NEIL ANDREW PETTERSEN
14 Pettersen pleaded guilty to a charge of aggravated breaking and entering with intent to commit a serious indictable offence contrary to s 113 (2) of the Crimes Act 1900. The circumstance of aggravation was that he was in company. The prescribed maximum penalty for this offence is 14 years imprisonment. It was accepted that Pettersen had not been shown to be aware of the use of the handgun by the other offenders.
15 The judge was asked to take into account on a Form 1 an offence of taking and driving a conveyance without the consent of the owner. This offence referred to what occurred on 28 January and not to the carjacking on 13 January.
16 There was also referred to his Honour for sentence by a certificate under s 166 of the Criminal Procedure Act, an offence of driving in a manner dangerous. This concerned Pettersen's conduct in the chase from Gladesville to Dulwich Hill on 28 January.
17 His Honour sentenced Pettersen on the committed charge, and taking into account the matter on the Form 1, to imprisonment consisting of a non-parole period of 2 years commencing on 22 July 2008 and expiring on 21 July 2010 with a balance term of 1 year 9 months. For the offence on the s 166 certificate he sentenced the respondent to a term of imprisonment commencing on 22 September 2008 and expiring on 21 March 2009. He also ordered that the respondent be disqualified from holding a driver's licence for 12 months from 22 September 2008 until 21 September 2009, during the whole of which I observe he would be in custody for the sentence on the index charge.
18 As the facts above recounted revealed, Pettersen's essential role was to drive the stolen car. He told the officer preparing the pre - sentence report that he was unaware that a weapon would be used or that there were going to be people in the building. The first of these claims was obviously accepted and reflected in a level of charge against him (in distinction from the charge against Bendt and Fell) and his Honour found that the Crown had not established that the offenders expected the cleaners to be in the building.
19 The respondent was born in 1982 and was approaching twenty six years of age when the offences were committed. Over eight years before sentence in these matters he had accumulated a significant record of offending. He first appeared at Ryde Local Court on 24 July 2000 when he was fined $400 for destroying or damaging property. On 27 June 2002 the particulars of trial noted his appearance at Sydney District Court for breaking and entering a building to steal and a sentence of 14 months imprisonment commencing on 30 October 2001 and expiring on 29 December 2002 (taking into account unspecified matters on a Form 1), for taking and driving a conveyance, to imprisonment for 10 months commencing on 30 December 2002 and expiring on 29 October 2003 suspended pursuant to s 12 of sentencing legislation and, for using an offensive weapon, to imprisonment for 10 months commencing on 30 October 2001 and expiring on 29 August 2002.
20 On 13 August 2002 at Central Local Court, for taking and driving a conveyance he was sentenced to imprisonment for 3 months commencing on 13 August 2002 and expiring on 12 November 2002, for driving in a manner dangerous to imprisonment for 4 months commencing on 13 August 2002 and expiring on 12 December 2002, for larceny to imprisonment for 2 months commencing on 13 August 2002 and expiring on 12 October 2002 and for goods in custody to a fine of $350. At Sydney District Court on 25 February 2003 he was sentenced for robbery whilst armed with an offensive weapon to imprisonment consisting of a non-parole period of 2 years commencing on 29 May 2005 and expiring on 28 May 2007 with a balance term of 2 years 6 months (taking into account unspecified matters on a Form 1), for a second charge of robbery whilst armed with an offensive weapon to imprisonment for a fixed term of 3 years commencing on 29 November 2002 and expiring on 28 November 2005 and for aggravated breaking and entering with intent to commit a serious offence to imprisonment consisting of a non-parole period of 2 years commencing on 29 May 2004 and expiring on 28 May 2006 with a balance term of 1 year 6 months. The respondent was therefore on parole when the current offences took place. On 15 February 2008 the Parole Authority revoked his parole and he was required to serve balance of parole from 28 January 2008 (when he was arrested at Dulwich Hill) until 28 November 2009.
21 His Honour made the following remarks concerning the subjective case presented by Pettersen:
"In the case of Mr Pettersen, the court takes into account the evidence that he gave in this court. In his case the court also takes into account the two references from the Probation and Parole service report, and the report from Anita Duffey. (sic) The court does not propose to extract material from either of those reports but the court indicates it has closely considered all of the material including background material and the material going toward rehabilitation, in terms of his prospects for rehabilitation and his present position and likely position when he is eventually released from custody, in terms of where he will live and his prospects for employment."
22 His Honour later made express reference to the evidence of expressions of remorse, including those made by the respondent during testimony, and found that "his remorse is genuinely stated." He noted that Pettersen had obtained employment and had family support but he thought he "needed some assistance with life management skills" which he considered was consequent upon the respondent having been in custody essentially from the age of nineteen until the age of twenty four.
23 As above detailed, the sentence for the principal offence amounted to a total term of 3 years 9 months. That assessment was arrived at after a discount of 25 percent on sentence for the utilitarian value of the plea of guilty at the earliest opportunity. Undiscounted, the assessment amounted to a head sentence of 5 years against the statutory maximum of 14 years. The submissions by the Crown in relation to this respondent did not seek to impugn the assessment of 5 years imprisonment as such.
24 Two express errors were contended to have occurred, first, a failure by his Honour to have regard to the objective seriousness of the offence under s113 (2) when setting the commencement date and, second, a failure to apply the principle of totality when directing that the sentence for driving in a manner dangerous be served wholly concurrently with the sentence for the aggravated breaking and entering.
