R v Takai

[2004] NSWCCA 392

Court of Criminal Appeal (NSW)|2004-11-10|Before: Dunford J, Simpson J, Hidden J

View original source

At a glance

Source facts

Court

Court of Criminal Appeal (NSW)

Decision date

2004-11-10

Before

Dunford J, Simpson J, Hidden J

Catchwords

R v McKinney [1999] NSWCCA 51
29 MVR 355 R v Whyte [2002] NSWCCA 343
55 NSWLR 252

Source

Original judgment source is linked above.

Catchwords

R v McKinney [1999] NSWCCA 5129 MVR 355 R v Whyte [2002] NSWCCA 34355 NSWLR 252

Judgment (14 paragraphs)

[1]

the application for leave to appeal against sentence 14 Four grounds for the application were advanced. These were expressed as: "ground 1: His Honour erred in his application of the guideline judgments of Jurisic and Whyte ; ground 2: His Honour erred in failing to adequately consider and apply s5 and s21A of the Crimes (Sentencing Procedure) Act 1999 : ground 3: His Honour erred in imposing upon the applicant a disproportionate level of moral culpability; ground 4: The sentence imposed was manifestly excessive."

[2]

grounds 1 and 2 15 Senior counsel for the applicant and for the Crown argued these two grounds together and it is appropriate to deal with them in the same way. S52A(4), under which subsection the applicant was charged, provides as follows: "A person is guilty of the offence of aggravated dangerous driving occasioning grievous bodily harm if the person commits the offence of dangerous driving occasioning grievous bodily harm in circumstances of aggravation. A person convicted of an offence under this section is liable to imprisonment for 11 years." 16 The offence of dangerous driving occasioning grievous bodily harm is provided for in the preceding subsection, s52A(3). That subsection provides as follows: "A person is guilty of the offence of dangerous driving occasioning grievous bodily harm if the vehicle driven by the person is involved in an impact occasioning grievous bodily harm to another person and the driver was, at the time of the impact, driving the vehicle: (a) under the influence of intoxicating liquor or of a drug, or

[6]

S21A sets out a (non-exhaustive) catalogue of aggravating and mitigating factors that a sentencing court is obliged to take into account. 22 In R v Whyte [2002] NSWCCA 343; 55 NSWLR 252 the Court (constituted by Spigelman CJ, Mason P, and Barr, Bell and McClellan JJ) considered the effect of the enactment of those two sections upon the principles and guidelines stated in Jurisic. By that time the Parliament had also given statutory authorisation (if it were needed) to the publication of guideline judgments: see s37A of the Sentencing Procedure Act. In accordance with that section and having regard to s5(1) the Court reformulated the guideline previously promulgated with respect to sentences under s52A in the following way: "A custodial sentence will usually be appropriate unless the offender has a low level of moral culpability, as in the case of momentary inattention or misjudgement." 23 Specifically, for offences against s52A(3), the court promulgated the following guideline: "Where the offender's moral culpability is high, a full-time custodial head sentence less than ... two years would not generally be appropriate." 24 Offences against s54A(4) were not directly before the Court in that case. However, at [231] Spigelman CJ wrote: "In the case of the aggravated version of each offence under s52A [including an offence against s52A(4), with which the present applicant was charged] an appropriate increment to reflect the higher maximum penalty, and what will generally be a higher level of moral culpability, is required. Other factors, such as the number of victims, will also require an appropriate increment." 25 At [210] his Honour made it clear that the reformulation was intended, in conformity with ss5 and 21A, to be less prescriptive than the formulation specified in Jurisic. At [232] his Honour reiterated that a guideline operates as a "guide" or "check" and restated the discretionary nature of the sentencing exercise. 26 The first and second grounds of appeal are, essentially, that the sentencing judge, although mentioning the decision in Whyte, focussed primarily upon the decision in Jurisic and failed to have adequate regard to the provisions of s5 of the Sentencing Procedure Act. It is correct that, in quoting from passages from the guideline judgment, the sentencing judge extracted passages from Jurisic, and not from Whyte. In a subsequent passage the sentencing judge directly adverted to Whyte, including the references to the "moral culpability of the offender" and to the "abandonment of responsibility" (a phrase which appears in both judgments). 27 The nub of the complaint made concerns his Honour's approach to s5(1), and to his consideration of the possibility of a penalty otherwise than by a full-time custodial sentence. In this respect his Honour said: "It was submitted that a sentence of less than full-time custody would be appropriate here and under s5A (sic) of the Sentencing (CP) Act (sic) I must consider all alternatives. However, having considered all that has been put before me whether I have expressly here referred to it or not, this is matter (sic) that must carry a full-time custodial sentence. In determining which sentence is appropriate I have looked at all possible alternatives including a non-custodial sentence by way of periodic detention. I have concluded that nothing else other than a full-time custodial sentence is appropriate. I have reached that conclusion having considered all the material that has been put before me whether I specifically here refer to it or not." 28 In my opinion, this passage makes it clear that the sentencing judge was well aware of the requirements of s5(1). 29 It was further argued that, within the passage I have extracted, a clear misapprehension on the part of his Honour as to the implications of a sentence to be served by way of periodic detention was revealed. This emerged from the reference to: "... all possible alternatives including a non-custodial sentence by way of periodic detention."

