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[2002] VSCA 219
Court of Appeal (Vic)
2002-12-20
PHILLIPS, C.J. and PHILLIPS and CHERNOV, JJ.A.
Original judgment source is linked above.
Criminal law - Murder and attempted murder - Fire on bed killing child and injuring mother - Strong circumstantial case against father/husband - Whether motive link in chain - Whether directions sufficient on lies as admissions - Whether directions sufficient in respect of expert evidence - No relevant exception below - Appeal dismissed.
"4. That the learned trial judge's directions to the jury in respect of the evidence of Dr Cass fell into error by failing expressly to direct the jury that they should disregard his opinions if they accepted that Ms Taylor had received her burns in a short, intense exposure to flame or as a result of contact in part with molten matter from the fire. 6. That the learned trial judge's directions to the jury in respect of the evidence of the witnesses Barnes and Xydias were defective in that he should explicitly have identified flaws in the witnesses' evidence and warned the jury accordingly. 8. That the verdict was unsafe and unsatisfactory as a result of the deficiencies identified in Grounds 4, 6, 9 and 10 in the aggregate, even if the deficiencies individually did not amount to miscarriages of justice. 9(a) That, in the circumstances of the case, the learned trial judge ought to have directed the jury that if they were to find the applicant guilty beyond reasonable doubt, they needed to find motive proved beyond reasonable doubt. 9(b) That, in the context of the direction as to motive, the learned trial judge ought expressly to have identified to the jury those matters which suggested that the applicant did not have a motive to kill his child. 10(a) That the learned trial judge erred in leaving the issue of consciousness of guilt to the jury in respect of what the Crown alleged to be "four important deliberate lies". 10(b) That in the alternative to Ground 10(a), the learned trial judge erred in failing in his directions expressly to apply the consciousness of guilt direction to the facts of the case. 10(c) In respect of the consciousness of guilt direction in relation to the relationship with Donna Wilkinson, if it was properly given, which is denied in Ground 10(a), the learned trial judge ought to have drawn specifically to the jury's attention the potential reasons why the applicant may have lied other than out of consciousness of guilt. 10(d) In respect of the consciousness of guilt direction in relation to the preceding fire in the kitchen, the learned trial judge ought not to have directed on consciousness of guilt because the applicant's alleged lie in respect of the preceding incident was not a material issue. 10(e) In respect of the consciousness of guilt directions in relation to the third and fourth alleged lies, the consciousness of guilt direction should not have been given because it was not properly open for the jury to draw an inference of consciousness of guilt out of the accused's alleged lies when such a process would constitute improper `boots-strapping' - it would involve the jury inferring that lies established by their ultimate conclusions were to be used as a consciousness of guilt in respect of the ultimate conclusions."
* That the applicant anaesthetised his wife ("the anaesthesia theory"), probably with ether and brought his son into the bedroom for the purpose of burning both of them to death.
* That the applicant set fire to the bed probably using an accelerant - most likely ether.
* That the applicant had a motive for his conduct, viz a pre existing covert relationship with Donna Wilkinson.
* That a series of statements made by the applicant to the police evidenced his consciousness of his guilt of the crimes charged.
1. Guilt at having started the fire, i.e. having lit the aromatherapy candle and leaving the house - setting in train the fatal events.
2. Guilt at having accidentally killed his child and terribly injuring his wife.
3. Guilt at having been unable to save his son and wife from the fire.
4. Guilt about having planned to leave his wife before the fire.
6. Guilt at having commenced or aspired to commenced a relationship with Ms Wilkinson before the fire.
7. Guilt at having commenced or consolidated a relationship with Ms Wilkinson after the fire.
8. Guilt over his attempts to avoid his obligations under the Family Law Act.
"But, of course, you will understand that they (expert witnesses) do not decide the facts upon which the opinions are based, and any opinion that is expressed in this court by any of those witnesses is no better than the factual foundation upon which it rests."
