Despite the similarities between the cases and the desirability of similar disposition in cases involving similar facts, this Tribunal considers that a disposition short of deregistration would be an inadequate response to the seriousness of the practitioner's misconduct. Both the profession and the public must know that standards will be maintained and that serious misconduct will have consequences for professional registration: Law Society of NSW v Foreman (1994) 34 NSWLR 408 per Giles JA at 471.
Applicant's evidence
20Mr Griffin read an affidavit of the applicant sworn 14 February 2011. The applicant was required for cross-examination.
21Counsel also tendered:
(a) a report of Dr Rodney McMahon, a general practitioner at the Dapto Medical Centre, where he is the Medical Director. He was not required for cross-examination;
(b) a report of Dr Mitchell K Byrne, Clinical & Forensic Psychologist. He was required for cross-examination;
(c) a reference from Om Dhungel, President of the Association of Bhutanese in Australia;
(d) a reference from James Isabella, Managing Partner of the law firm, Williamson Isabella Lawyers of Dapto.
22The applicant detailed his background qualifications, experience and the circumstances leading to the original complaint, to which we have already made reference.
23The applicant stated that prior to the Tribunal hearing in 2010, he had commenced a Post-Graduate Diploma in Medical Ethics by distance education through Monash University. He has since completed this single semester course. He undertook this course to gain a greater understanding about doctor-patient boundaries and the inherent power imbalance between a doctor and a patient.
24The applicant has completed a short course in "Mental Health Disorders" from the General Practice Learning website of the RACGP on 9 August 2010. The applicant has also completed a short course on the "ACCC and Medical Profession" from the same website, as well as a certificate in "Pedal Dermatoses".
25Since his deregistration, the applicant has also undertaken studies mostly by audio and video CDs supplied by the RACGP. These studies were undertaken as part of the applicant's plan to remain up-to-date with current developments. There was no independent confirmation available from the RACGP to verify this study. The topics were as follows:
(i) diet and exercise: text reading. Two hours;
(ii) smoking cessation: Audio CD. Two hours;
(iii) stroke/TIA, CVS, Obesity: Audio CD. Three hours;
(iv) Mediguide: Medicare and other Australian Health programs: Audio CD. Forty minutes;
(v) fertility enhancement strategies: Video CD. Two hours;
(vi) pain management: Audio CD. Three hours;
(vii) diagnosis and management of prostate cancer: Video CD. Two hours;
(viii) restless leg syndrome, diagnosis and treatment: Video CD. One hour;
(ix) intra-uterine device, Mirena: Video CD. One hour;
(x) adult vaccinations: Audio CD. One hour;
(xi) asthma management: Audio CD. Two hours;
(xii) malaria prevention: Audio CD. One hour.
26The applicant, in order to update himself on various medical conditions in general practice, has undertaken research into 50 common medical conditions in Australia. He has prepared an electronic handbook containing summaries of these conditions. He stated that if his registration is reinstated, he intends to consider launching a website to make this information available to the public free of charge. He has had some preliminary discussions about this project with Dr McMahon and other former colleagues.
27After the applicant joined the Dapto Medical Centre, he advised Dr McMahon of the events that occurred in relation to Patient A . Dr McMahon agreed to act as his mentor. The applicant has met with Dr McMahon to discuss the ethical and professional issues arising from his misconduct on 16 occasions during the period between 2010 - 2011.
28The applicant has also attended upon Dr Byrne on five occasions between 26 May 2010 and 20 August 2010. The applicant noted that Dr Byrne had made recommendations as to possible conditions that could be placed upon his registration if he were permitted to resume practice. His evidence was that he had discussed these suggestions with Dr Byrne and would consent to such conditions being placed upon his registration.
