Ground 6: reasonable doubt on complainant's evidence on one count to be considered in assessing her general credibility
54 In R v Markuleski [2001] NSWCCA 290 at [185]-[191] Spigelman CJ said:
"Nevertheless, the case law on inconsistent verdicts, particularly in the context of sexual assault cases but not limited to that context, indicates that there is a recurring difficulty in this respect. It may appear to be obvious that a reasonable doubt about one aspect of a complainant's evidence ought to be taken into account when assessing that witness's evidence on other matters. However, there have been a significant number of cases in which courts of criminal appeal have acted on the basis that the jury may have failed to do so.
In the light of the number of cases it is desirable that the traditional direction as to treating each count separately is supplemented in a word against word case. Some reference ought to be made to the effect upon the assessment of the credibility of a complainant if the jury finds itself unable to accept the complainant's evidence with respect to any count.
Some form of direction assisting the jury in this respect should be given … 'as a general rule'. Its absence is not necessarily fatal … . Furthermore, as the joint judgment in Crofts [v R (1996) 186 CLR 427] affirmed, the 'general rule' does not apply 'where the peculiar facts of the case and the conduct of the trial do not suggest the need for a warning to restore a balance of fairness' (at 451).
It is not necessary to specify any precise words for such a direction. That will depend on the circumstances of the case. It will often be appropriate to direct a jury that where they entertain a reasonable doubt concerning the truthfulness or reliability of a complainant's evidence in relation to one or more counts, that must be taken into account in assessing the truthfulness or reliability of the complainant's evidence generally
On other occasions it may be appropriate for a judge to indicate to the jury, whilst making it clear that it remains a matter for the jury, that it might think that there was nothing to distinguish the evidence of the complainant on one count from his or her evidence on another count.
Or it may be appropriate to indicate that, if the jury has a reasonable doubt about the complainant's credibility in relation to one count, it might believe it difficult to see how the evidence of the complainant could be accepted in relation to other counts.
The precise terminology must remain a matter for the trial judge in all the particular circumstances of the specific case. The crucial matter is to indicate to the jury that any doubt they may form with respect to one aspect of the complainant's evidence, ought be considered by them when assessing the overall credibility of the complainant and, therefore, when deciding whether or not there was a reasonable doubt about the complainant's evidence with respect to other counts."
55 The appellant submitted that the trial judge did not give any relevant direction and that there was nothing to suggest that the jury followed that course of its own volition. He submitted that the direction was imperative because of the extent to which the complainant's evidence was contradicted.
56 The contradictions contended for were as follows.
57 First, in her evidence in chief about the first of the uncharged acts, the complainant said that the incident took place after the elastic failed in her underwear and she asked the appellant for a safety pin. In cross-examination she conceded that this detail had not been mentioned in her statements to the police dated 11 January 1999 and 21 October 1999.
58 Secondly, in her evidence in chief about the second of the uncharged acts, the complainant said that the appellant used paraffin oil to assist penetration. The complainant's mother denied that paraffin oil was ever used in the house or around the farm, and denied that there were oils of any kind in the kitchen area.
59 Thirdly, in her evidence in chief about the second of the uncharged acts, the complainant said that the appellant was wearing pyjamas and a winter dressing gown with a tartan pattern. The complainant's mother said it was not the appellant's practice to wear pyjamas and a dressing gown around the house, and that he did not own a dressing gown at the relevant time.
60 Fourthly, the complainant said that the events charged in relation to the first count took place in a room opposite the bathroom in which there was a small portable television set. The complainant's mother said that at that time the family had only one television set, that it was kept in the corner of the lounge room, and that there was no television in the nursery.
61 Fifthly, in relation to the third count, the complainant said that she had been given a matching nightie and brunch coat by her mother, who was away at the time, for her birthday, and the incident happened after the appellant asked her to try it on. The complainant's mother denied the proposition that the complainant was ever given "a nightie and dressing gown as a birthday present", said she could not afford such a present, and said she was not away for the relevant birthday.
62 Sixthly, the complainant said that the incident relating to the third count took place on a fold down lounge in the lounge room. The complainant's mother denied that the lounge folded down.
63 These contradictions were said to have made the direction in question "imperative". However, the mere fact that there were conflicts between the complainant and her mother does not establish that the complainant's evidence was wrong or that it made the direction imperative. The complainant's mother had a strong material interest in supporting the appellant, and probably a strong emotional interest as well. The jury might well have formed the view that it was easy for the mother to advance a series of denials, most of which were bare in their nature.
64 The warning suggested by the Chief Justice in R v Markuleski was not said by him to be mandatory. In particular he said that it need not be given where the particular facts of the case and the conduct of the trial do not suggest that it is needed to restore a balance of fairness.
65 It would have been obvious to the jury that at all material points the appellant contradicted the complainant, and that on several points of detail the complainant's mother contradicted the complainant.
66 The trial judge said that she did not propose to refer to all the evidence, and that the mere fact that she referred to some parts and not others did not mean that the jury were not entitled to give weight to any evidence not referred to which they thought significant.
67 The trial judge told the jury that they did not have to accept the whole of a particular witness's evidence or reject the whole of it. (It followed that she was telling them that they could accept the complainant's evidence on counts 4 and 5 but not the others.) She gave directions about factors bearing on the honesty and accuracy of witnesses, one of which was "whether or not a witness has some axe to grind, or someone to protect". (Thus she was telling them they might give no weight to the evidence of the complainant's mother, which, in the respects now relied on by the appellant, went either to uncharged incidents or counts 1-3.)
68 The trial judge reminded the jury of the burden and standard of proof.
69 The trial judge said that it was open to the jury to convict on some counts but not others, if, in relation to the latter, they had a reasonable doubt about the timing.
