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[2004] VSCA 64
Court of Appeal (Vic)
2004-04-30
WINNEKE, P., BUCHANAN, J.A. and COLDREY, A.J.A.
Original judgment source is linked above.
[ 2004] VSCA 64
Criminal law - Murder - Circumstantial evidence - Evidence of "lies" - Whether certain lies left to jury capable of being "material lies" - Whether judge in error in leaving such lies to jury as evidence of consciousness of guilt - Whether directions regarding the approach which the jury should take to accused's evidence were unfair - Whether judge's directions concerning circumstantial evidence and the onus in respect thereof were biased against the interests of the accused.
"Those decisions appear to me to go as far as the law permits. The established rule is that it is for the defence, and not the prosecution, to raise insanity as an answer to an indictable offence."
Barry, J. also expressed the view (at p.474) that the evidence which was before the jury in that case did not raise the issue of insanity and that, therefore, no duty in the judge to raise the issue could have arisen. As in that case, so in this case, I am satisfied there was no material which could reasonably have raised a defence of mental impairment. Although this Court retains its power under s.569(4) of the Crimes Act 1958 (Vic.) to quash the sentence and to make a declaration under s.23 of the Crimes (Mental Impairment and Unfitness to be Tried) Act, if it appears to us that the defence of "mental impairment is established in relation to an appellant", that power could not be exercised in this case in the circumstances which I have described where neither at trial nor on appeal, was such a defence or argument mounted; on the contrary, it was disclaimed[5]. Whatever might be thought to be the limits of the Court's power under s.569(4) of the Crimes Act, which I do not decide, it cannot, I think, extend to quashing a verdict where no issue of mental impairment has been raised either on trial or appeal[6]. Nor does it seem to me that the views which I have expressed should be modified as a consequence of the changes in procedure produced by the Crimes (Mental Impairment and Unfitness to be Tried) Act 1967; notwithstanding that the former sections 393 and 420 of the Crimes Act have been repealed. Although the provisions of that Act re-define the former procedures with what is thought to be a "more flexible and humane procedure" for dealing with persons who have committed serious criminal acts whilst under the influence of mental disability[7], they cannot require the Court of Appeal to undertake its own investigations into the mental impairment of an applicant where no such defence has been raised at trial; nor has such an issue been raised on appeal[8].
"What I can tell you is that I heard a bang, I got out of my bed and then, from what I can remember is I jumped the fence and, as I was jumpin' the fence, there was a fire brigade man there, so, I jumped the fence and kept walking past. That's all I can recall."
He also said that the "bang" which he heard was "loud, like a gun"; and that he:
"took off - I took off, I shit myself. I took off and went over the fence. That's what I did."
"to get out of there in case someone was gonna shoot me. Bugger that."
He thought that "the bang" went off just before darkness, "probably about 5.30-6 o'clock". He did not stay to look for the deceased on the way out. When asked whether he did anything between the blast and seeing the fireman he said:
He told the police that he had gone to a house in Carpenter Street, Wendouree and smashed a window to get in. He slept there, on the floor. He said he was wearing the "Oliver" shoes; and had fled the scene because he did not want to get the deceased into trouble for "looking after" him. He said he had made the telephone call during the day to the ambulance call service because the deceased was drinking and "looked like he was just dyin' ". He said he went to bed shortly after and that that was the last time he had seen the deceased. When asked:
When asked if there were any other visitors that night, he said: "No". He was reluctant to answer questions put to him about Griffin for fear that he might get him into trouble for staying with Hozjan in Unit 1. He said that he could not remember having any arguments with the deceased on 6 April 2000, denied being violent when he was feeling ill, and volunteered that he did not know why the police were "asking all these questions", saying that they "should go out and get the bloke who did it".
* That, when they returned to the units on the morning of 6 April, he and the deceased and Griffin had sat at the table and, between them, drank the "24 or 30 stubbies" from the "fridge".
* That at about 1.30 p.m. he had called the ambulance service because the deceased was slumped with his head on the table and it "brought back memories of the way my mother had passed away". He had tried to "rouse" him while he was talking to the operator. When the call had been terminated, he waited around to see if he was alright. He then went to his bedroom, lay down for a while; then got up and went for a walk. He came back, saw that the deceased had "come to" and was in the lounge room.