29Under the heading "Reflecting upon my misconduct" the applicant's affidavit read:
24. Since my deregistration, I have developed a greater understanding of the power imbalance that existed between me and Patient A. I abused my position as a doctor for my sexual gratification. Patient a was a very vulnerable. She came from a broken home and had been disowned by her parents. They had custody of her two children. She was an alcoholic and used illicit drugs. She was very depressed and had exhibited some symptoms that were consistent with a personality disorder. In addition to her mental health problems she described herself as a nymphomaniac. It is clear to me in retrospect that she was 'crying out' for help. She trusted me and probably wanted me to help her.
25. I did not consider referring her to any independent specialists for counselling or treatment in respect to any of these issues. I did not provide any counselling in relation to any of her problems or behaviour. I am very ashamed to acknowledge that instead of helping her, I took advantage of her vulnerability and had sex with her. My behaviour was opportunistic, selfish and disgraceful. I am remorseful for my conduct.
26. In addition to the probable long term effect my conduct had on Patient A I now appreciate that it may also have caused indirect harm to her children and her family. I have not seen or spoken to Patient A since I was in [a city in regional New South Wales]. She did not provide a statement to the previous Tribunal or give oral evidence.
27. I recognise that the publicity surrounding my breach of trust has the potential to:
(i) cause some members of the public, especially women, to have reservations about consulting male medical practitioners, with possible serious consequences; and
(ii) diminish the standing of the medical profession in the community.
28. Since my misconduct my wife and children have suffered considerable stress and anxiety through no fault on their part.
30In February 2008, the applicant signed a five year contract with Primary Health Care ("PHC") to work as a medical practitioner at the Dapto Medical Centre. He received a signing-on fee of $500,000 and in return was contracted to work 50 hours per week for 48 weeks of each year. As a result of being deregistered, he has breached his contract with PHC and they have served him with a formal notice to repay $275,000 by the end of April 2011, if he is not re-registered. This period has been extended to the determination of this application.
31Since he was deregistered, he has not worked in paid employment. He has utilised an extended line of credit to meet the family living expenses and this has considerably increased the mortgage on his family home. He believed that if he was not re-registered, he would have to sell his home.
32The applicant concluded his affidavit by stating:
31. I accept that the decision of the Tribunal was reasonable and made in the public interest. I understand that it was not primarily made to punish me. It has given me the opportunity to examine my behaviour and appreciate that registration as a medical practitioner is a privilege not to be abused.
32. I am determined that I will never behave in this manner again. I am now aware of the circumstances where both subtle and obvious boundary violations can occur.
33. I became an Australian citizen on 17 August 2010. I derived great satisfaction from working as a medical practitioner and would appreciate the opportunity to make a contribution to the community by returning to practice.
33During his oral evidence, the applicant said that if he was confronted with a situation like that of Patient A in the future, he had discussed various strategies with Dr McMahon to avoid any recurrence. These included not calling the patient by their first name; encouraging the patient to address him as doctor; not accepting gifts from the patient, and not exchanging private telephone numbers with patients. If an issue arises during a consultation in respect of boundaries, the applicant has decided he must tell the patient that he does not feel comfortable. If it is necessary for him to undertake a physical examination of a female patient, he will give the patient the option of seeing a female doctor. If they declined, he would ask the female patient if she would like a chaperone present during the examination.
34During the period of deregistration, the applicant has written a book comprising some 255 pages to assist patients dealing with cancer. He has had informal discussions with the Cancer Council of Australia in respect of publishing this book. If he is re-registered, he proposes to obtain a peer review of the book and send it to the Cancer Council of Australia for assessment.
35During cross-examination, the applicant's evidence was that he understood the doctor-patient relationship to be a relationship of trust and mutual respect where the patient consents to the giving of information, sometimes of an intimate and personal nature, and to examinations. He acknowledged that it was important that a doctor did not use his power for his own personal gratification or benefit. If a doctor misused his power, the doctor would be crossing professional boundaries and betraying the trust placed in him by the patient. He further acknowledged that a doctor entering into a personal relationship with a patient would have a detrimental impact on the doctor's ability to treat that patient and that his professional judgment could become clouded if involved in a sexual or personal relationship with a patient. He accepted that this had happened with Patient A. The applicant further accepted that the power imbalance becomes greater if the patient has a psychological or psychiatric problem, or intellectual disabilities. The applicant's evidence was that a power imbalance exists with any patient because a doctor has learning and experience about treating conditions and a patient is seeking the doctor's assistance and help for an illness or condition.