[7]

The argument was that this shows that his Honour erroneously regarded a sentence to be served by way of periodic detention as a non-custodial sentence, and, therefore, inappropriately failed to consider such a sentence. 30 It is true that the phraseology is infelicitous, but, taken in the context of the whole of the passage extracted above, I am satisfied that his Honour was not under that misapprehension. It is well established that a sentence to be served by periodic detention contains a significant element of leniency but remains a custodial sentence: hence the reference to "full-time custodial sentence", which clearly distinguishes that form of sentence from a sentence to be served by periodic detention. 31 It was also argued that his Honour's remarks show that he understood (erroneously) that the guideline judgments mandated the imposition of a custodial sentence. This argument was put by reference to the less prescriptive tone expressly and deliberately adopted by this Court in Whyte as distinct from the guidelines pronounced in Jurisic. 32 Guideline judgments have invariably emphasised that a sentencing judge's discretion remains alive and that guidelines promulgated are to be applied by reference to the individual facts and circumstances of each case. Sorby DCJ, in his remarks, exposes no misapprehension about that approach. 33 I am satisfied that his Honour approached this sentencing exercise, appropriately, by reference to a combination of the guideline judgments and the facts and circumstances of the case. 34 A further argument was that his Honour did not have regard to some mitigating factors stated in s21A, these being: (i) the circumstance that the applicant is unlikely to re-offend (s21A(3)(g)); (ii) her good prospects for rehabilitation (s21A(3)(h)); and (iii) her level of remorse (s21A(3)(i)). 35 I do not accept this criticism. The sentencing judge paid careful attention to the evidence that had been put before him, and recounted much of the evidence given by the witnesses. He made specific references to her supportive family, and to her remorse. I would reject these grounds of the application.

[10]