* That he had taken off his shoes in the lounge room and placed them "right there near the pushbike on the wall". He said that he usually left his shoes in the lounge room.
* That 10-15 minutes after he had sat down with the deceased in the lounge, he went to bed and went to sleep.
* That he had, some time later, woken and "went out into the lounge room". There he saw the deceased sitting in the lounge room with "two men" whom he did not know. When asked to describe them he said:
"Yes, dark - dark hair, olive skin and one had a moustache and was pretty big. And there was another on that as skinny with long blond hair, curly and unshaven."
He said that he was not introduced. He further said:
He saw a "bong" that belonged to the deceased. He said:
"I had the pipe and it would have been about 20 - 20 seconds to a minute when I smoked it and got all the smoke into my lungs."
* That he then went back to bed and went to sleep. Then "I remember hearing a bang. I would've been half asleep. It sound boom, like that."
* That it was light when the two men were there and there were no internal lights on in the unit.
* That after he had heard the bang, he "did not take much notice of it and I fell back to sleep, and then later on I heard sirens so I got up." He affirmed that he "got up when I heard the sirens". He got up and got dressed and then "I went out into the lounge room ... put my shoes on, heard flashing lights, thought there was a fire, so I went out the back door, saw a fire truck and then I decided to jump the fence, because I did not want [the deceased] to get into trouble because of me staying there, I wasn't allowed to stay there". He agreed that he had gone out the back door, but made no observations of anything in or about the house.
* That, when he left the house, it was "just getting on dark"; that he saw a fire truck and a fireman. He then walked to Carpenter Street, broke into the house, and tried to get some sleep. He stayed there until about lunch-time on the next day. He did not know what clothes he was wearing. He went around looking for work. That night he had slept near the railway line. On the Saturday morning, he went to the BP service station where he had asked the attendant for a job. That is where he was found by Wade.
* That he had had a shower at Wade's place but that he "thought" that he had put the clothes which he had been wearing back on. These were the clothes that he had been wearing for the "last 3 days". His brother had given him clean clothes on the Monday. He had heard that his brother had given the clothes he had been wearing to the police. Sgt. Illingworth had taken his shoes.
* That he thought that the cuts on the back of his hand might have occurred when he smashed the window breaking into the house in Carpenter Street.
* He agreed that he had not told the police about seeing the two strange men in the flat. "My mind was jumbled at the time. Oh, I'd been smoking; smoking affects me in a way that my thoughts don't seem to come straight out." It just never came to his mind to tell the police about the two strange men, even though he was aware that the police suspected him.
* He was challenged about the fact that in his interview on 6 June, he had told police that it was the loud "bang" which had caused him to run out of the unit. He said "not exactly after the bang. I went to sleep, and then I took off once I heard the sirens."
* He said that he had not heard any "argument or fight" because he was "out to it".
* When it was put to him that he had shown a "pocket knife" to McInerney, he denied that he had one. He said that McInerney was "probably trying to get him into trouble". When the prosecutor put to him that he had had such a knife and had "got rid of it" he denied it.
* He said that there were no lights on in the unit when he left it. He said that he did not go into the deceased's room, because he thought the "bang" was a gunshot. He said:
"Yeah, I was just scared. I just took off, got out of there."
* He did not hear Suter at the front door; he said he did not know if the front door was open or not; and that the lights were not on, and no one was in the house when he got up.
* He said that Griffin had not come over "near night-time". Griffin had been in the unit near lunch-time, and did not return.
* He denied that his evidence that he had left his shoes in the lounge room where the police had found "blood spatters" was a recent invention to answer the evidence that the deceased's DNA had been found on the top of those shoes.
6 and 7: That the judge had misdirected the jury by telling them that they could use, as a "lie evidencing consciousness of guilt", the applicant's denial that he had possessed the knife which the witness McInerney had said that the applicant had shown him on an earlier occasion at the unit.
11: That the judge erred, when directing the jury that they had to exclude the applicant's explanations beyond reasonable doubt, by telling them that such explanations had to be reasonable; or that they had to satisfy a test of reasonableness.
