It would appear, although the point was not argued, that the relevant offences under the OH&S Act were, at the time the prosecutions were launched, prescribed summary offences.
57 Offences under ss 15-19 of the OH&S Act were prescribed summary offences because s 48 of the OH&S Act provided as follows:
48 Authority to prosecute
(1) Proceedings for an offence against this Act or the regulations may be instituted only:
(a) with the written consent of the Minister or a prescribed officer, or
(b) by an inspector, or
(c) by the secretary of an industrial organisation of employees any member or members of which are concerned in the matter to which the proceedings relate.
58 In the present case, each of the charges was laid by an inspector appointed by the WorkCover Authority under s 31 of the Act. The WorkCover Authority of New South Wales was at the relevant time a statutory body representing the Crown, constituted by the Workplace Injury Management and Workers Compensation Act 1998 (NSW), s 14.
59 If the prosecution could be instituted by the WorkCover Authority, the Crown would clearly be a party to the proceedings for the purposes of the Criminal Appeal Act. It is difficult to see why a different result should follow where, by statute, the Authority is empowered to appoint inspectors to exercise statutory functions, one of which is the prosecution of offences under the OH&S Act.
60 It does not matter that prosecutions may also be commenced by someone other than a person representing the Crown. Indeed, it is part of the Claimants' case that s 5C distinguishes between two classes of prosecutions, namely those instituted by or on behalf of the Crown and those instituted by persons not representing the Crown, to which the Crown cannot properly be said to be a party.
61 The next question is whether any different conclusion is required by John L Pty Ltd. The majority noted that the person who prosecuted the offence in issue was an officer of the Department of Consumer Affairs and that the proceedings were taken and prosecuted by him with the authority of the Acting Minister for Consumer Affairs. However, their Honours continued (at 518-519):
"In the context of a provision conferring rights of appeal against a decision quashing an information or an indictment, there is no reason to give the reference to 'the Crown' being 'a party' a wider meaning than that which the words are, as a matter of ordinary language, apposite to convey. The proceedings were not brought in the name of the Crown, or by the Attorney-General or even by an officer such as the Director of Public Prosecutions in the exercise of a statutory entitlement to prosecute criminal proceedings on behalf or in the name of the Crown. They were brought by Mr Clayton as 'a person' (s 56(1)) and could be maintained by him, in that capacity, regardless of whether he remained in the employment of the Department of Consumer Affairs (contrast, eg, proceedings to which 'the Minister' (s 56B) or 'the Commissioner with the consent of the Minister' (s 56A(1)) is a party). They were not proceedings to which the Crown was a party in any accepted meaning of the words 'Crown' and 'party'."
62 The contrast drawn in the penultimate sentence of this extract between, on the one hand, a public servant who required the consent of the Minister to prosecute, but could maintain the proceedings even if he were no longer a member of the public service and, on the other hand, a statutory officer such as the Commissioner, indicates that the present case may fall into a different category. The inspector was appointed by a statutory authority representing the Crown, and brought the prosecution pursuant to his statutory authority as an inspector.
63 There is also a point of distinction to be found in the reference to the position of a Director of Public Prosecutions as an authority prosecuting on behalf of or in the name of the Crown. While the Director prosecutes indictable offences "on behalf of the Crown" he or she is "responsible to the Attorney-General for the due exercise of the Director's functions", although without derogation from the statutory authority conferred on the Director in relation to the preparation, institution and conduct of proceedings: Director of Public Prosecutions Act, s 4(3). The Director is thus given a measure of independence, but little would seem to turn on whether the functions of the office are exercised "on behalf of the Crown" or otherwise.
64 The various provisions of the Criminal Appeal Act having been amended to provide for the Director of Public Prosecutions to appeal, including for the purposes of s 5C, it would appear that the Criminal Appeal Act treats the Director of Public Prosecutions as, for relevant purposes, an agent of the Crown. However, when the provisions of the Criminal Appeal Act are applied pursuant to s 196 of the Industrial Relations Act, in the Commission, a reference to the Director is taken to include a reference to the prosecutor in the proceedings before the Commission: s 196(3)(e). On the assumption that there may be private summary prosecutions under the Summary Jurisdiction Act (as occurred in John L Pty Ltd), and assuming that they may be prescribed summary offences, the Director can take over the prosecution at any time, thereby, on the assumption that the Crown is then a party, permitting an appeal to be brought under the express power conferred on the Director by s 5C of the Criminal Appeal Act. In the Commission, where the prosecutor is given a power of appeal, at least where the prosecutor is an inspector, a coherent operation will be permitted if the prosecutor can appeal, as the Director could, without the words "to which the Crown was a party" conferring a constraint. That result should be accepted, as the appropriate construction of the phrase appears not to have been intended to impose a specific constraint, either in its original operation or in the expanded operation of the section.
65 That is not to say that there will not be prosecutions to which the Crown is not a party. All that needs to be determined for present purposes is that a prosecution under the OH&S Act brought by an inspector is, for the purposes of the Criminal Appeal Act, s 5C, a proceeding to which the Crown was a party.
66 The point of departure from the terms of the Consumer Protection Act considered in John L Pty Ltd is important in another respect. Thus, the majority judgment assumed that Mr Clayton, as a private person, could continue the proceedings whether he remained employed in the Department of Consumer Affairs or not. Although it is not necessary to determine the matter for present purposes, it is at least doubtful whether, when a person ceases to be an inspector under the OH&S Act, proceedings for offences under that Act may be continued by that person. As appears from Part 3, Division 4 of the OH&S Act, inspectors are given powers similar to those conferred upon police officers. It would be anomalous if those powers remained after termination of the statutory office.
67 As noted by Toohey J in John L Pty Ltd, prosecutions instituted by police have historically been referred to as "Crown prosecutions", as have other prosecutions under statute in New South Wales conducted by officers of the Crown: 163 CLR at 541-542, referring to Lenthall v Hillson [1933] SASR 31; Ex parte WA Grubb Pty Ltd; re Johnston (1949) 66 WN(NSW) 224 and Ex parte Browne; Re McNamara (1967) 68 SR(NSW) 188, all of which pre-dated the 1979 Amendment Act.
68 As Brennan J noted in John L Pty Ltd, the Crown, by such a name, is not a party to summary criminal proceedings in the Supreme Court, as those proceedings are a creature of statute. His Honour was of the view that this limb of s 5C might be devoid of operation if the reference to "the Crown" as "a party" were not given a broader meaning than that traditionally associated with prosecutions under indictments or informations, at common law.
69 One might add that, were prosecutions brought by officers in the service of the Crown not given recognition as acts of the Government, there might be a serious question as to whether a prosecution involving matters of great public importance might not lapse upon the death of the inspector who brought the prosecution. The inspector who commenced the prosecutions did not do so in any private interest, or at private expense. He did so as an officer appointed by the WorkCover Authority for that purpose amongst others, the WorkCover Authority itself being a representative of the Crown.
70 In England, there is an established line of authority with respect to the analogous position of prosecutions brought by police officers. Such proceedings do not abate upon the death of the nominal informant because the true informant is taken to be the office from which he or she obtains instructions and direction. Thus, in Hawkins v Bepey [1980] 1 WLR 419, a prosecution instituted by a chief inspector, who subsequently died, was held to be undertaken by him in a representative capacity, on behalf of the Chief Constable who controlled and directed the relevant division of the police force under the Police Act 1964 (UK): see pp 422H-424D (Watkins J, Browne LJ agreeing, and the authorities referred to, including Reg v Truelove (1880) 5 QBD 336 at 340 (Lush J) and Reg v Burt, Ex parte Presburg [1960] 1 QB 625 at 635 (Lord Parker CJ). To similar effect, the Full Court of the Supreme Court of Queensland held in Elliott v Taylor [1947] St R Qd 210 that a prosecution for a breach of the National Security (Prices) Regulation (Cth), brought by a departmental officer, was in effect a criminal proceeding brought on behalf of the Crown which did not abate, because the Crown "has control over the proceedings": at 212 (E.A. Douglas J). Mathews J agreeing stated (at 213) in bald terms:
"On the authorities quoted I think the Crown is a party to all criminal proceedings and consequently, the Crown Solicitor, acting for and on behalf of the Commonwealth, can institute this appeal."
71 It is not necessary for present purposes, to go so far as the Full Court did in Elliott v Taylor; it is sufficient to find, in accordance with the English authorities, that an officer, carrying out statutory functions in the public interest effectively represents the authority to which he is subject, by way of control and direction, which is taken to be the real party to the proceedings. In this case that body is the WorkCover Authority, which represents the Crown. Accordingly, the Crown is a party to the prosecutions.
72 It should be accepted that the Full Bench had jurisdiction to hear and determine the appeal from the judgment of Schmidt J, pursuant to the second limb of s 5C of the Criminal Appeal Act. It is unnecessary to reach a conclusion as to whether or not the first limb of s 5C was satisfied.
73 It is also unnecessary to determine whether the Full Bench had jurisdiction pursuant to s 154 of the Industrial Relations Act. That section provided:
154 Declaratory jurisdiction
(1) The Commission in Court Session may make binding declarations of right in relation to a matter in which the Commission (however constituted) has jurisdiction. The Commission in Court Session may do so, whether or not any consequential relief is or could be claimed.
(2) Proceedings before the Commission in Court Session are not open to objection on the ground that a declaration of right only is sought.
74 The argument that this provision confers jurisdiction on the Full Bench to make binding declarations of right in relation to matters determined by a judicial member sitting alone, in circumstances where specific provisions granting rights of appeal do not apply, is unattractive.
75 Support for such a broad operation of the provision was said to derive from the decision of the Victorian Court of Appeal in Director of Public Prosecutions v Judge Lewis [1997] 1 VR 391. However, I can find nothing in the judgment of Tadgell JA (with whom Ormiston and Charles JJA agreed) which would support such a construction. In that case the Supreme Court was exercising its supervisory jurisdiction in respect of the County Court: the jurisdiction was undoubted, the nature of the relief available and discretionary considerations with respect to that relief were in issue: see pp 401-402. The Director in that case had apparently sought relief by way of judicial review or declaration, in order to call into question a ruling of the County Court. The matter came before the Court of Appeal by way of a reference pursuant to s 17B(2) of the Supreme Court Act 1986 (Vic): [1997] 1 VR at 392. Thus, after considering the relevance of Craig v South Australia (1995) 184 CLR 163, Tadgell JA stated (at 401, line 50):
"The order for a stay was characterised by the High Court at 186 as having depended essentially on 'a question of fact involving an element of discretionary judgment'. A court will be slow to make a declaration which impinges directly upon the course of proceedings in a criminal matter: eg Sankey v Whitlam (1978) 142 CLR 1 at 23-6. A principal reason, no doubt, is that it is generally desirable in the public interest that criminal proceedings should be allowed to pursue their usual course, without punctuation by applications for interlocutory relief in relation to them. Plainly, however, Sankey v Whitlam authorises a grant of declaratory relief in an appropriate case, even though it be directed to pending criminal proceedings; there is other authority to a like effect … ."