(ii) the second count charged him with murder on 10 March 2003.
2 After a lengthy retirement, the jury found the prisoner not guilty on the first count and not guilty of murder but guilty of manslaughter on the second count.
3 On what basis did the jury arrive at the verdict on the second count? Manslaughter by unlawful and dangerous act was not an option in this case. The prisoner admitted that he fired the shot with intent to kill. The two possible paths to a verdict of manslaughter were by way of the application of s 421 of the Crimes Act, that is excessive force in self defence or defence of members of his family, or, alternatively, by reason of a finding of provocation. I observe that counsel for the prisoner did not address the issue of provocation with the jury; the issue of self defence and defence of the prisoner's family was the focus of counsel's submissions.
4 It is my task for sentencing purposes to find the relevant facts, and to do so recognising the constraints identified by the Court of Criminal Appeal in R v Isaacs (1997) 41 NSWLR 374. In their joint judgment in that case, Gleeson CJ, Mason P, Hunt CJ at CL and Simpson and Hidden JJ said (at 378):
"2. Subject to certain constraints, it is the duty of the judge to determine the facts relevant to sentencing…
3. The primary constraint upon the power and duty of decision- making referred to above is that the view of the facts adopted by the judge for purposes of sentencing must be consistent with the verdict of the jury. This may produce the result that, in a particular case, the view of the facts which the judge is obliged to take is different from the view which the judge would have taken if unconstrained by the verdict: cf Maxwell v The Queen (1995) 184 CLR 501… The fact that a judge may not agree with a jury's verdict, and thus may be required to sentence on a basis different from the judge's personal view of the case, is an inevitable consequence of the division of functions inherent in trial by jury.
4. A second constraint is that findings of fact made against an offender by a sentencing judge must be arrived at beyond reasonable doubt.
5. There is no general requirement that a sentencing judge must sentence an offender upon the basis of the view of the facts, consistent with the verdict, which is most favourable to the offender: R v Harris [1961] VR 236. However, the practical effect of 4 above, in a given case, may be that, because the judge is required to resolve any reasonable doubt in favour of the accused, then the judge will be obliged, for that reason, to sentence upon a view of the facts which is most favourable to the offender…"
5 With what was said in Isaacs in mind, I address the objective facts in this matter.
6 There was no issue at the trial as to whether or not the prisoner shot the deceased. It was admitted by him that he had done so when interviewed by the police shortly after the shooting, and he never asserted otherwise. The prisoner shot the deceased, firing a single shot from a .357 Ruger Magnum. The shooting occurred shortly after 2.00 pm on 9 March 2003 at the prisoner's unit at 158 McLachlan Street, Orange. Prior to the shooting the prisoner had company in his unit. His de facto wife, Susan Parker, was present and so too was her daughter by an earlier union, Kellie-Ann Uren. Kellie-Ann Uren had her infant daughter with her and there was an infant cousin present as well.
7 The deceased came to the front door wanting to talk to the prisoner and both Ms Parker and Ms Uren gave evidence of a conversation which took place whilst the deceased stood at the front door and whilst the prisoner remained seated on a stool beside the kitchen bench. The versions of the conversation are not precisely the same but the thrust of the conversation was similar. I propose to refer only to Ms Uren's version.
8 According to Ms Uren, the prisoner and the deceased were arguing. The deceased said: "Where's my stuff?" The prisoner replied: "What stuff? I don't know what you are talking about." The deceased said: "You know what I am talking about. Where's my stuff?" The prisoner responded: "No, I don't know what stuff you are talking about. How many times do I have to tell you not to come around here when my family's here?" As the conversation became heated, both Ms Parker and Ms Uren retired outside, leaving through the back door to the unit and taking the children with them. In their absence the fatal shot was fired.
9 The only person able to give an account as to what occurred in the unit after the women and children left it was the prisoner. He gave no evidence at the trial but he did participate in a walkthrough, of which there is a videotape record, and he did participate in a lengthy recorded interview. The evidence was obtained on the day of the shooting and warrants close scrutiny.
10 There was, however, a person who made observations of the deceased as he stood at the front door of the unit. James Todd drove into the carpark attached to the units where the prisoner lived and parked his vehicle nose-in. Mr Todd remained in the vehicle then whilst talking to an elderly passenger who was seated in the front seat of the motor vehicle and who was seeking some guidance about an intended investment. According to Mr Todd, he was curious about the deceased in the sense of being curious to see what he was doing, and hence he was watching the deceased. He said the deceased was standing at the doorway facing into the unit. He had one hand against the door, that being the left hand, and that hand was placed on the door half-way up. The other hand was resting on the top of a child's stroller, which was positioned along the front wall of the unit and outside it. The handles of the stroller would have been in the middle of the doorway, according to Mr Todd, because the deceased was holding one of the handles.
11 According to Mr Todd, he had a clear view of the deceased through the back passenger side window and he was watching him most of the time, although for some of the time he was facing directly towards his passenger in the course of conversation. Whilst facing his passenger, Mr Todd acknowledged that he had only peripheral vision of the deceased. Mr Todd's evidence was that he had the deceased in view for about ten minutes and was looking at him for the last two minutes before the shot was fired. I refer to his evidence (T 400-401):
"Q. Are you able to tell us how long you had him in view for leading up to the point where you say the shot is fired?
A. About ten minutes.
Q. There were times I think you just agreed that you were momentarily you looked in the direction of the lady in the car with you?
A. Yes correct yes.
Q. How long before the shot was fired did one of those momentary moments occur?
A. Maybe after two or three minutes.
Q. So during that period of time who were you looking at?
A. To the person I was speaking to.
Q. I'm sorry I hope I didn't mislead you there. You were looking at the lady in the vehicle with you right. You heard a sound of a shot. Where were you looking at the time of the shot?
A. At the man.
Q. How long had you been looking at the man, alright before you heard that shot?
A. Perhaps a couple of minutes.
Q. Did you see any movements made by that man during that couple of minutes period?
A. No he was in the same position.
Q. Did his hands shift from the stroller or the doorway during that period of time?
A. No not that I observed.
Q. What became of the man when you heard the gunshot?
A. He fell full length backwards onto the concrete surface."
12 Mr Todd said that throughout his observations of the deceased, the deceased looked "casual" and the position of his hands did not change.
13 The observations of Mr Todd assume significance because of what the prisoner asserted in the recorded interview. The prisoner, who gave no evidence at the trial, asserted that the deceased, whilst standing at the doorway before the shooting, stood with one hand in his pocket and the other on the door (Q 106, 121 and 517). However, I record questions 517-519 and the answers given:
"Q517 - - - in his jeans pocket?
A I think yeah because he fall probably he had the hand at the time but when I shot he's still, his hand is still in his pocket, yeah.
Q518 Pocket, O.K. Did he make any motion to take his hand out of his pocket?
A Yeah. This, this time I'm, I'm shot straight and pull out his hand.
Q519 O.K. So you shot, just to clarify that, you shot him as he was moving his hand out of his pocket.
A. Yeah."
14 Ms Yehia submitted that I should find for sentencing purposes that the deceased was withdrawing his hand from his pocket just before the shot was fired and that Mr Todd's evidence does not establish the contrary. In cross examination Mr Todd conceded (T 407) that he could not see what the deceased was doing with his hands whilst he was watching the occupant of the passenger's seat in the car. However, Mr Todd said he was watching the deceased at the time the shot was fired (T 401) and that the deceased had not changed the position of his hands.
15 I was impressed by the evidence given by Mr Todd and I accept it. I accept he was watching the deceased at the very time that the shot was fired and I accept that at that time the deceased had one hand on the door and the other on the stroller. I am so satisfied beyond reasonable doubt. The contrary assertion of the prisoner was made in response to a leading question addressed to the prisoner, and I do not accept the prisoner's assertion.
16 I must say that this is not the only assertion in the recorded interview that I cannot accept. As I pointed out to counsel during the hearing on sentence at Orange, I do not accept the prisoner's assertion that he had never fired a gun before (Q 390-392). The prisoner said he shot with intent to kill and that he aimed at the deceased's head. His aim was accurate because the deceased died of the gunshot wound to the head. It is obvious that the weapon used would have had a significant recoil, and accuracy in its use would require practise. It seems to me that it would be altogether unreasonable to conclude that this was simply a lucky shot, and I do not form that conclusion. The prisoner is not, of course, to be dealt with more harshly because he did not tell the truth about his experience with guns, nor is he to be punished because I conclude he must have had some prior experience of them. However, what is relevant is that I cannot accept his assertion in response to questions 390-392, and I consider caution must be exercised in assessing all that the prisoner said during the recorded interview. I add that the prisoner gave no evidence in the proceedings on sentence. His affidavit read at the sentencing proceedings did not address the circumstances of the crime.
17 The Crown submitted that I should find that the prisoner was provoked into killing the deceased, rather than that this was a killing in defence of the prisoner and/or of members of his family. The contrary submission was made on behalf of the prisoner.
18 In support of the submission that I should find provocation, the Crown drew attention to these matters: