DUNFORD J
HULME J
BARR J
Friday 24 March 2000
R v RAT
JUDGMENT
1 DUNFORD J. This is an appeal by the appellant against his conviction on two counts of indecent assault contrary to s 76 Crimes Act 1900 as it stood at the relevant time, and one count of carnal knowledge contrary to the former s 71. The appellant was arraigned on six counts, the two indecent assault counts and one carnal knowledge count were alleged to have been committed between 9 October and 31 December 1977 and there were three further counts of carnal knowledge allegedly committed between the following dates:
7 June and 31 December 1979 (count 4);
1 January and 21 December 1980 (count 5);
9 October and 21 December 1980 (count 6).
At the close of the Crown case, the trial Judge, (His Honour Judge Armitage QC) directed the jury to return a verdict of not guilty on the 5th count and the jury subsequently found the appellant guilty on the first three counts and not guilty on counts 4 and 6.
2 The complainant was born on 10 October 1967. The appellant was her stepfather who came to live with the complainant and her mother when the complainant was 3 or 4 years of age. In 1973 her mother gave birth to the complainant's half-sister, C. The appellant was C's natural father.
3 The complainant gave evidence that one morning when she was aged about 10 years and living at an address in Kingsford, whilst she was readying herself for school and after her mother had gone to work, the appellant kissed her on the lips then placed her on a black and orange lounge in the lounge room, laid her on her back and then lay on top of her and pushed himself against her whilst they were both fully clothed. He told her not to tell anyone, it would be "their little secret" (first count).
4 She said that one or two days later when she was again readying herself for school he sat her on the edge of the bed, fondled and kissed her about the neck, laid her on the bed, separated her legs, lowered his pants, pulled her underpants to one side and attempted to insert his penis into her vagina. He again told her not to tell anyone and said "no-one will understand, if you tell your Mum she'll leave" (second count).
5 A few days later, she said, the appellant called her into the bedroom where he laid her on the bed, moved her underpants to one side and began touching her and ultimately placed his hand over her mouth and forced his penis inside her vagina, withdrawing after about five minutes and ejaculating on the bed. He again told her not to say anything, that her mother would not understand and that she would leave (third count). She said that neither her mother nor her half-sister were present in the premises on either of these occasions.
6 About Easter 1979, the complainant, her mother and half-sister went to Malta for some months where they stayed with the mother's family, and one day she was talking to a cousin, JA, when a discussion started as to whether she had ever kissed a boy and ultimately she told her cousin that the appellant was doing things that he should not do, "he's putting his thing inside me". This evidence of "complaint" was corroborated by the cousin JA who gave evidence in the Crown case.
7 After their return to Australia in 1979, the family moved to an address in Eastlakes and the complainant said that on a Saturday morning in 1979, after the appellant had taken her mother to work, he entered her bedroom which she shared with her half-sister and in which the half-sister was sleeping at the time, told her to get up then removed a "dressing gown cord" that was hanging behind the bathroom door, closed both the bathroom door and the door to the bedroom occupied by the half-sister and tied the handles of each door with the length of cord. He then told the complainant to go into the other bedroom, closed the door to this other bedroom and placed a sewing machine against it, told the complainant to remove her clothes, which she did, they got into bed where the appellant had vaginal intercourse, withdrawing and then ejaculating on the bed sheet. Whilst this was going on the half-sister was heard trying to open the bedroom door and calling out for the complainant to open the door (fourth count).
8 The complainant also said that on another occasion following her return from Malta, the appellant approached her between the lounge and the coffee table in the unit at Eastlakes, kissed her and laid her on the floor, lifted her legs and inserted his penis into her vagina, and when he withdrew he ejaculated on the floor. She said she did not know the whereabouts of her mother when this occurred (fifth count).
9 In her evidence-in-chief she was asked to clarify when this incident occurred relative to that in count 4 and she said this incident occurred before the incident involving the dressing gown cord, which was contrary to what she had said in her statement. At the close of the Crown case the Crown Prosecutor sought leave to amend count 5 in the indictment by enlarging the particulars to allege commission of the offence between 9 October 1979 and 16 July 1981 and his Honour granted leave to make the amendment conditional on the Crown recalling the complainant to permit further cross-examination, but the complainant did not appear for further cross-examination, so his Honour revoked leave to amend the indictment, and directed the jury to return a verdict of not guilty on this count.
10 Towards the end of 1980, the appellant travelled overseas. The complainant said that shortly prior to his departure he was preparing to spray paint his car in the garage forming part of the apartment block at Eastlakes, and that while he was masking the windows she was sitting in the car when the appellant climbed in and started kissing her, removed her pants and "started to have sex" with her by inserting his penis into her vagina. The complainant's mother and a cousin, Sandra, tried to enter the garage at this time and the complainant heard her mother ask for the door to be opened, whereupon the appellant quickly lifted himself and told the complainant to dress (sixth count).
11 Whilst the appellant was overseas the complainant played truant from school for approximately two months during which time she met another young man, FG, but following the appellant's return an argument developed between him and the complainant about her not attending school, during which the appellant slapped the complainant's face and threw an ash tray at her. Later that evening the complainant left the Eastlakes premises and went to FG's home, he later drove her back to Eastlakes and suggested she go inside, but she told FG that her father "was having sex with me and stuff like that" so she did not return home and later moved into an apartment with FG and enrolled at another school under a false name.
