(b) to identify as the relevant act a sequence of things done by the appellant from the moment at which he pulled a pistol known by him to be loaded out of his pants; to the moment when he fired those three successive shots.
19 I would say at once that I should have thought that on the facts of the appellant's case any normal body of twelve persons would have regarded it as a matter of common sense that the actual death-causing act was the option 4 above; and that it was when proceeding to the next step of characterising that act as having been either willed or unwilled, that it would have been entirely appropriate to have had regard to the continuum of conduct commencing with the alleged luring of the victim by the appellant to the location of the shooting.
20 At the appellant's trial the jury was given written as well as oral directions of law. The jury was instructed in writing that the Crown had to prove beyond reasonable doubt, and among other things, that it had been a deliberate act of the appellant that had caused the death of the victim. That direction was amplified by the following written directions:
"A deliberate act causing death. The act causing death must be the deliberate act of the accused. An act is not deliberate if it was not voluntary that is not willed by the accused. A spontaneous unintended reflex action is not itself a voluntary act. However, what act of the accused caused the death of the deceased is a matter of fact to be considered in light of all the conduct of the accused that led up to the discharge of the bullet which penetrated the heart of the deceased and caused his death. This is to be considered in a common sense way taking into account all that the accused did in discharging the gun. It includes, but is not necessarily restricted to, the pulling of the trigger."
21 In the oral directions, the trial Judge instructed the jury at an early point in the summing-up:
"Now there is little doubt that the act, which caused the death of the deceased, was the act of the accused. He discharged the gun and although he can only recall two shots, there seems to be no doubt that he fired three and by all accounts one immediately after the other. But a question arises on the accused's evidence whether the act causing death was deliberate that is whether he intentionally fired the weapon and in particular whether he intentionally fired the shot that penetrated the deceased's heart and killed him."
22 Very shortly thereafter, and having given some oral directions about voluntariness, his Honour gave these directions:
"But just what was the act of the accused which caused the death of the deceased is a matter of fact for you to determine in all the circumstances in which the gun was discharged. You do not necessarily isolate the pulling of the trigger as a separate and distinct act taken out of context and say is that the act which caused the death of the deceased and then ask whether there is any reasonable possibility that was not a deliberate act of the accused. In the present case you know that the accused deliberately took possession of what he knew to be a loaded gun. He says he got it earlier that night when he purchased it from a stranger. He checked that it had bullets in it. He was unaware of whether it had a safety catch or not. He deliberately placed it down the front of his trousers where it remained until he says he was confronted by the deceased outside the hotel. He deliberately withdrew the gun from the front of his pants when he saw the deceased and deliberately presented it to the accused in that he held it in front of him intending, it seems, to use it at least to scare off the deceased. Finally you would consider that three shots were fired each hitting the torso of the deceased. On those facts and that scenario it is for you to determine what, in that context and considering all his actions, was the act of the accused which caused the death of the deceased and whether it was deliberate.
In the circumstances of this case where the accused has deliberately presented a loaded revolver to the deceased in a situation of a possible attack upon him, if you found that the pressing of the trigger as a response to a sudden threat or apprehension of danger was no more than a probable and foreseeable consequence of deliberately presenting a loaded weapon to the deceased you could determine that the discharge of the gun was a voluntary or deliberate act of the accused notwithstanding that he may not have meant to fire it.
Of course we do not know very much about the gun: whether it had a safety catch, whether it was prone to accidental discharge, or the force necessary to pull the trigger. We know that it was, according to the accused, a revolver, and it seems from all the evidence that the shots were fired off in rapid succession. So it is not a case of the weapon having to be reloaded or re-cocked each time. On the other hand according to the accused, the gun was in his waist belt for some considerable time without discharging even though the accused apparently played pool with it there and at one stage was violently pushed or head-butted by the deceased forcing him against the wall of the gaming room.
