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[2003] VSCA 150
Court of Appeal (Vic)
2003-09-24
BATT and VINCENT, JJ.A. and CUMMINS, A.J.A.
Original judgment source is linked above.
[ 2003] VSCA 150
CRIMINAL LAW - Sentencing - One count of sexual penetration and 30 of indecent assault on boy of 11 to 14 by teacher at religious school over three years - Many other, uncharged, acts - Whether judge had regard to them impermissibly - Whether a finding as to their number not made to requisite standard - Weight to be given to rehabilitation and general deterrence - Childhood sexual abuse of offender, stress and opprobrium - Totality - 7 years 2 months' imprisonment with non-parole period of 4 years and 2 months not manifestly excessive - Sentencing Act 1991, s.6D(a).
(1) By having regard to uncharged allegations in determining the context in which the counts on the presentment occurred;
(2) By failing to give sufficient weight to the appellant's rehabilitation;
(3) By placing too much weight on general deterrence;
(4) By failing to take account of the fact that the appellant had been sexually abused as a child;
(5) By giving no weight to the impact on the appellant of stress and public opprobrium;
(6) In the application of the totality principle by failing to order greater concurrency between the counts;
(7) By imposing a head sentence, individual sentences and non-parole period that are manifestly excessive.
"In my view the aggravation in your situation is massive. It is hard to imagine a greater breach of trust to the child, to his parents, to your community, to the community at large and to your own family. You were not only his teacher but apparently his confidant and, in one sense, his spiritual adviser."
His Honour noted that the offences were 15 years old and said that he took account of the time that had passed, but that the delay, in one sense, did not assist the appellant because these were secret crimes, which, because of fear and shame, the victim did not report until he had undergone counselling.
"Dr. Ogloff considers that your chances, insofar as rehabilitation [is] concerned, are good. He says[3] that you are not a paedophile, and I accept that."
His Honour then referred to Dr. Ogloff's opinion that the offending came about partly through sexual gratification and partly through sexual confusion on the appellant's part. His Honour accepted that the whole sexual conduct of the appellant, which he described, showed sexual confusion.
"The total number of assaults that you committed upon your victim over the next three years in all probability numbers in the hundreds. Those assaults included mutual masturbation, oral sex and a number of other acts. "You have pleaded guilty to 31 counts and it is important that you only be sentenced for those 31 counts. However, the wider history of the matter places those counts into context. That history was not to be used to aggravate your offences, simply to show that they were not one off. That history certainly indicates that you are not entitled to leniency in respect of the offences you have committed."
Later, after he had summarised the nature of the offence charged in each count, his Honour said:
"They are the charges [for] which you are to be sentenced and, as I have indicated, not as a matter of aggravation of those charges but in terms of whether leniency should be extended, are a small proportion of the acts involved."
(i) the early plea of guilty, sparing the victim cross-examination;
(ii) compelling expressions of remorse that were independent of the plea of guilty and came from multiple sources, including a recorded telephone conversation between the victim and the appellant and the appellant's interview with Professor Ogloff;
(iii) that the appellant was shown by sworn evidence and the testimonial references to be of exemplary prior and subsequent character, not merely that he had no prior convictions;
(iv) the clear evidence that the appellant and his family had suffered a devastating impact, with his career terminated (a matter I have already discussed);
(v) the fact that the appellant ceased offending without intervention[28] and then had a friendship with the victim with no allegation of physical or verbal threats during that time, reference being made to his Honour's acceptance of Professor Ogloff's view that the appellant had not set out to groom his victim and of the fact that he would have had difficulty in getting help at the time;
(vi) the judge's acceptance of the view that the appellant did not pose any real risk to the community.
Reference was made in the appellant's written outline to the nature of his incarceration. In addition, the court was urged to temper the victim impact statement and accompanying psychologist's report and in that regard counsel cited the statement by Hayne, J. in Ryan[29] of the accepted proposition that sympathy for the offender's victims cannot be allowed to cloud the sentencer's vision. Counsel then referred the court to a half dozen or so cases of sentences on facts said to be comparable which, it was said, by reason of the duration of offending, the number of victims and the absence of pleas of guilty in those cases showed that the sentence here was manifestly excessive. (Counsel for the respondent had when the appeal was called on handed up the list of cases said to be comparable that had been handed by the prosecutor to the sentencing judge.)
