The facts established by evidence tendered in the proceedings
6 In 2007, the plaintiff had carriage of a case involving Catherine Friend, an inmate at the Dillwynia Correctional Centre. As at August 2007, Ms Friend was an applicant for special leave to appeal to the High Court against her conviction with respect to various criminal charges.
7 At some stage in August 2007, the plaintiff arranged to visit Ms Friend at Dillwynia Correctional Centre for the purpose of taking further instructions and ensuring that she had seen and understood the entire contents of the application book.
8 On 13 August 2007, the plaintiff attended the correctional centre in company with Ms Friend's brother, Mr Phillip Jones-Hope. The plaintiff stated in her affidavit that although she well knew Mr Jones-Hope was a relative of her client, and that he had visited his sister in prison in that capacity in the past, on 13 August 2007 she asked him to accompany her to the correctional centre in his capacity as a law student and as a person who had an intimate knowledge of Ms Friend's legal affairs in general and the pending application to the High Court in particular. She said that she made it clear to him that it was in that capacity alone that he was invited to accompany her.
9 In the letter to the Commissioner annexed to her affidavit, she said that upon arriving at the correctional centre she did not recall introducing Mr Jones-Hope to the correctional staff at reception either as 'a' clerk or 'her' law clerk. She said she definitely did not introduce him as a member of the firm she worked for but she did state that he was a law student and that he was assisting her. She also said that he showed his student card to the officer at the gate. She acknowledged that she did not inform correctional staff at reception that Mr Jones-Hope was also related to Ms Field but maintained that which was objectively true, namely that Mr Jones-Hope was in fact a law student who was assisting her in the preparation of her client's case.
10 She addressed what occurred at reception to the correctional centre in this detail because in Superintendent Mood's letter advising her that he had decided to prohibit her entry to any correctional centre for twelve months, he stated that he had been advised that when she attended at the correctional centre on 13 August 2007 she introduced Mr Jones-Hope as her law clerk. The Commissioner went on to say that it was unacceptable for the friends and families of inmates to be introduced as 'legal clerks' and ultimately, that in his view, her failure to disclose Mr Jones-Hope's filial relationship to the inmate was an attempt to deliberately deceive correctional authorities.
11 The Superintendent regarded the plaintiff's explanation set out in par [9] above as disingenuous. In his response, dated 10 September 2007, to her letter seeking to persuade him not to impose the prohibition he said:
"It seems an unescapable conclusion that you have taken advantage of a loophole in the definition, or lack thereof, in what is considered to be a "Law Clerk". I am of the opinion that you are only relying on semantics to prove your point. The Visitors Form has clearly been filled out as legal. Historically a Law Clerk has been considered to be a law student.
Whatever your interpretation, it is quite clear the Mr Jones-Hope was not introduced as the inmate's brother. The firm you were representing disavow any knowledge of Mr Jones-Hope. The fact that you introduced Mr Jones-Hope as a student-at-law would automatically insinuate that he was, for want of a better word, a "Law Clerk".
In the final analysis, you introduced Mr Jones-Hope into the correctional centre in a legal capacity. When you introduced Mr Jones-Hope you were aware that he was the brother of the inmate. You are a practicing solicitor holding a current practicing licence. One normally associates those in your profession as having an above average level of intelligence; I cannot accept that there was not an element of deception in your actions on the 13 August 2007.
This case and others brings into question the use of "Law Clerks". The Department has commenced negotiations with the NSW legal fraternity and hopefully the opportunity to manipulate the courtesies extended to the NSW legal fraternity will be eliminated in the near future."
12 It would seem that after receiving the plaintiff's letter and notwithstanding that he accepted that the plaintiff did not introduce Mr Jones-Hope as 'a' clerk or 'her' clerk but as a law student, the Superintendent was nevertheless of the view that by introducing Mr Jones-Hope in a 'legal capacity' there was an element of deception on the plaintiff's part. He appears to have come to that view either because of attributing to her reliance on the so-called semantic distinction between 'a law clerk' and 'a law student' and that introducing him in the latter category would lead one to believe he was in the former category and/or because she was nevertheless obliged to inform corrections staff that he was also the inmate's brother.
