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[2002] VSCA 164
Court of Appeal (Vic)
2002-10-18
WINNEKE, P., CALLAWAY, J.A. and O'BRYAN, A.J.A.
Original judgment source is linked above.
[ 2002] VSCA 164
CRIMINAL LAW - Conviction - Indecent act with a child under 16 and incest - VATE tape made pursuant to s.37B Evidence Act 1958 admitted in evidence - Fundamental procedural irregularity after jury retired by giving the jury the VATE tape for replaying in the jury room - Trial unfairness - Miscarriage of justice.
"... it is a matter for the judge's discretion as to whether the jury's request for the video to be replayed should be granted or refused."[4].
However the court went on to say that the judge must bear in mind the need to guard against unfairness deriving from the replay of "only the evidence-in-chief of the complainant". The Lord Chief Justice stipulated certain "requirements" which the judge should comply with, if he allows the video to be replayed to the jury after retirement. They were:
"(a) The replay should be in court with judge, counsel and defendant present. (b) The judge should warn the jury that because they are hearing the evidence-in-chief of the complainant repeated a second time well after all the other evidence, they should guard against the risk of giving it disproportionate weight simply for that reason and should bear well in mind the other evidence in the case. (c) To assist in maintaining a fair balance, he should after the replay of the video, remind the jury of the cross-examination and re-examination of the complainant from his notes, whether the jury asked him to do so or not."
"(1) The video-recording of the child's interview is not itself evidence in the case. The evidence is given orally and by means of the video-recording so far as the evidence-in-chief is concerned. This is clear from s.32A itself. [I interpolate that it is also clear from s.37B of the Evidence Act (Vic.).] (2) The video-recording enables the jury to observe the child's demeanour as a witness, just as it can do if the evidence is given orally and in court. The fact that it is a recording enables it to be replayed if the jury so requests and, subject to stringent safeguards, this procedure is allowed : Rawlings. This facility cannot be made available to them when the evidence is given in the normal way in court. It is an advantage, therefore, derived from modern technology which is allowed to assist them in their evaluation of the child's evidence. (3) Whatever use may be made of the video, after the evidence-in-chief has been given, it is essential to remember that it contains only part of the evidence of the witness in question. The stringent safeguards required by the judgment in Rawlings are designed to maintain a `fair balance' when the jury does see the video again. (4) If a transcript of the video-recorded interview is available, the jury should not normally be permitted to take it with them when they retire, unless the defence consents (Coshall). This is because there is no effective safeguard in such circumstances against the jury giving that part of the child's evidence disproportionate weight. ..."
"... the principles discussed in the authorities I have reviewed suggest that as a general rule, at least in the absence of consent of both Crown and defence, video-taped evidence tendered under s.93A of the Act will not be permitted to go into the jury room during deliberations. If the judge decides to allow the jury to view the video-tape, this should generally be done after discussing the proposed procedure with counsel in open court. The judge should also warn the jury that, because they are hearing the evidence-in-chief of the complainant repeated a second time and well after all the other evidence, they should guard against the risk of giving it disproportionate weight simply for that reason and should bear well in mind the other evidence in the case. It is not in our view necessary in every case after replaying the video-tape to remind the jury of the cross-examination and re-examination of the complainant from the judge's notes or transcript, where this is not requested by the jury. In many cases this may be wise, but every case will depend on its own facts. The overriding consideration for the trial judge must be fairness and balance, something which can be difficult to achieve in emotive sexual cases which are particularly likely to arouse feelings of prejudice in the jury." (footnotes omitted.)
custody, no warnings or cautions were given to the jury.
remember the cross-examination or the danger of the tape's assuming undue prominence and this was a case where the evidence that stood to be eclipsed by the jury's concentration on the tape included not only the cross-examination but the applicant's own evidence.
"(1) This section applies to a legal proceeding, other than a committal proceeding, that relates (wholly or partly) to a charge for - (a) a sexual offence; or (b) an indictable offence which involves an assault on, or injury or a threat of injury to, a person. (2) The evidence-in-chief of a witness for the prosecution may be given (wholly or partly) in the form of an audio or video recording of the witness answering questions put to him or her by a person prescribed for the purposes of this section if the witness is a person with impaired mental functioning or is under the age of 18. (3) Subject to sub-section (4), the recording is admissible in evidence in the proceeding as if its contents were the direct testimony of the witness if - (a) it is proved that a transcript of it was served personally on the defendant or by post on his or her legal practitioner at least 14 is days before the commencement of the hearing of the proceeding; and (b) it is proved that the defendant and his or her legal practitioner were, in accordance with the regulations, given a reasonable opportunity to listen to and, in the case of a video recording, view the recording; and (c) at the proceeding the witness - (i) identifies himself or herself and attests to the truthfulness of the contents of the recording; and (ii) available for cross-examination and re-examination. (4) The court may rule as inadmissible the whole or any part of the contents of a recording."
