The Remarks on Sentence
16 After noting that the respondent pleaded guilty on 24 November 2006, (three days before the date fixed for trial), the Judge related the agreed facts. Immediately thereafter, the Judge said :-
The offence is a serious offence. The seriousness of the offence is reflected in the maximum sentence contained in the Crimes Act. A number of submissions have been made to me in relation to the offender's involvement in the robbery. I am satisfied that the offender was not involved in any substantial degree in the planning of the robbery. I am satisfied that the robbery was unsophisticated in that the getaway vehicle was actually owned by one of the co-offenders. I am further satisfied that the offender became involved in the robbery due to the fact of his association with persons of bad character and the fact that the offender was a follower in the exercise and not a leader.
In so far as the objective seriousness of the offence, I place the objective seriousness beneath the middle of the range of objective seriousness.
17 This constituted the Judge's assessment of the objective gravity of the offence and the part the respondent played in it. The balance of the remarks were devoted to the respondent's subjective circumstances (two pages) and to considerations of parity (one page). The only mention of the guideline judgment of Henry is contained in the sentence "I accept the Crown's submission that the guideline judgment of R v Henry (1999) NSWLR 346 is relevant to these proceedings", immediately before sentence was passed.
18 The three findings set out above, namely, as to the degree of planning carried out by the respondent, the unsophisticated nature of the robbery and the respondent's role as a follower, deserve further attention.
19 The respondent did not give evidence. His case consisted of brief evidence from his mother, relating to the respondent's "breadwinner" role in the family and his professed contrition, a report from a clinical psychologist, and a report from a medical practitioner. A Pre Sentence Report (PSR) was tendered by the Crown. There was some support in the PSR and the psychological report for the contention that the respondent was not a leader in the commission of the offence. The PSR stated that the respondent spoke of being afraid of one of his co-offenders, "felt unable to remove himself from the situation for fear of reprisal, … did not know what they were going to do until he neared the scene of the offence [and] that the pistol and items of clothing were given to him whilst he was in the car." The psychological report did not contain these assertions, only that the respondent offered as an explanation for the offence that he "was in the wrong crowd".
20 It is difficult to reconcile the respondent's account to the Probation and Parole officer with the respondent's own reminder to Tarazi at 5:30pm about the beanie. Such an item of clothing could hardly have had a benign purpose in late summer in Sydney ; clearly, it was needed by the respondent as part of his disguise in anticipation of a robbery. It may be that he was ignorant of the precise target of the robbery, and it may be that he did not receive the pistol and some items of clothing until he was in the car, but those factors do not necessarily preclude a finding of planning on the part of each of the offenders, to varying degrees.
21 It is rare that precise quantifications can be made as to the extent to which each offender in a joint criminal enterprise contributes to the planning and execution of an offence. In my view, it matters not whether the respondent was involved in the planning of the offence to a substantial extent or to some extent. The fact that the respondent was a party to such a criminal enterprise is the essence of his liability. In any event, the assertions by the respondent to the Probation and Parole officer were just that. They were untested and of little weight. Moreover, despite the respondent's mother's evidence that she and the respondent had "numerous conversations" about the offence, there was nothing in her evidence to suggest that he had expressed such sentiments to her.
22 Notwithstanding that these findings may have been open to his Honour, they tend to divert attention from the objective features of the offence, in favour of attempting to understand the respondent's motivation for participating in it. The objective features of the offence, not the subjective case advanced by the respondent, are the focus of the enquiry into where the particular offence lies on the scale of objective seriousness. It is not sufficient to note the maximum penalty as an indication of the serious nature of the offence and then conclude that the objective gravity of the offence lies beneath the mid range, without explaining what features of the offence itself justify that conclusion, or how far below the mid-range the offence fell. The most that can be gleaned from that finding is that the offence warranted a nominal head sentence somewhere between one and twelve years imprisonment.