So you look at all this material and decide what was the act of the accused which caused the death of the deceased: was it merely the unintentional pulling of the trigger or was it a more complex and composite act involving a number of steps deliberately taken by the accused which ended with the sudden and unexpected discharge or, on the Crown's version, a deliberate firing of the weapon? If at the end of the day you find that there exists a reasonable possibility that the act which caused the death of the deceased was not deliberate but was unintended and involuntary such as a reflex action, then the accused is not guilty of murder.
Of course the issue only arises if you find that there is a reasonable possibility that the accused's version is true."
23 Later still, and after directing the jury on the topic of murder by reckless indifference to human life, his Honour touched one final time upon the topic of causation, saying:
"Again you are concerned with the state of mind that the accused had at the time he committed the act causing death. Again it is for you to determine what is the act causing death. For example, as I said, if you found that while the deceased was approaching, the accused deliberately pulled out a loaded gun foreseeing that further violence by the deceased would occur and that in such a situation the gun would probably discharge causing the death of the deceased, then subject to self-defence and provocation, the accused would be guilty of murder even though he never intended to cause the deceased's death and even though when the gun discharged he was not intending to fire it. You should see then how important it is to determine what the act of the accused causing the death is, whether that act was deliberate and what was the state of mind of the accused at that time."
24 The written submissions of learned Senior Counsel for the appellant, (who was not counsel at trial), make the following complaints about the foregoing directions:
"The first point to be made, then, is that his Honour did not deal with causation conformably with authority on the subject and, effectively, left open the possibility of the pulling of the trigger as the voluntary act causing death even if the pulling of the trigger was, in fact, a "reflex" action. This opened the way for a conviction for murder based on the brandishing of the gun.
In any event, these directions gave no or insufficient attention to the role, or otherwise, in causation, of the acts of the deceased in bringing about the discharge of the firearm, this based here on the appellant's account outlined above."
25 I do not agree with those submissions. It is, I apprehend, a fair comment that the summing-up does not deal in a precisely discrete way with the separate topics of causation and voluntariness; but that is not a fatal flaw in the summing-up provided only that what was in fact put to the jury about causation was sufficient to bring the minds of the jurors to the issues that I have outlined at paragraph 17 above. In my opinion, the directions given in fact on the topic of causation satisfy that proviso. There was at trial no submission to the contrary.
· Voluntariness
26 The relevant written directions have been quoted earlier herein: see paragraph 19.
27 The relevant oral instructions began thus:
"In effect what the accused seems to be saying is that although he intentionally removed the gun from under the front of his pants and intentionally presented it towards the deceased intending at least to scare him away, he did not deliberately point it at him or pull the trigger. He said that, as a reaction to the deceased lunging towards him, he flinched automatically and the gun discharged. In effect he is saying that the pulling of the trigger was not a deliberate act of him; it was involuntary without any thought at all let alone the intention of firing the weapon.
Well if there is a real possibility that the shot that killed the deceased was discharged by an involuntary, unintended act of the accused then it was not a deliberate act of him. In other words he did not deliberately discharge the weapon and he cannot be guilty of murder. An involuntary reflex action is not a deliberate act and cannot by itself be the basis of criminal liability."
28 These directions were followed immediately by the directions that are quoted previously herein and at paragraph 21.
29 Thereafter his Honour said:
"So you look at all this material and decide what was the act of the accused which caused the death of the deceased: was it merely the unintentional pulling of the trigger or was it a more complex and composite act involving a number of steps deliberately taken by the accused which ended with the sudden and unexpected discharge or, on the Crown's version, a deliberate firing of the weapon? If at the end of the day you find that there exists a reasonable possibility that the act which caused the death of the deceased was not deliberate but was unintended and involuntary such as a reflex action, then the accused is not guilty of murder.
Of course the issue only arises if you find that there is a reasonable possibility that the accused's version is true. Of course the Crown says that you would reject this version in light of the fact that the accused fired three shots all of which hit the deceased in the torso. Whether the issue arises at all might depend to a large extent upon what other facts you find proved by the evidence. For example if you were satisfied beyond reasonable doubt of the evidence of Mr. Siofele, that is, of the accused beckoning or even whistling from the corner of the hotel then the issue may not arise because a completely different complexion might be placed upon the firing of the weapon than that given to it by the accused. Even if you were satisfied beyond reasonable doubt that the deceased never went around the corner it may follow that you would reject the accused's account of the manner in which the gun discharged. In such a case you might find that all the actions of the accused were deliberate including the firing of the shot that killed the deceased."
