8 March 2006
REGINA v Juha HEIKKINEN
Judgment
1 SPIGELMAN CJ: Subject to the following additional observations, I agree with the judgment of Adams J which I have read in draft.
2 A discount for the utilitarian value of a plea of 20 percent was well within the range of her Honour's discretion. It is not the case that a plea of guilty at the earliest opportunity must necessarily attract a 25 percent discount.
3 When applying the Henry guideline as a check or indicator when there are multiple offences, it is always important to have regard to the issue of accumulation. There is no single correct sequence by which the applicable sentencing principles must be applied, particularly because it may become necessary to review the various elements after resolving an appropriate sentence for each individual offence from the perspective of totality.
4 I agree with the orders Adams J proposes. Each of the three armed robbery offences would, even in the face of the strong subjective case, justify a longer sentence, but the degree of accumulation proposed by his Honour, which has the effect of adding 12 months to the non-parole period and to the head sentence, is such as to justify the sentence proposed for each offence in the circumstances.
5 SIMPSON J: I have read in draft the judgments of the Chief Justice and Adams J. Two issues arise.
6 The first concerns the discount allowed to the respondent in respect of his pleas of guilty. The sentencing judge allowed 20%. Adams J expresses the view that, unless good reason the contrary were shown, the respondent was entitled to a discount of 25%, at the top of the range specified in the guideline judgment of this Court in R v Thomson; R v Houlton [2000] NSWCCA 309; 49 NSWLR 383. The Chief Justice is of a contrary view.
7 I respectfully agree with the Chief Justice. In Thomson and Houlton a range of 10 - 25% was promulgated as the appropriate range by which to reduce a sentence in recognition of the utilitarian value of a plea of guilty. A number of factors are relevant to the assessment of the utilitarian value of a plea of guilty. In Thomson and Houlton it was held that the primary consideration is the timing of the plea. No doubt this is because an early plea brings to a halt the expenditure of funds, time and resources on the preparation of a prosecution, and the release of those resources for the preparation and prosecution of other cases. Here, the respondent's plea was an early one. He was arrested on 31 December 2004, and entered his plea of guilty on 8 March 2005 in the Queanbeyan Local Court. It is not clear whether there was, in a real sense, any earlier opportunity formally to enter a plea. On his arrest, the respondent initially declined to comment. However, on 5 January 2005, after consultation with legal representatives, he requested a further interview and made full admissions. He repeated these admissions in a further interview on 10 January 2005, and again on 11 January 2005. These admissions, in my view, made pleas of guilty inevitable, and signalled clearly his intention to enter such pleas. Although the sentencing judge made no express finding to that effect, in my view this Court should proceed on the basis that the pleas were made at the earliest available opportunity.
8 That, however, does not necessarily entail the conclusion that he was entitled to a discount at the very top of the Thomson and Houlton range. Other factors besides timing are relevant to the assessment of the utilitarian value of a plea of guilty. One is the likely duration and/or complexity of the trial that has been avoided. Another is the potential cost of such a trial - involving circumstances such as the need to transport witnesses long distances, or to assemble complex evidentiary material. Those factors, in this case, do not favour the respondent. The trial would have been neither long nor complex; the witnesses were all local; while video evidence would have been tendered, it does not appear to be such as would have generated great expense.
9 In these circumstances, it was open to the sentencing judge to find, as he impliedly did, that the utilitarian value of the pleas was marginally less than the maximum specified in the guideline.
10 The more substantial issue is whether any error has been shown on the part of the sentencing judge. This Court has recently been forcefully reminded of its role in adjudicating appeals against sentence: Markarian v The Queen [2005] HCA 25; 79 ALJR 1048. It is only where some specific error of principle is demonstrated, or the result is unreasonable or "plainly unjust", that it may interfere. In my opinion the key to the present appeal lies in the principle of totality. The task of the sentencing judge was to impose, in respect of each offence, a sentence appropriate to the criminality disclosed by that offence: The Queen v Pearce [1998] HCA 57; 194 CLR 610. I take this to mean a sentence appropriate to that offence if it were being dealt with in isolation from the others - if it were the only offence for which the respondent stood for sentence.