70 The conflict in the evidence about where the complainant's mother was at the time of her twelfth birthday was specifically put to the jury.
71 The trial judge said:
"There is also one other very important direction that I want to give you now. To prove this case the Crown relies entirely on the evidence of [the complainant]. Without her there is no Crown case against the accused. There is no independent evidence capable of supporting the evidence which has been given to you by [the complainant]. For example, there is no evidence of witnesses to the events - although that is not unusual in allegations of sexual assault. There is no medical evidence, for example, in relation to [the complainant], which might be capable of supporting her allegation that she had been penetrated by the accused. There is no evidence of her telling anybody about these events at the time they occurred. This sort of material was referred to by Mr Johnston as 'corroborating evidence', although I would rather use the term 'supporting evidence', and I must tell you that as a matter of law there is no requirement that the complainant's evidence be corroborated by any other evidence.
However, I do give you this direction and warning, that where the whole of a Crown case depends on the evidence of one witness alone, you must scrutinise that witness' evidence with great care and caution, for it may be dangerous to convict on the evidence of one witness alone. This is more so in this trial because of the length of time that has elapsed between the events complained of and the time [the complainant] made her statements to the police and gave her evidence to you, somewhere between twenty-five and twenty-eight years, depending on which charge you are looking at. The consequences of such a delay are, no doubt, obvious to you. But one of them is that it renders it very difficult for the accused to be able to defend such an allegation by putting evidence before you which might cause you to have a reasonable doubt about the truth of the allegations, or to have any specific memory of particular surrounding events at the time. For example, the length of time would have made it difficult, if not impossible, for the accused to call any evidence which might, for example, have suggested that he was elsewhere on a particular day, or during a particular period, and thus he either had an alibi or a reduced opportunity to commit the offences alleged.
Further, I warn you that because the evidence is being given by the complainant of events which occurred such a long time ago, on the basis of her memory of these events, and that she is giving evidence as an adult of events which she said happened to her as a child, that this may well make her evidence unreliable.
For these reasons you would need to scrutinise the evidence of [the complainant] with great caution before you would be prepared to convict, because, as a result of those matters which I have just raised, and for other more specific matters in relation to her evidence, which I will come to very briefly soon, it may be dangerous to convict on the basis of that evidence alone.
I am not saying, in giving you that warning, that you are not entitled to convict a person, or that a person is not entitled to be convicted on the basis of one witness' evidence alone. That is not so. I am simply reminding you of the heavy onus which the Crown bears throughout the whole of the trial to prove the guilt of the accused beyond reasonable doubt, and where to do so it relies on the evidence of one witness alone, given in relation to events that occurred such a long time ago, that witness' evidence must be scrutinised with great caution before you would be prepared to convict the accused."
72 The trial judge then summarised various aspects of the complainant's evidence on which the appellant relied, among them the failure to mention the elastic and the safety pin to the police, the controversy as to whether there was a second television set or a television room, and the controversy about whether the lounge could be folded out.
73 Throughout the trial judge made it plain that it was open to the jury to convict or acquit on all or any combination of the counts.
74 While the trial judge did not in terms tell the jury that if they experienced a reasonable doubt about one aspect of the complainant's evidence that could be taken into account in assessing her evidence on other matters, the circumstances did not call for it. The directions were sufficient to make it plain that the complainant's evidence could be accepted in part. They were also, and very strongly, warned of the need for all of it to be scrutinised with care. The difficulties arising from the lateness and incompleteness of complaint, the antiquity of the events in issue, and the conflicts with the complainant's mother were all explored. These directions sufficiently averted any danger that the jury would approach their task by dividing the five counts and the other issues into watertight compartments. If the complainant's evidence was, as the trial judge suggested, to be scrutinised with great care, it was inevitable that a failure to accept the complainant on some points would have to be considered in relation to others.
75 A reading of the summing up suggests that it approaches a model for this kind of case. On appeal no complaint was made about any particular part of it. Nor was any complaint about any particular part of it made at the trial. More specifically, at the trial counsel for the appellant did not ask for the direction now contended for before the summing up began; and he did not ask for it to be given either when it concluded on 14 November or before the jury began their deliberations at 9am on 15 November 2000. It may be inferred that the silence of counsel is to be attributed to a consciousness on his part that it was as fair a summing up as possible from the appellant's point of view.
76 Wood CJ at CL's observations about the suggested direction in R v Markuleski at [263] should be noted:
"In some cases, where it is obvious that the witness's reliability or credibility has been seriously undermined, in relation to one count, a strong comment may be appropriate. In other cases, it may be appropriate to indicate to the jury that they may have a difficulty in accepting the witness's evidence on some counts, or on particular counts, if they have a reasonable doubt about his or her reliability in relation to the other counts. In other cases a more neutral reminder of the entitlement of the jury to take such matter into account may suffice. In yet other cases, it may not be necessary to say anything."
77 In this case it cannot be said that the complainant's evidence was seriously undermined on one particular count. Her evidence on timing was more capable of rational acceptance on counts 4 and 5 than it was on counts 1, 2 or 3 because it was supported by other witnesses or circumstances, but it does not follow that her evidence on counts 1, 2 or 3 whether in relation to timing or otherwise was "seriously undermined" as distinct from being such as to create a reasonable doubt in the minds of some of the jury on count 1 and in the minds of all of them on counts 2 and 3. Nor was this a case where a difficulty in accepting the complainant on one matter might arise if a reasonable doubt was experienced about her reliability on another. This case falls into the last category identified by the Chief Judge - the category of cases where it was not necessary to say anything.
78 Ground 6 is rejected.