R v Hendricks
[2011] NSWCCA 203
At a glance
Source factsCourt
Court of Criminal Appeal (NSW)
Decision date
2011-09-08
Before
Basten JA, Simpson J, Garling J
Catchwords
- 2009/11362
Source
Original judgment source is linked above.
Catchwords
Judgment (12 paragraphs)
Judgment 1BASTEN JA : In circumstances more fully described by Garling J, the applicant seeks leave to appeal in respect of two sentences imposed on him by the District Court on 27 April 2010. The sentences relate, respectively, to sexual assaults committed by the applicant on his then partner, on 13 August and 19 October 2008 respectively. The basis of complaint is not the length of the respective sentences, but the fact that the second was made entirely cumulative upon the non-parole period for the first. 2Such a complaint may be approached in one or both of two ways. First, it is open to this Court to assess the objective circumstances, as revealed by the sentence itself, together with any findings of fact made by the sentencing judge, and determine whether the degree of accumulation demonstrated an error in point of principle. The second approach is to examine the reasons of the sentencing judge to determine whether they reveal an error in terms of principle. 3Where adequate reasons have been given, it is appropriate to combine the two considerations. Adequate reasons should be given: s 5 of the Crimes (Sentencing Procedure) Act 1999 (NSW ("the Sentencing Procedure Act ") relevantly provides as follows: " 5 Penalties of imprisonment (1) A court must not sentence an offender to imprisonment unless it is satisfied, having considered all possible alternatives, that no penalty other than imprisonment is appropriate. (2) A court that sentences an offender to imprisonment for 6 months or less must indicate to the offender, and make a record of, its reasons for doing so, .... (3) Subsection (2) does not limit any other requirement that a court has, apart from that subsection, to record the reasons for its decisions." 4That a sentencing court is required, generally, and not merely in the circumstances identified in s 5, to record the reasons for its orders is not in doubt: Regina v JCE [2000] NSWCCA 498; 120 A Crim R 18 at [19] (Fitzgerald JA, Whealy and Howie JJ agreeing). 5Where an indictable trial proceeds before a judge without a jury, the judge makes a "finding" that has the same effect as a verdict of a jury: Criminal Procedure Act 1986 (NSW), s 133(1). The section further provides: "(2) A judgment by a Judge in any such case must include the principles of law applied by the Judge and the findings of fact on which the Judge relied." 6In dealing with a predecessor to this provision, the High Court has held that, although it "does not use the expression 'reasons for judgment', it should not be taken as intending that the requirements of [s 133(2)] be satisfied merely by a bare statement of the principles of law that the judge has applied and the findings of fact that the judge has made. Rather, there must be exposed the reasoning process linking them and justifying the latter and, ultimately, the verdict that is reached": Fleming v The Queen [1998] HCA 68; 197 CLR 250 at [28]. 7At the commencement of the judgment in Fleming , the Court referred to statements by McHugh JA in Soulemezis v Dudley (Holdings) Pty Ltd (1987) 10 NSWLR 247 at 277-278, identifying the historical transfer of fact-finding functions in civil proceedings from the jury to the judge and the consequences for both statutory appeals and other forms of review. The Court stated that similar issues were drawn into the field of criminal law by the provision for trial by judge alone: at [3]. Soulemezis was one in a line of authorities dealing with the obligation of a judge to provide reasons in respect of findings of fact and the process by which a final conclusion was reached. Soulemezis expanded the basic principle from its well-established area of operation, namely in respect of decisions from which there was a right of appeal, a process started in Housing Commission of New South Wales v Tatmar Pastoral Co Pty Ltd [1983] 3 NSWLR 378 at 386 (Mahoney JA): see Soulemezis at 278C. 8The function of sentencing falls within the area of decision-making from which an appeal lies, albeit with leave: Criminal Appeal Act 1912 (NSW), s 5(1). Given the seriousness of the subject-matter of a sentencing proceeding, it cannot be doubted that the obligation of a sentencing judge in respect of reasons is not less than that which would apply in a civil case. The proceeding culminates in a judgment, comprised of the orders of the court and the reasons therefor. 9The important function of reasons in the sentencing process should not be diminished by the conventional reference to them as "remarks on sentence". Whatever the historical explanation for that nomenclature, it should be abandoned. 