on 16 October 1997 at South Grafton, one Mary Anne Casey, ["the deceased"]. To that charge the respondent pleaded not guilty. He was put, accordingly, upon his trial by a jury; and after a trial lasting several days the jury returned a verdict finding the respondent not guilty of murder but guilty of manslaughter. The respondent was thereupon convicted, and was sentenced by Levine J to penal servitude for 5 years. His Honour found "special circumstances" as contemplated by section 5 of the Sentencing Act 1989 (NSW); and divided the sentence equally between minimum and additional terms. The minimum term was dated to commence on 16 October 1997 and to expire on 15 April 2000.
3 For some six or seven years prior to October 1997 the respondent and the deceased had been living in a de facto relationship. There had been two children of that relationship: a daughter aged, in October 1997, about 12 months; and a son then aged about 3 months. The relationship between the respondent and the deceased had been a very volatile one marked by outbursts of violence and drunkenness.
4 As at 16 October 1997 the respondent and the deceased had separated. The deceased had custody of the two children, but the respondent visited them regularly, those visits bringing him necessarily into contact with the deceased. It seems that the respondent was genuinely attached to the two children, and was genuinely concerned about their welfare and upbringing.
5 On the morning of 16 October 1997 the respondent was sitting with a female acquaintance named Rosemarie Dennis outside the latter's home in South Grafton. They spent some time in conversation, principally, as it would seem, in connection with some personal problems of the respondent, being problems not connected directly with the deceased. As the respondent and Miss Dennis talked, the respondent drank about two bottles of beer. Miss Dennis described the respondent as having been, in her then perception, agitated or frustrated.
6 Presently, the respondent caught sight of an acquaintance of his who was in the vicinity of the South Grafton Post Office Hotel car park. The respondent left Miss Dennis and walked towards this acquaintance. On the way he met the deceased in the car park. A verbal argument took place between the respondent and the deceased. At the end of that argument the respondent walked away from the deceased, back to Miss Dennis' house, and resumed his seat on the verandah.
7 The deceased, then carrying her little daughter, approached the respondent. There was a further verbal argument between them. In the course of it the deceased told the respondent that their infant son was at the Post Office Hotel; and she told the respondent to go over there and collect the child.
8 The respondent did so, apparently taking time while he was at the Post Office Hotel to drink a vodka and orange juice in the hotel bar. He then left the hotel with his infant son, walked over to Miss Dennis' house, and went inside the house to a room where the deceased was then seated on a lounge.
9 The Crown case at trial was that the respondent and the deceased had then become engaged in a very violent altercation. The Crown case in that connection relied upon the evidence of Miss Dennis who was present at the time, and who became so alarmed by what she was witnessing that she telephoned for assistance. The Crown case was that the respondent had taken hold of the deceased's throat with his right hand and had pushed her head forcefully against the wall. The deceased, allegedly, responded by reaching up and taking hold of the respondent's hair, pulling his head down towards her. The Crown alleged that the respondent had delivered a number of significantly hard punches to the deceased's head; that he had disentangled himself from her grasp; and that he had thereupon stood up, taken hold of a beer bottle, and struck the deceased across the head with the bottle.
10 According to Miss Dennis, it was at about this time that she moved to the telephone, intending to seek assistance. She said that the respondent had approached her; that she had sought to fend him off by moving between them a pram in which one of the children was then lying; and that the respondent thereupon turned away from her, returned to the deceased, and again inflicted upon the deceased a number of significantly forceful blows.
11 Thereafter, according to Miss Dennis, the respondent walked into the kitchen where he took from its scabbard a large kitchen knife. He returned, holding the knife in his right hand, approached the deceased, and presented the point of the knife to her chest. He placed his left hand on the deceased's right shoulder. The Crown case was that the respondent had, thereupon, stabbed the deceased below her right ear causing a wound which brought about her death.
12 Miss Dennis did not actually see the respondent inflict the fatal wound; but it was not disputed at the trial that the respondent had in fact been holding the knife in his hand when the fatal wound was inflicted upon the deceased.
13 The respondent gave evidence at the trial. He did not deny that there had been a violent confrontation between himself and the deceased. Nor did he deny that he had indeed gone into the kitchen and taken from it the kitchen knife in question. The respondent's case was, however, that he came back into the adjoining room, carrying the knife; that he approached close to the deceased; that he pointed the knife, not at her, but at himself, telling her, in effect, that he had had enough of the fights that were constantly going on between them, and that he would resolve matters by stabbing himself. According to the respondent, he did not in fact intend to stab himself; but wished, rather, to make a point with the deceased. The respondent denied adamantly that he had ever struck the deceased with a beer bottle. The respondent did not dispute that he had struck the deceased a number of times; although he did not accept the precise description given by Miss Dennis in her evidence. The respondent did not dispute that he had the knife in his hand at the time the fatal stab wound was inflicted; but it was his consistent case that the inflicting of that stab wound had been entirely accidental.
