the Court must (except as provided by this section), as soon as practicable after ... the question is raised, ... conduct an inquiry in order to determine whether the person is unfit to be tried for the offence.
(2) The Court must not conduct an inquiry into the question of a person's unfitness to be tried for an offence unless it appears to the Court that the question has been raised in good faith."
41 In support of the proposition contained in 3.6.3, the appellant cited "Terrence Tier v the DPP". This was a reference to the decision of this Court in R v Tier [2001] NSWCCA 53; 121 A Crim R 509.
42 There the appellant, whose trial had commenced six weeks earlier, failed to appear on one day. He had been admitted to the psychiatric unit of a public hospital. A psychiatric report provided a provisional diagnosis of major depression over the preceding two months. The diagnosis was confirmed by that appellant's treating psychiatrist two days later. The psychiatrist stated that the appellant was unfit to undergo the rigours of a trial at that time.
43 An application made on that appellant's behalf for a hearing, under the Mental Health (Criminal Procedure) Act was rejected, the judge stating that he did not believe it had been made in good faith.
44 The proceedings in that case had had a lengthy history.
45 As to the application in Tier, Kirby J, with whom Grove J expressly agreed, and with whom Sheller JA also agreed, although giving his own statement of reasons, said:
"71 The exception provided by s10(2) recognises that an inquiry into fitness (involving a separate jury) is disruptive. It will often lead to the discharge of the jury hearing the trial. A mechanism is therefore needed (and is provided, by s10(2)) for the trial judge to prevent attempts by the accused, or his representatives, to disrupt or abort the trial. No inquiry need be held where it appears to the court that the question has not been raised in good faith (s10(2)). It will not be raised in good faith where there is no real and substantial question of unfitness, and where the motivation in raising the question (which is either transparent or to be imputed) is to disrupt the trial process. ... Conversely, where there is a real and substantial question, good faith will be presumed.
72 Section 10, therefore, suggests a sequence of questions. Usually, an accused person will be represented (s12(1)). Where an accused's representative raises a question concerning the unfitness of the accused, the trial judge would ordinarily be expected to accept that the issue has been raised in good faith. Legal representatives, whether barrister or solicitor, are subject to professional obligations. Once raised by a practitioner there is, prima facie, an obligation on the trial judge to halt the trial, and to conduct an inquiry before a separate jury. If, however, the basis for concern is not obvious, or the validity of that concern is dubious, it is appropriate for the trial judge to seek an elaboration upon the matters giving rise to the concern ... Where that elaboration demonstrates a real and substantial question, good faith will be presumed. The question of unfitness must then be determined by a separate jury. It is only where there is patently no real and substantial question that the court may impute an absence of good faith, and decline to conduct an inquiry (s10(2))."
The Court found error in the approach there taken by the trial judge, allowed the appeal, quashed the conviction and ordered a new trial.
46 Although the present appellant has provided extensive affidavit evidence in relation to some of his grounds of appeal, he has not provided any additional evidence in support of this aspect of the appeal. The relevant facts must be drawn from the record of the trial. To deal with the matters raised requires something of an excursion that may, initially, appear to be of dubious relevance.
47 As I have set out above, the trial itself was preceded by many days of preliminary hearings, including extensive examination of various witnesses on the voir dire. The appellant was arraigned in the presence of the jury panel on 19 April 2003. On Thursday 8 May it became apparent that the appellant had failed to appear, as he was required to do, in the Newcastle Local Court in relation to other charges. As a result a number of bench warrants were issued for his arrest. The transcript records considerable discussion about accommodating the appellant's need to attend at the Newcastle Court. The trial was adjourned until the following Monday, 12 May. Arrangements were made for the bench warrants to be executed in a public street not far from the Downing Centre Court where the trial was being conducted.
48 When the trial resumed on Monday 12 May the appellant sought an adjournment for a week. He made lengthy and diverse complaints about his treatment over the weekend. After execution of the bench warrants he was kept in custody, according to the appellant, until about midday on the Friday (9 May). Eventually, he was pressed to state with particularity the basis for his adjournment application. He said that it was to seek medical attention. The transcript records him saying:
"Your Honour I have a distinct feeling that at the moment following that, I; (i) would require normal medical attention and my fitness to be tried without specialist treatment might be in doubt, and I seek an adjournment to clarify that issue. Quite simply my body hasn't recovered from this. It is just jumping. I could not possibly follow the proceedings."
49 In response to a question from the trial judge he said that he had not had any opportunity to obtain a medical certificate but he wished to consult his family doctor. He said he could not concentrate.
50 The judge and the Crown Prosecutor cooperated in providing the appellant with an opportunity to consult a medical practitioner. Indeed the judge even arranged for his staff to provide the appellant with the telephone numbers of nearby medical practices.
51 Later in the day the appellant returned to court with a medical certificate stating that he was suffering from hypertension and was unfit to participate in the trial until the following Thursday (Voir Dire Exhibit 2). The judge accordingly adjourned the trial until Thursday 15 May.
52 On 15 May the appellant presented a further medical certificate, this time from his own general practitioner who was said to practise in the Nelson Bay area, where the appellant lived. This certificate stated that the appellant was:
"... suffering a medical condition such that his mental state precludes his attendance at court from today."
The general practitioner said that the appellant was:
"... suffering symptoms of depression and anxiety - specifically he complained of mental clouding, agitation, poor sleep, early morning waking, fatigue."
The certificate went on to say that the appellant was to undergo specialist examination on the following Tuesday. The trial judge regarded that certificate as inadequate and allowed the appellant a short additional adjournment to enable him to contact his general practitioner and supplement the certificate. That was done, by a further certificate, transmitted to the court by facsimile. The general practitioner said that the appellant was suffering symptoms of depression and anxiety. The appellant sought a further adjournment pending specialist advice and opinion.