10One of the problems in the present case, as identified by Garling J, is that the sentencing judge provided little by way of explanation for his decision to accumulate the non-parole periods in full. In the circumstances, the Court is left to infer from the result, the principles, correct or otherwise, which were applied, or not applied. As explained in House v The King [1936] HCA 40; 55 CLR 499 at 505: "It may not appear how the primary judge has reached the result embodied in his order, but, if upon the facts it is unreasonable or plainly unjust, the appellate court may infer that in some way there has been a failure properly to exercise the discretion which the law reposes in the court of first instance. In such a case, although the nature of the error may not be discoverable, the exercise of the discretion is reviewed on the ground that a substantial wrong has in fact occurred." 11There are two important factors which should have weighed against a total accumulation. Neither of them was referred to in the judgment in this context, and it may, accordingly, be inferred that there was error. 12The first point was that, as his Honour expressly identified in an earlier part of the judgment (p 6), an aggravating factor in relation to the first charge, namely an assault occasioning actual bodily harm, was required to be taken into account on a form 1, in respect of the second count. His Honour was at pains to avoid treating that factor as an aggravating factor in relation to the first charge: however, if, as was required, it were taken into account in respect of the second charge, there was a strong basis for the sentences being partly concurrent. 13The second consideration was that each offence took place between two persons in a well-established (if at times unstable) relationship, which had included the birth of two children. As Garling J explains, the commission of the first offence, which resulted in a sentence of imprisonment for three years, did not destroy the relationship. Rather, although the applicant no longer lived on the same premises, he continued to help look after the family. It was only after his incarceration that the two young girls were removed to the custody of their paternal grandparents, because the mother could not care for them alone. I would therefore infer that the ongoing familial relationship was a matter of some practical importance in the period between the two offences. 14For these reasons, as well as those provided by Garling J, there should have been a significant degree of concurrence in respect of the non-parole periods for each offence. I agree with the orders which his Honour has proposed. 15SIMPSON J: I agree with Garling J. 16GARLING J: This is an application for leave to appeal in respect of a sentence imposed in the District Court of New South Wales by his Honour Judge Freeman on 27 April 2010. 17The applicant, Dan Hendricks, initially pleaded guilty before Finnane DCJ to two offences involving sexual intercourse without consent. He maintained that plea when he came before Freeman DCJ for sentencing. 18The first offence was one contrary to s 61I of the Crimes Act 1900 namely that on 13 August 2008 the complainant had sexual intercourse with the victim, SM, without her consent. 19The maximum penalty for an offence against this section is 14 years imprisonment. A standard non-parole period of seven years' imprisonment applies. 20The second offence was one which occurred on 19 October 2008 and involved the contravention of s 61J(1) of the Crimes Act 1900, namely, the offence of aggravated sexual intercourse without consent. Again, it was alleged that the sexual intercourse occurred with SM without her consent. The circumstance of aggravation relied upon was that at the time of the sexual intercourse the applicant inflicted actual bodily harm on the victim. 21The maximum penalty for this offence is 20 years imprisonment and a standard non-parole period of 10 years is applicable. 22As well, there were three further offences considered by the sentencing judge. Two charges on a Form 1 were placed before the sentencing judge to be taken into account on the second offence and one offence was put before the judge for sentence on a certificate under s 166 of the Criminal Procedure Act 1986. 23For the first offence, the sentencing judge imposed a sentence of imprisonment which comprised of a non-parole period of two years and three months commencing on 19 October 2008 and finishing on 18 January 2011 and a balance of term of nine months to conclude on 18 October 2011. 24For the second offence, the sentencing judge imposed a sentence of imprisonment which comprised a non-parole period of five and a half years and balance of term of three and a half years. He ordered that the sentence commence on 19 January 2011. The effect of this was that the non-parole periods for each of these two offences were entirely accumulated although there was concurrence for nine months between the non-parole period of the second offence and the balance of term on the first offence. 25In addition with respect to the charge of breaching an apprehended violence order which was dealt with on the s 166 certificate, the learned sentencing judge imposed a fixed term of imprisonment of 12 months commencing on 19 January 2011, and concluding on 18 January 2012.