13 Quite apart from whether introducing Mr Jones-Hope as a law student was capable on any fair or reasoned analysis of being seen as deliberately deceptive on the plaintiff's part (a matter I will turn to later), the evidence does not make it clear whether the plaintiff was at any time obliged to introduce Mr Jones-Hope in any capacity at all other than perhaps a law student (since this was objectively true) or whether the fact that Mr Jones-Hope was a law student and also the inmate's brother was a matter for him to reveal when completing the Visitors Form. In any event, the plaintiff gave evidence that not only did she give Mr Jones-Hope no guidance as to how he should fill in the Visitors Form, she did not see what he wrote on the form before it was dealt with by correctional officers in the course of processing them both as visitors to the Centre. In her affidavit the plaintiff said:
"…I entered my details on the green visitor form and then passed the form to Mr Jones-Hope for him to fill in his details. I did not see what he wrote. I noticed he had what appeared to be a student card in his hand."
14 On the Visitors Form in evidence before me, the plaintiff identified herself by name and supplied the address of the firm in which she was an employed solicitor. In the field "Relationship to Inmate", she wrote "Legal". She said in her affidavit that she completed her details first before providing the form to Mr Jones-Hope for him to complete. The form bears his name as the second numbered visitor and an address different from the address supplied by the plaintiff. It also has "Legal" written in the field "Relationship to Inmate" in the same handwriting as Mr Jones-Hope's name and address. Since the Visitors Form was before the Commissioner I proceed on the basis that this must also have been obvious to him.
15 The evidence does not disclose what is meant by the field "Relationship to Inmate" or, more accurately, what a visitor in Mr Jones-Hope's position might understand was denoted by that heading. That is, is the visitor to specify their relationship to the inmate for the purposes of securing permission to enter the correctional centre on the particular occasion to which the visit refers or to nominate their relationship to the inmate in the filial or social sense? And where, as is the case here, the visitor apparently believed he had a dual capacity upon which to seek entry, is he obliged to write the principal relationship to the inmate for the purposes of the visit or is he obliged to make plain that he is also related to the inmate?
16 The defendant has called no evidence either generally as to the practice at those New South Wales correctional centres that utilise the Visitors Form (whether at the Commissioner's direction or otherwise) or specifically from those officers who processed the plaintiff and Mr Jones-Hope into the Dillwynia Correctional Centre on 13 August 2007 such as might assist in resolving this ambiguity
17 There is also provision on the form for a visitor's date of birth. It was common ground in the proceedings that this field was not filled in by either the plaintiff or Mr Jones-Hope. It was also common ground that the number written against both names in this field was a Visitors Identification Number (a unique number each visitor is given when first visiting a prison and retained thereafter on the Department of Corrective Services computer system) and that this was put on the form by an officer in the employ of the Department. There was no evidence as to when this was done although it appears likely that it was not done until after the plaintiff and Mr Jones-Hope were admitted into the complex. This was revealed to the Commissioner in the Officer Report Form. The fact that Mr Jones-Hope was recorded on the computer system as a relative, and that this was noted by someone when the Visitors Form was ultimately processed, is supportive, if not demonstrative, of the proposition that as at 13 August 2007, Mr Jones-Hope was a person known to the correctional system as a relative of Ms Friend independently of the fact that he was also a law student assisting the plaintiff in the preparation of his sister's application in the High Court.
18 Upon entering the visiting room within the correctional centre, Ms Friend, Mr Jones-Hope and the plaintiff were observed by correctional staff to embrace each other. This aroused the curiosity of correctional staff who then entered Mr Jones-Hope's details into the computer system. It was only then it seems that it became apparent that Mr Jones-Hope was in fact the inmate's brother and that he had previously visited her in that capacity.
19 According to the plaintiff's affidavit, some short time later and after the conference had commenced, Mr Jones-Hope was taken aside by correctional staff and spoken to. On his return to the visiting room, the plaintiff said "Is everything okay?" to which Mr Jones-Hope replied with words to the effect of:
"…they have just noticed on the system that I am a family member but it's okay though."
20 The plaintiff was not spoken to by correctional staff in relation to Mr Jones-Hope at all. The plaintiff's conference with Ms Friend continued without further interruption by correctional staff. At the end of the conference the plaintiff and Mr Jones-Hope left the correctional centre without being spoken to further.