23 The Judge's description of the robbery as "unsophisticated", based solely on the use by Hamied of his own vehicle, disregards other significant aspects of the offence. It was not so unsophisticated that it had no reasonable prospects of success. The offenders had subdued the staff and patrons of the hotel when the pistol held by the respondent was recognised for what it was. Hamied was obviously instructed to park some distance from the hotel so that the chances of anyone recording the registration number were substantially reduced. The offenders did not count on a hotel patron pursuing them in another car.
24 Even accepting that the Judge was entitled to characterise the offence in that way, that factor alone could not significantly detract from the criminality inherent in assaulting a number of persons (including an elderly man) with the threat of violence, and actual violence, by the use of weapons and with the combined force of four young males. The respondent was directly and actively engaged in that assault ; it was he who threatened the 82 year old patron with the pistol. No mention was made in the remarks on sentence of this aspect of the respondent's criminality, apart from the recitation of the agreed facts.
25 The sentencing remarks then moved to a consideration of mitigating factors pursuant to s 21A(3) of the Crimes (Sentencing Procedure) Act 1999. The Judge said "in the first instance the offender pleaded guilty at an early opportunity. The offender is entitled to a significant discount having regard to the utilitarian benefit of his plea." It is not correct to categorise a plea of guilty three days before the date fixed for trial as a plea at an early opportunity. In the circumstances of this case, I would regard a discount of no more than 12% as appropriate, yet it seems that the Judge determined that a discount in excess of that was justified.
26 Next, the Judge noted that the respondent was 18 years and nine days of age at the time of the commission of the offence, that he had no significant criminal history and that he had not involved himself in any further criminal activity since the commission of the offence. This last-mentioned matter was of limited relevance given that slightly more than a year had elapsed since the offence and the respondent had been on bail for the majority of that time. True it is that the combination of these factors placed the respondent in the position of a first-time offender at a relatively young age facing a full-time custodial sentence, but that could not outweigh the need to mark the criminality of the respondent's conduct with an appropriately deterrent sentence.
27 The respondent's family circumstances were outlined. The respondent's father left the home when the respondent was 5 years of age, but the psychologist's report observed that the respondent maintained a close relationship with him. The respondent had always been in employment since leaving school at the age of 17, and despite his young age, he had progressed to a position of some responsibility on building sites. The respondent remained living at home with his mother and younger siblings. There was nothing exceptional or remarkable about these subjective circumstances.
28 Of critical importance to the Judge's decision to suspend the sentence of full time imprisonment (leaving to one side for the moment how his Honour arrived at a sentence of two years) was the respondent's medical condition and the sentence imposed upon the co-offender Tarazi in the Children's Court. On the subject of the medical condition, the Judge said :-
The offender's medical condition is that of peri-anal bleeding. The condition is chronic. The offender was late in coming to court today having regard to the fact that he suffered an anal bleed on the way to court. The offender is on a waiting list at the Fairfield Hospital in order to have surgery for his condition.
I have fears that if the offender was sentenced to a full-time custodial sentence that he would be at great risk in the prison system having regard to his age and his medical condition. Further, I have fears that the offender would not be able to be given appropriate medical treatment in the prison system. Further, I am concerned that if the offender's condition became public knowledge in the prison system that it would seriously disadvantage the offender.
29 The medical report in evidence before his Honour dated 20 March 2007 indicated that the respondent suffered from extensive perianal warts. Following the consultation on 21 February 2007, he was prescribed medication and placed on a waiting list for diathermy, namely, a treatment whereby heat is applied to the warts by means of an electric current. The report noted that "perianal warts are due to a virus which is transmitted usually during sexual intercourse, especially anal sex if it is in the perianal region. It cannot be eradicated but controlled by diathermy and creams and occasionally it can lead to cancers in perianal skin."