The grant of power conferred by s.37B is a departure from the common law rule that a witness called in a criminal trial should give evidence viva voce in the presence of the jury and the defendant. But the grant of power is subject to the limitations identified in the authorities Rawlings[17], Welstead[18] and R. v. C.[19] which will be discussed later.
"(1) For the purpose of helping the jury to understand the issues, the trial judge may order on the application of a party or of his or her own motion that copies of any of the following shall be given to the jury in any form that the trial judge considers appropriate - (a) the presentment; (b) the summary of the prosecution opening and the notice of pre-trial admissions of the prosecution; (c) the defence response to the summary of the prosecution opening and the defence response to the notice of pre-trial admissions; (d) any document admitted as evidence; (e) any statement of facts; (f) the opening and closing speeches of the prosecution and the defence; (g) any address of the trial judge to the jury under section 14; (h) any schedules, chronologies, charts, diagrams, summaries or other explanatory material; (i) transcripts of evidence; (j) transcripts of any audio or audio visual recordings; (k) the trial judge's summing up; (l) any other document that the trial judge thinks fit. (2) The trial judge may specify in an order under sub-section (1) when any material is to be given to the jury."
"Document includes, in addition to a document in writing" -
[paragraphs (a), (b), (c) and (f) are not relevant]
"(d) any disc, tape, sound track or other device in which sounds or other data (not being visual images) are embodied so as to be capable (with or without the aid of some other equipment) of being reproduced therefrom. (e) any film (including microfilm), negative tape or other device in which one or more visual images are embodied so as to be capable (with or without the aid of some other equipment) of being reproduced therefrom;"
"The second measure is to provide an option whereby a video or audio-recording of an interview of a child complainant may be admitted as evidence. The recording would serve as the child's evidence-in-chief, saving him or her from having to recount the allegations in detail and presenting the court with the freshest possible account of the alleged events."
"But whether it is made an exhibit or not cannot be conclusive as to whether the jury can have it replayed. Even an exhibit, as already pointed out, is not always automatically and in its complete form to be made available to the jury on request. Conversely, even if the video is not an exhibit, the jury must be entitled to be reminded of its contents. The question at issue is simply how that should be done."
"In our judgment it is a matter for the judge's discretion as to whether the jury's request for the video to be replayed should be granted or refused. He must have in mind the need to guard against unfairness deriving from the replay of only the evidence-in-chief of the complainant. Usually, if the jury simply wish to be reminded of what the witness said, it would be sufficient and most expeditious to remind them from his own note. If, however, the circumstances suggest or the jury indicate how the words were spoken is of importance to them, the judge may in his discretion allow the video or the relevant part of it to be replayed. It would be prudent where the reason for the request is not stated or obvious for the judge to ask whether the jury wish to be reminded of something said which he may be able to give them from his note or whether they wish to be reminded of how the words were said. If the judge does allow the video to be replayed, he should comply with the following three requirements. (a) The replay should be in court with judge, counsel and defendant present. (b) The judge should warn the jury that because they are hearing the evidence-in-chief of the complainant repeated a second time well after all the other evidence, they should guard against the risk of giving it disproportionate weight simply for that reason and should bear well in mind the other evidence in the case. (c) To assist in maintaining a fair balance, he should after the replay of the video, remind the jury of the cross-examination and re-examination of the complainant from his notes whether the jury asked him to do so or not. For completeness, we should refer to our judgment in Reg. v. Atkinson (unreported), 1 August 1994, C.A. In that case, we rejected submissions that the judge was wrong to allow the jury at their request to see again in retirement the video of interviews with the complainant which had been put to her in cross-examination as inconsistent statements. There, no point arose as to evidence-in-chief being given greater prominence than cross-examination or other evidence-in-chief since the video of the interviews was not evidence-in-chief at all and the judge made that abundantly clear to the jury on a number of occasions."[25]
The Court of Appeal (Lord Justice Evans and Garland and Connell, JJ.) drew the following conclusions from Rawlings, Coshall and Sekhon[27]:
"(1) The video-recording of the child's interview is not itself evidence in the case. The evidence is given orally and by means of the video-recording so far as the evidence-in-chief is concerned. This is clear from section 32A itself. (2) The video recording enables the jury to observe the child's demeanour as a witness, just as it can do if the evidence is given orally and in court. The fact that it is a recording enables it to be replayed if the jury so requests, and subject to stringent safeguards this procedure is allowed: Rawlings. This facility cannot be made available to them when the evidence is given in the normal way in court. It is an advantage, therefore, derived from modern technology which is allowed to assist them in their evaluation of the child's evidence. (3) Whatever use may be made of the video, after the evidence-in-chief has been given, it is essential to remember that it contains only part of the evidence of the witness in question. The stringent safeguards required by the judgment in Rawlings are designed to maintain a `fair balance' when the jury does see the video again. (4) If a transcript of the video-recorded interview is available, the jury should not normally be permitted to take it with them when they retire, unless the defence consents: Coshall. This is because there is no effective safeguard in such circumstances against the jury giving that part of the child's evidence disproportionate weight. (5) The value to the jury of `tools' which may assist them in following and understanding a witness' evidence has been recognised and approved by this court in Sekhon (observation logs). A transcript of the video-recording was given to the jury in Coshall for use during the child's evidence, and this was not the subject of complaint in this court, as distinct from allowing the jury to keep it when they retired. (6) It was submitted in Rawlings that the reason for refusing to let a jury have transcripts of a witness's testimony is that `one part of the total corpus of evidence should not be given disproportionate weight and importance' (at p.225 and p.181E). We would add that there is equally no question of providing the jury with a transcript of the whole of the evidence, because of the burden which this would place upon them and the limited value of any such exercise."[28]
"In our view, this was one of those cases where replaying the videotape, this time making sure that the jury could hear what the complainant was saying, was appropriate. This would have enabled the jury to appreciate not only what she was saying, but also how she said it. To ensure balance, the judge should then have read to the jury possibly the rest of the complainant's evidence-in-chief and in the circumstances, probably the whole of the cross-examination. If, on replaying the videotape, the jury indicated they still cold not hear what the complainant was saying, the alternative course of permitting the jury to have the transcript while the videotape was being played, would have been appropriate."
"[T]he learned trial judge was not informed of the discretion he had pursuant to s99 of the Act, nor was he informed of the substantial body of weighty judicial opinion that the videotaped evidence of a child under the equivalent of s93A of the Act should not go into the jury room during deliberations. There is a real danger that in replaying a videotape, possibly many times, the jury may overemphasise that evidence, as against other evidence in the case, particularly cross-examination. ... as a general rule, at least in the absence of the consent of both Crown and defence, videotaped evidence tendered under s93A of the Act will not be permitted to go into the jury room during deliberations. If the jury request to hear the evidence of the complainant child a trial judge must deal with each situation on the facts as they arise. As Shepherdson J notes in his judgment, a trial judge must be careful that any questioning does not intrude on the confidentiality of the jury's deliberations.[38] If the judge decides to allow the jury to view the videotape, this should generally be done after discussing the proposed procedure with counsel in open court. The judge should also warn the jury that because they are hearing the evidence-in-chief of the complainant repeated a second time and well after all the other evidence, they should guard against the risk of giving it disproportionate weight simply for that reason and should bear well in mind the other evidence in the case.[39] It is not in our view necessary in every case after replaying the videotape to remind the jury of the cross-examination and re-examination of the complainant from the judge's notes or transcript, where this is not requested by the jury.[40] In many cases this may be wise but every case will depend on its own facts. The overriding consideration for the trial judge must be fairness and balance, something which can be difficult to achieve in emotive sexual cases which are particularly likely to arouse feelings of prejudice in the jury.[41] As Shepherdson J points out in his judgment, such an approach is consistent with the comments of Brennan CJ in Bulejcik v The Queen.[42]"
"H. does not give clear guidance to trial judges as to the procedure to be followed when a jury request to listen to or view a complainant's tape tendered by way of s93A Evidence Act 1977. The divergence in the views expressed by Shepherdson J and me was not resolved by Jones J who agreed with both. Unsurprisingly, I prefer the view I expressed in H. at para17. The trial judge has the conduct of the trial, understands its nuances and is best placed to ensure fairness and balance. It is desirable that the trial judge has a discretion in each case to determine the most appropriate course. Here, the trial judge declined to read the cross-examination of the complainant and the evidence of other witnesses which was inconsistent with that of the complainant. He reminded the jury of that evidence, however, in a general way. The evidence at trial was not complex and was in short compass commencing at 2 pm on 11 January 1999 and concluding at 11.01 am on 12 January 1999. His Honour's redirection to the jury on this issue was fair and balanced and highlighted the internal inconsistencies in the complainant's evidence and the inconsistencies between her evidence and the version she gave to her mother and her teacher more effectively than the reading of many pages of transcript. He told them that any passage of the transcript in which they were interested could be read to them. His Honour's redirections sufficiently balanced the possibility of over-emphasis upon the replay of the complainant child's taped evidence as against other evidence in the case. There can be no justifiable complaint about his Honour's mode of dealing with the jury's request to replay the complainant's evidence by way of video and audio tapes tendered under s93A Evidence Act 1977."
