the statutory counts
16 As against each defendant the plaintiff invokes each of four sub clauses of reg 73 of the Regulations made pursuant to the Construction Safety Act 1912 (now repealed), formerly the Scaffolding and Lifts Act 1912. The opening words and the relevant sub clauses of the regulation are as follows:
" 73 . Safeguards and accident prevention measures for construction work
Any person who directly or by his servants or agents carries out any construction work shall take all measures that appear necessary or advisable to minimise accident risk and to prevent injury to the health of persons engaged in such construction work and for this purpose, without limiting the generality of the foregoing, he shall, subject to Regulation 74:
…
(2) provide and maintain safe means of access to every place at which any person has to work at any time;
(3) provide means by fencing or otherwise for securing the safety of any person working at a place from which would be liable to fall a distance of more than1.8m,
…
(5) keep all stairways, corridors and passageways free from loose materials and debris, building materials, supplies and obstructions of every kind;
…
(8) effectively fence in the manner prescribed by these Regulations, all platforms, the open sides of all floors, openings in floors, roofs and platforms into which persons could accidentally walk, the open sides of stairways and stairway landings and all excavations and holes more than 1.5m deep.
Provided that it shall be permissible to remove when necessary any guardrail, fence or part thereof for the purpose of handling materials or for the installation of other work, subject to such guardrail, fence or part thereof for the purpose of handling materials or for the installation of other work, subject to such guardrail, fence or part thereof being at once replaced upon completion of such work…"
17 "Construction work" is defined in s3 of the Construction Safety Act so as to include "building work" which is, in turn defined so as to include:
"work in constructing, erecting, installing, adding to, altering…..that:
(i) is done in relation to a building or structure at or adjacent to the site thereof, or
…"
18 There is no issue that, for the purposes of reg 73, "construction work" was being carried out at the site. Whether it was carried out by the first defendant is a question to which I will have to turn.
19 Reg 74, to which reg 73 is subject, provides, in certain circumstances, for the provision of safety belts, safety lines or safety harnesses or safety nets, apparently as alternative to the requirements of reg 73. Since no such equipment was provided by either defendant it is unnecessary to consider whether that regulation would otherwise apply to alleviate any obligation of either defendant under reg 73 to comply with the four sub clauses set out above. It will, however, having regard to submissions made on behalf of the second defendant, be necessary to return to reg 74.
20 Before moving to consider the specific requirements of each of the sub regulations invoked, it is necessary to deal with an argument advanced on behalf of the first defendant. This argument raised for consideration the opening words of reg 73, specifically the question of whether the first defendant was:
"…[a] person who directly or by [its] servants or agents carrie[d] out any construction work…"
21 Counsel for the first defendant referred to the decision of the High Court in H.C. Buckman & Son Pty Ltd v Flanagan [1974] HCA 30; 133 CLR 422. At that time the opening word of reg 73 (of the Scaffolding and Lifts Regulations, which have been retitled as the Construction Safety Regulations) referred to "building work" where the present regulation refers to "construction work", but was otherwise not materially different. In that case, the appellant (to which I shall, like the members of the High Court, refer as "Buckman") had contracted with the NSW Department of Education for the construction of a new high school. Another party, Shaw, sub-contracted with Buckman for the fabrication and erection of steelwork in the construction. The third party (the plaintiff in the original proceedings, Flanagan) sub-contracted with Shaw for the erection of the steelworks. In the course of the erection of the steelworks Flanagan was injured. He sued Buckman and Shaw as individual tortfeasors. Barwick CJ, with whom McTiernan and Stephen JJ agreed, held that the word "agents" in the opening words of the regulation did not encompass persons working as independent contractors who were themselves carrying out building work. As an independent contractor, Flanagan had failed to establish that the regulation imposed upon either Buckman or Shaw any duty to him.
22 Counsel for the first defendant relied upon the decision in Buckman to urge, in the present case, a like conclusion - that is, that the second defendant was an independent contractor, and that that absolved the first defendant of liability to the plaintiff. In my view, that represents a misconception of the applicability of the decision in Buckman. The salient feature on the facts in Buckman was that Flanagan himself had contracted to undertake "the relevant building work" to the exclusion of Buckman. The question here is not whether the first defendant had sub-contracted building works to the second defendant, but whether it was itself engaged in relevant building work such as to involve the duties imposed by the regulation. The decision in Buckman turned on the identification of "the relevant building work", which had, in effect, been assigned to Shaw, and reassigned to Flanagan.
23 The application of Buckman was considered by the Court of Appeal in Maggiotto Building Concepts Pty Ltd v Gordon [2001] NSWCA 65, unreported, 30 March 2001. The facts in that case bore this relevant similarity to those in Buckman: the defendant ("Maggiotto") contracted, as head contractor, to construct home units; it engaged the plaintiff (Gordon) to perform carpentry work; specifically, it engaged Gordon as a sub-contractor and not as an employee. Ipp JA, with whom Meagher and Stein JJA agreed, considered the decision in Buckman and held, on the facts of Maggiotto, that, while Gordon was a sub-contractor for the purposes of undertaking the carpentry work, nevertheless, as head contractor, Maggiotto was engaged in building work. Ipp JA wrote:
"36…Maggiotto coordinated and supervised the different trades required for the completion of all the building work on site, and supplied the materials necessary for the trades to carry out their work. In performing these tasks Maggiotto was…performing building work (and, hence, construction work) within the meaning of the definition of s3 of the Construction Safety Act ."
24 It is therefore necessary to take a moment to examine the evidence relating to the role of the first defendant in the project at the North Sydney Swimming Pool. Ex DD is a bundle of documents relating to the first defendant. The first document, which is undated, is on the first defendant's letterhead and is headed "PROJECT DESCRIPTION". It contains the following:
"1. Hansen Yuncken have been engaged by North Sydney Council to undertake the following works at North Sydney Olympic Pool:
· Install new pool filtration equipment to the existing 50.00 pool.
· Refurbish and upgrade the existing heritage listed buildings and grandstand.
· Construct new 25.00 lap pool, wading pool and facilities.
· Construct new roof over 25.00 pool and existing grandstand.
…"
25 Another, bulky document, which appears under tab 7 in the bundle, bears the first defendant's name and logo, and is entitled "PROJECT MANAGEMENT PLAN". In an introduction, headed "North Sydney Pool", the following appears:
"The purpose of this Project Management Plan (PMP) is to provide an easy reference document to assist in the management of activities on the project, as they relate to Hansen Yuncken certified management systems…"
26 There is much more, but it is unnecessary to go into detail. I am abundantly satisfied that the first defendant was engaged in building work and therefore "construction work" for the purposes of the opening words of reg 73. While it had sub-contracted the formwork aspect of the project to the second defendant, it had not done so in such a way as to relieve itself of overall responsibility for the relevant "construction work", and maintained overall control and coordination of the site and the works. I reject the argument that first defendant was not bound by the obligations imposed by reg 73.
27 No corresponding submission was made on behalf of the second defendant and there is no reason whatsoever to doubt that that it was bound by reg 73.
28 That makes it necessary to consider whether either defendant has been shown to have been in breach of any of the obligations therein contained. In written submissions counsel for the first defendant argued that no breach of sub-clauses 2, 5 or 8 had been established against it. However, as counsel also (para 44) expressly disavowed any such contention in relation to sub-clause (3), it is superfluous to deal with those arguments. The concession was, again, realistically made. Clearly, the plaintiff was working at a place from which he was liable to fall a distance of more than 1.8 metres, and clearly no provision was made by fencing or otherwise for securing his safety. I am satisfied that a breach of reg 73(3) has been established against the first defendant. Breach of statutory duty has thus been established against the first defendant.