30 There was no evidence before his Honour that the respondent would not be able to receive appropriate medical treatment within the prison system. Nor was there any evidence of how the respondent would be disadvantaged if his condition became public knowledge whilst in custody. Experienced judges could not but be aware of the risk of sexual assault within the prison system, particularly where relatively young offenders are concerned. However, the maintenance of discipline and order in the gaols of this State is a matter for the officers of the Department of Corrective Services, employed in that capacity. The vulnerability of young prisoners does not generally justify refraining from imposing a full time custodial sentence, if such a sentence is otherwise appropriate, having regard to the objective and subjective circumstances : see R v Gu [2006] NSWCCA 104 at [32].
31 The Judge then briefly referred to the psychologist's report, which found that the respondent did not suffer from any personality disorder or conduct disorder. The psychologist's opinion that the respondent was immature, with inadequate impulse control, was simply re-stated without indicating whether the Judge accepted or rejected that view. Similarly, the psychologist's assessment of the respondent as amenable to rehabilitation was repeated. The Judge then went on to find special circumstances, on the grounds of the respondent's youth and the lack of any significant criminal history. These were factors upon which the Judge had already placed considerable reliance when dealing with mitigation of the offence.
32 Turning to the question of parity, the Judge noted that Tarazi was two months younger than the respondent, and spent five weeks in custody prior to sentence, as opposed to the seven weeks served by the respondent whilst on remand. The Judge accepted that Tarazi pleaded guilty to an offence carrying a maximum penalty of 20 years imprisonment, an offence to which the respondent was able to plead at an earlier stage of the proceedings. The respondent, however, declined to do so. Tarazi had no criminal record and was sentenced to a control order for two years (the maximum penalty available to the Magistrate) with a non parole period of five weeks, backdated to the time when he came into custody. The Judge then went on to say :-
I am of the view that to sentence this offender to a full-time custodial sentence would create within this offender a sense of grievance in light of the sentence imposed on the co-offender Tarazi. In addition to that, I have special regard to the offender's age and his medical condition in setting a sentence. I accept the Crown's submission that the guideline judgement of the Queen v Henry (1999) NSWLR 346 is relevant to these proceedings. I am of the view that a custodial sentence is required however I will, pursuant to s 12 suspend the custodial sentence.
33 With respect to his Honour, there could be no true parity where the co-offender was dealt with as a juvenile, thereby restricting the available sentencing options open to the Magistrate, and for an offence carrying a lesser maximum penalty. That said, it was nonetheless appropriate to have regard to the sentence imposed upon the co-offender as a relevant consideration : Gibbs v R [2007] NSWCCA 171; R v Douglas [2006] NSWCCA 94; R v Tran [2005] NSWCCA 35; R v Govinden [1999] NSWCCA 118; 106 A Crim R 314; R v Colgan [1999] NSWCCA 292. However, where a comparison with a sentence imposed upon such a co-offender would result in the imposition of a sentence disproportionate to the objective and subjective criminality of the offender, the co-offender's sentence has little or no effect upon the sentencing exercise : R v Boney [2001] NSWCCA 432.
34 This is a case, in my view, that falls squarely within that category. A sentence of two years imprisonment at first instance was wholly inadequate to reflect the criminality of this respondent. There could not have been any meaningful consideration given to the judgment in Henry, given that there were features of this offence, namely a degree of planning and the commission of the offence in company, that arguably elevated the penalty identified in Henry. A starting point of at least five years was in my view warranted, before the application of a 12 percent discount for the plea of guilty. The resulting sentence of four years and five months may have been appropriately reduced to a modest extent in view of the penalty meted out to Tarazi and to allow for pre-sentence custody, but it is difficult to appreciate how the Judge arrived at a sentence of only two years.
