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[2009] NSWLC 29
defendant. All charges dismissed. The LEPRA s 199 direction offence dismissed for lack of opportunity to comply (paras 67-70). The s 58 Crimes Act charges for assaulting and resisting a police officer...
Magistrate Curran heard a Local Court trial arising from APEC security operations. Police physically seized the defendant while giving a direction and escorted him to a colonnaded area where identification was taken and a scuffle followed. The court found the officer had taken hold of the defendant before completing the direction so the defendant had no opportunity to disobey it; accordingly the s 199 LEPRA charge failed (paras 68-70). The court further found the physical detention amounted to an arrest but there was no lawful basis under LEPRA s 99 and the officer had not complied with LEPRA s 201; relying on Coleman the magistrate held that an unlawful arrest means the officer was not acting in execution of duty, so the s 58 assault and resisting charges could not be proved; all charges were dismissed (paras 97-107).
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On 7 September 2007, during the APEC leaders' meeting in Sydney, an incident occurred near the Westin Hotel on Pitt Street. The defendant, Mr Gregory McLeay, walking with two companions (one adult and his 12 year old son), crossed the road in the vicinity of a motorcade. Senior Constable William Heather approached and, while speaking, physically took hold of the defendant's left upper arm and escorted him across the road to the colonnaded arcade adjacent to the GPO building. Sergeant Darryl Shaw then sought identification, writing particulars in his notebook. A heated verbal exchange followed. The magistrate accepted that in close sequence Heather performed a 'check-drill' (placing his palm on the defendant's chest and telling him to move back) and an allegation followed that the defendant pushed Heather. Police restrained the defendant, took him to the ground, handcuffed him, and transported him to the police station. The prosecution charged Mr McLeay with (a) failing to comply with a direction given under LEPRA (s 199), and (b) assaulting and resisting a police officer in the execution of his duty (s 58 Crimes Act). The court heard police and civilian witnesses and saw a DVD of the interaction. Magistrate Curran dismissed all charges (see paras 1–24; 55–56; 66–71; 97–107).
Three legal determinations drove the decision.
No opportunity to comply with the direction (s 199 LEPRA): The magistrate accepted Heather's evidence that he physically seized the defendant before finishing the oral direction, such that the defendant had no practicable opportunity to comply or fail to comply with the direction (see paras 12–14, 68–70). s 199 requires persistence after the direction; because the direction was not completed before the restraint, the essential element could not be established. Thus the s 199 charge was dismissed (para 70).
The restraint amounted to an arrest and was unlawful under LEPRA s 99: The magistrate found as a matter of fact that the physical taking hold of the defendant, the escorting across to the arcade, and the intention expressed by the officers that the defendant not be free to leave, amounted to an arrest from the moment of restraint (para 98). He then examined s 99 LEPRA and concluded there was no lawful basis for an arrest: the act of crossing into a Declared Area did not in itself constitute an offence absent failure to comply with a direction, and no lawful failure had occurred (paras 101–105). s 99(3) also constrains arrests taken merely for taking proceedings; the magistrate found s 99 was not satisfied (paras 101–103, 103–105).
LEPRA s 201 and the 'execution of duty' element (s 58): s 201 imposes mandatory procedural requirements (police identity, place of duty, reason for exercising the power) to be given before or at the time a power is exercised where practicable (paras 92–94). Magistrate Curran concluded these obligations were not complied with (paras 94–96, 105(e)). Relying on Coleman v Power (McHugh J), the magistrate applied the legal proposition that an officer who unlawfully arrests a person is not acting in the execution of his or her duty; because the arrest here was unlawful, the prosecution could not establish the essential element for the s 58 offences (paras 105–106). On these combined grounds, the assault and resisting charges were dismissed (paras 105–107).
The magistrate also applied the Prasad direction principle when assessing sufficiency of the prosecution case at the close of the Crown's evidence (para 67).
Before LEPRA, arrest and related powers were governed partly by common law and multiple statutory provisions. LEPRA (commenced 1 December 2005) codified arrest powers (s 99) and imposed procedural safeguards (s 201) which both limit and clarify police powers. The magistrate emphasised that LEPRA is intended to codify and in places clarify the common law, not to expand powers except as stated by statute (para 105(b) discussing the legislative intent and the second reading speech).
After this decision, the practical point is reinforced: where LEPRA's requirements are not met in effecting restraint or arrest, courts must scrutinise whether an arrest occurred, whether it had statutory basis under s 99, and whether s 201 procedural obligations were satisfied. If an arrest is unlawful, then per Coleman the officer's conduct may fall outside the 'execution of duty' element required for certain offences (notably s 58). The magistrate also signals that failure to comply with s 201 is a material factor in assessing lawfulness (paras 94–96, 105(e)).
"It is obvious on the evidence that there was no opportunity, given the firm hold the Constable had of the accused, for the accused to either comply or not comply." (para 70)
"I would conclude as a matter of fact that the accused was under arrest from the moment he was taken hold of regardless of whether it was said to him or not." (para 98)
"An officer who unlawfully arrests a person is not acting in the execution of his or her duty." (para 105, quoting Coleman)
s 201 summary: The judge emphasised that LEPRA requires police to identify themselves, state place of duty and give the reason for the exercise of the power, and to do this before or at the time the power is exercised if practicable (paras 92–95).
This Local Court judgment governs close-fact situations involving:
In such fact patterns, courts should examine (i) whether the initial physical contact produced an effective arrest/detention, (ii) whether arrest powers were lawfully available, and (iii) whether LEPRA procedural obligations were observed.
Magistrate Curran notes there were limited appellate decisions explicitly addressing LEPRA s 99 at the time, but refers to Local Court decisions and the opinion in P v McLean (Heilpern LCM) as consistent with his approach (para 106(c)). Curran states that the codification in LEPRA allows courts to reach determinations as to lawfulness of arrest under the s 99 framework (para 106(c)). The judgment also treats Coleman v Power (HCA) as authoritative on the 'execution of duty' element (para 105). Beyond those references in the judgment, Curran highlights the need to consider s 138 Evidence Act issues if other offences are pursued against a person subject to an unlawful arrest (para 106(a)). The court's references indicate that other Local Court magistrates were treating LEPRA s 99 and s 201 as central to assessments of arrest lawfulness; Curran expresses the view that appellate guidance on s 99 was sparse at the time (para 106(c)).
Borderline cases on when a physical holding amounts to an arrest: The magistrate found the facts here warranted treating the restraint as an arrest (para 98). But at what precise point does a detention/physical restraint cross into an arrest under s 99? The judgment applies common-sense factors (physical hold, intention, belief that person not free to leave, movement to another place), but lower courts and appellate courts may further refine thresholds for particular factual contexts.
Interaction between LEPRA s 201 compliance and exigent circumstances: Curran found non-compliance with s 201 was not excused because it was practicable to comply (paras 94–96, 105(e)). How strictly will courts apply 'practicable' where operations are fast-moving, public-safety sensitive, or involve security zones? Future decisions may delineate permissible departures in bona fide exigencies.
Remedy and evidence exclusion under s 138 Evidence Act where unlawful arrest has occurred: Curran notes s 138 will be engaged where evidence arises from a wrongful exercise of authority and may lead to exclusion, but he did not need to exercise that discretion because he found no lawful basis for s 58 offences (paras 66, 106(a)). The contours of when courts will exclude evidence obtained following an unlawful arrest remain to be fully articulated in appellate decisions applying LEPRA and s 138 together.
Scope of 'execution of duty' where mixed lawfulness exists: The judgment applies Coleman in the clear case of an unlawful arrest, but there may be situations where some officer actions are lawful and others not. Determining whether a specific use of force or arrest-related act is within the officer's duty in mixed-motive or mixed-lawfulness contexts will require further development.
Appellate authority on s 99 and s 201 interpretation: At the time Magistrate Curran wrote (2009), he noted the absence of appellate authority dealing directly with s 99 (para 106(c)). That gap leaves open questions about application across policing contexts until higher courts give further guidance.
This deep dive is grounded in the decision of Magistrate Curran in R v McLeay [2009] NSWLC 29. Quotations and paragraph references above are to the judgment text (paragraph numbers indicated in square brackets in the source). This is general legal information, not legal advice. I can make mistakes. Before you rely on or act on this, get a qualified Australian lawyer to check it.
PARTIES: NSW Police Gregory McLeay
CATCHWORDS: Police Powers, "execution of duty" , arrest.