"But you must keep clearly in mind that any fact that you regard as being of significance, either in your chain of reasoning about the matter or because it constitutes a significant part of the framework upon which you make your determination, must be established beyond reasonable doubt. If you regard a fact as being of significance so that your reasoning towards the possibility of the guilt of the accused man may be influenced by it, you will understand why that fact has to be established beyond reasonable doubt and cannot be established at some lower level." (1435-6)
"If you consider that a fact is of significance in your determination of the guilt of the accused, then the Crown must establish the presence of that fact beyond reasonable doubt." (1413).)
(a) That the burns suffered by Nicole Taylor were severe and that a person in normal sleep would have awoken from the pain that would have been suffered on infliction of the burns.
(b) That other likely causes of unconsciousness suffered by Nicole Taylor in a fire situation, namely oxygen deprivation or carbon monoxide poisoning were excluded.
(c) That Nicole Taylor's account of events was consistent with both the administration of an agent like ether and the emergence of a person coming out of an ether anaesthetic.
(d) That accounts provided by others who observed Nicole Taylor as to her feelings of pain or the actions she was capable of performing were not inconsistent with a person who was lapsing in and out of consciousness.
"Q. (To witness): So far as burns are concerned, you were asked to look at the photographs that you'd seen before and indeed on a previous occasion you have said, haven't you, that burns, severe burns can be sustained very, very quickly? A. Yes, indeed. In a flame fire they can be in a matter of seconds. Q. There isn't anything particularly about the burns that you have seen the photographs of which necessarily indicates anything other than that those burns were caused very, very quickly? A. It's not really in my area of expertise to comment on the severity of the burn and the cause of that, but I would conclude from a third degree burn there is a very hot fire indeed or a very long exposure. Q. Or perhaps indeed in part something sticky attaching to the skin. That was not molten plastic? A. It would mean the whole arm must have been immersed in your thinking of a hot plastic burn which can occur and in which case there would have to be a very big exposure to the hot plastic." (864-5)
"I now turn to the question of motive. In general it is not necessary for the Crown in a criminal trial to establish the existence of a motive, that is a reason or powerful emotion which induced the alleged perpetrator to act as it is claimed that he did. Obviously the presence or absence of any such reason or powerful impulse is a matter that you would consider in arriving at your view of the facts. But you will understand that there may be circumstances in which while it is established beyond reasonable doubt that a particular person engaged in a particular activity, you may not, however, have the slightest idea as to why he or she did so. I do not know if it is true in your lives, as it is true in mine, that there have been occasions when it is terribly difficult for me to understand why I have acted as I did. Sometimes, as I suppose you may have experienced, when one looks at one's own behaviour no conceivable benefit could ever be seen to be derived out of acting in a particular fashion and on occasions I have acted knowing that it was highly unlikely that any benefit would be derived and it could be very much to my detriment. In other words, the absence of a motive or even a sensible reason for behaving in a particular way does not mean that one would not or did not do the act. On other occasions there may have been very good reasons for behaving in a particular fashion but nevertheless you have not done so. You will understand then that you may derive some assistance out of the presence or absence of a motive in assessing the evidence before you, but you are talking about the operation of the human mind and they way in which people will act and behave. Ultimately, the presence or absence of a motive cannot affect your judgment in an situation where you are satisfied beyond reasonable doubt as to the guilt of the accused; nor can it fill up the gap, as it were, for the Crown in a situation where you are not so satisfied." (1402-3) (Emphasis mine.) "As I have indicated, you may derive assistance out of the presence or absence of a motive in assessing the evidence before you, but ultimately the presence or absence of a motive cannot affect your judgment in a situation where you are satisfied beyond reasonable doubt as to the guilt of the accused, nor can the presence of a motive substitute for evidence that the accused man was guilty of the crime alleged against him." (1404) (Emphasis mine.)
