12 SEPTEMBER 2002
REGINA -v- Christopher Lawrence COHEN
Judgment
1 SANTOW JA: I agree with Adams J
2 HIDDEN J I also agree.
3 ADAMS J: On 23 August 2001, following a three day trial, the appellant was convicted of a number of offences arising out of breaking and entering the home of Mr and Mrs Clausen at Mingelo Street, Peak Hill. The crucial question in the trial was whether the appellant was properly identified as the offender in question. The appellant complains of a number of what are submitted to be misdirections by the learned trial judge, Andrew ADCJ. The appellant was sentenced on 26 November 2001 to sentences of varying length, to be served concurrently, with the result that a term of eight years commencing 3 May 2001 and expiring 2 May 2009 with a non-parole period of six years expiring on 2 May 2007 was imposed. On 13 June 2000, the appellant's parole, in respect of a sentence that was imposed on 6 November 1996 was revoked and he was ordered to serve the balance of parole of one year three months and eight days commencing on 3 May 2000 and expiring on 10 August 2001.
4 There are a number of grounds of appeal which take up different aspects of the trial but which need to be considered in the context of the evidence, to which I now turn. In early 1999, Mr and Mrs Clausen moved into a house at Mingelo Street, Peak Hill, a small country town. The house was attached to the Post Office, which they had purchased. Mr Clausen managed the Post Office business, with Mrs Clausen helping out from time to time. On 27 April 2000, Mr Clausen closed the Post Office at 5pm, counted the day's takings and placed it into the safe together with the till drawer. The takings totalled about $4,400, mainly comprising $50 notes but including $20, $10 and $5 notes with the possibility of the odd $100 note. The money was folded into a wad held with an elastic band. The Clausens went to bed between 9 and 10pm. Mrs Clausen said that she had left the kitchen window open about an inch before she went to bed. On the outside of that window was a hinged flyscreen that was closed. She woke at about 1am, hearing noises in the house and creaking floorboards. The hallway light was on and Mrs Clausen looked up and saw a man holding a knife silhouetted in the doorway of their bedroom, the light in which was off. She was able to recognise the knife as a sharp steak knife from her kitchen. She sat up and said loudly, "Who the hell are you?" The man said, "Get up, get up, where's the money, where's the money?" Mr Clausen woke and saw the man standing near his wife's side of the bed. He got out of bed and noticed that the man was about 5'11" - 6 feet tall, of slim-medium build and wearing dark tracksuit pants with a white pattern down each leg. The track pants were loose at the bottom. He was wearing a darkish T-shirt and joggers. He had short, dark hair and a "darkish complexion". Mr Clausen said that when he first saw him he thought he had recognised him from the Post Office. He described the lighting as fairly dim but not dark. At this time, he supposed that he looked at him "only a few seconds". The man indicated that the Clausens should go into the lounge room. Although the light there was better, the offender pulled his T-shirt from his back up and over the top of his head to just above his eyes. They went into the Post Office, the offender having possession of the knife, and took them to the front counter, pointing to the empty till and demanding money. He was told the money was in the safe and he ordered Mr Clausen to open it. Mr Clausen did so and gave him the money that he had earlier placed there. After some further brief conversation, Mrs Clausen gave him more money out of her purse. They then went back to the safe and more money was taken from the safe, about $500 or $600. The Clausens were then taken back to the lounge room where they were made to lie on their stomachs, the man threatening to kill them if they called the police. He then told them to get up, led them though the house and asked for the way out. They went to the back door, which was then unlocked but the offender did not leave. He brought them back inside to the dining room where he told them both to lie down and he then indecently assaulted Mrs Clausen. He told her that he was going to rape her. At that point Mrs Clausen jumped up and pushed the man away and grabbed a plate and hit him over the head with it. Mr Clausen joined in and a struggle broke out during which the offender bit Mr Clausen on the arm. The man bit Mrs Clausen's wrist and finger. Finally they managed to push the man out the back door and rang the police. Mrs Clausen described the offender as having thin, wiry build, about 5'8" tall with "dark sort of honey-brown skin, very dark black curly hair, big brown eyes and he was part Aboriginal". She noticed that he had a tattoo on the top of his right forearm near the elbow, describing it as "quite a large dark black tattoo" in a "sort of an ovally (sic) shape" with "quite an intricate design inside the middle of it" but said that she was not close enough when she saw it to know what the design was. She said that the offender wore a blue/grey T-shirt with a round neck and short sleeves with a Nike emblem on it.
