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[2002] VSCA 215
Court of Appeal (Vic)
2002-12-19
ORMISTON and CALLAWAY, JJ.A. and O'BRYAN, A.J.A.
Original judgment source is linked above.
[ 2002] VSCA 215
CRIMINAL LAW - Armed robbery - Evidence of unrelated criminality - Whether directions thereon sufficient - Whether prosecutor suggested applicant should call certain witnesses - Whether direction required - Whether Jones v. Dunkel direction should have been given against the Crown - Whether certain evidence was insufficiently relevant to be admissible - Whether jury should have been directed to exclude that evidence from their consideration - Whether aggregation of defects caused trial to miscarry - Prosecution case dependent on uncorroborated evidence of accomplice - Whether verdict unsafe and unsatisfactory - Crown appeal against sentence - Sentence of four years' imprisonment with non-parole period of two years manifestly inadequate - Double jeopardy - Parity with co-offenders - Delay - Sentence of five years' imprisonment with non-parole period of three years substituted - Crimes Act 1958, ss.567A(1), 568(1).
"1. The learned trial judge erred in his directions to the jury: (a) by failing to direct the jury adequately, or at all, in relation to the suggestion by the Crown prosecutor that the applicant was under an obligation to call Peter Synan and Peter Djordjevic to give evidence; (b) by failing to direct the jury adequately or at all concerning the evidence relating to Djordjevic.
Particulars
(i) failing to direct the jury that the evidence concerning Djordjevic was irrelevant and should be excluded from jury considerations;
...
(iii) failing to give to the jury a Jones v. Dunkel direction adverse to the Crown in relation to the Crown's failure to call Djordjevic; thereby giving rise, either singularly, or in combination, to a substantial miscarriage of justice. 2. The learned trial judge erred in failing to exclude evidence of criminal propensity on the part of the applicant given by Caudwell in relation to the unlawful receipt by the applicant of stolen golfing equipment, thereby giving rise to a substantial miscarriage of justice. 3. The verdict of the jury is unsafe and unsatisfactory.
Particulars
(a) Upon the whole of the evidence it was not open to the jury to be satisfied beyond reasonable doubt that the applicant was guilty. (b) The uncorroborated evidence given by the prime prosecution witness, Caudwell, lacked credibility for reasons which are not explained by the manner in which it was given."
I shall deal with ground 2 first because it must clearly fail. I shall then turn to the two grounds that require more detailed consideration.
"There is some suggestion in Caudwell's evidence that they stole golf clubs and that the accused man bought them. I do not know whether there was any suggestion that that was supposed to be an illegal transaction. It all depends on Caudwell's evidence, of course, but it is very important that you remember that you put any suggestion of other wrongdoing out of your mind. I repeat, it depends on your acceptance of Caudwell about that, but that has got nothing to do with the case."
Mr Grace submitted that the vice in this evidence could not be cured by a direction at that stage. He referred, by way of example, to Crofts v. R.[2] and R. v. Thompson[3]. I do not accept that submission. His Honour's direction that any suggestion of other wrongdoing had nothing to do with the case and the jury were to put it out of their minds was sufficient in the circumstances and counsel for Priest was quite right not to take exception.
) It is not clear to my mind that they carried that implication, but the judge thought that they did and, in the course of discussions with counsel, said that he would direct the jury that any suggestion that Priest should call Synan or Djordjevic was wrong. His Honour gave no such direction but no exception was taken. The reason is that, in the course of his closing address, the prosecutor expressly disclaimed any interest in the question whether Synan should have come to court. Those two submissions should not be accepted.
"Further, as a general rule, a trial judge should not direct the jury in a criminal trial that the prosecution would be expected to have called persons to give evidence other than those it did call as witnesses. It follows that, as a general rule, the judge should not direct the jury that they are entitled to infer that the evidence of those who were not called would not have assisted the prosecution. A direction not to speculate about what the person might have said should be given. Again, exceptions to these general rules will be rare and will arise only in cases where it is shown that the prosecution's failure to call the person in question was in breach of the prosecution's duty to call all material witnesses."[7]
"Similarly with the man, Djordjevic. You have heard evidence about Djordjevic. The documents that have been tendered contain documentation which confirm the employment of the accused by Djordjevic and the fact that Djordjevic, I think, at one stage gave some endorsement to the accused, and witnesses were asked questions, 'Did you know if Djordjevic worked for Brambles, and did you know whether Djordjevic was on this route?' In his final address Mr McKenna disavowed any suggestion that he had there a fourth person in this enterprise, so it is said, and that is right, because on that flimsy material - you have got to decide the case on the evidence that is brought before you and it would be wrong to speculate about Djordjevic or whatever. The fact is that you know that Djordjevic worked for Brambles, and occasionally he might have been on this Preston run. End of story. To go further than that, to go further than that would be perverse. You could use it. The evidence would entitle you to say that he knew someone, the accused knew someone at Brambles, but further than that you could not go. Now what you make of that in the scheme of things, that is a matter for you, but it would be very important for you in this case not to say that because of that evidence you could therefore conclude that the Crown has established that this man, Djordjevic, was allegedly the fourth man. But as I say, Mr McKenna, did not disavow that. He did not argue that that is the way you should look at it."