36The applicant acknowledged that having a personal or sexual relationship with a patient had the potential to bring the medical profession into disrepute. He stated that he understood that patients should not be at risk during a consultation and that patients were entitled to have an expectation that their boundaries would be respected during any consultation. He explained that minor issues of boundary crossing, such as receiving gifts, or addressing patients by their given names should be seen as a warning sign that the doctor-patient boundary was being crossed and could lead to a boundary violation. He identified the various instances of boundary crossing with Patient A that ultimately led to the boundary violation and that he had ignored the warning signs. In recognition that he was crossing boundaries, he said he put a notation on the computer that he did not wish to see Patient A again, but he subsequently ignored this notation. The applicant also accepted that he made "a big error" in not making adequate notes, particularly of Patient A's complaints of sexual dysfunction and that she was a "nymphomaniac". He agreed that this was a perfect example of a conflict of interest because the omitting of that information from the notes was based on the applicant's concern about personal embarrassment.
37The applicant gave evidence that the reason that he had undertaken regular meetings with Dr McMahon was because he did not have an insight into what had caused the incident in the first place. He wanted to ascertain what personality characteristics of his led him to engage in such conduct. He also accepted Dr Byrne's analysis of his personality that because he had been successful during his life, he needed to have "some issues strategies" in place to deal with an issue such as this if it arose. He said that he agreed with Dr McMahon that many of the sessions with him were very confronting and that he found some of the sessions humiliating.
Evidence Dr M K Byrne
38Dr Byrne provided a report dated 20 December 2010. Attached to the report was his Curriculum Vitae which disclosed that he was awarded a PhD in 2009. Dr Byrne was assisted in his treatment of the applicant through the administration of two Psychometric measures. The first was a Personality Assessment Inventory which is a standardised psychometric instrument of some 344 questions which sought to assess issues in relation to the applicant's psychopathology; if there was any mental issue present; whether or not he was lying or telling the truth, or answering consistently or inconsistently. In addition, it also looked at issues in relation to what is called a personality disorder and is extremely responsive to the extent that a patient is willing to and prepared to engage in treatment. According to Dr Byrne, this is one of the most commonly used assessments, in the clinical arena, to measure personality.
39The applicant's responses were valid and consistent. Dr Byrne also checked these reports to ensure that he had not responded in an erratic manner. Dr Byrne stated " The instrument indicated a tendency and portrayed him in a favourable light and inordinately free of the normal shortcomings." His responses, whilst elevated, did not exceed a level that would be considered to be significantly abnormal. What it suggested was that the applicant had a tendency not to admit shortcomings and to be seen in a positive way. There was no evidence of any significant clinical psychopathology. It indicated high levels of self-confidence and a state of evaluation which was consistent with the elevation in his level of how he wanted to present himself.
40The assessment indicated that the applicant did not think he had a problem that required a clinical intervention per se and that he felt that he "needed to be there". Amongst the clinical scales type, none were significantly high although the most prominent was grandiosity and eccentricity, and a sense of personal self-importance.
41The second test administered was the Depression, Anxiety, and Stress Scale ("DASS21"). The DASS21 is a 21 item self-report questionnaire designed to measure the severity of the core symptoms of Depression, Anxiety, and Stress. Accordingly, the DASS21 allows not only a way to measure the severity of a patient's symptoms, but also a means by which a patient's response to treatment can be measured. The applicant's results indicated there was no evidence of Anxiety, Stress, or Depression.
42Dr Byrne's evidence was that he was particularly mindful of paragraph 35 of the Tribunal's Determination (set out earlier in this Determination), and the issue of the applicant's lack of "insight" into the impact of his conduct. Dr Byrne stated that therefore his assessment and therapy was orientated toward the enhancement of insight and amelioration of barriers to insight.