14 Early in Levine J's summing up to the jury, his Honour instructed the jury as follows:
"There are three potential results in this case. One, guilty of murder; or two, not guilty of murder but guilty of manslaughter; or three, not guilty of anything. I think it desirable to set that scene and establish that theme now, because not surprisingly the Crown has focused on success in proving guilt beyond reasonable doubt of murder. The defence has focused in effect upon the Crown having failed to prove beyond reasonable doubt the guilt of anything, and I would ask you to note the way I just put it. The Crown submits proof of guilt successfully, the defence submits failure. That reflects what I have referred to before, the obligation or onus on the Crown to prove guilt, there being no obligation or onus on the accused to prove innocence." [Appeal Book 359]
15 Concerning the respondent's case that the inflicting of the fatal wound had been an accident, his Honour instructed the jury as follows:
"An accident is an event which occurs but which is not in fact intended or foreseen by the accused, and is one which would not reasonably have been foreseen by an ordinary person. An accident, I will repeat it, is an event which occurs but which is not in fact intended or foreseen by the accused and would not reasonably have been foreseen by an ordinary person. An ordinary person in these circumstances is judged objectively and is taken to be an ordinary sober person.
Once, however, the issue of accident is raised by the accused, it is for the Crown to disprove that proposition, beyond reasonable doubt to exclude it. The accused does not have to satisfy you beyond reasonable doubt that it was an accident, the Crown has to satisfy you beyond reasonable doubt that it was not. If the Crown has satisfied you beyond reasonable doubt that it was not an accident in the sense relied upon by the defence, that is not the end of the matter. The Crown still has to satisfy you on the evidence beyond reasonable doubt that it was the deliberate act of the accused in stabbing the deceased done with the intention of killing or inflicting very serious bodily injury." [Appeal Book 373,374]
16 Shortly thereafter, his Honour turned to the alternative verdict of guilty of manslaughter. In that connection, his Honour directed the jury as follows:
"Or in the event that you are not satisfied beyond reasonable doubt that the act of the accused in stabbing the deceased was done with either of those intentions, we come to the next step. The Crown has to satisfy you beyond reasonable doubt that it was an unlawful and dangerous act in a way that I will explain, and that will enable you to find a verdict of manslaughter.
I have dealt with murder and the elements. The position of the accused is an accident, the Crown has to dispel that, exclude it beyond reasonable doubt. The Crown's position of course is this was no accident.
Yesterday I said that there were three possible verdicts. Guilty of murder, one. Not guilty of murder but guilty of manslaughter, two. Or three, not guilty. I am now coming to manslaughter which is the second of the three available verdicts. It has its elements as well. First the death of the deceased. Second the act of the accused caused the death. Third, that the act of the accused which caused the death was itself unlawful and was also dangerous.
Pausing there, the real difference between murder and manslaughter in this context is murder looks to the intention, and if that hasn't been proved beyond reasonable doubt we now look at the act, was it unlawful and dangerous and did it cause the death of the deceased?
The Crown has to satisfy you beyond reasonable doubt that the act of the accused was an unlawful one. It doesn't take a great deal of imagination, or indeed a requirement for me to direct you as a matter of law, that to present a knife to a person's chest is an unlawful thing.
The second ingredient of the crime in relation to the act is that you must be satisfied beyond reasonable doubt that not only was it unlawful but dangerous. I direct you as a matter of law in this context that an act is dangerous. An act is a dangerous one when it is one which a reasonable person, that is the objective test again, ordinary reasonable person, would realise was an act which exposed another person to an appreciable risk of injury.
Certainly in this regard it is of importance to the Crown case, talking about manslaughter, that the knife was obtained from the kitchen and presented to the chest of the deceased in an environment of conflict, an unlawful and dangerous act. That is the knife being pointed at her chest. That is a very important area of fact for you to resolve.
On the other hand, as I understand the Crown's position in relation to manslaughter even if he came out and pointed the knife at his own chest but the scuffle then broke out and continued and he maintained that knife in his hand, he didn't drop it, in those circumstances his continuing holding of it became an unlawful and dangerous act. The knife went into the neck, the deceased died and the accused, if you are satisfied beyond reasonable doubt of all those things, would be not guilty of murder but guilty of manslaughter.
