the chain tensioner was in perfect working order upon the date and
the accident was solely due to the Plaintiff's own negligence."
10. The Defendant's servant referred to in the new paragraph is McCarthy.
11. In consequence of that amendment, the appellant filed
a reply which
included the following plea:
"2. In the alternative to the plaintiff's plea in paragraph
3 of the Particulars
of Claim, if the incident did not occur in the
manner pleaded therein but rather in the manner pleaded by the
second defendant
in paragraph 4 of its Amended Defence, namely that
the second defendant's servant tightened the tensioner using a five
foot
length of pipe and was going to secure the lever when the
tensioner swung upwards striking the plaintiff in the face then the
plaintiff says that the incident resulted in the negligence and
breach of contract and breach of statutory duty of the first
defendant and the negligence of the second defendant."
12. I think that this alternative basis of claim was a departure from
the
claim as pleaded in the Particulars of Claim and ought therefore to have been
pleaded by way of amendment to the Particulars
of Claim and not by way of
reply. See Local Court Rule 67.11; Herbert and Another v. Vaughan and Others
1972 3 All ER 122. The pleading of one claim in the Statement of Claim does
not preclude, however, the raising of an alternative inconsistent claim
at a
later date and there can be no doubt that the amendment would have been
granted if sought. Barclays Bank Limited v. Thomas
1979 2 Lloyds Report 505.
No objection was made to the raising of the alternative claim in the reply and
the parties must therefore
be treated as having fought the case on the basis
that the Particulars of Claim had been appropriately amended. Bagnell v.
National
Tobacco Corporation Ltd. [1934] NSWStRp 30; (1934) 34 SR (NSW) 421; Miller v. Cameron
and Others [1936] HCA 13; (1936) 54 CLR 572 per Latham CJ at 577; Leotta v. Public Transport
Commission (1976) 50 ALJR 666.
13. The appellant's evidence about the incident was vague. He said that the
trench digger was driven onto the low-loader by either
himself or Mr. Geddes
the Managing Director of the company. Mr. Geddes was present throughout the
incident. The appellant said
that he thought that three chains were used to
secure the machine. He had never used a chain tensioner before but had seen
them
used. He said that on this occasion a length of piping was placed on the
lever to give additional leverage and that he helped pull
the lever down on
one of the chains. He did not know whether it was the chain to which tension
was being applied when the accident
occurred. He described the accident as
follows:
"Well, when we loaded the machine on to the low loader from
Telecom we
had to secure it down with chains because it was too
heavy and too big. A rope was no good, and all I can recall is
helping
the driver load it and walking around the machine to check
to see that everything was on and tightened and then I come across
a
bit of pipe on the ground that would be used on the levers to
tension it. I picked that pipe up to put back on the low
loader and
that's when the lever hit me at that time, about all I can
remember."
14. McCarthy was involved in the process
but the appellant was unable to say
whether he applied the tension on the occasion when the lever sprang back.
15. A fellow worker,
Mr. Scroop, gave evidence that he saw the appellant
assisting with the chains. He did not see the incident, however, nor
apparently
the chain tensioning operation which led to it. Neither respondent
called evidence.
16. The appellant's primary case against both
respondents was that he was
permitted to operate the chain tensioner without proper instructions. That
case could not succeed unless
it could be proved that the appellant operated
or assisted to operate the chain tensioner on the occasion when the lever
sprang back.
The learned trial judge held that the evidence did not enable
him to say whether the appellant or McCarthy operated the chain tensioner
on
that occasion and that the appellant had therefore not proved that his use of
the chain tensioner was a cause of the accident.
I think that that conclusion
on the evidence was inevitable. The appellant did not know, and there was no
other evidence.
17.
The appellant further alleged against both respondents that the method
used to secure the chain tensioner was unsafe and that there
was therefore an
unsafe system of work for which both were responsible. The defect in the
system was said to be the failure to
provide for the tying down of the lever
in the closed position. I have already referred to Mr. Maddern's evidence on
the point.
Whatever arguments might have been raised if the lever had been
dislodged and slackening of the chain had occurred while the equipment
was
being transported, there is nothing in Mr. Maddern's evidence to indicate the
need for tying down the lever while the vehicle
was stationary. A Mr. Cox, a
witness with experience in the transport industry, gave evidence of a common
practice of clipping
the lever down with a piece of metal or chain. There is
nothing in his evidence, however, to indicate why that should be necessary
if
the lever is properly placed to close the tensioner.
18. The learned trial judge's conclusions on this point are stated in his
reasons for judgment as follows:
"The next precaution that might have been taken is that the
practice of tying down a closed
lever, with wire, chain, or a clip,
could have been adopted. The evidence satisfies me that this is a
practice adopted by
some users of chain tensioners and that it is an
easy, practical, practice to adopt. However, it is also apparent on
the
evidence that the practice is by no means universally adopted.
Given the fact that the geometry of the device is such that
tension will keep a closed lever closed, it would seem to be a
practice of no particular merit in the case of a properly closed
tensioner in sound condition. It
is probably of most use in that it
would, I presume, be likely to direct one's attention to an
incorrectly closed lever when
one was tying it down.
The evidence does not satisfy me that the desirability of tying
down the lever is so generally accepted
or regarded as desirable
that I can hold anyone, particularly McCarthy, negligent for failing
to adopt it."
19. I think
that the learned judge's reasoning on this point is persuasive.
I do not think reasonable care for the safety of persons using the
chain
tensioner or working near it required that there be a practice of tying down
the lever. Properly closed by means of the lever
it was quite safe.
20. The alternative basis of claim raised in the reply seeks to establish an
act of negligence by McCarthy
in failing to close the lever properly. This
requires a finding that it was McCarthy who operated the chain tensioner on
the relevant
occasion. This plea is, of course, inconsistent with the
principal case pleaded by the appellant but the pleading of an inconsistent
alternative claim is authorised by Local Court Rule 67.11; Barclays Bank
Limited v. Thomas 1979 2 Lloyds Reports 505. The problem
faced by the
appellant is that the evidence did not prove that it was McCarthy who
positioned the lever on the relevant occasion.
With regard to the second
respondent, however, the appellant relies upon the pleadings and in particular
the averment in the amended
Paragraph 4 of the defence that McCarthy
manipulated the lever into the position from which it flew back. There is, of
course, no
such averment on the pleadings by the first respondent and it is
unaffected by the argument presently under consideration.
21. Counsel
for the second respondent argued that it would not be right to
treat the averment referred to above as an admission made on behalf
of the
second respondent upon which the court should act. He placed reliance upon a
passage in the judgment which I delivered on
behalf of the Full Court in
Pearce v. Hall [1989] SASC 1874; (1989) 52 SASR 568 at 572-3. In that case, the court was
considering the effect of the new Rule 88A of the Local Court Rules which
requires particulars
of damage verified on oath, upon grant of leave to
administer interrogatories. In the course of the reasoning, the contrast
between
the effect of allegations in pleadings and statements in answers to
interrogatories was referred to. The evidentiary function of
answers to
interrogatories was contrasted with the role of unsworn pleadings, which do
not vouch for the truth of what is alleged
but whose purpose and function are
to define and narrow the issues to be resolved at trial. Because a party, in
the case of unsworn
pleadings, does not vouch for the truth or accuracy of
what is alleged, statements in the pleadings do not affect the party's
credibility;
they cannot be used against him in other proceedings; they may be
withdrawn or modified by permitted amendments to the pleadings.
They differ
from answers to interrogatories in all those respects.
22. Although making the distinction between the evidentiary
character of
answers to interrogatories and the quite different character of statements in
the pleadings, the Court did not convey,
and did not intend to convey, that a
party was not bound by statements in his pleadings in the proceedings of which
those pleadings
form part. The binding character of statements made by a
party in its pleadings is essential to the role of pleadings in defining
the
issues for trial and relieving the opposing party of the necessity of proving
the facts alleged by the first mentioned party
in its pleadings.
23. The principle is stated in Wigmore on Evidence Volume 4 Paragraph 1064
as follows: "1064. (2) Common law
pleadings in the same cause, as judicial
admissions. (1) The pleadings in a cause are, for the purposes of use in that
suit, not
mere ordinary admissions (1057 supra), but judicial admissions (2588
infra); i.e., they are not a means of evidence, but a waiver
of all
controversy (so far as the opponent may desire to take advantage of them) and
therefore a limitation of the issues. Neither
party may dispute beyond these
limits. Thus, any reference that may be made to them, where the one party
desires to avail himself
of the other's pleading, is not a process of using
evidence, but an invocation of the right to confine the issues and to insist
on
treating as established the facts admitted in the pleadings.
24. This much being generally conceded, it follows that a party may
at any
and all times invoke the language of his opponents' pleading on that
particular issue as rendering certain facts indisputable;
and that, in doing
this, he is on the one hand neither required nor allowed to offer the pleading
in evidence in the ordinary manner,
nor on the other hand forbidden to comment
in argument without having made a formal offer; for he is merely advocating a
construction
of the infrajudicial act of waiver of proof".