43Dr Byrne consulted with the applicant on five occasions including the initial assessment, which was an extended consultation. Dr Byrne discussed with the applicant the Tribunal's Determination on several occasions across the therapy period. At the conclusion of the initial assessment, as reference was made to his current circumstance, the applicant observed that the issue at hand was "whether or not he had insight into his behaviour". During the following sessions, the applicant was given "homework" tasks. During the fourth session, he advised that he had undertaken a medical ethics course and acknowledged insight deficits, which he related to the therapy conducted thus far. This was reflected in the applicant's written responses from the previous sessions "homework" task where he acknowledged his errors of judgment and self-interest. At the last session, the specific reference to paragraph 35 of the Tribunal's Determination was made, in relation to relapse planning for the future. Reference to his misuse of his position of power made in his written "homework" task completed before the last session was used in discussions of the Tribunal's concerns.
44Dr Byrne's evidence was that brief and directive Cognitive Behavioural Therapy ("CBT") was used during the five sessions.
45As a consequence of therapy, Dr Byrne observed a tangible shift in the applicant's understanding of his behaviour, the gaps in his knowledge, risk factors to avoid and acceptance of his vulnerability to error. His appreciation of the "mechanics" of his self-entitlement behaviours was also enhanced. He expanded upon these observations in cross-examination as follows:
Q. At the conclusion of the five sessions, what did you conclude in respect to any progress that Mr Parajuli had exhibited in his dealings with you?
A. I made a number of observations. I certainly observed that Mr Parajuli became a more willing participant in therapy. I observed in his PAI, his personality assessment inventory, a low treatment responsivity and indeed I think about the third session some resistance and passive aggressive behaviours. But I observed by the end of therapy that there was some humanity and cognizance of his need for further education and further change. I observed therefore a greater willingness to continue to engage in therapy or engage in training or engage in education.
I also observed an enhanced insight at an intellectual level of the effect of his behaviours and an appreciation of what we call the case formulation, the understanding that we develop of why he did what he did.
I never was of the opinion that Mr Parajuli didn't know that what he did was wrong. But I did observe that he understood after our work together why it was wrong, certainly at an intellectual level and what the consequences of that behaviour was.
46During further cross-examination, Dr Byrne gave the following evidence:
Q. Is he motivated, in your opinion, by a desire to continue to have this special standing in the community as a doctor?
A. I believe part of his motivation must be to continue to hold a position of prestige and responsibility.
Q. Can you comment to what extent, if any, that might be protective if he were allowed to return to practise?
A. Absolutely. I'm strongly of the view strongly of the view that Mr Parajuli's motivation to maintain a position of prestige and prominence would override inappropriate behaviour because his insight, his intellectual insight overrides the likelihood of inappropriate behaviour in the future. It's just not worth it.
47Dr Byrne stated that he "did not appraise him to have fully appreciated at an emotional level the potential impact of his actions on the subject patient or her family, however I strongly believe that at an intellectual level he understands the impact of his behaviour on the patient, the family, the community and the profession."
48Dr Byrne also believed that he appreciated his own need for continuing education and supervision. He was able to complete the Brief CBT goals in the five sessions he had with the applicant. Dr Byrne believed that the goal of enhancing his insight was achieved. In his therapy with the applicant, he "formed the opinion that he formed insight into the need for treatment/action, not that he developed a huge emotional connection with the victim of his misconduct or a sense of morbid guilt."
49In Dr Byrne's opinion, the applicant had been sensitised to doctor-patient boundary issues and that should a similar such issue arise in the future, he would seek immediate assistance from professional colleagues. Further, it was the applicant's intention (detailed in the final session with Dr Byrne) to establish a supervisory relationship with Dr McMahon on a fortnightly basis to offset the potential for future difficulties.
50In Dr Byrne's opinion, the applicant will comply with ethical and professional obligations in his future conduct as a medical practitioner and that this will include any situations similar to those that were dealt with by the Medical Tribunal.