Mr McKenna was the prosecutor. Miss Sutherland, referred to in passages to be quoted later, was defence counsel. The last sentence of the passage set out in this paragraph makes it clear that there was a slip in the second-last sentence and that his Honour had intended to say "disavowed" rather than "did not disavow".
"There is the separate evidence I just want to mention to you of the association, the agreed association, between the accused man and the man Peter Djordjevic who worked at Brambles. What the Crown says about that is all that evidence indicates a very strong association between those two people. What it shows is an ability of the accused man Priest to gain access to somebody who had specialist information. Now the Crown couldn't say on the evidence here, if you had Djordjevic in the dock, that Djordjevic was guilty, because there is no direct evidence really against him - none at all, really - because it's all what Caudwell says he was told about the man on the inside. Caudwell never says, 'I knew the name Djordjevic,' he was never told that. And why would he need to be told the name of the man on the inside? So the Crown can't say and it's not even an issue for the Crown to have to consider whether Djordjevic is the man who provided the information. For all we know, Djordjevic may have put Priest in contact with some mate of his at Brambles. We don't know and there's no point speculating about it. It's not part of the Crown's requirement to prove this issue. The only issue is whether you can believe Caudwell when he says, 'Priest said to me I've got information from someone on the inside.' What I say and I've already said to you, and I'm probably boring you in relation to it, is that the nature of the information doesn't identify who provided it but it surely identifies that it came from an inside person with knowledge of specifics in relation to Brambles." (Emphasis added.)
That was not the only reference in his closing address to Priest's association with Djordjevic.
The jury were directed that there was no corroboration and warned that it was dangerous to convict on the uncorroborated evidence of an accomplice. Nevertheless, Mr Grace submitted, there were such "fundamental flaws and weaknesses" in Caudwell's evidence that the jury ought to have had a reasonable doubt as to Priest's guilt. Counsel identified five such flaws and weaknesses, which were summarized in his outline of submissions as follows, omitting transcript references:
"Prior convictions During cross examination, Caudwell was questioned in relation to his numerous prior convictions. These included crimes of violence and danger (including a very violent road rage incident and other armed robberies), dishonesty offences, calculated acts of deception, forgery, abduction and absconding from police. Previous lies told in court Not only did Caudwell give evidence that he was a self confessed liar, but he also admitted to a number of previous court appearances during which he lied, deceived and/or misled the court including at committal proceedings in this prosecution. False statements and lies told to the police Furthermore, Caudwell admitted to making statements to police regarding this matter which included false information that he knew to be false at the time of signing the statements. He also admitted to lying to the police in his record of interview. Motive to lie in these proceedings It was clear from Caudwell's evidence and from the plea and sentence in relation to this and other matters that he received a substantial informer's discount. It was also suggested that Caudwell had an additional motive to lie, given the ill feelings and animosity between [him] and the applicant, although he denied that he held a 'grudge'. General bad character Finally, Caudwell made admissions concerning his general bad character and lack of credibility."
"1. The sentence imposed in respect of count 1 was manifestly inadequate with respect to both the head sentence and the non-parole period. 2. In fixing a term of 4 years with a non-parole period of 2 years in respect of count 1 the sentencing judge - (a) failed to adequately reflect the gravity of the offence generally and in this case in particular; (b) failed to take into account or sufficiently to take into account the aspect of general deterrence; (c) gave too much weight to factors going to mitigation. 3. The sentencing judge erred in his application of the principle of parity in that he gave too much weight to the sentences which had been imposed on the co-accused Caudwell and Synan."
"It is clear that you are remorseful for the crimes you have committed. Your gaol sentence will be served under protection and thus will be more onerous and still fraught with danger. I take into account the psychological report, Exhibit 1, and the fact that you are [a] capable and hard worker. I have consulted the cases on the discount which should be given in the circumstances of one who actively assists the police and though each case depends on its own facts I have decided to make an allowance of approximately one half together with a discount for pleading guilty and assisting the police generally in relation to what you had done in the past."
"Mr McKenna addressed argument to the court that in your case a higher sentence than that imposed on your co-offenders was justified, which submission no doubt was based largely on the fact of that conviction for [robbery in company] which attracted that lengthy sentence of imprisonment many years ago. Alternatively, Miss Sutherland contended that there was no justification for imposing a term of imprisonment which was in parity longer than that imposed on either of the co-offenders. She argued that a comparison of the criminal records of your co-offenders, the passage of some 29 years between the 1965 conviction and your involvement in this offence, the absence of any further significant convictions and the character evidence led on your behalf, which was positive on the question of your rehabilitation, answered Mr McKenna's submission. Having considered the matter, I hold that Miss Sutherland's submissions are well-founded and that taking into account the reasons advanced for the sentences imposed on your co-accused, a term of imprisonment longer than directed in Synan's case is not warranted."