30 I can see no error in these directions. There was at trial no submission to the effect that there was any such error. The directions seem to me, with respect, to put clearly and succinctly the approach that was put by Windeyer J in Ryan (supra) in terms which I apprehend to stand as good law and to be, if I may respectfully say so, lucid common sense:
"Words and phrases such as involuntary, unintentional, inadvertent, accidental, unmeditated, unthinking, not deliberate, unwilled and so forth are used by different writers. Their connotations often depend upon their context, and they are used in discussions which seem to drift easily off into psychological questions of consciousness, sanity and insanity and philosophical doctrines of free-will and of events uncontrolled by will. There is a discussion of some aspects of this subject in the American work, Reflex Action, a Study in the History of Physiological Psychology . I mention it, not because I profess any knowledge in this field, but because of the readiness with which the phrase "reflex action" was used in the course of the argument as a presumably exculpatory description of the act of the applicant when he pressed the trigger of the firearm.
The conduct which caused the death was of course a complex of acts all done by the applicant - loading the rifle, cocking it, presenting it, pressing the trigger. But it was the final act, pressing the trigger of the loaded and levelled rifle, which made the conduct lethal. When this was said to be a reflex action, the word "reflex" was not used strictly in the sense it ordinarily has in neurology as denoting a specific muscular reaction to a particular stimulus of a physical character. The phrase was, as I understood the argument, used to denote rather the probable but unpredictable reaction of a man when startled. He starts. In doing so he may drop something which he is holding, or grasp it more firmly. But assume that the applicant's act was involuntary, in the sense in which the lexicographers use the word, would that, as a matter of law, absolve him from criminal responsibility for its consequences? I do not think so. I do not think that, for present purposes, such an act bears any true analogy to one done under duress, which, although done by an exercise of the will, is said to be involuntary because it was compelled. Neither does it, I think, bear any true analogy to an act done in convulsions or an epileptic seizure, which is said to be involuntary because by no exercise of the will could the actor refrain from doing it. Neither does it, I think, bear any true analogy to an act done by a sleep-walker or a person for some other reason rendered unconscious whose action is said to be involuntary because he knew not what he was doing.
Such phrases as "reflex action" and "automatic reaction" can, if used imprecisely and unscientifically, be, like "blackout", mere excuses. They seem to me to have no real application to the case of a fully conscious man who has put himself in a situation in which he has his finger on the trigger of a loaded rifle levelled at another man. If he then presses the trigger in immediate response to a sudden threat or apprehension of danger, as is said to have occurred in this case, his doing so is, it seems to me, a consequence probable and foreseeable of a conscious apprehension of danger, and in that sense a voluntary act. The latent time is no doubt barely appreciable, and what was done might not have been done had the actor had time to think. But is an act to be called involuntary merely because the mind worked quickly and impulsively? I have misgivings in using any language descriptive of psychological processes and phenomena, especially as I doubt whether all those skilled in this field employ their descriptive terms uniformly. Guided however by what has been said in other cases and by writers on criminal law whose works I have read, and especially by the judgments in the House of Lords in Bratty v Attorney-General for Northern Ireland , I have come to the conclusion that if the applicant, being conscious of the situation in which he had put himself, pressed the trigger as a result, however spontaneous, of the man whom he was threatening making some sudden movement, it could not be said that his action was involuntary so as to make the homicide guiltless. The act which caused the death was, it seems to me, using the language of s. 18 of the statute, an act of the accused. The question for the jury was whether it was an act done by him in such a way as to make the resulting homicide murder. This was the issue submitted to the jury." [ 121 CLR at 244 - 246, passim ]
· Reckless Indifference to Human Life
31 The idea that murder by reckless indifference to human life should be left at all to the jury was raised by the trial Judge during interchanges with both counsel prior to the commencement of final addresses. His Honour asked the Crown Prosecutor whether he was proposing to rely on reckless indifference. The Crown Prosecutor took time to consider his response; and in due course informed his Honour that the Crown did wish to have a reckless indifference option left to the jury. There ensued a deal of discussion, the upshot of which was an indication by his Honour that he was inclined to deal with the issue by a direction to this effect:
"I think realistically the intention here is, did he intentionally fire the weapon at least in the vicinity of the deceased? I am prepared to go that far and perhaps leave reckless indifference on the basis that he intentionally discharged the firearm in the vicinity of the deceased, and that they saw that that was an act which he foresaw which probably would result in death or whatever the words exactly are."