51Dr Byrne observed that if the applicant was re-registered, he believed that he should practise in a medium to large group practice that would afford him opportunities for peer support and supervision and where patients that may be identified as having the potential to challenge his professional boundaries can be re-referred to another doctor in the practice. He further recommended that the applicant be mandated to continue his professional development, particularly in the areas of Mental Health, Personality Disorder, and Impulse Control Disorders and that he receive regular targeted supervision where his training was reflected upon as it relates to his ongoing practice. Finally, he recommended that the applicant access a Balint group and become a regular attendee and contributor. Balint groups are experiential, small group educational activities where practicing general practitioners meet regularly to discuss difficult cases. The focus is on psychological aspects of general practice and particularly the emotional content of doctor-patient relationships. Such groups are operating in the Illawarra area and are generally facilitated by trained mental health professionals.
Evidence of Dr R McMahon
52Dr McMahon provided a report dated 3 February 2011. He is a general practitioner in practice with 16 other general practitioners at the Dapto Medical Centre, and is its Medical Director. Dr McMahon is also a Member of the Medical Council, being the nominee from the RACGP. In this capacity, he has always excused himself from the Medical Council, or its committees, when matters regarding the applicant have been discussed. Dr McMahon stated that he had read the 2010 decision of the Tribunal. He has known the applicant professionally, but not socially, since he joined the Dapto Medical Centre three years ago. During this time, he found him to be earnest, competent, caring, committed, and honest. He was very popular with patients and very well liked by the doctors, nurses and other staff working in the Dapto Medical Centre. Dr McMahon said that the applicant always maintained a professional manner and was regarded as careful and conservative. No other doctors or staff have observed or received any comments or complaints from patients about boundary crossings, or any other inappropriate professional behaviour whilst he has worked at the practice.
53Dr McMahon said that he has spoken individually with each of the doctors and the office manager in regard to the possible concerns about the applicant returning as a doctor. He said there was universal delight at the possibility of his return and there was no doubt that he would be very welcome if he was able to return. Several doctors offered to assist with supervision or mentoring if this was the wish of the Tribunal.
54Dr McMahon also said that he had spoken with Mr Harry Bateman, a principal of Primary Health Care and he confirmed that the applicant would be welcome to return if he was re-registered as a medical practitioner.
55Dr McMahon agreed to assist the applicant as a mentor when he disclosed his misconduct in 2009. He said that they have met on roughly three to four week intervals since his deregistration to discuss and reflect on the findings of the Tribunal with a view to improving his insight in regard to his misconduct and its consequences. This involved some very confronting sessions and extensive homework for the applicant in terms of reflection, research and essays, as well as counselling.
56Dr McMahon observed that the applicant found many of these sessions humiliating but he was very diligent in his persistence to develop better insight into his misconduct. Particular attention was paid to power imbalance in the doctor patient relationship and the effects that boundary crossing and boundary violations have on patients.
57Dr McMahon stated that the applicant has always been contrite and remorseful and that he was confident that he now had good insight in regard to the effects of boundary crossing behaviour on patients. In his opinion, the applicant would not re-offend.
Principles
58This appears to be the first application for a reinstatement order brought under the Health Practitioner Regulation National Law (NSW) . As such, no case law has been developed in respect of the new legislation. On the Tribunal's reading of the legislation, it is all but identical to the provisions of the Medical Practice Act 1992 in respect of review applications. In these circumstances, the Tribunal proposes to have regard to the case law that was developed under the previous legislation in determining this application.
59Ms Ward submitted that the principles set out in Re Mansoor Haider Zaidi [2006] NSWMT 6 at [42] which were originally set out in In the Matter of Mansour Hassad Zaidi and The Medical Practice Act 1992 as amended (29 August 1996, unreported) and approved by the Supreme Court of New South Wales, Court of Appeal, in Zaidi v HCCC [1998] NSWSC 335; (1998) 44 NSWLR 82 were the appropriate principles to be applied. Mr Griffin did not demur. The principles are: