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[2004] VSCA 239
Court of Appeal (Vic)
2004-12-17
WARREN, C.J., BATT and EAMES JJ.A
Original judgment source is linked above.
[ 2004] VSCA 239
Criminal law - Evidence - Sexual offences - Whether evidence of alcoholism of applicant wrongly admitted - Propensity - Adequacy of direction - Whether conviction unsafe and unsatisfactory - Crimes Act 1958, ss.44(1), 47(1).
Appeals - Practice and procedure - Application for leave to appeal against conviction dealt with on the papers: s.572 Crimes Act 1958, R.2.28.2 of Chapter VI Supreme Court (Criminal Procedure) Rules 1998.
the allegations). In my view the change in use of evidence did not matter in this case. The jury received and determined the evidence and were directed by the trial judge not to use the evidence to conclude that the applicant was likely to commit the offence as charged. When considering the whole of the evidence before the jury, including the evidence relating to the blood stained pillow, it was open to the jury to convict the applicant as it did. The jury was appropriately directed by the trial judge on the use of the evidence concerning alcoholism. I also consider that there is difficulty in concluding that the verdict was unsafe and unsatisfactory.
"1. The learned trial judge erred in ruling that evidence of the appellant's alcoholism was admissible. 2. The admission of evidence of alcoholism prejudiced the applicant in the eyes of the jury. 3. The admission of evidence of alcoholism would cause the jury to consider that the applicant was the type of person to commit the charged offences and thus prejudice a fair trial of the applicant."
In the written case which, being unrepresented, he prepared, the applicant stated that the trial judge had allowed the Crown to lead evidence of his alcoholism purely to demonstrate that he had a poor memory and was therefore likely to have forgotten that the offences occurred. He said that the Crown initially stated that it would not seek to lead aspects of the applicant's former wife's statement relating to alcoholism, but did lead this evidence. Further, by the time of final addresses the Crown made it clear that it did not rely on anything shaky about the applicant's memory due to his alcoholism and was not submitting that he might have or could have committed the alleged crimes and then forgotten about them. The applicant referred to his counsel's having pointed this out to her Honour. He contended in terms of the three-fold ground. He referred to her Honour's refusal to discharge the jury and to the fact that she mentioned his alcoholism and his difficulties with his memory in her charge. (These mentions occurred in her Honour's summary of the applicant's evidence in cross-examination.)
unsatisfactory or unreasonable and not able to be supported having regard to the evidence, the ground would fail. There is therefore no point in allowing the amendment and I would accordingly refuse it.
was sentenced to 4 years' imprisonment on the count of penetration of a child under 10 years. Two months of each of the indecent assault sentences were cumulated and after some orders as to cumulation were made on one of the other presentments the applicant was sentenced to a total effective sentence of 4 years 10 months' imprisonment and a non-parole period of 2 years 6 months was fixed.
"He said he had a good recollection of events generally back in 1983, just at about that time [his child] was born. It was a significant time in our lives. He said he did not know that he would call it a good memory, but he did have memories. He agreed that he had been a heavy drinker for many years and indeed an alcoholic since about the age of 15 or 16. That was the case right up until now and when he was being interviewed by police. He agreed that he had been a heavy drinker for all those years and that had been a continuous thing over a period in excess of 30 years."
"He was not saying that he was working every week day in September. He said it was possible that he was at [his parents' place] one week night in September, or more than one week night in September."
Her Honour further reminded the jury of his evidence, as follows:
"He was asked whether he was ever present in that upstairs bedroom at any time, however innocently, with [JH] and he said 'no, I don't recall'. He was asked whether he had been up there in that bedroom with her on an evening in September 1983. He said 'I don't recall'. He was asked 'You don't dispute that you may have been?' and he answered 'I may have been, but I don't think so'. He said that he would not have had any reservations or worries about being in a room with [JH] but he hardly ever saw her because he did not live there. He had very little to do with her even back then, and that was always the case. He was then challenged as to how he just happened to remember the date of her birth and he said 'I know her date of birth ...' "
"It was put to him that he did not dispute that he may have been with [JH] in that upstairs bedroom on an evening in September 1983 and he said 'I can't dispute it'. It was put to him that he could not dispute that if there was such an occasion, that the television program may have been on, and he said that he could not dispute that either. It was put to him that he had difficulties with his memory about events that occurred around September 1983, and he said, 'I remember September of 1983 was a month before my daughter was born. I remember I was working at Howe Leather. That's why I say it was improbable that I'd be upstairs at 8.30 at night in my mother's room watching Prisoner with a needle in my arm'. He said the bit about the needle in the arm was 'not just improbable, it did not occur'. It was again put to him that he did not rule out as a possibility that he was upstairs in the bedroom with his niece [JH] while Prisoner was on TV some week night in September of 1983 and he said 'Well, like I said, I can't dispute it because I don't recall it'. He agreed he'd had a considerable drinking problem for most of his life, but said it was not possible that the things which [JH] alleged that he had done had occurred and he had simply forgotten them."
"he did not deny that he may on occasions have been present in the upstairs room when she came up into the room. He said he could not dispute that there may have been occasions when he was present with her on the bed when the television program Prisoner was on because he did not recall that ever happening. He denied each of the allegations that had been made ..."
"1. The learned trial judge erred in ruling that evidence of appellant's alcoholism was admissible. 2. The admission of evidence of alcoholism prejudiced applicant in the eyes of the jury. 3. The admission of evidence of alcoholism would cause the jury to consider the applicant was the type of person to commit the charged offences and thus prejudice a fair trial of the applicant."
"My first submission would be, that Judge Hogan allowed the Crown to lead evidence of my alcoholism, purely to demonstrate, that I have a poor memory, and therefore likely to have forgotten that these offences occurred. The Crown initially stated, they would not seek to lead aspects of [his former wife's] statement i.e., alcoholism (page 143, transcripts). Page 453 The Crown led this evidence of alcoholism and poor memory. 518 The Crown now, need to make it clear they do not rely on anything shaky about my memory, me being an alcoholic and all that sort of stuff. It is not there contention that the accused might have, or could have committed these crimes and then forgotten about them. 603 Defense, stated the Crown didn't rely on the alcoholism issue in the way in which it indicated that it may in discussion. I believe Mr Cain, that this evidence prejudiced me in the eyes of the jury and Judge Hogan erred in allowing it to be admitted. The Judge then refused to discharge the jury in her charge to the jury. She again mentioned alcoholism and that I had been a heavy drinker for 30 years on 659 mention of difficulties with my memory on 664 again, mention of drinking problem and memory. My second submission Mr Cain is this. The jury's verdict, was totally inconsistent with the evidence presented against me. Every witness, [JH], [Karen], the informant Campbell Davis all were inconsistent in their evidence. One witness Robert Osmotherly[20] was the exception, [JH's] evidence contradicted itself all through her evidence. Her evidence of uncharged acts were inconsistent, with [his former wife's], [she] stated I worked in the months leading up to Sep 83' [JH] said I was injecting drugs and wearing tracksuit pants. [Former wife] said, that I never used such drugs or wore t/pants. [JH] changed her original statement by saying these events occurred in Sep 83' not Sep 82'. This was after discussions with [Karen], in which [Karen] states she told police about finding the pillow in Jan 84'. [JH] told the court she only spoke to Kylie in March 2002, one week before the committal about her recollection of the pillow (234). Then concedes on page 249 that she spoke with [Karen] in March or April 01' about the pillow. When it was put to her that these allegations didn't happen at all (252) she answered I beg your pardon? She said this again after being asked the same question when it was put to her, that she was saying this for effect, she answered - exactly right. [Karen's] evidence of the pillow was inconsistent with [JH's]. [JH] stated, she sat on the edge of the bed, and shoved the pillow under, placing it there flat - [Karen] stated she found the pillow, half way under the bed, folded. The uncharged acts were only added to [JH's] statement at the committal hearing in March 02'. {Former wife] in her evidence stated I wasn't working in Sep 83'. All through her x-examining she stated this. On page 138 she says she spoke to Det. Davis on the morning of 20-9-02' before trial and admitted that I was indeed working at Howe Leather in Sep 83. All through these transcripts there are similar instances where conflicting evidence like this occurs. It is very difficult for me, to write them all down here, as time will not allow for this. I have to say though, that I have read through these transcripts very carefully and I am at a loss as to how this jury has accepted that the prosecution has proved beyond a reasonable doubt, the guilt, of the accused. That it has proved, each and every element of each and every one of these offences under consideration to their satisfaction. Beyond reasonable grounds doubt! Further Mr Cain, it would be clear to anyone reading these transcripts that this was not a clear cut case in which evidence is irrefutable, yet after a lengthy trial covering 11 days the jury managed to come up with a guilty verdict after only one hour! Anyway, as I don't have more time to add to this I will these submissions as they are. If I were to be granted a retrial I know a different outcome will occur. My mother Mrs [G], who [Karen] states she showed the pillow to, has been in contact with me, and can definitely throw some new light on to this matter. Thank you for your time."
"Your task can only be done as an intellectual exercise, putting any feelings of sympathy or prejudice to one side. For example, in this case, there has been evidence that the accused has been an alcoholic for many years. It would be wrong for you to allow any feeling of disgust or disapproval you may have of the fact that he is an alcoholic to lead you to reason that, because he is an alcoholic, he must have committed these crimes."
"Now there was quite a deal of chopping and changing by the accused in his evidence and shifting ground, like that, and the Crown, I need to make it clear to you, does not rely on matters indicating anything shaky about his memory, him being an alcoholic and all that sort of stuff. What the Crown says is here is a person, a witness who has not been frank."
The prosecutor, as her Honour read, then continued:
"So it is not the Crown case or contention that this man, the accused, might have or could have committed the crimes and then forgotten about them."
"The reality is, if the jury thought that that was possible, they could still strictly, aside from your Honour's direction, would be entitled to find him guilty on that basis. Now I haven't suggested they should and indeed they wouldn't embark on that process because of the directions your Honour has already given, which were, I don't say unduly favourable to the accused, but certainly at least as favourable as necessary, if not more so. So there is no need for anything else to be said, it is submitted."
[1] Following preliminary argument at the trial, the original presentment, number PO1939741 relating to a number of complainants, including the complainant in the application, was withdrawn and four fresh presentments were filed. The first of those presentments, number PO1939741.1 preferred four counts of indecent assault on a girl under 16 being one of the other complainants. The applicant pleaded guilty to each of the counts on the first presentment. The second presentment relating to two complainants, including the complainant in the present application and involving six counts was severed into two presentments, of which one proceeded at trial and was the subject of the present application. Ultimately the fourth presentment was replaced by a fifth, numbered PO1939741.5, containing one count, to which the applicant pleaded guilty.
[3] There was independent evidence at the trial that the television programme around that time ran, sometimes for one, and sometimes for two hours.
[4] At September 1983 the applicant and the witness were living together. They later married in 1984. At the time of the trial they were no longer married.
[8] Compare Crofts v. The Queen [1996] HCA 22; (1996) 186 C.L.R. 427.
[9] Compare R. v. Darrington and McGauley [1980] VicRp 36; [1980] V.R. 353 at 362-3, 380-3, and R. v. Haidley and Alford [1984] VicRp 18; [1984] V.R. 229 at 233-4, cited by Eames, J.A.
[10] Maric v. The Queen (1978) 52 A.L.J.R. 631 at 635 and Crofts at 441.
[11] M v. The Queen [1994] HCA 63; (1994) 181 C.L.R. 487 at 492-3; Jones v. The Queen (1997) 191 C.L.R. 439 at 450-451; and MFA v. The Queen [2002] HCA 53; (2002) 213 C.L.R. 606.
[12] M v. The Queen at 493; Jones v. The Queen at 451.
[13] The exceptions appear to be the contentions that the informant was inconsistent in his evidence and that the complainant's evidence of the uncharged acts was inconsistent with that of the applicant's former wife and the assertion that the latter told the informant that the applicant was working at the leather company in September 1983. I cannot discern a basis in fact for the two contentions and the transcript reference given for the assertion (T138) does not bear it out.
[18] Unreported, Court of Appeal, 12 September 1997 (Ormiston, Phillips and Batt, JJ,A.)
[19] I have retained anonymity of witnesses, and have not corrected errors in grammar or spelling.
[20] He was the witness from Channel 10.
[22] Longman v. The Queen [1989] HCA 60; (1989) 168 C.L.R. 79.
[31] R. v. T.J.B. [1998] 4 V.R. 621, at 633
[32] R. v. T (1996) 86 A.Crim.R 293, at 299-300
[33] [1999] 3 V.R. 618, at 624-625 [20]-[22], Winneke, P., Callaway, J.A. and Southwell, A.J.A.
[34] [1984] VicRp 18; [1984] V.R. 229, at 233-4..
[35] [1980] VicRp 36; [1980] V.R. 353, at 362-3, 380-383.
[36] [1986] VicRp 64; [1986] V.R. 643, at 661-2
[37] [1998] 2 V.R. 636, at 651-2
[38] [1999] VSCA 145; [1999] 3 V.R. 355, at 360-361 [16]-[21].
[39] See R. v. Macfie [2002] VSCA 51, at [6]-[7], per Callaway, J.A.
[40] Carr v. The Queen [1988] HCA 47; (1988) 165 C.L.R. 314, at 319.
[41] M v. The Queen [1994] HCA 63; (1994) 181 C.L.R. 487, at 493
[42] Chidiac v. The Queen [1991] HCA 4; (1991) 171 C.L.R. 432
[43] Knight v. The Queen [1992] HCA 56; (1992) 175 C.L.R. 495, at 503
[44] The transcript shows that the jury first retired at 3.58pm on 30 September 2002 but returned at 4.09pm for further direction, then retired again at 4.11pm. They returned their verdict at 5 pm, exactly.
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MG [2004] VSCA 239