32 Trial counsel for the appellant said that he would consider further that proposal. His Honour said that, without finally ruling upon the issue, he would permit the Crown to address upon the issue, and then see how things developed.
33 The closing address of the Crown was then presented. During the address the Crown Prosecutor said this:
"The Crown submits an alternative case also, members of the jury, you would find that the accused intentionally discharged the firearm in circumstances where he foresaw the possibility of death resulting, even if he didn't intend really serious bodily harm or death to result. It is clearly shown the firing of the firearm was deliberate; intentional and the firing of the three rounds, the Crown submits, would prove that he foresaw the probability of death resulting. That is the alternative basis, members of the jury."
34 Almost immediately thereafter the Crown address concluded. Thereupon, and with the express concurrence of the appellant's trial counsel, his Honour gave the jury a detailed outline of the basic legal principles relevant to the possible alternative verdicts that would be open to the jury. During the course of that outline, which his Honour emphasised clearly was not a substitute for the directions that would be given in the summing-up proper, his Honour told the jury this:
"Once the Crown Prosecutor has proved to you beyond reasonable doubt that the weapon was discharged intentionally by the accused wishing to project a bullet out of the gun, then the Crown in order to prove murder has to prove to you that when he did fire the gun he intended to either kill the deceased or inflict really serious harm upon him or that he did so without either of those intentions but foreseeing, that is actually having in his mind at the time he fired the gun that by doing that the death of the deceased was a probability, foresaw the probability of death resulting from his act and that's what the Crown called, I think, reckless indifference to human life. So that's what is to be proved for murder."
35 At the conclusion of the outline his Honour asked both counsel whether they had any objection to what had been said in the outline; and both counsel replied in the negative.
36 Shortly thereafter the defence address was presented. It invited either an acquittal on the charge of murder or "an alternative verdict". The basic stance of the defence could not have been put more clearly or more succinctly than was done in this submission, which was made very early in the address:
"They have to prove beyond reasonable doubt that this accused on this early morning shot the deceased with intent to kill him."
37 The topic of murder by reckless indifference to human life was the subject of both written and oral directions. The written directions were:
"An act is done with reckless indifference to human life if the accused foresaw or realised that his act would probably cause the death of the deceased but he continued with that act regardless of the risk of death." [original emphasis]
38 Of the oral directions it suffices to refer to the following directions, the first passage being taken from page 23 of the summing-up and the second passage being taken from page 48 of the summing-up:
"Again you are concerned with the state of mind that the accused had at the time he committed the act causing death. Again it is for you to determine what is the act causing death. For example, as I said, if you found that while the deceased was approaching, the accused deliberately pulled out a loaded gun foreseeing that further violence by the deceased would occur and that in such a situation the gun would probably discharge causing the death of the deceased, then subject to self-defence and provocation, the accused would be guilty of murder even though he never intended to cause the deceased's death and even though when the gun discharged he was not intending to fire it. You should see then how important it is to determine what the act of the accused causing the death is, whether that act was deliberate and what was the state of mind of the accused at that time."