If the Crown, however, has failed beyond reasonable doubt to exclude the accused's account, especially the nub of his account, "I put the knife to my chest to make a point to her. I didn't intend to kill myself but I put it to my chest to make a point to her as to how seriously I viewed her conduct in relation to the children", if the Crown fails beyond reasonable doubt to exclude that, or if you are in some doubt about it you cannot convict the accused of manslaughter.
Murder is concerned with the intention to do the act that caused the death. Manslaughter is concerned with the act that caused the death, whether it was unlawful and dangerous. You will have to make a finding as to what the act was. That will involve your consideration of the dynamics of what occurred on or about or at the relevant couches. You will have to be satisfied beyond reasonable doubt that the accident position advanced for the accused has been excluded." [Appeal Book 374, 375, 376]
17 Part of the Crown case at trial was that the accused had told lies about the stabbing; and that the relevant circumstances were such that it was open to the jury to infer from the telling of the lies a consciousness, on the part of the respondent, of guilt of the deliberate and intentional stabbing of the deceased. His Honour gave the jury extensive directions concerning the drawing, from the telling of lies, of an inference of consciousness of guilt. Those directions are not the subject of any present challenge or criticism. Thereafter, his Honour gave the jury a summary of the relevant principles bearing upon the alternative verdicts open to the jury. In that connection his Honour gave the following directions:
"So what I want to now do is present a summary of this trial and the issues in relation to murder, manslaughter, and accident, that I hope will clarify the position. If the Crown satisfies you beyond reasonable doubt that the lies evidence the consciousness of guilt, and excludes beyond reasonable doubt the accused's version as an accident, and still on the evidence proves the death of the deceased was caused by the deliberate act of the accused done with the intention to kill or cause grievous bodily harm, if you are satisfied of all those things beyond reasonable doubt it is your duty to return a verdict of guilty, that is of murder.
If the Crown satisfies you beyond reasonable doubt that the lies evidence the consciousness of guilt, and beyond reasonable doubt excludes the possibility of accident, but does not prove beyond reasonable doubt the intention, but does prove beyond reasonable doubt that the death of the deceased was caused by the act of the accused and this act of the accused was an unlawful and dangerous one, then it would be your duty to return a verdict of not guilty of murder but guilty of manslaughter. If the Crown fails to exclude beyond reasonable doubt the accused's account of accident, or you have any doubt about it, then the accused would be entitled to be found not guilty. One, guilty of murder; or two, not guilty of murder but guilty of manslaughter; or three, not guilty.
There are two other matters I want to briefly say something about. First, relationship. You have heard evidence during the course of this trial that does point to the relationship between Mr. Sherry and Mary Anne Casey to have been, to put it bluntly, affected by violence and drinking.
There was a witness Miss Wheelan called very early in the trial who was not cross-examined, who observed the couple in the car park and the violence and the distasteful language that was used. It is there. Ms Dennis gave evidence that the relationship was rocky. They had done everything in their power to work things out and the relationship became progressively violent and it was better that they parted. What is the point of this evidence? I will tell you what it isn't; neither the accused nor in any sense the deceased are on trial for their lifestyle. The evidence going to the relationship between Mr. Sherry and Ms Casey is to provide a background or a context in which evidence of the events which give rise to this case can be considered.
Mr. Sherry isn't on trial for any violence that he might have intruded into the relationship. After her death Ms Casey is not on trial for her problems with alcohol or for any violence of the hair pulling. This evidence is by way of background and context. The Crown still has to prove guilt beyond reasonable doubt and this relationship material is there to avoid what would otherwise be an absolutely artificial situation, the consideration of these events in a vacuum. It is background material to provide a context and that is all. It is there but it does not relieve the obligation on the Crown beyond reasonable doubt to prove guilt in the way that I have said. It is all part and parcel of human life affairs that relationships sadly develop along these lines and it is background so that you can just view the events and the findings of fact you make about them in a context. That is all I am going to say.
You bring together your collective worldly wisdom and general knowledge of what goes on in life to this case, that is there, it is part of the scene, it is not used to prove guilt or to condemn people merely because of the way they lived.
The final matter I want to talk about is alcohol. Alcohol or intoxication is not a defence. It is not an excuse, it is not enough to say, "I don't remember, I was drunk" . That is not what this case is concerned about in the context of alcohol. Alcohol may provide an explanation.
The Crown Prosecutor opened this case and closed it to my recollection, "Whatever drink the accused had consumed simply affected his determination to do what the Crown says he did" . The accused does not say he was so affected he couldn't form the intention that I have been talking about. That proposition is not part of this trial at all." [Appeal Book, 381, 382,383]
18 After the summing up had concluded, both the Crown Prosecutor and counsel then appearing for the respondent applied for further directions. It is sufficient for present purposes to note that the Crown Prosecutor specifically acquiesced in the leaving to the jury of a possible verdict of manslaughter by an unlawful and dangerous act, that act being found in either of the two hypotheses which had been put in the summing up in the passages quoted above from pages 375 and 376 of the Appeal Book.