"But you must keep clearly in mind that any fact that you regard as being of significance, either in your chain of reasoning about the matter or because it constitutes a significant part of the framework upon which you make your determination, must be established beyond reasonable doubt. If you regard a fact as being of significance so that your reasoning towards the possibility of the guilt of the accused man may be influenced by it, you will understand why that fact has to be established beyond reasonable doubt and cannot be established at some lower level." (1436)
* They were not to elevate motive as a "link in the chain" of proof of guilt. It was there (or not there) as a matter of "assistance".
* Evidence of motive cannot overcome any dearth of necessary proofs.
* If they considered motive as being of "significance" in their reasoning process towards guilt, it had to be established beyond reasonable doubt.
"If there was a happy marriage, it might be easier to conclude there was no intention on the part of the accused to attempt murder." (612)
For the appellant it was argued that this passage confused intention with motive and, if motive be relied upon as a factual basis for an inference of guilt, it must be proved beyond reasonable doubt. Yet the trial judge, having referred to what was, in essence, motive, had not so directed the jury. Callinan, J. with whom all the other members of the court agreed, said this:
"The difficulty for the appellant...is that the passage in the trial judge's summing up, taken in context, shows that his Honour was not in fact dealing with intention or motive as such but was pointing to evidence with respect to the relationship between the appellant his wife upon which they could rely for an ultimate conclusion of guilt beyond reasonable doubt." (612)
My comment on the above is that Penney was not a case where motive was put on a "link in the chain" basis.
"If you are satisfied that no other interpretation is reasonably open about the statement but that it shows such a consciousness of guilt, then you may use the statement as evidence that the accused was, in effect, acknowledging the commission of the crime under consideration. But great care must be taken to ensure that any such inference is properly drawn. People may make statements which are, in fact, untrue in many situations and for a wide variety of motives that are unconnected with any sense of criminal guilt. It may well be that an individual is apprehensive, fearful, inaccurate in recollection or may possess a sense of moral as opposed to criminal responsibility. People can become frightened of being involved in incidents. They may be apprehensive about what may happen to them if they admit to having any knowledge about a particular occurrence. On occasions and from a very early age, people often resort to a simple denial of any knowledge whatever about a matter under investigation." (1424-5)
The experienced trial counsel for the applicant sought no more than this and did not raise, in this connection, the applicant's denial of a sexual relationship with Donna Wilkinson. The reasons for this are not hard to find. At trial, as to the Wilkinson relationship, the applicant's position through his counsel, was that he had consistently told the truth. Counsel would have had no desire to have his Honour give the jury reasons why the contrary had occurred. This ground fails.
"And the jury should be instructed that they may take the lie into account only if they are satisfied, having regard to those circumstances and events, that it reveals a knowledge of the offence or some aspect of it and that it was told because the accused knew that the truth of the matter about which he lied would implicate him in the offence..."
The "circumstances and events" are earlier defined as those matters "that are said to indicate it (the lie) constitutes an admission against interest" (210-211).