12: That the judge erred in his directions to the jury concerning their assessment of the applicant's evidence, by directing them that they had to "consider [the] motive [of the applicant] to tell untruths".
(a) his evidence that there were two strange men in the unit shortly before the deceased met his death; a piece of evidence described by the prosecutor as "an out and out lie" designed to "avoid guilt".
(b) his evidence that he had taken off his shoes before going to bed; and placed them next to the wall where the push-bike was, and where blood spatters were found on the wall. This was contrary to what had been said in the record of interview; and was - so the prosecutor asserted - a lie told to explain how the deceased's blood came to be found on the flap of the shoe.
(c) his evidence that Griffin, contrary to what that witness had said, did not come to the unit at or about dusk on 6 April 2000 looking for something to eat. Griffin's evidence was that, when he came, only the deceased and the applicant were there. It was put by the prosecutor that, when Griffin gave that evidence, it was not challenged. It was only when the applicant gave evidence that he placed Griffin's arrival at the unit much earlier - "At about lunch-time".
(d) likewise, the prosecutor attacked what he described as a lie - namely the denial by the applicant that he had produced to the witness McInerney a "pocket knife, 8-9 inches long with a gold or goldie coloured handle" some weeks before the murder. The prosecutor put it that the denial was "significant" because the police "can find no weapon that they can associate or connect to the crime".
"In the present case, the so-called lie does not relate to a material issue and hence the link between the respondent's (sic) assertion that he had gone to Ardlethan and his guilt of the crime was not demonstrable. The evidence regarding the Ardlethan journey was not inconsistent with Ms. Carter's evidence ... Assuming that the Ardlethan account advanced by the appellant was shown by the five witnesses and the documents tendered by the Crown to be a lie, I have great difficulty in identifying that lie with an issue which was material in the trial."
"... this not unimpressive volume of evidence from persons at Ardlethan who said they had not seen the appellant in Ardlethan ... It fell far short of being convincing positive evidence that [the appellant's] account was false. Nevertheless, it was evidence which could well have coloured the jury's approach to the appellant's guilt or otherwise ..."[14]
"No, your Honour, provided that the various criteria and explanations and safeguards ..."
to which the judge responded that he hoped he would give appropriate directions and hear counsel later as to whether he had; to which counsel responded:
"No, there's nothing further I'd say in relation to that."
His Honour then gave a ruling in accordance with his preliminary view; and subsequently directed the jury accordingly. No exception was taken to those directions.
Ground 12 - Misdirection as to matters bearing upon jury's approach to evidence of the applicant.
"You will recall that the accused gave evidence and when you are assessing his evidence, you apply exactly the same assessing techniques to that evidence as you do to all the other evidence in the case. Is it honest, is it reliable, is it accurate? Is there a motive to tell untruths? The same sorts of application that I have already indicated to you."
His Honour then turned to the use which the jury could, and could not, make of the answers given by the accused in his record of interview, the substance of which has not been challenged.
"had the greatest interest of all the witnesses you saw and heard and that, therefore, you should scrutinize his evidence closely."
Not surprisingly, particularly having regard to the fact that such a direction had been given both early in the charge, and towards its conclusion, the High Court said that it was:
"... impossible to escape the conclusion that the fairness of the trial was seriously impaired by the effect of [the judge's] directions concerning the interest of a witness in the outcome of a case."
"The unfairness of such a direction is manifest, particularly when the outcome of the trial inevitably turned upon the jury's preference for the evidence of the complainant against that of the accused."
Such directions, the Court said, invited the jury to treat the accused as a "suspect witness" in the same way as an accomplice, and "did not sit well with the presumption of innocence which is the consequence of a plea of not guilty". However, the Court went on to point out that[18]:
"Nothing in the above is intended to suggest that the evidence of an accused person is not subject to the tests which are generally applicable to witnesses in a criminal trial. Thus, in examining the evidence of a witness in a criminal trial - including the evidence of the accused - the jury is entitled to consider whether some particular interest or purpose of the witness will be served or promoted in giving evidence in the proceedings."
"In this case [the accused] gave evidence on oath. He [did] not have to do that. He could have declined to say anything ... Had he done so, no-one could have commented on it. He has the right to remain silent ... In this case he chose to give evidence, and by doing so he took the oath and said that he was telling the truth as to what his version of the events were. Were it not true, he could be prosecuted for perjury. More importantly, he submitted himself to cross-examination by the Crown. ... There are two things that you have got to bear in mind about this. First, a guilty person might well decide to brazen it out in the witness-box in the hope that he will be more likely to be believed if he takes the risk of being cross-examined than if he dodged it by staying in the dock and not giving evidence. ... Second, however, that an innocent person can do no more than giving evidence on his own behalf. This is what I say happened, he says, and I [pledge] my oath to it, and you can cross-examine me about it. That is ... what the accused did here. You should weigh both these comments when considering what weight you should give to the accused's evidence, remembering that the accused may be under more strain than other witnesses because he is the accused, and remembering of course that, by going into the witness box, he does not assume any burden of proof. The burden of proof still rests on the Crown. He does not have to prove anything to you; he simply puts his evidence in with the evidence of all other witnesses ..."
Ground 11 - Directions concerning "explanations" of the accused
"The second thing I must tell you about a circumstantial case is that when you are considering whether you are satisfied beyond reasonable doubt, you cannot get to that state of satisfaction unless you exclude any reasonable hypothesis consistent with innocence beyond reasonable doubt. Now, in this case, in order to convict the accused you have got to exclude his explanations beyond reasonable doubt. It follows, you cannot convict McMahon unless you are able to say to yourselves, well, we are satisfied beyond reasonable doubt that his explanations are unacceptable. That follows as a matter of absolute logic. You could not be satisfied of his guilt beyond reasonable doubt if you thought that his explanations were probably true or even possibly true. It might be true. Provided you add the test of reasonableness. So you have to say to yourselves, we must exclude his explanations beyond reasonable doubt. Now, in this instance - you have got his explanations as to what happened. You have to exclude them beyond reasonable doubt. ... You have got to be satisfied that he was guilty beyond reasonable doubt. He says he did not do it, so you have to reject that explanation beyond reasonable doubt. But it is really just putting the coin the other way round. So, circumstantial evidence, any one piece may be insufficient, but if you put it all together, you may be satisfied of the guilt of the accused beyond reasonable doubt, but only if you have excluded any reasonable hypothesis consistent with innocence; and if any particular fact which is indispensable to your chain of reasoning ... you are satisfied beyond reasonable doubt of that fact." (my emphasis)
"... in particular here, the record of interview clearly puts him at the scene of the crime at all relevant times. When [the deceased] was murdered, as he undoubtedly was, on any view the accused must have been in the house. There is no other way the facts could be seen other than in that way. If you accept his own admissions and, indeed, his own evidence in the case in any event. But those out of court statements can be used in that way."
Mr. Holdenson submitted that these directions were erroneous in the sense that they were telling the jury that they could only use the statements in the record of interview as admissions against interest, and - at least inferentially - denied to the jury the right to use statements or explanations made or given by the applicant in his interview as statements or explanations in his favour. This, it was contended, was contrary to law. He referred to R. v. Su & Ors.[19].
inference consistent with innocence is reasonably open on the evidence[20].
[3] [1967] VicRp 51; [1967] V.R. 467 at 473.
[5] R. v. Masin [1970] VicRp 49; [1970] V.R. 379 at 381-2 per Winneke, C.J.
[6] cf. Eastman v. R. [2000] HCA 29; (2000) 203 C.L.R. 1.
[7] cf. R.D.M. v. D.P.P. [1999] VSCA 86; [1999] 2 V.R. 270.
[10] R. v. Perera [1982] VicRp 91; [1982] V.R. 901 at 911.
[19] [1997] 1 V.R. 1 at 64-5.
[20] cf. Shepherd v. R. [1990] HCA 56; (1990) 170 C.L.R. 573 at 579 per Dawson, J.; R. v.Bogunovic [1999] VSCA 133 at [39] per Winneke, P.; at [49] per Callaway, J.A.
[21] R. v. Duncan (1981) 73 Cr.App.R. 359 at 365.
R
McMahon [2004] VSCA 64