25. The rule that the party is bound by statements of fact in his pleadings
is not
applied by the courts so rigidly, however, as to defeat the interests
of justice. Some degree of flexibility is required where
there is a
disconformity between facts as pleaded and the evidence. This is particularly
so under the modern rules which require
a party to plead a version of the
facts. Often, moreover, the course of the trial and the parties' conduct at
trial will indicate
that they are not insisting upon the pleadings. Parties
may be prepared to allow the trial to proceed upon the basis that any
necessary
amendments have been made and there may be no controversy as to the
form of the pleadings.
26. None of the above considerations
appear to me, however, to apply to the
present case. The statement in the amended defence to the effect that
McCarthy positioned
the lever on the relevant occasion was made deliberately
by amendment and there was no attempt to amend the pleading to withdraw
that
statement. The facts were within the knowledge of McCarthy who was the second
respondent's employee. He was not called as a witness and no explanation was
advanced as to failure to
call him. When the alternative claim was allowed to
be raised in the reply without objection, the state of the pleadings appeared
to me to be substantially thus. The appellant was to be treated as having
raised the alternative claim in his Particulars of Claim.
The second
respondent by its defence was to be treated as having admitted that McCarthy
positioned the lever. That was an admission
of a material fact by the second
respondent and it was bound by that admission.
27. The appellant's primary allegation that he operated
the lever having
failed for lack of proof, he was entitled to rely upon his alternative claim
based upon McCarthy's negligence in
failing to locate the lever in the closed
position. In pursuing that alternative claim, the appellant was not required
to prove
that McCarthy positioned the lever because that was admitted by the
second respondent on the pleadings.
28. The learned trial judge
was correct, in my opinion, in his conclusion on
the evidence that the identity of the person who positioned the lever was not
established, but I think that he failed to give proper weight to the binding
admission which had been made by the second respondent
in his defence
identifying McCarthy as that person.
29. I think that it was reasonably foreseeable by McCarthy that failure to
position the lever safely in the closed position might result in it springing
back and causing injury to the appellant who was working
with him in the
vicinity. McCarthy therefore owed a duty to the appellant to exercise
reasonable care in closing the chain tensioner.
Failing to close the
tensioner properly and leaving the lever in the balance position which enabled
it to spring back was, in my
opinion, clearly a breach of that duty.
30. I consider therefore that there should have been a finding as against
the second respondent
that McCarthy was guilty of negligence for which the
second respondent was vicariously liable as his employer.
31. The learned trial
judge although dismissing the appellant's action,
proceeded to assess damages in case of appeal. He dealt with the question of
damages
as follows:
"In case I am wrong, I proceed to assess damages. This was
a nasty blow from a steel lever. It evidently forced
the
plaintiff's lower lip up against his upper denture. The lip was
badly split. The upper denture was broken. The plaintiff
required a
number of stitches to his lip, the laceration being closed in
progressive stages. He was very shocked by the
incident. He lost a
certain amount of blood. I am sure it was very painful.
He was away from work for a few weeks. Since
his return to work,
his injury has presented no problem with regard to his work and he,
specifically, seeks no award in respect
of economic loss. His wages
during absence from work were paid pursuant to the provisions of the
Workers Compensation Act,
as were his medical expenses.
The long term result of his injury has been a scar something over
an inch long in and below
his lip. It is of fairly good colour and
contour, but is readily visible. It should not be there, but it is
certainly not
grossly disfiguring. There is still some lumpiness
inside the lip, which feels odd and this has some nuisance value.
There
is a slight loss of control of the lower lip in its finer
movements. The plaintiff complains that, at times this causes him
to slur his words a bit. It is particularly noticeable when he is
tired or nervous. His wife confirmed this.
He agreed
that he was nervous in court, but that produced no
slurring that I could detect, as he gave evidence. Accepting that
it
may be worse at some other times, it does not appear to be a
major problem. After this length of time, it is not likely to get
much better.
I would assess general damages for past and future pain and
suffering in the sum of $4,500."
32. I have read the evidence
bearing upon the question of damages and we
inspected the appellant's scar during the hearing of the appeal. It is not a
disfiguring
scar. Despite some evidence as to the slurring of speech the
learned judge detected none while the appellant was giving evidence.
I think
that the injury and scarring do not call for a large amount of damages. One
of the grounds of appeal was that the amount
assessed was too low, but I think
that the assessment was reasonable.
33. A further ground of appeal was that compensation should
have been awarded
under the Workers Compensation Act against the first respondent but that
ground was not pursued before us.
34.
In my opinion, for the above reasons, the appeal against the first
respondent should be dismissed. The appeal against the second
respondent
should be allowed and there should be judgment against that respondent in the
sum of $4,500.
35. I would hear the parties
as to costs.