[1] Cf. R. v. NRC [1999] VSCA 184; [1999] 3 V.R. 537 at 540.
[3] The judgment of the court was delivered by Lord Taylor of Gosforth, C.J.
[5] R. v. Coshall, Court of Appeal, unreported, 17 February 1995 (Transcript); R. v. Boakes, Court of Appeal, unreported, 14 May 1996; R. v. Welstead (1996) 1 Cr.App.R. 59; R. v. John M. [1996] 2 Cr.App.R. 56; R. v. Roberts, Court of Appeal, unreported, 24 March 1998; R. v. McQuiston (1998) 1 Cr.App.R. 139; R. v. Smith, Court of Appeal, unreported, 17 February 1998.
[7] [1996] 3 N.Z.LR. 295 at 299-300.
[8] See also R. v. Thomas (1992) 9 C.R.N.Z. 113 at 114, per Anderson, J.
[10] Cf. Bulejcik v. R. (1996) 185 C.L.R. 375 at 386, per Brennan, C.J. (who dissented as to the outcome).
[11] [2000] Qd.R. 54 at 56.
[12] Cf. R. v. Saunders [1995] 2 Cr.App.R. 313 at 317-8.
[13] Wilde v. R. [1988] HCA 6; (1988) 164 C.L.R. 365 at 373, per Brennan, Dawson and Toohey, JJ.
[14] Section 19(1) is concerned with the provision of copies but the word "copies" is ambiguous. It does not always mean a reproduction: a person may say, for example, that he or she owns "two copies" of a particular textbook. The discretion to provide copies of transcripts of evidence (para (i)) makes me hesitate to say that s.19(1) is incapable of applying to a VATE tape, but in practice the question will not arise. It will almost always be preferable to play the tape in open court accompanied by appropriate directions.
[16] M v. The Queen [1994] HCA 63; (1994) 181 C.L.R. 487.
[17] R. v. Rawlings and Broadbent [1995] 1 W.L.R. 178.
[18] R. v. Welstead [1996] 1 Cr.App.R. 59.
[19] R. v. C. [1999] QCA 246; [2000] 2 Qd.R. 54.
[20] R. v. J (No. 2) [1998] 3 V.R. 602.
[21] See Interpretation of Legislation Act 1984, s.36(2A) inserted by Act No. 60 of 2000.
[23] R. v. Rawlings and Broadbent, the Court of Appeal comprised Lord Taylor of Gosforth, C.J., Curtis and Gage, JJ.
[26] R. v. Coshall [1996] 1 Cr.App.R. Part IC Sweet & Maxwell; [1995] (17 February) T.L.R. 93; R. v. John M [1996] 2 Cr.App.R. 56; R. v. Welstead [1996] 1 Cr.App.R. 59; R. v. Boakes [1996] EWCA Crim. 439; R. v. Boberts [1998] EWCA Crim. 1054; R. v. Smith [1998] EWCA Crim.578.
[27] R. v. Sekhon (1987) 85 Cr.App.R. 19.
[35] Tompkins, J. at 301. The Court of Appeal comprised Eichelbaum, C.J., Gault and Tompkins, JJ.
[41] See De Jesus v. The Queen [1986] HCA 65; (1986 61 A.L.J.R. 1 per Gibbs, C.J. at 3.
[42] (1996) 185 C.L.R. 376 AT 386.
[47] R. v. Rawling & Broadbent (supra).
[50] R. v. Glennon [1994] HCA 7; (1993-1994) 179 C.L.R. 1.
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B A H [2002] VSCA 164