12 Shortly afterwards police located the complainant and FG and both were taken to Kings Cross Police Station where the complainant spoke with a female police officer and later with a social worker, Ms Voight. The complainant could not recall whether she told Ms Voight of her father's conduct, but Ms Voight gave evidence that she did, although her notes could not be located, and because of the lapse of time, no record of what had happened or been said at Kings Cross Police Station could be located. The complainant was placed in temporary foster care but after a time she and FG drove to Melbourne where they settled and lived for 3 to 4 years pursuing a personal and sexual relationship in the mean time. They subsequently returned to Sydney but after a year or two their relationship ceased.
13 The complainant also gave evidence that she was subjected to various forms of general ongoing abuse by the appellant whilst she was living at home including being forced to eat all that was placed on her plate at meal times including at times her vomit, having her hand placed on a hot plate for stealing coins, being struck with electrical cords and belts, being made to take cold showers in winter, being hit with a belt whilst in the shower and having her cuticles pushed back into her fingers causing pain, and sometimes bleeding. She said she did not complain about the appellant's sexual abuse of her prior to her journey to Malta because she was fearful of the consequences, nor did she tell any of her school friends about what had been occurring to her. She also gave evidence that from 1979 onwards (i.e. count 4) until she left home the appellant had sexual intercourse with her at least once or twice a week.
14 FG was granted a certificate pursuant to the Evidence Act 1995 s 128 and gave evidence of the conversation he had with the complainant the night she left home and of their subsequent life together, whilst the cousin, Sandra, gave evidence of an occasion close to the time the complainant left home, when she slept overnight at the appellant's home in the complainant's bedroom and during the night she saw the appellant walk in and lay next to the complainant under the blanket. The complainant said "no" or "stop it", and after the appellant left the room she could see a tear in the complainant's eye. She also gave evidence that she had seen the appellant slap the complainant, force her to strip, place her in a cold bath one winter's night and force her to eat her regurgitated food.
15 The appellant gave evidence denying each of the offences with which he was charged. He denied that the family arrangements were such that at the relevant times he was ever at home alone with the complainant in the mornings before she went to school. He denied ever having supervised the complainant or her half-sister in the shower. He said he never owned a bathrobe or dressing gown and there was none hanging up in the bathroom at any time. In relation to count 6 he said that the garage associated with the units at Eastlakes had a wire mesh fence through which the contents of the adjoining garage were visible, that he never spray painted cars in that garage and it was never his practice to lock the garage door from the inside as the door lacked an internal locking mechanism and the door was always secured by an external padlock. He denied ever having placed the complainant's hand on a hot plate, forcing her to take cold showers, forcing her to eat her vomit or pushing her cuticles back into her fingers. He said he could not recall any occasion on which Sandra slept in his home.
16 The complainant's mother also denied that the complainant was ever left at home alone with the appellant before school prior to the trip to Malta, and said that in a telephone conversation in 1987 her daughter told her that she had been young and stupid and that she and FG had made up the story about her father sexually assaulting her so that if they got caught by the police FG would not get into trouble. She said that she never heard the complainant say anything about having her hand forced on the hotplate by the appellant, nor did she ever see the complainant regurgitate her food and the appellant force her to eat her vomit. She said she recalled an instance when Sandra stayed overnight in the complainant's room at a time when the appellant was in South America. She did see the appellant smack the children using a belt, but she disapproved of this form of reprimand. She said she owned a bath robe that she sometimes hung on the back of the bathroom door at the Eastlakes unit, whilst the half-sister said she had no memory of ever being locked in her bedroom.
17 There was a considerable attack made by defence counsel on the credit of the complainant. She was cross-examined at length over two days, but although there was some cross-examination in relation to the circumstances surrounding counts 4 and 6 there was virtually no cross-examination concerning counts 1, 2 and 3 except a formal putting of the appellant's denial to the complainant in supposed compliance with the so called rule in Browne v Dunn (1894) 6 R 67. Most of the extensive cross-examination was directed to the complainant's credibility, and to the collateral issues of whether she had been forced to eat her own vomit, have cold showers, etc.
18 FG was also cross-examined as to his character, particularly his prior criminal convictions and his knowledge of the complainant's age when he was having a sexual relationship with her. It was put to him, but he denied, that he and the complainant fabricated the allegations against the appellant in the event that the police discovered their living arrangements and the complainant was forced to return home.
19 Although, on the complainant's evidence, Sandra was present with the mother outside the garage at the time of the events alleged in count 6, no evidence was led from her concerning that incident; and not surprisingly, she was not cross-examined about it. However, the jury did ask a question as to why she had not been asked about it and they were properly directed that they were entitled to infer from the failure of the Crown to ask any questions of her on that issue that her evidence would not have assisted the Crown case, but that they did not have to draw that inference, and that there is never any obligation upon an accused to ask any questions of a witness at all. They also asked whether there were any photos of the inside of the garages, and were correctly told that there were none in evidence (SU 82, 96-98 - the intervening pages were taken up with argument as to how those and other questions should be answered).
20 The grounds of appeal relied on by the appellant are that:
1. The verdicts are inconsistent; and
2. Having regard to the evidence, the verdicts of guilty are unreasonable and cannot be supported.