"What I was trying to stress to you was the importance of determining in all of the circumstances what was the act which caused the death of the deceased and as I tried to indicate to you it is not necessarily the pulling of the trigger because as you look at it you might find in relation to all of the acts taken by the accused in relation to that gun, that is the deliberate acts that the act of the accused which caused the death is not limited to just pulling the trigger. And if you found that the accused presented the gun, as I use that term, with intention of using it to kill the deceased or inflict serious injury upon him or indifferent to whether or not the gun went off and would probably kill the deceased then you could find that that was the act causing death and that the accused was guilty of murder even though you may be left with a doubt as to whether the shot which actually killed the deceased went through his heart as a result of a reflex action."
39 There was at trial no application for re-directions.
40 The appellant submits that murder by reckless indifference ought not to have been left at all. Ground 2 in the conviction appeal raises in terms that proposition. In my opinion it is unnecessary to travel, in search of a correct answer, beyond the following passage in the judgment of Barwick CJ in La Fontaine v The Queen [1976] 136 CLR 62 at 70:
"A defence that the deliberate discharge of a firearm ………….. [in the given circumstances of that case of which one was the very close proximity of the victim to the shooter] ………… albeit not aimed at the deceased was effected only with the intention to scare or frighten courts a direction as to reckless indifference to the consequences of the maturity of a risk of which at least the likelihood is foreseen."
41 There was, in my opinion, abundant evidence available to the jury from which the jury could reasonably find beyond reasonable doubt that the appellant had fired in quick succession three pistol shots, one of them fatal, in the direction of the victim. The appellant, when his own evidence is looked at fairly, did not ever suggest that he had not in fact actually fired the shots. His case was that the shots had been fired involuntarily because of a reaction that he could only describe, insofar as he admitted to any real recollection of the relevant details, as having been a "flinching" movement which caused the firearm to discharge; and that he had never intended to kill, or even seriously to wound, the victim. He made no case of some latent defect in the firearm. He did not dispute that the victim had been very close to him at the time when he produced, presented and fired the firearm. His consistent case was that his sole intent had been to frighten the victim.
42 In my opinion such a concatenation of facts and circumstances can be said fairly to have courted a reckless indifference direction.
43 I would not uphold Ground 2 of the conviction appeal.
44 As to the directions in fact given upon the topic of murder by reckless indifference, I see no error in them.
45 It is submitted for the appellant that the earlier of the two passages previously quoted entailed a misdirection in that there was no evidence to support a proposition that the "pulling out" of the firearm with foresight of its unintentional discharge was an available basis for a finding of murder by reckless indifference.
46 I do not agree: first, because even if there were the suggested error at page 22 of the summing-up, - and I do not see it, - then it was amply corrected by the later directions at page 48 of the summing-up, directions which both counsel expressly accepted as adequate and correct; and secondly, because the evidence as I have summarised it in paragraph 3 was in my opinion ample to support a finding of a deliberate act causing death in fact; and being an act done in circumstances amounting to reckless indifference in the requisite legal sense.
· Self-defence and Excessive Self-defence
47 The complaint now made by the appellant about the directions given on this particular topic is, essentially, a complaint that the directions did not sufficiently reinforce earlier directions about murder by reckless indifference. The directions ought to have told the jury in a particular way, so the submission runs, that if the jury found reckless indifference manifested, not by the pulling in three quickly successive actions of the trigger, but by the antecedent production and brandishing of the firearm, then it was that antecedent act of production and brandishing to which, in the most carefully particular sense, the self-defence directions of law had to be applied.
48 The trial Judge, conformably with the consistent method employed in the framing of the summing-up, gave the jury careful written instructions. It was not submitted at trial, and I do not understand it to be submitted to this Court, that any part of those directions was wrong in law.
49 His Honour, with a like conformity, spoke to the bare written directions. It is unnecessary to quote at length from the oral directions. The point to be made about them, - and it is a point which answers, in my opinion, the appellant's present submissions, - is that from first to last the directions make plain that the practical application of the directions by the jury must be related, not to some hypothetical death-causing act, but to some particular such act or acts that the jury would necessarily have already found to have been demonstrated in fact by the whole of the relevant evidence.
50 I see no error in this approach. No submission to the contrary was made at trial.
51 For the whole of the foregoing reasons I would not uphold Ground 1 of the conviction appeal.