Crimes Act 1900 LEGISLATION CITED: Law Enforcement (Powers and Responsibilities) Act 2000 APEC Meeting (Police Powers) Act 2007 Police Act 1990
Coleman v Power & Ors [2004] HCA 39 DPP v Carr (2002) 127 A Crim R 151 DPP v Coe (2003) NSWSC 363 CASES CITED: DPP v Am (2006) NSWSC 348 Prasad (1979) 2 A Crim R 45 DPP v Gribble [2004] NSWSC 926 R v McLean (2008) NSWLC 11 R v Randle (decision of the Local Court NSW - unreported - Heilpern LCM, 21 October 2008)
Mr Butterfield REPRESENTATION: Mr Corish of Counsel
S.197(2) states relevantly as follows:- "A direction given by a police officer under this section must be reasonable in the circumstances for the purpose of:
(a) reducing or eliminating the obstruction…" S.199 creates an offence for circumstances associated with s.197, and says as follows:- "(1) A person must not, without reasonable excuse, refuse or fail to comply with a direction given in accordance with this Part. (2) A person is not guilty of an offence under this section unless it is established that the person persisted, after the direction concerned was given, to engage in the relevant conduct or any other relevant conduct." The penalty is 2 penalty units, i.e. $220. The relevant direction that the Prosecution relied upon were contained in the words spoken by Constable William Swain Heather. They were as follows:- "Mate, stop. Do not cross the road. Get off the road."
(b) Secondly, the accused was charged pursuant to s.58 of the Crimes Act with assaulting a police officer (namely Constable Heather) in the execution of his duty, the assault being the pushing of the officer. (c) Finally, the accused was charged pursuant to s.58 with resisting a police officer in the execution of his duty in so far as he was said to resist the arrest that was implemented following the push that I have just referred to. 4. As I have said, both the second and the third of the three charges that I have referred to is laid pursuant to the provisions of s.58 of the Crimes Act 1990 (NSW). That Section relevantly states as follows:- "Whosoever: …assaults, resists, or wilfully obstructs any officer while in the execution of his or her duty, such officer being a constable…shall be liable to imprisonment for 5 years."
(b) Secondly, that there were 50-100 pedestrians spread out along either side of Pitt Street.
(c) Thirdly, there was a blue and white police tape blocking off the footpath of the western side of Pitt Street between the Westin Hotel entrance but no such tape was set out on the eastern side.
(d) Finally, the officer observed two adult males (one of whom was the accused) and a young boy walk up the western side of Pitt Street in the direction of the barrier I have described and then proceed to cross Pitt Street from the western to the eastern side, he says, in front of a fully marked police car. This vehicle was at the rear of the motorcade. The crossing of the road that I have described was just short of the alignment of the end of the GPO building with Pitt Street. This observation was made from a distance of about 25 to 30 metres. On this officer's recall there were 6 other officers variously placed in the area where these events were to occur. 7. Constable Heather proceeded to walk from his position already described, opposite the Hotel, and then proceeded in the direction of the three pedestrians. He approached the accused, who was now fully on the eastern footpath and said as follows:- " Sir, if you please, wait here for a moment; the road is blocked for a motorcade to pass." 8. After this point of time the motorcade had largely passed and was entering into the entrance of the Hotel.
At this point the officer believed that the APEC legislation that I have referred to, potentially gave him the power to arrest the accused because the accused had crossed the road near the motorcade and this meant that he had entered into a Declared Area. The officer says further words were said as follows:-
"Stay there. If you do not mind, wait here. It should not be too long."
The accused is said to have looked annoyed and replied:-
"Oh fucking hell! I want to go down there." (indicating to the south).
The accused is said to have thrown his arms in the area. The Constable then observed him to step again onto the roadway causing the officer to immediately say as follows:-
"Mate, stop - do not cross the road. Get off the road."
In his evidence in chief, Senior Constable Heather said the accused did not stop having been given this direction but proceeded to move off across the road.
The evidence of the Senior Constable in relation to the words that I have just referred to and what concurrently occurred are of importance because it is the direction implied in these words and the alleged failure to comply, that are said by the Prosecution to constitute the basis for the charge under Part 14 of the LEPRA provisions. This was the subject of some very particular cross-examination and in the course of this, the officer's evidence was somewhat modified and, in particular, what actions were carried out by the officer upon the accused when these words were being said. There is no doubt that up to the saying of these words, although the officer believed that there had potentially been a breach of the APEC legislative provisions (that is he had entered a "Declared Area") he had not committed any offence under Part 14 of LEPRA (see T.26/6/08, p.48.4-17 and T.26/6/08, p.49.29-30).
Constable Heather then goes on to say as follows:-
"Q. Did you say anything else after that? Before he stepped onto the road? A. Not immediately, no.
Q. He then steps onto the road and you say, as I understand your evidence, or you yelled at him, "Mate, stop. Do not cross the road. Get off the road?" A. Yes. The get off the road part was after I had hold of him though.
Q. Sorry? After you had hold of him? A. The get off the road part that part of my text that I - that I have said verbally, that was after I had hold of him." (T.26/6/08, p.49.50 - p.50.1-10). The importance of this section of the officer's evidence will become apparent when I refer to how I dealt with the LEPRA charge on 2 November last.
The officer firmly took hold of the accused's bicep area of the left arm. This action took place about two paces from the eastern footpath but on the roadway, as the accused was crossing back towards the western side of Pitt Street. The officer's intention was to ensure that the accused did not leave and he then proceeded to walk him across the roadway from the eastern to the western side continuing to hold him firmly by the arm. He says that initially this verbal exchange started in a friendly tone. However, once he had taken hold of the accused, he says he did not intend letting him go because he was unsure as to the accused's intentions and he was concerned for the accused's safety and the security of the motorcade. The accused may have been in potential danger or he may have been a potential danger. At this point the officer did not identify himself although he was in police uniform. No particulars were given pursuant to s.201 of LEPRA. Once the officer had taken hold of the upper part of the accused's arm he says that the accused said as follows:- " Fucking let go of me." At the same time he says the accused tensed himself. The Constable says that the accused was progressively getting more agitated and angry. 15. Having reached the western footpath the officer walked Mr McLeay to the colonnaded arcade which runs down the side of the GPO building, parallel to Pitt Street. The officer says that he intended to explain why he had done what he had done. Although he loosened his grip on the accused's arm once he had reached the colonnaded area he says that he would not allow him to leave. The accused said to the officer as follows:-
"I was just trying to go for lunch. All I did was cross the road."
"Q. Mr McLeay was free to leave at that point, was he? A. No, he would have been stopped." (T.26/6/08, p.63.47).
"Q. Even within that triangle of three of you, even though you had let go of him? A. Yes.
Q. As far as you were concerned, Mr McLeay was not permitted to leave that particular location, is that right? A. It was - I have answered the question that if he tried to move, or tried to leave the area, I would have stopped him. Because at that point we didn't know who he was, what he was doing, what his intentions were or anything. He could have had a weapon on him, he could have had anything on him. I know that speculation but we just didn't know." (T.26/6/08, p.67.8) 19. Sergeant Shaw was writing down the accused's details, had his head down and was looking at the notebook into which he was writing. As the Sergeant continued to write in his notebook, Heather and the accused both continued to talk to each other. It reached a point where the Sergeant turned to Heather and putting his arm out, just touching the Constable on the left arm, said as follows:-
"Bill, [i.e. Heather] don't worry about it." (T.26/6/08, p.37.20). The Sergeant's arm movements are observable on the DVD that I have referred to earlier and that was tendered into evidence. 20. In evidence in chief, the officer says that then "the accused stepped forward and got within a foot of Sergeant Shaw". In cross-examination he said the step forward was done quickly. When asked to explain the apparent discrepancy, Heather said the advance was quick, as he said that if it had not been quick and perceived by him to be aggressive he would have done nothing. The following exchange took place in cross-examination:- " Q. You say he stepped forward, is that right? A. He stepped forward at a fast pace, quickly.
Q. But you agree that you never mentioned anything about him doing it quickly or fast in your statement? A. Well, I didn't but if he had of just stepped forward I probably wouldn't have reacted like I did because, you know, he was a metre and a half away. One step would have probably put him about a metre away and that's not an issue but when he walked forward, that's what prompted me to react like I did, because in my opinion his movement was an aggressive movement and I reacted to that.
Q. Did you just feel the need to add today that it was fast or it was quick or rushed? A. No, I didn't - I don't feel the need to add today but I am telling you the way that it happened.
Q. You did not say that it was aggressive in your statement, did you? A. Well, his movement - what his movement was aggressive or?
Q. Yes, the stepping forward you did not say that it was done aggressively? A. Well, I didn't think I needed - to have - I didn't think I would have to, because my reactions at that moment would appear that my intention - my thought process probably was clear. I took it as an aggressive action. I was protecting Sergeant Shaw." (T.26/6/08, p.70.25-50) 21. Heather also says that as the accused moved forward, his hands and arms were at his side (but not in his pockets) but he said that he was still concerned that the accused was about to assault Shaw and that "it only takes a short time to hit a person in the face". (T.26/6/08, p.75.15). He formed the view that by moving forward to Shaw, he was moving into a zone where something would have occurred. This movement of the accused, as I have said, occurred in the context of conclusions that Heather had reached as to the demeanour of the accused, that is, as being aggressive and agitated.