"Undoubtedly the jury concluded in the end that the applicant was guilty of both rapes and thus they did not believe the denials contained in the two records-of-interview. But, however widely one may use lies established by the evidence at trial, one could not assert properly to the jury, nor could the judge leave it open to them to infer, that lies established by their ultimate conclusions in the case were to be used as a consciousness of guilt of each of the two counts for the purpose of reaching the very same conclusion as to ultimate guilt. That truly would involve a `boot-straps' argument and could not be countenanced upon any interpretation of Edwards' case or any other case." (466)
"The important thing to bear in mind is that a mere false statement or false denial is not enough. The lie must at least relate to a material issue. If it does not, then it is difficult (unless there is accompanying conduct which places a different complexion on the lie) to understand how the lie can be indicative of guilt. Then again, a lie consisting of a bald denial of guilt made in or out of court (as is we suppose the case in every contested trial) which is only shown to be a lie by proof by the prosecution of the crime charged axiomatically is not a lie that can assist in proof of guilt. For it to do so would be for the prosecution to lift itself by its own bootstraps." (332-3)
It was argued for the applicant that for the jury to find his account of events in the bedroom to be lies, it would be necessary for them to have already found he was present there when the fire started - a finding conclusive of guilt. In my opinion, it was proper for his Honour to conclude that these alleged lies warranted separate consideration as lies evidencing consciousness of guilt and to direct the jury accordingly. In other circumstances, the applicant's account of events in the bedroom might have simply produced a conflict of evidence with that of his wife. But, in this trial, the applicant's account to the police was never squarely put to her. Rather, she was asked some questions which may have related to an aspect of it. Thus, asked about evidence which it was said she had given earlier at the Magistrates' Court, she said that she remembered kicking and fighting immediately before falling out of the side of the bed. She agreed she had also been asked, "You don't remember any other incident of kicking and fighting?" and she had replied, "No." (It will be recalled that the applicant's account to the police involved her grabbing and pulling him, going "crazy", and almost throwing him off the bed so that he flew through the air and landed on the other side, after he placed the Vicks VapoRub on a tissue on her face.) In noting this I am not being critical of counsel; the Crown Prosecutor had already obtained from Nicole Taylor firm evidence that the smell she experienced upon awakening was nothing like the smell of Vicks VapoRub and that it had never been a practice since the birth of the baby for her husband to place him in the bed beside her as he left for work. So, it may well be that counsel thought directly putting other aspects of the applicant's account to his wife would be unproductive. For whatever reason, a mere conflict of evidence between the two was avoided and a direction that the two accounts were such became inappropriate. It is in this setting that his Honour decided, correctly in my view, to give the "consciousness of guilt" directions. The run of the prosecution evidence required the applicant to explain how the baby came to be in the bed; how he came to leave it thus without alerting his wife to its presence and how his wife came to experience the sensations she described (difficulty in breathing - something over her face). Accordingly, the alleged lies were properly regarded as revealing a knowledge of some aspects of the offence and as told because the applicant knew the truth of the matter would implicate him. In my opinion, this was not a "bootstrapping" case. Nor can the applicant draw any support for this contention from his Honour's remarks at 1430. The learned judge was simply repeating the arguments of counsel which he had already directed the jury were not binding on them. (1388)
foreshadowed. It would have to be a very clear case of miscarriage now for this Court to intervene on the basis that consciousness of guilt should never have been put, and in particular should not have been put in relation to the four categories of lie so identified.
[5] (1970) C.L.R. 334 at 337
[7] [1998] 1 VR 453 at 466
[8] (2000) HCA 28 at 55
[9] (1970) C.L.R. 334 at 220
[11] [1998] 1 VR 453 at 466
[13] (No 1) [1999] VSCA 27; [1999] 2 V.R. 123 at [1]- [3] per Phillips, C.J. [16]-[17], [47] per Callaway, J. at [50]-[54] per Batt, J.
[15] (No 1) [1999] VSCA 27; [1999] 2 V.R. 123 at 135
[17] [1993] HCA 65; (1993) 178 CLR 217 at 227 and 235
[19] [1998] 1 V.R. 453 at 466
[20] (1990) 50 A. Crim. R. 327 at 332-3
[24] R. v. Laz [1998] 1 V.R. 453 at 446 and R. v. Gionfriddo (1990) 50 A.Crim.R. 327 at 332-3 (both quoted by the Chief Justice above, at [108] and [109]). See also and compare R. v. Collings [1976] 2 N.Z.L.R. 194 at 116 per McCarthy P., Lucas [1981] Q.B. 720 at 724, R. v. Evans (1985) 38 S.A.S.R. 344 at 350, R. v. Kerim [1988] 1 Qd.R. 426 at 436-7, Mercer v. R. (1993) 67 A.Crim.R. 91 at 98, R. v. Zheng (1995) 83 A.Crim.R. 572 at 576-7, R. Graham [2000] TASSC 153; (2000) 116 A.Crim.R 108 at 111. .
R
Smith [2002] VSCA 219
(1993) 178 CLR 217