35 The Judge did not indicate what term of imprisonment was appropriate to the respondent's criminality. The Judge was required to go through the following steps, set out succinctly in R v Ryan ; R v McPherson [2006] NSWCCA 394 at [1]-[2] :-
Before the sentencing judge could impose any sentence of imprisonment he was obliged to satisfy himself, having considered all possible alternatives, that no penalty other than imprisonment was warranted: Crimes (Sentencing Procedure) Act s5(1). Having so satisfied himself, the judge was next required to determine what the term of the sentence should be: R v Foster [2001] NSWCCA 215; R v Zamagias [2002] NSWCCA 17. That was the first step of a necessary two-step approach: R v Blackman and Walters [2001] NSW CCA 121; R v JCE (2000) 120 A Crim R 18. The determination of the term was to be made without regard to whether the sentence would be immediately served or to the manner in which it was to be served: R v Zamagias at [26]. ……………………………………
One of the things the sentencing judge was required to consider was whether to suspend the sentence. However, there was no provision for the suspension of a sentence of more than two years: Crimes (Sentencing Procedure) Act s12. If the length of the sentence determined was too great to permit its suspension, it was not appropriate to shorten it to make it qualify for suspension: cf R v T Court of Criminal Appeal, New South Wales, 19 June 1995, unreported.
36 The Judge determined that a custodial sentence was warranted, but did not go through the required steps. Instead, the Judge moved immediately to suspension.
37 The Crown has made good its submission as to manifest inadequacy. In addition, I am satisfied that the Judge fell into error in respect of (ii) - (vi) set out at [4]. I turn to the question of the exercise of the Court's discretion not to intervene, notwithstanding manifest inadequacy, mindful of the restraint inherent in Crown appeals and of the fact that the respondent has been at large in the community since March this year. As I have already observed, that lapse of time is due to the conduct of the appeal by the respondent's legal representatives (a legitimate avenue of enquiry) and limited weight ought be placed upon it for that reason. However, I acknowledge that a return to custody eight months after the respondent was given a suspended sentence will occasion considerable distress and anxiety.
38 After careful consideration, I do not regard this matter as one appropriate to the exercise of the Court's discretion to refuse to intervene. The sentencing proceedings miscarried in that the most relevant authority of this Court, namely Henry, was in effect disregarded. There is also an issue of parity that arises in respect of the co-offender Hamied. Hamied was sentenced to three years imprisonment by Murrell SC DCJ for the same offence, one month after the respondent was sentenced. Her Honour fixed a non parole period of 18 months.
39 This Court declined to intervene on a Crown appeal against that sentence, although the Court acknowledged the sentence was a lenient one : R v Hamied [2007] NSWCCA 151. Hamied was 48 years of age at sentence, had suffered from depression since 1990, had no relevant criminal history and had performed significant community work in the Lakemba/Bankstown area. His subjective case was just as strong as the respondent's and his role in the commission of the offence was a lesser one. If the respondent's sentence is not corrected, Hamied would have, in my view, a justifiable sense of grievance.
40 I cannot accede to the submission made by senior counsel that something less than full-time custody would meet the circumstances of this case. It must be remembered that R v Blackman & Walters [2001] NSWCCA 121 was "a wholly exceptional case" (per Wood CJ at CL at [49]) where the delay between the offence and the prosecution of the offenders (almost 3 years) had produced quite significant rehabilitation. Moreover, both offenders in that case gave evidence against another co-offender.
41 Senior counsel for the respondent also relied upon R v Griggs [2000] NSWCCA 33, where the Court imposed a sentence of periodic detention on a successful Crown appeal for a like offence. The respondents in Griggs had received a recognizance at first instance. However, Griggs is of very limited guidance, given that all three members of the Court arrived at a different outcome. Simpson J would have dismissed the Crown appeal altogether in the exercise of the Court's discretion, Sully J determined that at the very least a sentence of periodic detention was called for, and Grove J would have imposed a full-time custodial sentence. Ultimately, Grove J agreed with the orders proposed by Sully J.
42 Similarly, in R v Parsons & Poore [2002] NSWCCA 296, Sully J would have intervened to impose full-time custodial sentences on the respondents, who had received periodic detention at first instance, were it not for the delay between sentence and the disposition of the appeals. One of the respondents had spent six months in full-time custody as at the date of judgment, owing to the revocation of his periodic detention order for non-attendance. These factors set this case apart from the present matter.