5 Sergeant Graham arrived at the Clausens' house at 1.45am and Mr Clausen told him, "I think it was one of the Cohens" intending to identify the offender who, as I have mentioned, he thought he recognised. Sergeant Graham noticed the kitchen window was open and a bench chair situated under it in a position which suggested that it had been used for the offender's entry. A fingerprint found on the inside of the hinged wooden flyscreen frame was that of the appellant.
6 A swab taken from the handle of a knife found on the floor in the kitchen and identified as that used by the offender, demonstrated the presence of human male DNA, consistent with that of the appellant but not that of Mr Clausen. The relevant profile occurred in about one in ten thousand individuals of the general population. This was described by the expert witness as a "rare profile". Further precision was impossible because the full profile could not be identified. Nothing excluded the appellant.
7 During the course of the investigation, Sergeant Graham visited premises occupied by a Ms Maggie Cohen, the appellant's grandmother, and, then, Jodie Hando (who was the daughter of the mail contractor) and who was involved in a relationship with the appellant. Ms Hando was called to give evidence by the Crown. She said that on 27 April she arrived home about 2pm to find the appellant there and that he was very drunk. At about 6.30pm the appellant left the house. Ms Hando left about an hour later to go to the local bowling club, returning at about 10.30pm. The appellant was not there and, in due course, she went to bed to be woken up in the early hours of the morning by the appellant entering the bedroom. He smelled of drink and said to her, "Don't worry, I've got to go". She said, "Why, where are you going?" He said, "Don't worry, I've got to go, I've got to get out of town. I've done something silly". The appellant then left the room, returned a short time after with a white plastic shopping bag and then left again. Ms Hando thought that he had gone to sleep in the lounge room. The next morning when she woke up, the appellant had gone, together with most of his clothes. Under a pile of clothes on the chair next to the door, there was a large amount of money which, when counted, amounted to $3,100. Ms Hando had not seen it before and did not know how it got there.
8 On Wednesday, 3 May 2000, the appellant attended the Dubbo Police Station with his mother. Amongst other things, he provided a blood sample. He was arrested and charged. Mrs Clausen had given a detailed description of the shoes worn by the offender on the night in question but when she was shown nine pairs of running shoes, including a pair taken from the appellant on his arrest, she was unable to identify any as those which had been worn on the night in question.
9 On 25 May 2002, police showed Mr Clausen twelve photographs including, of course, one of the appellant. Mr Clausen chose the appellant's photograph, saying words to the effect "That was him", although he might have said, "That's Chris Cohen", meaning, in either event, to identify the appellant as the offender. He said that he had seen him on perhaps fifty to a hundred occasions as a customer in the Post Office and he had seen him helping out once or twice with the mail in the afternoon, Ms Hando being the mail contractor's daughter. Mr Clausen said that he had noticed tattoos on the appellant's left arm from the wrist to the elbow though he could not see what it was. He said that, on the night in question, although he did not really study the offender's face "real closely", he "saw enough of the face to [feel] I recognised him". Mr Clausen conceded that by the time he came to look at the photographs he had in his mind - as would have been inevitable - the appellant as the offender and told the police officer, when asked to state the extent of his certainty in percentage terms that he was the offender, said "probably 80%", reflecting the fact that he was not entirely sure that the appellant was indeed the offender. Mrs Clausen was also shown a number of photographs containing, of course, one of the appellant, but was unable to identify anybody, saying of the photograph of the appellant "No, that's not him". However, as she said to the police, she had tried not to look at the offender (for, perhaps, quite obvious reasons).