"Miss Sutherland, in her plea, placed emphasis on your rehabilitation, and on this question, she called character evidence from Marco Satichen, a member of the legal profession, and Julie Elman, whose testimony was positive. I accept that you have been a loyal friend and an attentive family man, and at some personal domestic disruption, have given considerable assistance to a young muscular dystrophy sufferer who is in need of family support. You have also in recent years suffered the cruel misfortune of the death of two of your children. I have already remarked on the fact that you worked in the security industry as a crowd controller. It appears you were so engaged for some seven to eight years prior to 1997, however, that connection with the security industry is somewhat blighted by your passing on of information about Brambles Security to your co-accused. I was told that you are now aged 57 and suffer from a hernia, which may need an operation, and that condition, I accept, will add to the rigours of a gaol sentence, but I have no doubt that your condition can be adequately treated within the prison system. Miss Sutherland also submitted that in your case there had been a substantial delay between being interviewed by the police about this matter and being charged, and that would appear to be the case."
Although Caudwell confessed in October 1997, Priest was not interviewed until April 2000 and not charged until February 2001. He was sentenced on 19th June 2002. In the meantime, Mr Grace submitted, he had resumed the rehabilitation evident in his clean record since 1977.
, we can see how his Honour fell into error. But for that oversight, he would not have imposed the sentence that he did.) It is implicit in the observations of this Court in R. v. Synan that, in the ordinary course, Synan's sentence would have been a good deal longer than five years notwithstanding his plea of guilty and what were acknowledged to be substantial prospects of rehabilitation.[32] It was the same armed robbery and,
despite the difference in their roles, Priest was at least equally culpable. In my opinion the appeal should be allowed, but the mitigatory factors, including the delay, must still be taken into account.
"it would be wrong to speculate about Djordjevic or whatever. The fact is that you know Djordjevic worked for Brambles, and occasionally he might have been on this Preston run [meaning as a security van driver]. End of story."
The judge was required to discuss the evidence relating to Djordjevic because the evidence was admissible. In doing so, I consider that he reduced the 'sting' of the evidence about Djordjevic which was intended by the Crown to support Caudwell's evidence that a fourth person was involved in providing inside information to Priest.
[1] Crimes Act 1958, s.567A(1); R. v. Corless (1997) 93 A.Crim.R. 594 at 599.
[2] [1996] HCA 22; (1996) 186 C.L.R. 427 at 438-442.
[7] See also R. v. Alexander and McKenzie [2002] VSCA 183 at [54].
[11] R. v. GEC at [45], [48] and [49].
[12] See R. v. Stephenson [1976] VicRp 34; [1976] V.R. 376 at 380-381 and R. v. Mercuri (unreported, Court of Appeal, 28th November 1997) in my judgment at 8 and compare Smith v. R. [2001] HCA 50; (2001) 75 A.L.J.R. 1398 at [7]. Smith v. R. was a case about the Evidence Act 1995 (N.S.W.).
[13] Caudwell also testified that Priest said that, if the money were in a Glomesh bag with a dye bomb, that would not be a problem, because he would "just get his driver to come along with a special key and open it up." That rebuts any suggestion that the fourth man's involvement may have been innocent.
[14] Crimes Act 1958 s.568(1).
[15] That appears from the concluding words of ground 1 and counsel's written outline but, if ground 2 was intended to be included, I would still reject the submission.
[16] [1999] VSCA 27; [1999] 2 V.R. 123 at [114]. All three members of the Court upheld this ground, so what his Honour said forms part of the ratio decidendi.
[17] [1994] HCA 63; (1994) 181 C.L.R. 487 at 494-495.
[19] Crimes Act 1958 s.568(1); MFA v. R. [2002] HCA 53 at [25], [46] and [58].
[20] Strictly speaking, it was Synan's mother's phone, but it was used by him most of the time. Both calls went through the Preston transmission tower.
22] The only discrepancy Mr Grace identified related to Caudwell's evidence about the way in which the proceeds of the robbery had been split up. I do not think there was a discrepancy but, if I am wrong in my reading of the evidence on that point, it was not material.
[23] R. v. Synan [2002] VSCA 38.
[27] See Director of Public Prosecutions v. Bulfin [1998] 4 V.R. 114 and Director of Public Prosecutions v. Doherty [2002] VSCA 213 at [30] per O'Bryan, A.J.A.
[28] I say "usually" because there may still be considerations that justify the Court in refusing to intervene: see, for example, R. v. Boxtel [1994] VicRp 54; [1994] 2 V.R. 98 at 104-105 and R. v. Clarke [1996] VICSC 30; [1996] 2 V.R. 520 at 522 (proposition 5).
[30] At [20] per Batt, J.A. and [22] per Winneke, P.
[33] In proposing this sentence, including the non-parole period, I have taken into account the course certificates tendered by Mr Grace. The propriety of doing so on re-sentencing is well established: see, for example, R. v. Carroll [1991] VicRp 87; [1991] 2 V.R. 509 at 511 and Director of Public Prosecutions v. WJW [2000] VSCA 170; (2000) 115 A.Crim.R. 217 at [15].