and "(vii) length of journey during which others were exposed to risk". 38 In my opinion, the finding as to the level of moral culpability is unimpeachable, even if regard is had only to the level of intoxication disclosed by the very high reading. His Honour also had regard to the nature and extent of the injuries inflicted and the length of the journey. I have, above, referred to the nature and extent of Ms Campbell's injuries. That is sufficient to dispose of this aspect of the complaint. 39 Particular complaint was made in this context, of the reference to the length of the journey as an aggravating factor. What his Honour found was that the distance to be travelled was "relatively long in the circumstances". It is difficult to be precise about this because the evidence as to the length of the journey was itself imprecise. In passing, I would note that, logically, the "journey" contemplated by Spigelman CJ was the intended journey, and not the journey attenuated by the collision: see also Application by the Attorney General under Section 37 of the Crimes (Sentencing Procedure) Act for a Guideline Judgment Concerning the Offence of High Range Prescribed Concentration of Alcohol Under Section 9(4) of the Road Transport (Safety and Traffic Management) Act 1999 (No. 3 of 2002) [2004] NSWCCA 303, para 139. An attempt was made to show that the journey was relatively short by reference to the distance driven in other decided cases. The information provided to the judge (in submissions, not by way of evidence) was that the total journey would have been approximately fifteen minutes. Here, what is known is that the applicant was driving to Ms Campbell's home, but was intending then to drive to her own home. It is to be remembered that this journey was undertaken in a built up area. There is no absolute demarcation of what is a "long journey" or a "not long journey", or a "short journey"; the danger created by the length of the journey will vary according to other circumstances, such as the time at which it is undertaken, the amount of traffic, and the locale. True it is, that this journey, taking place at 4.00 am or thereabouts, may well be taken to have been in other than heavy traffic - but nevertheless, it was through suburban streets. I do not think it was erroneous to describe the distance travelled as an aggravating factor. It does not appear to me that undue weight was given to this finding.

[11]

ground 4 40 It is of significance that the offence to which the applicant pleaded guilty was the aggravated version of the offence, carrying a maximum penalty of imprisonment for 11 years. For that reason it was appropriate for the sentencing judge to impose a term longer than the term suggested in the guideline judgments, each of which is concerned with offences of the non-aggravated variety. Nevertheless, it is appropriate to consider whether the increment specified by his Honour was excessive in the circumstances. 41 To this end senior counsel provided the Court with samples of previously decided cases, together with three tables, analysing the relevant circumstances and sentences imposed on other offenders in those cases. 42 It would be unproductive to go into all the details of the significant analysis contained in those tables; it is sufficient to say that the analysis persuades me that the sentence imposed did exceed the range legitimately available to the sentencing judge. 43 In the context of this ground, senior counsel for the applicant made specific reference to one matter contained in the remarks on sentence. His Honour said: "I have detailed the severe injuries the victim Kelly Campbell and the prisoner had, at the time of the collision to hospital a blood alcohol reading five times the legal limit of alcohol." (sic) 44 The applicant's reading was, in fact, 0.169. The legal limit is 0.05. The applicant's reading was not five times the legal limit, but somewhere between three and four times that limit - closer to three than four. How his Honour made this error cannot be explained; it may have been a slip of the tongue, it may even represent a transcription error; however, if his Honour had been under the impression that the applicant's reading was five times the legal limit, that may explain why the sentence imposed was as long as it was. An additional circumstance, also relevant to the reading, lies in the level of blood alcohol that brings into play the aggravated offence provided for by subs(4). That level is 0.15. The applicant's reading, while high, was over that cut-off point by a relatively small margin. In other words, as senior counsel submitted, notwithstanding that it was a high reading, the offence must be seen as towards the lower end of the subs(4) scale. It did not, therefore, warrant an increment of the dimension specified by the sentencing judge. 45 I am persuaded that the sentence was manifestly excessive and should be set aside. It will therefore be necessary to re-sentence the applicant. To this end the Court received additional evidence, this going to the applicant's rehabilitation whilst in custody. It is encouraging. The applicant has been involved in a programme called "The Mobile Outreach Programme", involving her in work in bush regeneration, the clearing of cemetery grounds, planting of trees and eradication of weeds in and around the district of Emu Plains, the prison in which the applicant is held. She was one of only five of two hundred prisoners selected for that programme, which involves a very high level of trust. She participates in an alcohol programme. She is to be given credit for her efforts. 46 I propose the following orders:

[13]

non-parole period of one year and three months to commence on 29 January 2004 and expire on 28 April 2005. 47 HIDDEN J: I agree with the orders proposed by Simpson J and, with one reservation, with her Honour's reasons. 48 My reservation is this. In the course of dealing with ground 3 of the application, her Honour has referred to one of the aggravating factors set out by Spigelman CJ in Whyte: "length of journey during which others were exposed to risk." Her Honour has observed that the "journey" contemplated by the Chief Justice "was the intended journey, and not the journey attenuated by the collision." That appears also to have been the view of Howie J, with whom the Chief Justice and the other members of the Court agreed, in Attorney General's Application for a Guideline Judgment Concerning the Offence of High Range Prescribed Concentration of Alcohol [2004] NSW CCA 303. At [106] - [107] his Honour referred to the aggravating features in Whyte, and at [139] he said: I have already indicated that there can be factors concerned with the driving that would generally increase the moral culpability of the driver and, therefore, the seriousness of the offence in accordance with Whyte. These include the distance travelled, or that was to be travelled, before detection. 49 With respect, I doubt that that was what the Chief Justice intended to convey in Whyte. The reference to the length of journey "during which others were exposed to risk" (my emphasis) suggests that his Honour was speaking of the journey up to the time of the collision, during which members of the public were in fact exposed to risk. In assessing the culpability of an offence of driving with the prescribed concentration of alcohol, where usually no collision is involved, the length of the intended journey assumes an importance which it may not have when considering an offence of dangerous driving causing death or grievous bodily harm. 50 That said, this is not a matter which need be decided for the purpose of the present application and I express no concluded view about it.

Parties

Applicant/Plaintiff:

Respondent/Defendant:

Takai

Cases Cited (5)

CITATION : R v Takai [2004] NSWCCA 392 HEARING DATE(S) : 10 November 2004 JUDGMENT DATE : 19 November 2004

CATCHWORDS : appeal against severity of sentence - aggravated dangerous driving causing grievous bodily harm - plea of guilty - subjective circumstances - remarks on sentence - application of guideline judgments - level of moral culpability LEGISLATION CITED : Crimes Act 1900 s52A Crimes (Sentencing Procedure) Act 1999 , s5, s21A, s37A, s44 s54A Application by the Attorney General under Section 37 of the Crimes (Sentencing Procedure) Act for a Guideline Judgment Concerning the Offence of High Range Prescribed Concentration of Alcohol Under Section 9(4) of the Road Transport (Safety and Traffic Management) Act 1999 (No. 3 of 2002) [2004] NSWCCA 303 CASES CITED : R v Jurisic (1998) 45 NSWLR 209; R v McKinney [1999] NSWCCA 51; 29 MVR 355 R v Whyte [2002] NSWCCA 343; 55 NSWLR 252; 134 A Crim R 53 PARTIES : Crown - Respondent Applicant - Teresa Manufekai Takai FILE NUMBER(S) : CCA 2004/2219 COUNSEL : Crown - P Power SC Applicant - AJ Bellanto QC SOLICITORS : Crown - S Kavanagh (Solicitor for Public Prosecutions) Applicant - A Valenti

remarks on sentence 12 Sorby DCJ outlined the facts of the offence and the subjective circumstances. He referred to the decisions of this Court in R v Jurisic (1998) 45 NSWLR 209; R v Whyte [2002] NSWCCA 343; 55 NSWLR 252 and R v McKinney [1999] NSWCCA 51; 29 MVR 355. 13 He accepted that the applicant had entered a plea of guilty at the earliest opportunity; that her expressed remorse and contrition were genuine; and that she had an otherwise unblemished criminal record. He found that the offence was aggravated by the nature of the injuries suffered by Ms Campbell, the degree of the applicant's intoxication and the length of the journey she had undertaken in her plainly intoxicated state. He found that her actions exhibited "a high level of moral culpability". He found, pursuant to s44(2) of the Crimes (Sentencing Procedure) Act 1999 ("the Sentencing Procedure Act"), that special circumstances existed justifying departure from the statutory proportion between the non-parole period and the head sentence and imposed the sentence to which I have already referred. Before doing so he stated that he had considered whether non-custodial alternatives were available and concluded that they were not and that nothing other than a full-time custodial sentence was appropriate. He made specific reference to the need for the sentence to reflect the sentencing principles of general deterrence.

(1998) 45 NSWLR 209

[1999] NSWCCA 51

Cited By (7)