10 The appellant's counsel elicited in cross-examination that the COPS printout indicated that the appellant had, as a distinguishing feature, a tattoo on his entire right arm but also elicited from Ms Hando (also called in the defence case) that she had been the appellant's girlfriend "on and off eight years" and that she had never seen any tattoos on either of his forearms. Evidence was also led from an employee of the appellant's solicitors that, during an adjournment, she had examined his forearms and had seen neither scars nor tattoos on them. That evidence comprised the defence case, the appellant not giving evidence. Counsel then addressed the jury. Addresses by counsel commenced on the morning of the third day of trial, following some short evidence. After the morning adjournment, the jury sent a question, "Can we see any detail/evidence of tattoos on the brother, Colin Cohen?" There had been some evidence about the fact that the appellant had a brother, Colin, and some criticism was made of the police that his photograph had not been contained in the book of photographs shown to the Clausens, that enquiries had not been made about whether he had a tattoo on his arm, and a blood sample was not taken from him for DNA testing.
11 Defence counsel said, when asked about the jury's question -
"I think practically speaking the case is closed…and it's unfortunate. They can't have it and they can't speculate but I'd ask your Honour to remind the jury that it's not up to the defence to provide an alternative person, it's up to the Crown to prove the case beyond a reasonable doubt." [Slight correction to transcript]
12 The Crown agreed with this approach and, accordingly, his Honour instructed the jury -
"The short answer to that is 'No' because the evidence is now closed and that is the state of the evidence which is now before you. I would remind you that it is not for the defence to prove its case but it is for the Crown to prove its case to you beyond reasonable doubt. But I will be referring to that in my summing up to you more fully."
13 Counsel completed addresses shortly before the luncheon adjournment. The Court then adjourned and the learned trial Judge then summed up for a little over two hours, sending the jury out to consider its verdict at 3.15pm. During the afternoon session the jury asked two further questions which are not material to the appeal. The Court adjourned at about 4pm and resumed at 10am the following day. On resumption in the morning, counsel for the defence re-opened the matter of Colin Cohen's tattoos. In substance, counsel asked his Honour to direct the jury that police records indicated that Colin Cohen, the appellant's brother, had tattoos on his arms and hands. Not surprisingly, the Crown prosecutor objected to this application pointing out, in substance, that it was impossible for the Crown to deal with the new evidence. Giving brief reasons, which noted that the evidence was closed and the jury were then deliberating, his Honour rejected the application. The relevant COPS extract, upon which counsel relied for his application, was tendered in this Court. It is confusing and I do not think that it provided an adequate or proper basis for the matter which defence counsel sought his Honour to communicate to the jury. No attempt was made in this Court to tender any fresh evidence that suggested that, indeed, Colin Cohen had tattoos at the relevant time or what they looked like. Even if the COPS extract justified counsel's description, I do not see that his Honour erred in rejecting the application to re-open the case at that stage, nor could it be maintained that the evidence was cogent.
14 It will be seen that the Crown case was circumstantial reliance being placed upon a combination of various facts, in particular -
· the discovery of the appellant's fingerprint on the inside of the flyscreen which (the jury would inevitably have inferred) had been opened by the offender to enter through the kitchen window;
· the recognition of the offender as the appellant by Mr Clausen, although this was attended by a significant level of uncertainty;
· shortly after the offence, the appellant told his girlfriend Ms Hando, that he had to get out of town because he had done something silly;
· shortly after the appellant's departure, the police attending at his home found $3,100 in cash folded into a wad with elastic bands around it and in the same denominations as the money taken from the Post Office;
· the DNA on the handle of the knife used in the offence was not that of Mr Clausen but was consistent with that of the appellant.