correct sentence because sentencing is a discretionary judicial act. Rather, there is a range of sentences open to the sentencing judge in the exercise of a sound discretionary judgment. In this case, I have come to the conclusion that neither the total effective sentence[32] nor the non-parole period is outside that range. In other words, neither, in my opinion, is manifestly excessive. I have reached that conclusion principally by reason of the objective seriousness of the offending (manifested by the breach of trust and abuse of power and the period over which the 31 offences occurred) together with the appellant's complete awareness of his moral and legal culpability. In reaching my conclusion I have taken into account the partial rehabilitation so far achieved by the appellant and his prospects for further improvement, which the concluding section of Professor Ogloff's report shows is still needed. I recognise that a somewhat shorter non-parole period could well have been fixed in view of the appellant's reformation, achieved and prospective; but I am not persuaded that it was not open to the judge to fix the period which he did.
[1] The directions can be made simpler if expressed compendiously, as by a direction that stated portions of the sentences imposed on stated counts be served concurrently with each other and (in effect) all other sentences. Compare R. v. R.H. McL [1998] VSCA 61; [1999] 1 V.R. 746 at 780, upheld on appeal: R.H. McL v. The Queen [2000] HCA 46; (2000) 203 C.L.R. 452. (The preposition after "concurrent" should be "with" rather than "on".) But when some of the offences are, and others are not, "relevant offences" (for instance) and portions of the sentences imposed for the latter offences are to be served cumulatively it must be conceded that the directions can become complex.
[2] The appellant reserved his plea at the conclusion of the committal hearing. But the hearing was by way of hand-up brief, and there were then some 60 charges.
[3] This was because the victim was pubescent.
[4] Counsel for the appellant before the sentencing judge accepted (T.106) that his Honour, in taking into account the effect on the victim of the offending, could have regard to the whole victim impact statement and did not have to attempt the impossible task of dissecting it as between charged and uncharged acts.
[5] Which in the circumstances of the case probably included mercy.
[6] Cf. R. v. SBL [1998] VSCA 144; [1999] 1 V.R. 706 at 726,para.[70].
[7] Compare Ryan v. The Queen (2001) 206 C.L.R. 267 generally on this question. Were it not for the rehabilitation the appellant had achieved it would also have been significant in relation to specific deterrence.
[8] [2003] HCA 14; (2003) 77 A.L.J.R. 872 at 878, paras [29], [31] and [32]. Cf. s.5(2)(f) of the Sentencing Act, noting that the amplifying s.6 is not exhaustive.
[9] The Queen v. Olbrich [1999] HCA 54; (1999) 199 C.L.R. 270 at 281, para.[27], approving R. v. Storey [1998] 1 V.R. 359 at 369; and Weininger at 876, para.[18]. Both counsel accepted that Weininger, so far as it is referred to in these reasons, was applicable to State offences and I have been content to proceed on that basis.
[12] And was treated as though it was sworn: Magistrates' Court Act 1989, Schedule 5, clause 8(1)(b).
[14] R. v. Bernath [1997] 1 V.R. 271 at 277.
[15] [2001] VSCA 196 at para.[27] per Callaway, J.A., with whom O'Bryan, A.J.A. agreed.
[16] [2002] VSCA 153 at para.[35].
[18] At T.71. Criticism was made of some of his Honour's other remarks about rehabilitation and delay during the course of the plea hearing. But they were clearly, as his Honour indicated, tentative observations.
[19] [2000] VSCA 172; (2000) 2 V.R. 1 at 3-5, paras.[3]-[7], and 10, para. [34].
[23] (2001) 206 C.L.R. 267 at 303-304, para.[123], and 318-319, para.[177], respectively.
[24] At 284-285, paras.[52]-[55], and 313-314, paras.[156]-[157], respectively. Gummow, J. did not express any view on the question.
[28] But not of his own volition: see para. [5] above.
[30] [1998] VSCA 144; [1999] 1 V.R. 706 at 725, para.[66]. Compare R. v. Giordano [1998] 1 V.R. 544 at 549.
[31] Compare Dinsdale v. The Queen [2000] HCA 54; (2000) 202 C.L.R. 321 at 325-326, para.6.
[32] Strictly the challenge is to the insufficiency of directions for concurrency or, perhaps, to the excessiveness of the cumulations operating by law after giving effect to the directions for concurrency.
R
Dunne [2003] VSCA 150