25 When sentencing the respondent on 22 September 2008, the judge was inhibited from setting a commencement date later than the day of sentence by reason of the requirement that the respondent serve the balance of the revoked parole: see s 47 Crimes (Sentencing Procedure) Act 1999: English v R [2008] NSWCCA 134. Nevertheless he retained a discretion to set an earlier commencement date: Callaghan v R [2006] NSWCCA 58. He exercised that discretion by fixing a commencement date of 22 July 2008. As the balance of parole is scheduled to expire on 28 November 2009 and the non-parole period for the s113 (2) offence will expire on 21 July 2010 it can be concluded that the minimum custody for the commission of the latter offence, viewed in isolation, amounts to a little over eight months. It is that effective consequence about which the Crown complains in its first submission. Of course, s 47 abovementioned will permit only an addition of about two months for this aspect because neither his Honour nor this Court could specify a date of commencement later than 22 September 2008.
26 The second contention by the Crown focussed upon the sentence of six months commencing on 22 September 2008 for the offence of driving in a manner dangerous. As already observed, this sentence will be served wholly concurrently with the s 113 (2) offence sentence. The presentation of this offence for sentence pursuant to a s 166 certificate made discretion available to order cumulation and it is the failure to order any cumulation which constitutes the thrust of the Crown submission of error. The Crown argued for total cumulation of this sentence, in the alternative, partial cumulation.
27 It was the ultimate submission by the Crown that the total sentence had become manifestly inadequate by reason of the combination of the backdating of the commencement date of the encompassing term together with the failure to cumulate all or any of the sentence for driving in a manner dangerous.
28 In response to the first submission, counsel for the respondent pointed to the fact that the breach of parole was in fact the commission of the index offence. Thus, although it was accepted that commission of an offence whilst on parole is an aggravating factor capable of increasing the assessment of sentence, it was necessary to bear in mind a need to avoid double punishment or the appearance of it: cf R v Kaiva unreported NSWCCA 9 November 1998.
29 The learned sentencing judge did not elaborate his reasons for selecting the commencement date and stated that he would commence the sentence six months after the current custody commenced upon arrest on 21 January 2008 but simply noted that he had exercised his discretion and had considered totality when he arrived at the date he intended to specify.
30 A clue as to his reasons can be derived from an exchange with counsel when he observed that, but for the sentence he was about to impose, there would have been likely to have been reconsiderations by the Parole Authority which possibly may have led to the restoration of parole during the fairly lengthy balance period.
31 It was submitted that it had not been demonstrated that his Honour's discretion miscarried. Whilst the Crown asserted error, it did not direct attention to either of the matters relied upon in isolation, and the contention was that the ground of manifest inadequacy should be considered in the light of the asserted combined errors in the exercises of discretion in the sentencing exercise.
32 In response to the second complaint by the Crown, it was said that the offence of driving in a manner dangerous would normally be dealt with in the Local Court. That may be accepted, but that would not prevent the charge being dealt with in the District Court either on a Form 1 or by a s 166 certificate. However, it appears from the transcript of an exchange between the solicitor then appearing for the respondent and his Honour that it was thought that the offence of driving in a manner dangerous should not be included on the Form 1 because that procedure would not enable his Honour to order licence disqualification. The representative of the Crown expressed agreement with what his Honour had been told. The information was inaccurate. To the contrary of what his Honour was told he had an express power to make an ancillary order which, by definition specifically includes a power to order licence disqualification: s 34 (1) and (4) Crimes (Sentencing Procedure) Act 1999.
33 Because Pettersen had previous convictions of a relevant kind, his offence of driving in a manner dangerous carried a penalty prescribed for a second or subsequent offence, namely, a maximum of 12 months in terms of imprisonment. As noted, his Honour imposed a fixed term of 6 months imprisonment which was to be served wholly concurrently with the non-parole period for the aggravated breaking and entering offence. He disqualified the respondent from holding a driving licence for twelve months and I have already observed the apparent anomaly that this disqualification will run whilst the respondent is in custody. The Crown did not submit that the assessment of 6 months imprisonment was itself tainted by error.
34 It was contended on behalf of the respondent that, as the offence of driving in a manner dangerous was not included on the Form 1 due to a misapprehension as to the existence of power to disqualify, the issue of inadequacy should be addressed by including a consideration of the outcome that would have been if the offence had been included on a Form 1 as appears likely to have happened but for the misapprehension. This exercise would have involved taking the offence into account in the sentence for the principal offence but would not have involved adding a specific period: see AG's Application under s 37 of the Crimes (Sentencing Procedure) Act 1999 (No 1 of 2002) (2002) 56 NSWLR 146.
35 In summary, it was submitted that the adjustment sought by the Crown can be seen to be essentially constituted by two elements of addition to the term of sentence imposed by his Honour. First, an addition of about two months on the basis that the sentence should have commenced on the day of imposition and not backdated, and second, all or part of the six months sentence for driving in a manner dangerous.
36 The Crown recognized this situation in its submission that, if his Honour had followed the course contended by the Crown, "there would have been an additional 8 months which would have reduced the manifest inadequacy of the overall sentence."
37 However, when attention is directed to the erroneous basis upon which the offence for driving in a manner dangerous was excluded from being taken into account on the Form 1, it is reasonable to conclude that, if it had been dealt with as it could have been, the enhancement of the overall term would have been something significantly less than six months. The consequence of applying that notion would be to bring the reduction sought to be reversed by the Crown to something markedly less than an overall eight months. The backdating of commencement had an available reasonable basis as above discussed and miscarriage of discretion has not been shown.
38 The Crown argument on appeal, as earlier observed, did not challenge the assessment of 5 years as a head sentence. In my view, a difference represented by something less than eight months, would not convert an accepted assessment into one of manifest inadequacy.
39 I would dismiss the Crown appeal in the case of Pettersen.