With this observed movement forward by the accused in the direction of Shaw, Constable Heather immediately moved forward to the accused, stood between the accused and Shaw and placed his left open palm upon the chest of the accused, pushing him back but he says with only a little force saying at the same time:-
Prior to this the accused in fact had touched no-one. This movement, referred to as a check drill movement, on the Senior Constable's part, was the commencement of the physical exchange between the accused and the officer (T.26/6/08, p.77.46-47).
This check drill movement caused the accused to move back a foot or so. Heather says that immediately following this, the accused lunged at him and pushed him in the chest with both of his hands causing the Constable to stumble backwards a couple of steps and slightly lose his footing. He stepped forward and said:-
"You are under arrest." He, and very shortly after, the other officers, grabbed hold of the accused who was said to have tensed his body and he began to try to lift his arms. He was pushed up against the wall of the GPO, his back being against the wall. This was accompanied by police saying to the accused as he moves towards the wall of the GPO:- "On the wall, on the wall!"
Shortly after this point in time the camera man, whose footage was on the DVD shown in Court, picks up the action. It is clearly observable. Senior Constable Heather says that the accused continued resisting police and was pulled forward and then to the ground. Three police officers were initially involved in this manoeuvre. The accused's resistance was described by the Senior Constable as being violent and it continued even when the accused was on the ground. He would not allow his hands to be taken from underneath his body to a position behind his back. He initially kept them under his chest. He was told loudly by police officers repeatedly to stop resisting. The accused is heard to say on the audio recording on the DVD:-
A fourth officer joined the other three, this officer grasping the accused around the back of his neck and pushing downwards. He was again told by an officer to stop resisting and release his hands and again the accused repeats what I have said above about his glasses. There is no issue (and this is observable on the DVD) that he did indeed have glasses on at the time. Eventually his hands were pulled behind his back and he was handcuffed. He was then lifted to his feet physically by the officers and then taken by a number of these officers to the basement of the Westin Hotel and thereafter transported by caged police vehicle to the Surry Hills Police Station.
In cross-examination it was put to Constable Heather that the accused did not in fact push him immediately following the check drill. He maintained that this was in fact the case, that is, that the accused pushed him. Further, it was put to the officer that the accused did not swear at him at any time but again he maintained that he had been sworn at.
The next witness in the Prosecution case was CONSTABLE DARRIN GROWLEY. He had performed duties as a pilot car operator in the Sultan of Brunei's motorcade. However, at the time these events occurred this officer was standing outside the Westin Hotel, on the western side of Pitt Street on the footpath. He heard Constable Heather loudly telling a member of the public that the road was blocked for a motorcade (in fact the Sultan of Brunei's motorcade had just passed). He looked in the direction from whence he had heard these words and saw a police officer and a person he now knows to be the accused, Mr McLeay. They were on the eastern side of Pitt Street. This man was near Senior Constable Heather. The words said between the two of them were inaudible but he saw McLeay turn and proceed to walk westerly across Pitt Street. However, he did not see him step from the eastern footpath onto the roadway. He heard Heather say as follows:-
"Mate. Stop. Do not cross the road. Get off the road."
To his observation the accused neither stopped nor did he get off the road. He saw the officer take hold of the accused's upper arm and heard the accused say, as best he could recall:-
This occurred on Pitt Street, near the western side footpath.
Crowley then started to walk towards the exchange, as did other officers, and also Sergeant Shaw was in the area. He got sufficiently close to Shaw to hear Shaw say as follows:-
He observed the accused take out his wallet, hand it to Shaw and saw Shaw starting to write in his notebook. He then departed the scene, returning to the entrance of the Westin Hotel.
Some short time later (perhaps a couple of minutes at most) he heard, from a distance of about 15 to 20 metres, the following words:-
He looked in the direction that these words had come from and saw the accused on the ground, face down, with numerous police officers trying to place the accused's arm behind his back. The accused was handcuffed, taken to his feet and then walked towards the entrance to the basement of the Hotel.
In cross-examination, when it was put to him the accused had not used the word "fucking", he maintained he did and it was said just after Constable Heather took hold of the accused's arm.
SERGEANT DARRYL SHAW next gave evidence in the Prosecution case. Immediately prior to the complained of events occurring, this officer had been on Pitt Street near the entrance to the Westin Hotel. He was the supervising uniformed officer in this area of Pitt Street at the time. From this position outside the Hotel, he observed, to the north, on Pitt Street, the man now known to be the accused, cross from the western to the eastern kerbside of the street, accompanied by another male (who is now known to be Stephen Carter) and a young boy (now known to be the accused's son). He saw Constable Heather following them and words were said. He then saw the accused throw his arms in the air, turn and walk back across Pitt Street. Heather was then heard to say:-
"Mate, get off the road." Constable Heather was then seen to approach the accused whilst he was still on the roadway, take hold of his left upper arm and walk him to the western kerb, and up to the colonnaded area of the GPO building reaching a point about 30 metres south of the corner of this building on Martin Place. The Sergeant then approached the pair. 30. The Sergeant, at this stage, had formed the view that McLeay may have committed an offence, which in his view was at best one of not obeying a police direction. However, he was also aware that the area was a "Declared Area" under the APEC legislation (T.26/6/08, p.22 and 23).
"I have no respect for you." He says he appeared to be agitated - he was red in the face, moving from foot to foot and seemed annoyed. 32. It is important to note the Sergeant's view of the situation McLeay was in as he approached him to request identification. This is dealt with succinctly in the transcript as follows:- " Q. Mr McLeay was not free to leave at that particular point was he? A. No, he had been detained." (T.27/6/08, p.25.31-32). 33. When it was suggested to the Sergeant by Mr Corish that in fact the accused was under arrest the following exchange took place in cross-examination:- " A. He wasn't under arrest. Q. Well, he wasn't free to go was he? A. No, he had been detained." (T.27/6/08, p.27.18-21). 34. Mr McLeay provided a credit card then a driver's license. The accused seemed to calm down. The Sergeant was clear that on his recollection the accused did not hand over his wallet at this or any other time (T.27/6/08, p.24.1-6). The Sergeant proceeded to take a note of the relevant details from Mr McLeay. As this was being done they were standing about 2 metres apart. He heard Heather say as follows:- " Sir, the reason I stopped you was because you walked in front of a motorcade." The accused was then heard to reply:-
"I have no respect for any police officer, you are all idiots."
The Sergeant described this movement as quicker than normal but not rushed.
Q. Are you able to describe the speed at which he moved towards you? A. I wouldn't say rushed at me but certainly quicker than you would normally move." (T.26/6/08, p.126.19-24). As to how the Sergeant felt just before the accused stepped forward, the following was said:-
"Q. You certainly weren't concerned at that stage were you? A. Not at that stage, no." (T, 26/6/08, p.38.16-17). This state of mind of the Sergeant was again referred to as follows in re-examination:- " Q. In cross-examination, Sergeant Shaw, You said initially about when you were asked about whether the accused had his hands in his pockets, you responded with that you weren't concerned at that stage. At the point where you say that the accused began to move towards you, do you say you had any concern? A. I didn't really have time to have a concern I was aware he had moved towards me but before I could react Senior Constable Heather had stopped the accused from coming further." (T.27/6/08, p.35-42). 39. The Senior Constable stepped forward and placed the palm of his right hand on the accused's chest and said:-
The accused moved no further forward in the direction of the Sergeant but turned in the direction of Heather. The accused then pushed the palms of both of his hands against Heather's chest, causing the officer to stumble backwards slightly. Heather was heard to say to the accused as he took hold of his left upper arm:-
"Right, you're under arrest for assaulting a police officer."
"Do not cross the road." The words, he observed, were from a police officer who was standing about 8 metres away, to his right. The officer was talking to another man. He saw the man throw his arms above his head. Then he saw the man go to walk from the eastern to the western side of Pitt Street, then saw the police officer walk briskly after him, take the man's arms and walk him to the western side of Pitt Street still holding onto his arm. He then saw them move to the colonnaded area of the GPO building and he lost sight of them. He then heard words said and eventually saw police officers walking a man (the accused) to the loading dock entrance of the Hotel. 44. At the time he first heard the officer tell the accused not to cross the road, he estimates that there were about 5-10 pedestrians in the area.
A more senior officer approached, obviously, Sergeant Shaw. He said he saw the accused hand the Sergeant his wallet (T.27/6/08, p.114.5). In this regard, I note that in cross-examination on 13 November 2008, when Mr McDonald continued his evidence, he was uncertain as to whether the wallet was handed over or not (T.13/11/08, p.24.34) and then concedes he did not see the wallet in the Sergeant's hand (T.13/11/08, p.25.14).
He says that initially the accused appeared to calm down but then appeared to become agitated again. This occurred as the Sergeant was facing him, i.e., the witness (T.13/11/08, p.21.11). He said he saw the accused step forward appearing to be talking forcefully, but he could not make out what was being said. He did not notice what he was doing at first with his hands. He then observed the accused make a "double handed" push/shove - against Constable Heather but he did not see what immediately preceded this. This push appeared to come "out of the blue" and the push caused Heather to take one step back (T.27/6/08, p.114.31). At this stage, the three were standing in a triangular formation, with the accused closest to the GPO building. He then heard Heather say:
He then grabbed the accused by the shoulder. He put him in an arm lock turning him around, so that the accused was now facing towards the side of the GPO building. He said he observed other officers come in to grapple with the accused and eventually take him to the ground in a manner described as half wrestling. Other officers then came on the scene and they assisted in holding the accused down. Eventually, he says, 5 to 8 officers were involved in holding down the accused.
The next witness called in the Prosecution case was RICHARD WILES, a cross-platform editor with Nine MSN. He was working in the city on 7 September, to observe any protests that might have been taking place and if so to record them. He had with him a high definition video recorder operator. This man's name was Jaye Savage. They were walking down Pitt Street and had just crossed Martin Place. They were on the eastern side of the roadway and they were heading in the direction of Pitt Street Mall. He observed a number of police present in the area. A motorcade passed him. At this point he heard what he described as a ruckus. He readied the camera to operate and noted the ruckus was coming from across the road in the arcaded area of the GPO building. He saw police officers talking to an individual (undoubtedly the accused). His companion started the operation of the camera, initially taking a view from the eastern side of the roadway looking to the west.
Initially there was no physical exchange going on - just loud words. His attention was divided between instructing Mr Savage, and observing what was happening on the other side of the road. His attention was also drawn to a young child who was very nearby. The exchange became physical between police officers and the man. Initially, it was pushing and shoving. This was observation and is not on the DVD that was shown in Court. The two then crossed the roadway, and as they got closer, they observed the accused being forced up against the wall of the GPO building with notable officers in attendance. By this time they had commenced to video record (and sound record) the exchange.
It was apparent from this witness' evidence that the audio attachment to the camera picked up sound but depending upon where the camera was focussed, the words or sound recorder did not correspond necessarily with what was being filmed. It was only when the camera was focussed on the source of the sound that you then also had the picture of what was occurring combined with the sound. As I have said, although the DVD shows the recording from the eastern side of Pitt Street, there is a gap in what is seen occurring on the western side that appears to happen when the two of these men crossed quickly from the eastern to the western side and go up to the arcaded area. As I have said, the DVD does not show the commencement of the exchange between the police officers and the accused.
It is probably convenient to now describe briefly what was seen on the DVD which was tendered in evidence.
What is shown on the DVD obviously speaks for itself. However, I will set out briefly, by way of description, as to what it shows. As noted in Mr Wiles' evidence, the recording device records both sound and image. What is captured on the DVD is divided into images taken from two different vantage points. Firstly, from the eastern side of Pitt Street looking to the arcaded or colonnaded area of the GPO building and, secondly, images taken quite close up to where the exchange is taking place between the accused and the various police officers involved. (a) The first view from the eastern side depicts two police cars on the roadway, one blue and stationary on the roadway itself with the warning lights activated and one red vehicle that appears to be parked on the western side of Pitt Street.
(b) The camera is then focussed on three people in the colonnaded area of the GPO building. It zooms in. There are two police officers. One is moving about, moving his arms and the other (obviously Sergeant Shaw) is stationary, and has his back to the camera. The accused is in front of the Sergeant but partially obscured by the Sergeant. The accused has his hands in his pockets initially. All three are fairly close to each other in roughly a triangular formation.
(c) It is noted that there are a few pedestrians in the area.
(d) The Sergeant is obviously looking at something or writing down something given the positioning of his arms and head viewed from the rear.
(e) At about 1 minute 17 seconds into the DVD, the Senior Constable is seen to move to the left, and the blue car moves off to the left of the screen, and then the Senior Constable is seen to move back. The accused then becomes fully visible and he turns to the Senior Constable and they appear to engage in conversation. At this stage the accused's left hand remains in his pocket but his right hand is raised and there is some fairly mild gesticulation with the hand. The right hand is then placed back in his pocket. The Senior Constable is seen to raise his right arm, pointing in the direction of the street, that is, in the direction of the camera, moving his arm back and forth horizontally.
(f) At 1 minute 40 seconds the Sergeant is seen to raise his left arm in the direction of the Senior Constable, who then moves off to the left, and a further police officer is seen to arrive. At this stage a bald headed man in civilian clothes moves into the line of view of the camera operator. His back is to the camera (this gentleman is apparently Mr Carter, the man who was accompanying the accused and his 12 year old son on the journey to Chinatown for Yum Cha). This man is approached by a newly arrived Constable and it would appear that he is directed to move away. Another police officer in a yellow top then arrives. As this occurs, Mr Carter moves off to the right, the camera follows him, and then the young boy (obviously the 12 year old son) comes into view, standing near the parked red police vehicle that I have referred to earlier.
(g) Whilst the camera is focussed on the child, something obviously occurs in the colonnaded area, because the camera operator moves very quickly and the lens of the camera is moving side to side consistent with the operator moving across the roadway in the direction of the colonnaded area of the GPO. The DVD does not show, as I have said, the start of any physical interaction between the accused and the police officers.
(h) When the camera man arrives in the colonnaded area, the camera focuses again upon the action that is taking place. This is the start of the footage from the second vantage point that I have referred to, namely, that on the western side of Pitt Street up near the covered part of the colonnaded area. The audio becomes far more discernible, and words can be made out. Prior to this point, while some words can be made out, it requires considerable effort to actually discern what is being said. However, at this close vantage point, the words that were being exchanged become quite apparent.
(i) The Sergeant is seen to continue to assiduously write in his notebook, standing about two metres to the right of the action. The accused is being held from behind by an officer in uniform. Two other officers in red tops are at the front of the accused, one holding onto each of the accused's arms. There are then heard raised voices from the police officers directed at the accused repeatedly saying " stop resisting" . All are near the wall of the GPO. The accused is then moved forwarded by the three police officers and forced forward and in a downward direction towards the paved surface. My assessment of the exertions of the three police officers towards the accused at this stage, as seen on the DVD, is that it was with considerable vigour and force. The accused does not appear to be exerting much, if any, discernible force in reaction to what is being exerted against him. He appears to go bodily with the actions of the police officers. As the accused goes to the ground, a fourth officer joins in. There are also the other two officers that I referred to holding the accused's arms and one officer was behind him pushing him forward. As the accused is being moved forward and then forced in a downward direction face first towards the paving, it is obvious the accused is wearing glasses.
(j) When the accused is on the ground, his arms appear to be under or near his chest area. His head is partially up, but an officer has hold of the back of his neck and appears to be forcing the head in a downward motion towards the pavement.
(k) Two police officers appear to be pulling at the accused's hands (one on each arm) in an endeavour to get the arms from under the accused's chest to the rear. This is accompanied by loud words from the officers of " Get your arms behind your back" . Then the accused is heard to say quite discernibly:- "I am trying to save my glasses."
(l) Through all of this the Sergeant continues to stand (seemingly unperturbed) about two metres away continuing to write into his notebook. (m) Two further police officers are seen to move into the area just where these events are occurring. The accused is seen to have his arms held behind his back, one officer on each of his arms, a further officer is on the accused's legs and another continues to have his hand on his neck. At this point, 2 minutes 47 seconds into the footage, there are six police officers plus the Sergeant in the area. Three more arrive shortly afterwards and one of these directs the camera man to move off, which he does.
(n) At the point the accused is constrained on the ground, it would seem that at least ten police officers were in the area although only four or five are involved in restraining the accused.
(o) The camera moves a short distance to the north and takes footage over the balustrade looking down to where the accused is on the ground. It can then be observed that there are four police officers over him, one standing and three squatted down beside him. There appears to be the placing of what looks like a wallet onto the ground beside the accused.
(p) At about 4 minutes 40 seconds into the DVD the accused is then raised physically by police to his feet and moved off, one police officer on each of his arms. He is taken in a southerly direction along Pitt Street, past the Hotel entrance, and down into the car park. The accused and the accompanying officers are seen to proceed down the car park entrance and disappear from sight. This is about 5 minutes 22 seconds into the video.
(q) The first 10 seconds of the footage that was show in Court displayed scenes which are not associated with the matters being dealt with by the Court so that the length of the DVD that is relevant for the unfolding of the events that are the subject of these proceedings lasts for about 5 minutes 12 seconds.
(r) I looked at the DVD on numerous occasions as it was repeatedly shown in Court over the days of hearing. I could not observe any action during the restraining of the accused that could in any way be described as "violent resistance" as referred to by the Senior Constable, on the part of the accused. 57. CONSTABLE WYATT GIBBS next gave evidence in the Prosecution case. His duties on 7 September were to perform rear escort duties in the motorcade for the Sultan of Brunei. It was as he approached the Westin Hotel that he heard raised voices. He rolled down his window and heard an officer he now knows to be Senior Constable Heather say, as he stood on the eastern kerb of Pitt Street as follows:- " Sir, would you please wait here for a moment, the road is blocked for a motorcade." 58. He saw these remarks directed at a male, who replied loudly but the words this male used were not discernible. The male was waving his arms about. He saw the male go to cross the western kerb, and heard the Constable say further:-
"Stop mate, do not cross the road. Get off the road."
The male continued to cross the road and the Constable advanced and took him by the left upper arm. He escorted him to the western side. Other officers were nearby. A loud exchange ensued and the accused appeared to be acting aggressively and appeared to be agitated. As soon as Sergeant Shaw approached and saw production of something from a wallet by the accused. He heard the accused say loudly:-
He thinks these words were directed at the Sergeant. He does not recall Senior Constable Heather yelling out anything. At this point the officer moved off in his motor vehicle towards the Hotel entrance. He did not see the accused again until he was taken along Pitt Street under police escort and down in to the basement car park of the Hotel.
CONSTABLE GLEN GIMBLE next gave evidence. He was working in the Westin Hotel at the time of the events complained of. He did not see any of the events relied upon to found the alleged charges. However, he took some photographs of the area near where the events took place afterwards. He also made unsuccessful attempts to contact a person by the name of Mr Ali Ismail, who I assume was a prospective witness, but because he could not be contacted he gave no statement and was not available to give evidence. In the way this matter ultimately proceeded no submissions were made in relation to the unavailability of that particular witness.
On 13 November last, two statements were tendered in the Prosecution case, namely statements of Constable Darian Hardy and Constable Mishant Ramavat. The first of these two officers was working outside the Westin Hotel when he saw two officers struggling with a person he now knows to be the accused. He went over to assist. He saw a Constable he knows as Constable Suesskow and Senior Constable Heather present. He also said that he observed the accused to be lying on the ground, on top of his hands. He heard Constable Suesskow say:-
The accused was eventually handcuffed after some struggling this officer described as being fierce. He was then frisked, searched, and then assisted to his feet and escorted off to the entrance of the loading dock area of the Westin Hotel.
Constable Ramavat was carrying out duties outside the Hotel. He observed Senior Constable Heather and Constable Suesskow trying to control a male, obviously the accused. This male looked agitated and aggressive. He went over to assist. He also heard Constable Suesskow say as follows:-
"Stop resisting! Stop resisting! Release your arm."
He heard the accused who was face down on the ground say as follows:-
He then says that the accused was lifted to his feet and he heard Senior Constable Heather say as follows to the accused:-
He then says that after the accused was handcuffed he was taken towards the entrance to the dock area of the Hotel.
SUBMISSIONS MADE ON THE COMPLETION OF THE PROSECUTION CASE
No further evidence was called or tendered in the Prosecution case. Following its completion, Mr Corish, on behalf of the accused, made submissions that there was no prima facie case to answer on each of the three charges. In relation to the two s.58 charges, he firstly submitted there was no lawful arrest or, alternatively, if this was not the case, then the interrogation of the accused was a wrongful exercise of authority. In either case, he submitted, it was sufficient to constitute an impropriety for the purposes of s.138 of the Evidence Act, and that as such, the Court should exclude the evidence of what occurred as a result of the arrest or what occurred during the course of the interrogation and not exercise its discretion to admit the evidence. In relation to the resist, Mr Corish says that there is no more evidence other than the accused tensing his muscles once he had been taken hold of, and, given the rather vigorous exchange shown on the DVD, this would be a spontaneous result of anyone in the situation thus displayed on the DVD. I indicated for reasons that I gave at the time that I was not satisfied that there was sufficient evidence to allow me to conclude that there had been an arrest such as to constitute an impropriety, and hence triggering the provisions of s.138. Putting these considerations to one side, it was my view that there was sufficient evidence in the Prosecution case, at least at prima facie level, to establish the s.58 assault charge. I was also satisfied, that the evidence disclosed some resisting if not violent resisting.
However, on the charge bought pursuant to s.199 of LEPRA, I was satisfied that there was a prima facie case on the evidence. I initially asked Mr Corish to address me on the second leg of May v O'Sullivan, namely, that there was insufficient evidence to convince the Court beyond reasonable doubt. I say initially, because having further heard from both parties, I thought it was more appropriate that I give myself a Prasad direction in relation to this charge. The direction is so called because of what King CJ said in Prasad (1979) 2 A Crim 45 at 47:- "It is, of course, open to the jury at any time after the close of the case for the Prosecution, to inform the Judge that the evidence that they have heard is insufficient to justify a conviction and to bring in a verdict of not guilty without hearing more…..I have no doubt that a Tribunal which is the Judge of both law and fact [as is the Local Court] may dismiss a charge at any time after the close of the Prosecution case, notwithstanding the fact that there is evidence upon which the Defendant could lawfully be convicted, if that Tribunal considers that the evidence is so lacking in weight and reliability that no reasonable Tribunal could safely convict on it." It was my view that at the close of the Prosecution case in relation to this charge, the evidence was insufficient to justify a conviction because it lacked weight and reliability and it was not reasonable to safely convict on it. 68. My difficulty with the Prosecution case was caused by what was said and what happened when Senior Constable Heather approached the accused and gave him the direction, the breach of which direction was relied upon to found the charge. I have set out in some detail the evidence of Senior Constable Heather, particularly the evidence given in cross-examination in relation to words and actions that took place on the eastern side of Pitt Street. I accepted that his version of events was in varying degrees different from the observations of, for instance, Constables Crowley and Gibb, and Sergeant Shaw, and to a lesser extent, Mr Lopez. However, Constable Heather was the witness present at the event and a participant in the exchange. All the others were attending to various other duties at the time and their attention was drawn from those duties by way of distraction of the loud words they heard. Allowing for the momentary inattention as they refocussed from their other individual tasks at hand to the event that were occurring up the street, perhaps 10 maybe up to 20 metres away, depending upon the positioning of these witnesses, I had no difficulty in accepting Senior Constable Heather's evidence as the acceptable version of what in fact occurred at the spot of the exchange between himself and the accused. This is set out at page 49-50 of the transcript of evidence of 26 June 2008. I have set this out fully earlier. Put simply, the sequence of events was as follows:-
(a) Senior Constable Heather says "Mate, stop. Do not cross the road." (b) At this point, the accused's arm is taken hold of firmly, that is before the direction was completed and before he had an opportunity to comply or not comply.
(c) To again refer to the Senior Constable's evidence, it was only after he had thus taken hold of the accused's arm that he completed the direction by using the words " Get off the road" . 69. Section 199 creates the offence for failure to comply with a direction given under s.197. Section 199 sub-section 2 clearly states as follows:- "A person is not guilty of an offence under this section unless it is established that the person persisted, after the direction concerned was given, to engage in the relevant conduct or any other relevant conduct." 70. It is obvious on the evidence that there was no opportunity, given the firm hold the Constable had of the accused, for the accused to either comply or not comply. This failure of compliance is an essential ingredient for the Prosecution to prove in the establishing of this offence and I was of the view that given the evidence of the Senior Constable no such failure could possibly be established on the evidence. I therefore dismiss this charge.
However, as I have said, I was satisfied that there was a prima facie case to answer in relation to both the s.58 charges.
The only witness called in the defence case was the accused, Mr Gregory McLeay. He is a 56 year old accountant. He says that on 7 September he had been to his Pitt Street office in the morning for an appointment with a client, Mr Stephen Carter. As it was a holiday in the Sydney area, because of the APEC meeting, he had taken his 12 year old son to the office that morning. At the conclusion of the appointment appointment, he had decided to go with his son and Mr Carter to Chinatown for Yum Cha. The group set out from the office and proceeded to walk south on Pitt Street on the western footpath. Mr McLeay says he was aware that some parts of the city were blocked off for the APEC meeting, in particular, the Quay area, to the north of where he was walking. He was not aware of any other areas being restricted to pedestrian thoroughfare. As he proceeded past the GPO building, he noticed some blue and white tape across his pathway, near the entrance to the Westin Hotel. A policeman was present. This officer hand signalled that the group should not continue south but rather cross Pitt Street, i.e. go to the eastern footpath. This the group did and proceeded then to walk south past the Commonwealth Bank towards Rowe Street. Here a barrier was placed and a further police officer was present. Mr McLeay asked if it was in order to proceed, but was told that it was not, but when he asked how you should proceed to Chinatown, he was told by the officer to return to Martin Place and thence go down to George Street and then proceed to the south.