11 On behalf the Crown it was submitted that the sentences imposed, particularly in respect of the armed robbery offences, were unreasonable in that sense, or "plainly unjust" in the sense that they failed to recognise the level of objective criminality. Adams J finds no error in this respect in any of the sentences imposed. I agree. In coming to this view, I recognise that, having regard to the objective seriousness of (at least) the armed robbery offences, the sentences imposed were very lenient. However, having regard to the other relevant circumstances, particularly the respondent's 45-year (at the time of the offences) history of abiding by the law, I am not persuaded that they were so lenient as to bespeak error. I would join Adams J in rejecting this aspect of the Crown's submission. If the offences of armed robbery stood alone, I would regard the sentences imposed in respect of them as lenient, but not appellably so.
12 In coming to that view, I bear in mind that the respondent's psychiatric condition is relevant: Benitez v R [2006] NSWCCA 21. So also, as I have already mentioned, is his prior good character. Also relevant (marginally) is the ineptitude displayed in the commission of the offences. In one case the respondent sought, by flourishing a knife, to have a service station operator unlock the doors. As Adams J has observed, it is unsurprising that this attempt failed. Only a few minutes later, he managed, by brandishing the knife, to obtain money, but the console operator followed him, armed only with a piece of timber, and was able to retrieve the money. This, perhaps, is some indication of just how threatening the respondent appeared. On a third occasion the respondent demanded money by claiming to be in possession of a gun, but the operator soon realised that this was not the case and refused to produce the money sought.
13 When sentencing for multiple offences, a judge must have one eye on the totality of the criminality. The aggregate of the sentences imposed must match the aggregate of the criminality displayed.
14 That raises the question of accumulation or concurrency. In R v Hammoud [2000] NSWCCA 540; 118 A Crim R 66 I observed that whether or not to accumulate sentences imposed in relation to multiple offences is an exercise of discretion to be carried out in accordance with established principles. That passage has been adopted on a number of occasions. One circumstance pointing to concurrency rather than accumulation are features common to two or more offences the subject of sentencing. In this case there were many features that were common. The respondent embarked upon a quite inexplicable course of criminal conduct over a very short period of time - just three weeks. True it is that the offences were (for the most part) committed in different places, and involved different victims, but they may properly be regarded, in my opinion, as a single course of conduct. While I recognise that many judges would give greater weight to those features of the offences that were disparate, I am not able to conclude that it was not open to the sentencing judge to regard the respondent's conduct as a single course of criminal endeavour. That would permit the imposition of fully concurrent sentences.
15 There was thus no error either in the length of the sentences, nor in the conclusion that the circumstances of the offences permitted an order that they be served concurrently. But that then raises the question of totality. I have concluded that, in the light of the total criminality, the combination of very lenient sentences, together with total concurrency, renders the aggregate of the sentences manifestly inadequate. I agree, therefore, that the Crown appeal ought to be allowed in part, and the respondent re-sentenced. The error may be corrected either by extending the sentences imposed in respect of the armed robbery offences, or, as proposed by Adams J, by making some sentences partially cumulative. My preference would be for the former course, but, since the same result is achieved by the orders proposed by Adams J, I am prepared to concur in those orders.
16 I agree with the orders proposed by Adams J.
17 ADAMS J: Introduction
18 On 17 November 2005 the respondent was sentenced following his pleas of guilty on six charges as follows:
(i) armed robbery (maximum penalty twenty years' imprisonment) on 30 December 2004 - three years with a non-parole period of eighteen months commencing 31 December 2004;
(ii) armed robbery on 8 December 2004 - three years with a non-parole period of eighteen months commencing 31 December 2004;
(iii) larceny (maximum penalty five years' imprisonment) on 10 December 2004 - eighteen months with a non-parole period of nine months commencing 31 December 2004;
(iv) armed robbery on 22 December 2004 - three years with a non-parole period of eighteen months commencing 31 December 2004;
(v) attempted armed robbery (maximum penalty twenty years' imprisonment) on 30 December 2004 - three years with a non-parole period of eighteen months commencing on 31 December 2004; and
(vi) assault with intent to rob (maximum penalty fourteen years' imprisonment) on 21 December 2004 - two years with a non-parole period of twelve months commencing 31 December 2004.
19 It will be seen that the effective punishment for the six offences was three years with eighteen months non-parole commencing 31 December 2004, all sentences having been ordered to be served wholly concurrently. The Director of Public Prosecutions gave notice of appeal from all sentences on 23 November 2005. The notice was served on 28 November 2005. There is, I think, an error of one day in the dates specified in the orders of the District for the expiration of the non-parole period.