19 It has been necessary to set out in some detail the whole of the foregoing material in order to provide a fair context within which consideration can now be given to Levine J's reasoning in the matter of sentence.
20 Levine J commenced his Honour's remarks on sentence by observing, correctly in my respectful opinion, that the jury's verdict of not guilty of murder but guilty of manslaughter: "………….. reflects the failure of the Crown to prove the required intent for the crime of murder, and the Crown's success in negativing accident".
21 His Honour then continued as follows:
"The basis upon which manslaughter was left to the jury was unlawful and dangerous act. I am satisfied beyond reasonable doubt that that act was the continued maintenance in his hand of the knife after the pause in what had been a violent scuffle between the prisoner and his partner which had earlier erupted between them on the morning in question." [Appeal Book 413]
22 His Honour went on to say that he was not prepared to find beyond reasonable doubt that the respondent had struck the deceased with a beer bottle.
23 It is now submitted for the Crown that Levine J defined the relevant unlawful and dangerous act in a way that: "………… inappropriately minimised the objective seriousness of the Respondent's conduct ……………..". It is submitted that the verdict returned by the jury: "……… necessarily reflects the jury's acceptance of Ms Dennis' version that the Respondent obtained and then presented the knife to the deceased. ………….The Respondent's assertion at trial of having pointed the knife at himself followed by misadventure ……………must have been rejected". I do not accept these submissions of the Crown. As has been earlier herein explained, the issue of manslaughter by an unlawful and dangerous act was left to the jury, and that with the acquiescence of the Crown Prosecutor at trial, upon two alternative bases, one of which was the very basis adopted by Levine J. The two bases thus left to the jury were true alternatives. The evidence at trial, as Levine J himself pointed out during the course of the applications for further directions, did not permit of some subtle interweaving of the two alternative versions. Either the respondent deliberately presented the point of the knife to the chest of the deceased, or he did not. If the latter, then the alternative hypothesis put to the jury, being the hypothesis subsequently adopted by Levine J for the purpose of sentencing, was in my opinion undoubtedly open to his Honour in that latter connection.
24 It is submitted for the Crown that Levine J failed to take a sufficiently stern view of the objective gravity of the offence of which the respondent was convicted by the jury. It is submitted, in particular, that his Honour did not give sufficient weight to the fact that the crime had involved the unlawful and dangerous handling of a knife.
25 In my opinion, these criticisms have not been made good. It is not necessary, I think, to quote further extensive passages from the remarks on sentence. It is, I think, sufficient to say that I have read with care the remarks on sentence, and it seems to me that Levine J was entirely aware of the objective gravity of the facts and circumstances surrounding the death of the deceased.
26 It is submitted that Levine J erred in finding, as his Honour did, that the respondent had been, in the immediate aftermath of the stabbing, genuinely remorseful for what had happened.
27 The particular portion of the remarks on sentence at which this criticism is levelled consists of a bare statement by his Honour: "I accept that the prisoner was immediately remorseful for what he did, for what happened, for which he is entitled to full credit notwithstanding his not guilty plea". [Appeal Book at 414]
28 It is submitted that this finding does not sit comfortably with the undoubted fact that the respondent, in the immediate aftermath of the stabbing, told lies to the investigating police. It seems to me that the making of this particular assessment of the respondent's attitude was one which the primary Judge was much better placed than this Court to make. I am not prepared to say, on the basis of the material in the appeal papers, that Levine J was not entitled to come to that conclusion.
29 It is submitted, further, that in addition to the suggested patent errors to which I have referred, there was latent error in the sentence imposed, in that the sentence is, on its face, below the minimum point of an acceptable range of sentences for a manslaughter of the kind here in question.
30 I do not accept that submission. Levine J was, in my respectful opinion, entitled to find, as his Honour did, that there were very substantial subjective features of the respondent's individual case; and that those subjective features entitled the respondent to a proper mitigation of what might otherwise have been thought to be an appropriate sentence. The relationship between the respondent and the deceased was, as I have earlier herein noted, a volatile one. It was, essentially, dysfunctional. It was marked by violence and drunkenness. It was in its incidents, and it has been in its consequences, tragic for everybody touched by it. It is my own view that a somewhat more severe sentence might have been imposed without thereby attracting the appellate intervention of this Court. That is not, however, at all the same thing as saying that the sentence in fact imposed fell manifestly below the minimum point of a proper range.
31 For the whole of the foregoing reasons, I am of the opinion that the Crown appeal against sentence should be dismissed.