He turned with the other two, retraced his foot steps for about 20 metres, now heading in a northerly direction. As he saw no traffic on Pitt Street (although having subsequently seen the DVD he concedes that there may well have been at least a police car present upon Pitt Street at the time) he proceeded to cross again east to west and had taken about two steps onto the roadway when he heard the words: "Don't cross the road.". He heard no other words. His arm was then seized around the bicep area. He now knows the words and the seizure were from Senior Constable Heather. This was not the police officer that he had encountered at the Rowe Street barrier. This was another officer. Thus seized, he was escorted across the road, i.e. from the eastern side of Pitt Street to the western, and thence up to the colonnaded side of the GPO building. It was only on arrival at the colonnaded area that Senior Constable Heather let go of his arm. He says that on this journey to the colonnade he did not swear. He says that as he was taken across the road, Senior Constable Heather said:-
"We were following directions told to us by a policeman."
On arrival at the colonnaded area, he believed he was under arrest and not free to leave. This belief was reinforced by being held by the arm in the manner described. He says he was told by the Senior Constable for a second time that he was under arrest. In the colonnaded area he met Sergeant Shaw, who said as follows:-
He says that at about this time he asked Senior Constable Heather for his identification. He says that he did not recall at least at this time being told by the Senior Constable his identification. However, during the course of his evidence Mr McLeay, on viewing the DVD and, in particular, listening very carefully to the audio track, he conceded that at one point the Senior Constable did say his name which he, McLeay, repeated when told. He says that he also asked the Sergeant for his identification and this was given. He also says that as the Senior Constable was wearing a yellow vest his name tag was not open to view. This was not the case with the Sergeant.
Mr McLeay says he took his wallet out of his pocket and handed over his license to the Sergeant. He conceded that he may have first handed over a credit card. He was then asked for the wallet which he handed over. He continued to believe he was not free to leave. Discussion ensued. The Senior Constable continued in attendance. He again said he, the accused, had crossed the road after he had been directed not to do so. He again said he was on his way to Chinatown. He says that he used his arm to point out where the officer had been who had directed him to take the route he was taking, i.e. the officer at the barrier on Rowe Street. He said that the position he found himself in at this stage was both embarrassing and confusing. He was told by the Senior Constable he had walked in front of a motorcade. He asked the Senior Constable:- " What motorcade?" 77. The discussion with the Senior Constable became contentious. Sergeant Shaw continued to write down details of his identification into his notebook whilst this was going on. He stood about a metre or so from the Sergeant. At one point the accused said that the Sergeant indicated to the Senior Constable, who was standing nearby and verbally interacting with Mr McLeay, that he should move away, which the Senior Constable did briefly.
The accused said that during the exchange with the Senior Constable he mentioned that he was an accountant. He says the Senior Constable questioned this.
In the course of this exchange, the accused said to Sergeant Shaw:-
He says that simultaneously he reached out with his hand up. Senior Constable Heather then took a step forward, and put both his arms, palm on palm, against his chest and said:-
He says that the Senior Constable may have also said as follows:-
He says that the putting up of the hands on his chest caused him to slightly move backwards and in so doing lost his footing causing him to move his hands in an upward direction out in front of himself, to steady himself. He concedes that his hands may have brushed against the Senior Constable's shirt. He says all of this occurred at close quarters, each to the other. Then the Constable was heard to say:-
The Senior Constable replied:- " You have touched me. That's assault. You are under arrest for assault."
He says that the Senior Constable immediately grabbed hold of his arm and two other officers immediately moved in and took hold of him as well. He was pushed towards the wall of the GPO, with his face to the wall. He was turned around, then moved forward being pushed and pulled. In the process, he heard the words:-
(it was just before this that the DVD begins to show the action close up). He said he did not resist in any way. He said he went with the movement of the police officers as best as he could. He said that he felt belittled and mortified. There was yelling and screaming then he heard someone say as follows:- "Brace yourself. We are going to take you to the ground."
He was taken to the ground, face first. He felt weight on his back and neck. He said the following:-
When on the ground, when asked to release his arm from in front of him, he indicated that he was "protecting my glasses".
He remained on the ground for a short period, his arms eventually being placed behind his back and subsequently he was handcuffed. He was eventually lifted by the police officers to his feet and, in his words, "frog marched" down Pitt Street and then down into the Westin Hotel carpark.
During cross-examination Mr McLeay was asked whether he had handed over his credit card, his license or his wallet. The accused said that he gave over all three items, in that order. It was put to him that he did not hand over his wallet. His recall was that he did. He conceded that he did appear to have his wallet when he was on the ground, following viewing of the DVD. However, what in fact was the case does not appear to be of any great significance to me. The reality is that he did present satisfactory identification.
Mr McLeay conceded that Constable Heather may have mentioned the motorcade but he said he did not see one or recall seeing one. It was put to him that the first time that arrest was mentioned was following the alleged assault. Mr McLeay would not agree with this. He said the word had been mentioned twice before the arrest following the alleged assault. He also denied that at any time had he pushed the Senior Constable with both his hands, as he stepped towards the officer. He conceded that after the other officers had taken hold of him and were pushing and pulling him, he may have tensed up, but that was reactive. He said he was not resisting what the officers were doing. He did say that when he was on the ground he did initially refuse to move his arms out from under his body but he said that this was because he was protecting his glasses.
The first issue that must be dealt with by the Court is the question of whether the accused was under arrest when he was taken hold of by Senior Constable Heather when he was standing on Pitt Street. The second issue is whether, if there was an arrest, it was a lawful arrest. The issue is important, because of the nature of the two charges that remain to be dealt with: they were laid pursuant to the provisions of s.58 of the Crimes Act. An essential element of this charge, that must be proved beyond reasonable doubt by the Prosecution, is that the officer, who was assaulted and/or resisted, was acting "in the execution of his or her duty (as a police officer)".
The events complained of occurred during the operation of the APEC Meeting (Police Powers) Act 2007. There is no issue between the parties that the location of these events was within what was an APEC security area as allowed for in s.5 of the Act.
Section 5 allows for two types of APEC security area. Section 5(a) allows for a Declared Area. There is no issue that the area relevant to the events that bring this matter before the Court occurred in a "Declared Area". Section 5(b) allows for a Restricted Area.
Section 36(2) of the Act specifically states as follows:- "(2) Nothing in this Act limits the operation of section 201 of the Law Enforcement (Powers and Responsibilities) Act 2002." [LEPRA] Section 10 allows for the setting up of check points and the cordoning off of areas within an APEC security area by a police officer.
Section 15 allows for a police officer to close any road in a security area for the purposes set out in s.15(1).
Section 12 allows for a police officer without warrant to stop a person seeking to enter an APEC security area (ss.(1)(a)), for the purposes of a search. This power also applies to a person already in a security area (ss.(1)(b)). Again s.12(2) specifically states that s.201 of LEPRA applies to such a search.
There is no issue on the evidence that the area where the complained of events occurred met the requirements of one or more of those sections:- (a) Pitt Street was closed, albeit temporarily, to facilitate the "movement of vehicles that are being …used for conveying participants in the APEC meeting to or from their accommodation…" [s.15(1)(c)]. In the matter before the Court, the participant was the Sultan of Brunei and his entourage and the accommodation was at the Westin Hotel.
(b) The footpath near the Hotel that the accused initially approached firstly at the southern end of the GPO building on the western footpath, and again on the eastern footpath, near Rowe Street, were cordoned off as allowed for in s.10. However, there is no evidence that Mr McLeay was stopped for the purposes of a search as allowed for by s.12 of the Act.
Rather, the Prosecution relies upon s.14 as providing the relevant power to a police officer, namely, the power to give a reasonable direction. Relevantly, that Section states as follows:- "14 Power to give reasonable directions (1) A police officer may give a direction to any person…in an APEC security area. (2) Such a direction must be reasonable in the circumstances for the purpose of substantially assisting in promoting the security or safety of … its [an APEC meeting] participants …. (3) A direction under this section is to be given orally …" 91. There is no issue that Senior Constable Heather gave a direction recited earlier. There is no issue, as far as the Court is concerned, that it was reasonable in the circumstances, i.e. for Mr McLeay to get off the road to allow for the passing of a motorcade and the direction was oral. For reasons I have already given when I dismissed the charge laid pursuant to the provisions of s.199(1) of LEPRA, there was no failure on the part of the accused to comply with the direction given pursuant to s.14.
[Subsection (2B) is not relevant in the circumstances of this case] "(2C) If a police officer exercises a power that involves the making of a request or direction that a person is required to comply with by law, the police officer must, as soon as is reasonably practicable after making the request or direction, provide the person the subject of the request or direction with: (a) a warning that the person is required by law to comply with the request or direction (unless the person has already complied or is in the process of complying), and (b) if the person does not comply with the request or direction after being given that warning, and the police officer believes that the failure to comply by the person is an offence, a warning that the failure to comply with the request or direction is an offence. (3) This section applies to the exercise of the following powers (whether or not conferred by or under this Act): (a) a power to search or arrest a person,… (f) a power to stop or detain a person (other than a power to detain a person under Part 16) …, (g) a power to request a person to disclose his or her identity or the identity of another person,… (i) a power to give a direction to a person,…"
(ii) The name of the police officer and his or her place of duty,
(iv) In relation to exercising a power pursuant to s.201(3)(i) [and s.14 of the APEC legislation] all of the above requirements must be complied with, if it is practical to do so, before or at the time of exercising the power to give a direction (s.201(2A)). As the direction was given to one person, s.201(2B) does not apply;
(v) There is no question that in the circumstances of this case, it was practical to do so either before or at the time of exercising the power. There were very few people around. It was not a bustling crowd. It was not a demonstration. There may have been one car on the roadway nearby, the police car, which was at the rear of the motorcade.
(vi) A warning must be given, as soon as reasonably practicable, that in making the direction that the person is required by law to comply with, the failure to comply with the direction is an offence. 95. At the time the giving of the direction, with the exception of the fact that the Senior Constable was in uniform, s.201(1)(b) and (c), and s.201(2C) were not complied with. I set this out because, although I dismissed the third sequence charge for other reasons, if required to do so, I would have found that the direction was in any event given and carried out in contravention of the provisions of s.201, given the failure to comply with the mandatory provisions of s.201. The direction, whilst itself within power, by the way in which it was carried out, rendered the subsequent actions by the Senior Constable as not being in conformity with the requirements in LEPRA for the exercise of the power that he was seeking to exercise.
(b) The accused was then, in the words of Mr McDonald, "propelled", thus held, to the colonnaded area of the GPO, some distance from where he had first been taken hold of. This movement was from just near the eastern footpath on Pitt Street, across Pitt Street, across the western footpath, and then up to this colonnaded area.
(c) There is no doubt, on the evidence, (and I would so conclude) that the accused's arm was not let go of until he and the Senior Constable arrived at the colonnaded area.
(d) From the moment he was taken hold of by the Senior Constable the Senior Constable did not regard the accused as free to leave. Mr McLeay was of the same view. Sergeant Shaw was also of this view, once he had made contact with the accused, and he was obtaining identification particulars from the accused. The Sergeant did not regard the accused as being free to leave, at least until those particulars had been satisfactorily obtained, and written into the Sergeant's notebook. Once this had been completed, it was the Sergeant's intention to then tell the accused that he was free to go.
(e) From before the time the exchange between the accused and the Senior Constable commenced, during what is said to be the resistance of the accused, the Sergeant is seen on the DVD to be writing into his notebook, the relevant particulars of the identification. Therefore, at this stage, the particulars that the Sergeant wished to obtain had not been completed and therefore the accused continued not to be free to leave. 98. Given these undisputed facts, I would conclude as a matter of fact that the accused was under arrest from the moment he was taken hold of regardless of whether it was said to him or not. He was taken hold of, propelled some distance across the road. At this point neither he nor Constable Heather believed that he was free to leave nor subsequently did Sergeant Shaw. The combination of these matters leave beyond doubt in my view that an arrest had been carried out, and that the accused continued to remain under arrest until told otherwise. Also, I note Sergeant Shaw said as follows:- "Q. At this point in time [that is as he was taking the particulars but had not as yet completed the exercise] had you made a decision as to what was going to happen once you had got the details of this man? A. He was going to be let go on his way."
(T.26/6/08, p.125.30-32). 99. The arrest that I have found occurred was to continue until the identification particulars had been satisfactorily obtained. This state of affairs was therefore extant at the time the events relied upon to establish the s.58 offence occurred. I would also conclude that the intention of the Sergeant for the accused prospectively "to be let go on his way" was to be a discontinuance of the arrest, provided for by s.105 of LEPRA.
The relevant repetition in the circumstances before the Court might have been thought to have been the walking into the Declared Area after being given a direction not to do so.
The APEC legislation does not of itself create an offence of going into a Declared Area. It gives power to give reasonable directions in such an area (s.14), but failure to comply would create an offence dealt with by s.199 of LEPRA (as opposed to entering a "Restricted Area", this being made an offence with a corresponding penalty, dealt with by s.19). So the act of walking into a Declared Area does not appear to be an offence. 104. The only conceivable offence would be the walking into the area after a reasonable direction had been given not to. Senior Constable Heather, although a little ambiguous and perhaps confused in the language he used, seemed to have been of the same mind. He says as follows:-
" Q. Why were you asking him to wait there? A. Well because he had already crossed the road and technically by the way we were holding all the points, he shouldn't have done that. This is in my mind. But at that point, he had already made it to the other side of the road and I was happy to say to - I was happy in my mind just to let it go at that and say "Mate, if you don't mind waiting there", that would be it.
Q. Were you at that point giving him a direction to wait there or was it just a friendly - A. It was more of a friendly - really, at that point, it was more of a friendly, you know, if you don't mind waiting there. He hadn't really - in my mind at that point he hadn't really done anything wrong. Although he had actually crossed the road where he shouldn't have, my discretionary power would allow me to just say, "Mate, if you don't mind just wait here", that's fine and that's sort of the context of the conversation at that point.
Q. You mentioned discretionary power. Where does that discretionary power arise? A. Well, I don't think it's a written act. I think it's more, you know, comes with the office of Constable. You know if we arrested everyone for everything we saw, you'd be doing nothing else but arresting people." (T.26/6/08, p.48.3-23) 105. Where I would possibly disagree with the Senior Constable is that, in my view, by crossing the road, the accused had not committed an offence at all, either in fact or technically. Rather, he had placed himself in a situation where he was liable to be subject to a direction, i.e. under s.14. The only conceivable situation allowing for arrest that could have arisen was potentially a failure to comply with a direction, but for the reasons that I have given earlier, as a matter of fact that the situation did not, and could not arise. I therefore conclude that there is no basis under s.99 for Senior Constable Heather to have arrested Mr McLeay. As a matter of fact, I have found that this is exactly what the Senior Constable did. His action, therefore, is in contravention of s.99, and therefore the purported arrest was unlawful. I have already found that this situation (i.e. of the arrest) continued up until and indeed during the events complained of. These events therefore occurred during the currency of an unlawful arrest, this arrest having been carried out by Senior Constable Heather. Section 58 of the Crimes Act requires, as an essential element, that the events complained of, i.e. both the assault and the resist, be actions taken against a police officer in the execution of his duty. Such an element must be established beyond reasonable doubt. The High Court considered this in Coleman v Power & Ors [2004] HCA 39, McHugh J says at paras 117 and 118:- "117. …It is not part of an officer's duty to engage in unlawful conduct. If the officer acts outside his or her duty, an element of the offence is missing… 118. An officer who unlawfully arrests a person is not acting in the execution of his or her duty." The continuance of the arrest by the Senior Constable was an action which was outside of his duty, creating a situation where his continued action was not one that occurred in the execution of his duty and this continued for as long as he maintained the unlawful arrest.
Therefore the Prosecution cannot prove an essential ingredient of the s.58 offences as these offences occurred during the continuance of an unlawful arrest. For these reasons, both the s.58 charges should be dismissed.
For reasons that I set out below, I would not, in the circumstances of this case, have found the accused guilty of this offence either." (b) During the course of argument, I was referred to a number of cases:- · DPP v Carr (2002) 127 A Crim R 151; · DPP v Coe (2003) NSWSC 363; · DPP v AM (2006) NSWSC 348.
All of these cases precede the operation of LEPRA, that, although assented to on 29/11/02, did not commence by proclamation until 1/12/05. Whilst LEPRA allowed for the continuance of the common law in relation to the powers of a police officer and the execution of those powers (s.4) the Act had as its object and purpose that which was referred to by the Attorney General at the time in the second reading speech. Mr Debus said as follows:- " This Bill represents significant law reform. It radically simplifies the law in relation to law enforcement powers, setting out in one document the most commonly used criminal law enforcement powers and their safeguards…matters included in the Bill represent a codification of the common law, a consolidation of the existing statute law, clarification of police powers or a combination of these. While generally the Bill simply re-enacts existing legislation, it does in some circumstances make amendments intended to more accurately reflect all areas of the common law and to address areas in the existing law where gaps have been identified. Unless expressly stated, the Bill is not intended to change the common law…" (Hansard, Legislative Assembly, 17/9/2002). In my view s.99 codifies the powers of arrest. Use of the words "may" and "must not" delineate areas of discretion and obligation when a police officer exercises the power of arrest. I have found that Senior Constable Heather did not comply with s.99 and therefore the purported arrest was unlawful. S.99 was not in force when the circumstances with which these cases dealt occurred. Those cases of course will still provide guidance in a situation, for instance, with a charge that is being dealt with by the Court does not involve as an essential ingredient, such as the case in s.58, that a police officer be acting in the execution of his duty. For instance, if an accused had been charged pursuant to the provisions of s.61, and the events that took place that constituted the factual basis for the charge of common assault occurred during the continuance of an unlawful arrest, an accused may still be found to be guilty. However, the s.61 alleged assault would have occurred during the continuance of an unlawful arrest, and undoubtedly it would present a situation that would give rise to the Court having to consider the provisions of s.138, and whether or not the discretion allowed for under s.138 would be exercised in favour of the prosecution. The cases that I have referred to would provide guidance. (c) There are no decisions of appellant courts that I have been able to find that deal with s.99 of LEPRA. There are a number of decisions of this Court and, in particular, the decision of Helpern LCM in P v McLean (2008) NSWLC 11, that deal with the effect of LEPRA and, in particular, the codification of the power of arrest provided for by s.99. His Honour's opinion in this decision is the same as mine. The benefit of this codification allows a Court, subject obviously to the vicissitudes of evidence and the consequential findings of fact, to arrive at a decision as to the lawfulness or otherwise of an arrest, i.e. whether or not it is in conformity with s.99. If the arrest is found to be unlawful after the relevant considerations, and the charge is one pursuant to the provisions of s.58, then the Prosecution will fail to establish an essential ingredient of the offence. However, if the charge laid against the defendant is otherwise, then a finding of unlawfulness of arrest will lead to a consideration of s.138 of the Evidence Act as I have said.
(d) The Prosecution referred me to the decision of DPP v Gribble [2004] NSWSC 926. In that decision, Barr J says at paragraphs 23-24, after considering s.6 of the Police Act 1990, as follows:- " It was submitted that the legislative history in the current s.6 of the Police Act extended the duty of a police officer beyond the prevention and investigation of crime so as to include actions reasonably necessary for the protection of persons from injury or death, and property from damage, regardless of whether the need for those services arises from any criminal act. It seems to me that that is the intent of the legislation and that the submission should be accepted. This approach is consistent with the common law." However, as a consequence of the implementation of LEPRA, and since Gribble was decided, the following sub-section 6 was added to s.6 of the Police Act :- " 6. Nothing in this section confers on the NSW Police Force a power to provide a police service in a way that is inconsistent with any provisions applicable to police officers under the Law Enforcement (Powers and Responsibilities) Act 2002." It would seem to me that given this amendment, s.6 would now be considerably limited, and in any event it could not be relied upon to expand powers not allowed for in LEPRA. In any event, Gribble was dealing with a far more serious situation than the circumstances that have arisen in the case under consideration. Again, in this regard, I note that my view accords with that of Heilpern LCM in Police v Randle (decision of Local Court 21/10/2008 - unreported - at paragraph 70-71).
(e) If I am wrong in my findings of fact that allows me to conclude that the arrest was unlawful, the Prosecution would still potentially have difficulty in any event with compliance with s.201. Arrest is the exercise of a power covered by s.201(3)(a). Therefore, s.201(1) must be complied with unless strict compliance is excused by s.201(2). What a combination of these two sub-sections requires of an officer in the position of the Senior Constable is that he provide his name and place of duty and the reason for the exercise of the power and unless it is not practical to do so, this information must be provided before or at the time of executing the power. These requirements were not complied with. It was a situation where there were very few people in the area (possibly 50, but more likely 8 to 20 people). It was not a scene, for example, of a demonstration or a large jostling crowd. On the evidence, it was all fairly low key with ordinary members of the public going about their perfectly legitimate activities. There was no evidence that Mr McLeay was exhibiting excessively aggressive or anti-social behaviour. He was just a normal member of the public walking in the area. There is nothing in the evidence to excuse compliance with s.201(1). It is accepted that eventually, at some discrete period of time after the purported arrest, when the accused and the Senior Constable were in the colonnaded area, that s.201(1) was complied with. There is no explanation as to why this was not done "before or at the time of exercising of the power". Given s.201(1) and (2) are put in mandatory terms, this failure in my view may well have led to a conclusion that the arrest was unlawful. (f) Finally, if I am wrong on both bases upon which I have concluded that the arrest was unlawful, then I would have to consider the evidence of what occurred between the Senior Constable and Mr McLeay and decide whether the evidence would allow one to conclude that the Prosecution has established its case factually beyond reasonable doubt. The Prosecution places weight upon the evidence that Mr McDonald as being corroborative of the version of events attested to by Senior Constable Heather. However, I have some concerns about the reliability of the observations of this witness. These concerns are based upon the following considerations:- (i) All of the observations that this witness made were from a distance of at least 10 metres, if not a little more, albeit with unobstructed view.
(ii) He says that the accused was windmilling his arms and by this he means more than just gesticulation. But the DVD, in my view, on what is observed, is no more than what I would describe as gesticulation. "Windmilling" means throwing the hands around in a circular fashion. This is just not observed on the DVD.
(iii) This witness was definite on 27 June that he saw a wallet handed over by the accused to the Sergeant, but on 13 November he was either uncertain or did not see this at all.
(iv) Mr McDonald says that as he observed the interaction between the accused and the Sergeant, the Sergeant was facing him. The DVD shows this not to be the case. Rather, the Sergeant would have been observed side on.
(v) This witness sees the accused step forward to the Sergeant, and says that the accused appeared "out of the blue" to give a double-handed push to the Senior Constable. The evidence of both the accused and the Senior Constable is that the accused's hands went up after the Senior Constable had "check-drilled" the accused. This witness obviously did not see this. He specifically says as follows:- " Q. Did you see any physical interreaction between anyone immediately prior to the double handed push [by the accused]? A. Not until that stage, no." (T.27/6/08, p.114.41-44) He did not see the accused reach out with his hand towards the Sergeant (T. 13/11/08, p.27.21-24, and at 45-49 and again at p.32.11-15). None of this would suggest that Mr McDonald was doing anything other than his best to recall the events. However, his recall of what he observed, particularly at the important time immediately before the arrest for the alleged assault by the Senior Constable, shows elements of inattention. He sees the hands of the accused go up and the accused said they did but rather as a reaction to the push by the Senior Constable, this being a push Mr McDonald did not see. This combined with the matters that I have referred to in (ii), (iii) and (iv) set out above, reinforce my reservations and supports my conclusion that his evidence, at the critical point, does not corroborate either version of the events that occurred immediately before the exchange began between the two. Sergeant Shaw does not assist the Prosecution either. He was concentrating on recording the accused's details. Further, he cannot corroborate any impending assault by recourse to what he felt. When asked as to his concerns when the accused moved forward he said as follows:- " I didn't really have time to have a concern. I was aware he'd moved towards me but before I could react, Senior Sergeant Heather had stopped the accused from coming any further." (T.27/6/08, p.42.40-42) I appreciate that the Sergeant does say he saw a push from Mr McLeay, but given that it all happened very quickly, in very close quarters, and he was engaged in any event in writing down material at the time, I do not give enormous weight to his evidence in this regard.
I would therefore be left with the two versions of what occurred, that of Senior Constable Heather and that of the accused. On the evidence of the Senior Constable, he reasonably considered there was an imminent assault about to take place upon the person of the Sergeant. This conclusion, as I have said, was based upon the step forward and the raising of the arm. He performed what has been called a check-drill movement, to prevent the perpetration of the assault. Mr McLeay then responded, deliberately, by turning to the Senior Constable and lifting both his hands and pushing him with some force, sufficient to cause him to go back a step. If this sequence of events is accepted, this would have been an assault upon Senior Constable Heather, and he was entitled to arrest the accused. If, however, one accepts the version given by Mr McLeay, a different conclusion is reached. Mr McLeay says that he did move slightly forward, with one arm up, asking that his license be returned. He in no way intended to assault the Sergeant by threat or action. Senior Constable Heather obviously misinterpreted this and pushed the accused backwards away from the Sergeant. This was done in a fashion that caused the accused to spontaneously raise his arms in order to regain his balance as he moved backwards. His hands, in coming up, may have touched the Senior Constable on his outer vest, but at no time did he push against the Senior Constable. He was then immediately arrested. This version of events does not establish an assault on Mr McLeay's part at all. 107. Given these conflicting versions of events, I would not be able to conclude that the Prosecution's case was one established beyond reasonable doubt. I therefore would have dismissed the charge of assault laid pursuant to the provisions of s.58.
GRAEME CURRAN Magistrate of the Local Court of NSW
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R
McLeay
All charges dismissed. The LEPRA s 199 direction offence dismissed for lack of opportunity to comply (paras 67-70). The s 58 Crimes Act charges for assaulting and resisting a police officer dismissed because the arrest was unlawful under LEPRA s 99 and, following Coleman, an officer performing an unlawful arrest is not acting 'in the execution of his or her duty' (paras 97-106).